Joe Frank HARRIS, Governor, et al., Petitioners, v. Horace LUCKEY, III, et al., Respondents.
No. 90-9062.
United States Court of Appeals, Eleventh Circuit.
Nov. 16, 1990.
918 F.2d 888
Roper‘s reliance on United States v. Erwin, 875 F.2d 268 (10th Cir.1989) is misplaced. Erwin was a passenger in an automobile which was stopped by a New Mexico police officer for speeding. A subsequent search of the vehicle revealed a quаntity of marijuana. Erwin moved to suppress the use at trial of the marijuana taken from the vehicle. The district court denied the motion to suppress and, on appeal, we affirmed. Although holding that Erwin, as a passenger, had standing to challenge the stop, we also held that Erwin did not have standing to challenge the ensuing search, since he did not claim ownership of the marijuana nor did he own or legitimately possess the automobile.
Having now determined that Roper lacks standing, we need not consider thе consent issue.
Judgment affirmed.
MCKAY, Circuit Judge, concurring:
I don‘t believe that standing should turn on whether someone is listed as an additional driver on a car rental contract. Whatever rights may exist between the driver with permission of the lessee and the lessor, they should not determine the driver‘s standing to object to a search. I simply do not agree with our cases to the contrary.
However, I believe that valid consent to the search was given. I would therefore affirm.
William B. Hill, Jr., Michael E. Hobbs, Alfred L. Evans, Jr., Atlanta, Ga., for petitioners.
David A. Webster, Emory University Schоol of Law, Robert B. Remar, Neil Bradley, Laughlin McDonald, Kathleen Wilde, Derek Aphrin, American Civ. Liberties Union Foundation, Inc., Atlanta, Ga., for respondents.
Before HATCHETT, COX and BIRCH, Circuit Judges.
BIRCH, Circuit Judge:
Appellants (defendants below) have presented to this court a petition for permission to appeal pursuant to
I. BACKGROUND
Appellees (plaintiffs below) filed their complaint in this case on October 24, 1986 and their amendment to that complaint on November 25, 1986. The class action was
Plaintiffs contend that certain systemic deficiencies1 in the Georgia indigent criminal defense system deny indigent criminal defendants their sixth amendment right to counsel, their due process rights under the fourteenth amendment, their right to bail under the eighth and fourteenth amendments, and equal protection of the laws guaranteed by the fourteenth amendment. Plaintiffs seek intervention by the federal courts in the state indigent criminal representation system to estаblish minimum constitutional standards and to enforce adherence to those court-ordered standards.
The defendants in the action are, respectively, the Governor of the State of Georgia and all judges of the state courts of Georgia who appoint attorneys or otherwise arrange for the defense of indigent criminal defendants.
Defendants, through their counsel, the Attorney General of the State of Georgia, filed a motion to dismiss based upon several alternative theories.2 On June 24, 1987, the district court entered an order dismissing the case, concluding that jurisdiction was lacking due to “the State‘s invocation of Eleventh Amendment immunity“.3 Thereafter, in response to plaintiffs’ motion for reconsideration, the district court entered a subsequent order on December 31, 1987 which held “that assuming that the Eleventh Amendment is no bar to maintenance of this action, the action must be dismissed for failure to state a claim for
An appeal to this court followed. Defendants’ appellate brief and reply briefs focused on the eleventh amendment and statement of claim issues and did not advance any arguments addressing issues of equity, comity or federalism. Plaintiffs’ briefing was consistent with the approach employed by defendants. In seeking to have this court affirm the dismissal by the district court on any grounds,5 the defendants presented several arguments6 in their brief on appeal. None of these arguments, however, embraced the concepts of comity or federalism.7 A panel of this court8 entered its decision on November 23, 1988. Luckey v. Harris, 860 F.2d 1012 (11th Cir.1988). That opinion did not address the abstention doctrine.
The defendants filed a suggestion of rehearing en banc on December 13, 1988. In that application to the court, defendants cited neither Younger v. Harris nor O‘Shea v. Littleton, and invocation of the abstention doctrine was not advanced or suggested. Thereafter, a poll was conducted pursuant to I.O.P. 5 (under
This court, in its initial opinion reversing the dismissal of the action by the district court, remanded the case “for further proceedings consistеnt with this opinion.” Luckey v. Harris, 860 F.2d at 1018. On remand, defendants filed a motion to dismiss based upon the abstention doctrine and the rulings of the Fifth Circuit applying that doctrine, Gardner v. Luckey and Tarter v. Hury, which they argued would be binding on this court under Bonner v. City of Prichard, 661 F.2d 1206, 1209 (11th Cir.1981). Defendants stated that since the abstention doctrine question had not been presented to, or adjudicated by, this court there was no “law of the case” problem before the district court.13 The district court disagreed.
In an order entered on July 10, 1990, the district court thoroughly considered the abstention issue before concluding that defendants’ motion to dismiss, based on considerations of comity, equity and federalism, was meritorious. However, the court felt constrained by the “law of the case” to deny defendants’ post-remand motion to dismiss. In pertinent part, the district court opined as follows:
[T]his Court believes that the abstention doctrine applies because, in its opinion, requiring the state, prospectively, to run an indigent defense system consistent with constitutional norms is an unwarranted intrusion into the business of the state.
Despite the Court‘s perception of the strength of its opinion based on what it bеlieves to be settled law, the entire Eleventh Circuit was faced with Judge Edmondson‘s arguments and declined to rehear the case, or even to stay the mandate pending Supreme Court review of the certiorari petition. This situation puts the Court in a difficult situation. On the one hand, as Defendants argue in their reply brief, the appellate panel did not expressly reach abstention and the denial of rehearing without an opinion bears little, if any, precedential weight.
On the other hand, by soundly reversing this Court, dеnying rehearing, denying rehearing en banc in the face of Judge Edmondson‘s dissent, and denying Defendants’ motion to stay the mandate pending the Supreme Court‘s disposition of Defendants’ petition for a writ of certiorari, the Eleventh Circuit gave this Court the clear message that this case should be heard. The Court therefore concludes, under the law of the case, that the abstention doctrine does not apply. See Litman v. Massachusetts Mutual Life Insurance Company, 825 F.2d 1506, 1510 (11th Cir.1987), cert. denied, 484 U.S. 1006 [108 S.Ct. 700, 98 L.Ed.2d 652] (1988). The Court‘s conclusion is reinforced by the fact that abstention goes to the equitable jurisdiction of this Court such that the appellate court should have ordered that this Court abstain had it concurred in Judge Edmondson‘s reasoning.
The Court makes clear that it would have dismissed the complaint on abstention grounds were it not for this Court‘s conclusion regarding the Eleventh Circuit‘s rulings. The Court is sympathetic to the concerns of the Plaintiffs, as it believes that the relief they seek would make it easier for the state to provide for the constitutional rights of indigent criminal defendants. The Court‘s concern, however, is thаt the far reaching remedy sought runs afoul of federalism principles that lie at the heart of our constitutional form of government.
Due to the significance and magnitude of this case, however, the Court sua sponte certifies, under
28 U.S.C. § 1292(b) , that this ruling “involves a controlling question of law as to which there is substantial ground for difference of opinion and that an immediate appeal from the order may materially advance the ultimate termination of the litiga-tion.” If this Court has erred in its interpretation of the Eleventh Circuit rulings, then the error can be corrected before the necessarily protracted proceedings in this complex case of first impression have consumed substantial judicial and financial resources.
District Court Order at 10-12 (July 10, 1990) (footnote omitted).
After entry of the order by the district court, quoted in pertinent part above, defendants filed a petition for permission to appeal to this court pursuant to
II. DISCUSSION
Under
Applying the statutory criteria, it is manifest that we should exercise our discretion and grant the petition for immediate review, because our review of the order below will determine the immediate future of this case. In that order, the district court plainly and unequivocally stated that it would abstain and dismiss plaintiff‘s case15 but for its determination that, under the law of this case, the abstention doctrine does not apply.16 The legal issue as to whether the law of the case in this action would prohibit a dismissal of plaintiffs’ claims through invocation of the abstention doctrine is squarely presented. Accordingly, the order certified for review involves a controlling question of law which may ultimately terminate this litigation.
The remaining consideration, therefore, is whether substantial grounds for a difference of opinion exist on the law of the case preclusion issue. A review of several recent decisions by this court17 on law of the case suggests that fertile ground for disagreement exists given the circumstances of this case. This court‘s most recent opinion discussing the law of the case doctrine states:
The doctrine does not extend to every issue that could ever be raised in a given
litigation but rather is limited to those issues previously decided; the law is clear, however, that the law of the case doctrine “comprehends things decided by necessary implication as well as those decided explicitly.” Wheeler v. City of Pleasant Grove, 746 F.2d 1437, 1440 (11th Cir.1984) (per curiam) (emphasis in original; quotation omitted); Piambino [v. Bailey], 757 F.2d [1112] at 1120 [(11th Cir.1985)].
Heathcoat v. Potts, 905 F.2d 367, 370 (11th Cir.1990). Accordingly, we must decide whether the panel decision announced on November 23, 1988 determined the abstention question by implication, since that issue was not expressly presentеd to or decided by this court.
Defendants contend that the Fifth Circuit‘s decision in Wilcox v. Miller, 691 F.2d 739 (5th Cir.1982), is persuasive authority for finding that the district court is not precluded from invoking the abstention doctrine. In Wilcox the complaint was dismissed by the district court, which concluded that habeas corpus was the proper remedy when delays were alleged in appointment of counsel for indigent criminal defendants. On the initial appeal the Fifth Circuit reversed, finding that habeas corpus was not a viable remedy since the complaint did not seek release from, or modification of, confinement. The court of appeals ruled instead that the action was cognizable as a section 1983 civil rights action. On remand, the district court found in favor of the defendants on the merits following an evidentiary hearing. The plaintiff appealed again and the Fifth Circuit held, notwithstanding the decision of its prior panel on the first appeal, that the matter should not have been tried, but should have been dismissed pursuant to the abstention doctrine. In the second Wilcox appeal, the Fifth Circuit found that:
The doctrine of the law of the casе does not prevent us from ordering a dismissal of the complaint where an earlier panel of this court reversed a dismissal on other grounds.
Wilcox v. Miller, 691 F.2d at 740 n. 2. Plaintiffs argue that, contrary to the situation in Wilcox, the issue of abstention was raised “during the rehearing process, and therefore stand[s] rejected.”18 Defendants counter that there was no indication in the court‘s denial as to why a majority was not persuaded to grant rehearing en banc, so it is mere surmise or speculation to ascribe any particular reason or basis to the denial. Defendants equаte a summary order of denial by this court to the Supreme Court‘s denial of certiorari, which, they argue, does not in any way constitute an opinion on the merits of the case in which the petition is denied. See, e.g., Hughes Tool Co. v. Trans World Airlines, Inc., 409 U.S. 363, 365 n. 1., 93 S.Ct. 647, 650, 34 L.Ed.2d 577 (1973). Defendants could be correct; there are substantial grounds for their contention that the district court was not bound by law of the case to reject the abstention doctrine of Younger.
The dissent insists that this court‘s prior denial of defendants’ petition for rehearing en banc should preclude the district court from dismissing this action under the abstention doctrine. By attempting to attach precedential weight to a denial of rehearing en banc, however, the dissent suggests an untenable rule. If a poll results in the denial of a petition for rehearing en banc, and that denial establishes the law of the case, then any judge who disagreed with any part of a challenged panel opinion would be obligated to vote in favor of en banc review. Failure of the poll would place the weight of the full court behind every conceivable express or implied holding in the panel opinion. Such a practice would be unwieldy and ultimately unworkable.19
HATCHETT, Circuit Judge, dissenting:
The real issue in this case is: How many times may a litigant lose the same case by raising new grounds of defense? In the original litigation, Georgia‘s state court judges and the state of Georgia moved to dismiss this action on the grounds of (1) eleventh amendment immunity, (2) lack of Article III “case or controversy,” (3) lack of federal question “substantiality,” and (4) lack of a justiciable claim. The district court dismissed the case on the basis of eleventh amendment immunity. Upon reconsideration, the district court dismissed the case for failure to state a claim upon which relief could be granted. Significantly, issues regarding comity, federalism, and abstention, were never pleaded, never briefed, never argued, and never ruled upon.
In Luckey v. Harris, 860 F.2d 1012, 1018 (11th Cir.1988), we reversed the district court holding:
Appellants have alleged that systemic dеlays in the appointment of counsel deny them their sixth amendment right to the representation of counsel at critical stages in the criminal process, hamper the ability of their counsel to defend them, and effectively deny them their eighth and fourteenth amendment right to bail, that their attorneys are denied investigative and expert resources necessary to defend them effectively, that their attorneys are pressured by courts to hurry their case to trial or to enter a guilty plea, and that thеy are denied equal protection of the laws. Without passing on the merits of these allegations, we conclude that they are sufficient to state a claim upon which relief could be granted. See Ake v. Oklahoma, 470 U.S. 68, 105 S.Ct. 1087, 84 L.Ed.2d 53 (1985); Argersinger v. Hamlin, 407 U.S. 25, 92 S.Ct. 2006, 32 L.Ed.2d 530 (1972); Coleman v. Alabama, 399 U.S. 1, 90 S.Ct. 1999, 26 L.Ed.2d 387 (1970); United States v. Wade, 388 U.S. 218, 87 S.Ct. 1926, 18 L.Ed.2d 1149 (1967); Hamilton v. Alabama, 368 U.S. 52, 82 S.Ct. 157, 7 L.Ed.2d 114 (1961).
We remanded the case for further proceedings consistent with the opinion. At the request of a judge of the court, the court conducted an en banc poll. The court voted not to reconsider the case en banc. Judge Edmondson filed a dissent to the court‘s failure to take the case en banc, the heart of which states:
The most troublesome aspect of this case is its disregard for federalism and comity between federal and state courts. The lower federal courts are not and ought not to be the general supervisors of state courts; yet this is what the complaint seeks. Lower federal courts—that is, district and circuit courts—can enforce the sixth amendment against the states; but the appropriate enforcement mechanism is post-conviction habeas cor-
pus relief, operating on a case-by-case basis and grounded upon a finding of prejudice.
Luckey v. Harris, 896 F.2d 479, 480-81 (11th Cir.1989) (Edmondson, J., dissenting). Judge Cox and two other judges joined in the dissent. The state of Georgia and Georgia‘s judges then sought certiorari in the United States Supreme Court. The United States Supreme Court denied certiorari. Harris v. Luckey, — U.S. —, 110 S.Ct. 2562, 109 L.Ed.2d 744 (1990). The Eleventh Circuit issued its mandate.
What is to be done upon issuance of the mandate? The district court is to proceed in accordance with the Eleventh Circuit‘s opinion. That is, it must try the issues that the parties have “joined.”
Picking up on the dissent from the Eleventh Circuit‘s denial of en banc consideration, the state of Georgia and Georgia‘s state court judges filed another motion to dismiss. Not only did the motion to dismiss raise new and untimely grounds for dismissal, but the grounds offered mirrored those outlined in Judge Edmondson‘s dissent: comity, federalism and abstention.
The district court held that the law of the case kept it from dismissing the complaint on these new, untimely, recently-suggested grоunds. Having correctly ruled on this issue, the district court nevertheless certified the case for interlocutory appeal finding that this ruling “involves a controlling question of law as to which there is substantial ground for difference of opinion.” See
The law of the case barred the district court‘s dismissal of this action. As the district court correctly reasoned when denying the motion to dismiss:
by soundly reversing this Court, denying rehearing, denying rehearing en banc in the face of Judge Edmondson‘s dissent, and denying Defendants’ motion to stay the mandatе pending the Supreme Court‘s disposition of Defendants’ petition for a writ of certiorari, the Eleventh Circuit gave this Court the clear message that this case should be heard. The Court therefore concludes, under the law of the case, that the abstention doctrine does not apply. See Litman v. Massachusetts Mutual Life Insurance Company, 825 F.2d 1506, 1510 (11th Cir.1987), cert. denied, 484 U.S. 1006, 108 S.Ct. 700, 98 L.Ed.2d 652 (1988).
The public and legal community expect more from the federal courts. When every pleading can be amended on demand, and every previous ruling can be revisited and reversed at any time, a lеgal system becomes chaotic. When the outcome of a case changes simply because the membership of a court changes, the public‘s respect for the legal system is eroded.
UNITED STATES of America, Plaintiff-Appellee,
v.
Jimmy Lee NIXON, Richard Nixon, Michael Parks, Emmitt Lamar Manns, Henry L. Manns, Michael Keeley, Gerald Wells, Defendants-Appellants.
No. 88-4001.
United States Court of Appeals, Eleventh Circuit.
Dec. 7, 1990.