Jеan KNAFEL; Karen Wuchich, Plaintiffs-Appellants, v. PEPSI COLA BOTTLERS OF AKRON, INC.; Stanley Levin; James Davis; and General Cinema Corporation, Defendants-Appellees.
No. 87-3654.
United States Court of Appeals, Sixth Circuit.
Decided July 7, 1988.
850 F.2d 1155
Argued March 24, 1988.
David P. Hiller, Millisor, Belkin & Nobil, Columbus, Ohio, Robert B. Laybourne, Laybourne, Smith, Gore & Goldsmith, Akron, Ohio, Gregory L. Hammond, Lead Counsel (argued), Hahn, Loeser & Parks, Cleveland, Ohio, for defendants-appellees.
Before MILBURN and BOGGS, Circuit Judges, and CELEBREZZE, Senior Circuit Judge.
MILBURN, Circuit Judge.
Plaintiff-appellant Jean Knafel (“Knafel“) appeals the judgment of the district court granting defendants-appellees’ motion for summary judgment on Knafel‘s claims of retaliatory discharge in violation of
I.
A. Knafel‘s Action
On February 27, 1986, Knafel filed a complaint in district court against five defendants, Pepsi Cola Bottlers of Akron, Inc. (“Pepsi“); Stanley Levin (“Levin“), the Vice-President and General Manager of Pepsi; James Davis (“Davis“), the Production Mаnager at Pepsi; General Cinema Corporation (“GCC“), a corporation which, together with Pepsi, bottled soft drinks for the Ohio area; and the Truck Drivers Local Union No. 348 (“the Union“). The complaint was framed in four counts, and Count I alleged a cause of action only against defendants Pepsi, Levin, Davis, and GCC. Knafel charged in Count I that she had been discharged by her former employers as a result of her involvement in a prior civil rights action against these defendants. She claimed that this retaliatory discharge occurred in violation of
Count II alleged a cause of action only against the Union (not a party to this appeal) and charged that the Union had breached its duty of fair representation, although the complaint made no reference to
Counts III and IV were both pendent state law claims. In Count III, Knafel alleged a cause of action under
Knafel began working at Pepsi in 1978 and worked primarily on the bottling line at the company through her termination on September 18, 1985. Apparently, Knafel experienced back problems and, as a result, was absent from the company from time to time on medical leave. Knafel alleged the company intentionally assigned her to projects which were calculated to aggravate her back condition, allegedly in retaliation for her participation in the action charged in Case No. 83-3534A. Knafel claimed that through a combination of her work assignments and job conditions, culminating with her termination, the defendants continued to retaliate against her and discharged her in violation of Title VII. Defendants, however, countered that Knafel was terminated solely for gross and excessive absenteeism and that all work assignmеnts given to her were proper.3
B. Wuchich‘s Action
On September 24, 1986, Wuchich filed an action in the Summit County Court of Common Pleas, Summit County, Ohio, against these same defendants (except the Union), alleging that the defendants had intentionally caused her harm in retaliation for her participation with Knafel in Case No. 83-3534A. Defendants removed the action to the district court where Wuchich‘s action was later consolidated with the Knafel proceeding.
Wuchich is still employed by Pepsi. She claims that the situation of her present employment, including job assignments and supervisor comments, is intended to intentionally inflict harm upon her. Defendant Pepsi claims that any changes in Wuchich‘s work assignments have been strictly the result of business necessities and, further, that Wuchich has not lost time at work or suffered any other monetary injury as a result of defendants’ actions.
C. District Court‘s Judgment as to Knafel‘s Action
On August 11, 1986, defendants Pepsi, Levin, Davis, and GCC moved for summary judgment against plaintiff Knafel. The court, on April 27, 1987, entered judgment, concluding first that Count I of the complaint, alleging a violation of Title VII, must be dismissed for lack of jurisdiction as to defendants Levin, Davis, and GCC because Knafel failed to name these three defendants as respondents in a charge of discriminatiоn filed with the EEOC on October 25, 1985. The court found that a failure to name a defendant as a respondent before the EEOC strips the court of Title VII jurisdiction. The court, however,
As to Count II, the court dismissed Knafel‘s claims against the Union under
With regard to Knafel‘s pendent state law claims presented in Counts III (retaliatory discharge for filing a workers’ compensation claim) and IV (intentional infliction of injury), the court held that under
D. District Court‘s Judgment as to Wuchich‘s Action
On May 4, 1987, defendants in the Wuchich action filed a motion for summary judgment which was granted by the district court on June 9, 1987. The court found that Wuchich‘s action (which paralleled Count IV of Knafel‘s complaint) should be dismissed since her claim of intentional infliction of injury is likewise preempted under
II.
A.
Knafel first argues that the district court erred in deciding not to exercise jurisdiction over defendants GCC, Levin, and Davis as to Count I of her complaint for failure to name these defendants as respondents in her EEOC charge. We, however, conclude that we are without jurisdiction to rule on this issue.
Under
Generally, a final judgment is defined as “one which ends the litigation on the merits and leaves nothing for the court to do but execute the judgment.” Catlin v. United States, 324 U.S. 229, 233, 65 S.Ct. 631, 633, 89 L.Ed. 911 (1945). See also Donovan v. Hayden, Stone, Inc., 434 F.2d 619 (6th Cir. 1970); Koke v. Phillips Petroleum Co., 730 F.2d 211, 215 (5th Cir.1984). However, “[t]he term ... does not have a single fixed meaning.” McDonald v. Schweiker, 726 F.2d 311, 313 (7th Cir.1983). Rather, “the Supreme Court‘s treatment of the finality doctrine seems to vacilate [sic] between dual approаches: on the one hand, suggesting that a final judgment is one that completely ends the litigation on the merits, on the other hand, eschewing such a rigid requirement of finality while reaffirming the importance of the rule.” Freeman v. Califano, 574 F.2d 264, 266-67 (5th Cir.1978) (per curiam).
While the contours of the finality doctrine are less than clearly defined, it is clear that since the district court here has not completely disposed of Knafel‘s action as to Count I, no final judgment exists. The partial dismissal of all defendants except Pepsi from Count I was not certified under Rule 54(b). Moreover, the dismissal is neither collateral, see Stringfellow v. Concerned Neighbors in Action, 480 U.S. 370, 107 S.Ct. 1177, 94 L.Ed.2d 389 (1987), nor otherwise appealable as an interlocutory order under
B.
Knafel also argues that the district court erred in holding her pendent state claims presented in Count III and Count IV of her complaint are preempted under
This court has made it clear that in entering a
Solomon, 782 F.2d at 61 (citations omitted, emphasis supplied).We acknowledge that the district court‘s decision to certify a claim for immediate appeal under Rule 54(b) merits substantial deference. That deference, however, rests on the assumption that the district court undertook to weigh and examine the competing factors involved in the certificate decision. Certainly a proper exercisе of discretion under Rule 54(b) requires the district court do more than just recite the 54(b) formula of “no just reason for delay.”
Where the district court does not articulate the analysis guiding its certification, “any deference due the district court‘s Rule 54(b) order is nullified, and ... due to a lack of finality we are without jurisdiction.” Id. at 62; see COMPACT, 786 F.2d at 231 (“We are unable to give deference to a conclusion totally devoid of supporting reasons....“). Moreover, even where the district court properly supports its certification,
In the present case, the district court‘s order made no analysis of the factors relevant under
In this connection, and being mindful of judicial economy, we again note that Count I (partial dismissal only) and Count II (no appeal) of Knafel‘s complaint are still pending before the district court, and the eventual resolution of her claims may be appealed. Accordingly, our holding as to the purported certification of Counts III and IV will have the effect of preserving Knafel‘s action for later aрpeal as “a unified package.” Corrosioneering, 807 F.2d at 1285 n. 5.
C.
Wuchich argues that the district court erred in granting defendants’ motion for summary judgment on her claim of intentional infliction of emotional distress and physical injury. As this was the only cause of action she alleged in her complaint, the district court completely disposed of Wuchich‘s action by granting summary judgment in defendants’ favor and entering a final judgment dismissing her action. We therefore have jurisdiction of Wuchich‘s appeal.
Wuchich‘s complaint (like Count IV of Knafel‘s complaint) alleged that by reason of the work assigned to her, defendants intentionally caused Wuchich injury. As stated earlier, the district court concluded that this claim is preempted under
In Allis-Chalmers v. Lueck, 471 U.S. 202, 105 S.Ct. 1904, 85 L.Ed.2d 206 (1985), the Supreme Court addressed the issue of when and to what extent
The Supreme Court found that if “evaluation of the tort claim is inextricably intertwined with consideration of the terms of the labor contract[,]” then the state tort law is preempted. Allis-Chalmers, 471 U.S. at 213, 105 S.Ct. at 1912. The Court explained: “[W]hen resolution of a state-law claim is substantially dependent upon analysis of the terms of an agreement made between the parties in a labor contract, that claim must either be treated as a § 301 claim, or dismissed as pre-empted by federal labor-contract law.” Id. at 220, 105 S.Ct. at 1916 (citing Avco Corp. v. Aero Lodge 735, 390 U.S. 557, 88 S.Ct. 1235, 20 L.Ed.2d 126 (1968)).
The Court held in Allis-Chalmers that thе plaintiff‘s claim was preempted, even though the collective bargaining agreement did not directly address the good faith issue. The Court stated that the right asserted by the plaintiff “derives from the contract,” Allis-Chalmers, 471 U.S. at 218, 105 S.Ct. at 1914, and thus “[u]nless federal law governs that claim, the meaning of the health and disability-benefit provisions7 of the labor agreement will be subject to varying interpretations, and the congressional goal of a unified federal body of labor-contract law would be subverted.” Id. at 220, 105 S.Ct. at 1915-16. Also, the Court found that as conversion of plaintiff‘s claim into a state tort claim would allow plaintiff to avoid the arbitration provisions of the agreement, the “need to preserve the effectiveness of arbitration” counseled in favor of finding preemption. Id. at 219, 105 S.Ct. at 1915; see Teamsters v. Lucas Flour Co., 369 U.S. 95, 105, 82 S.Ct. 571, 577, 7 L.Ed.2d 593 (1962).
In Allis-Chalmers, the Court was also careful to distinguish preemption under San Diego Bldg. Trades Council v. Garmon, 359 U.S. 236, 79 S.Ct. 773, 3 L.Ed.2d 775 (1959), which applies to protect the National Labor Relations Board‘s primary jurisdiction over unfair labor practice charges.
So-called Garmon pre-emption involves protecting the primary jurisdiction of the NLRB, and requires a balancing of state and federal interests. The present tort suit would allow the State to provide a rule of decision where Congress has mandated that federal law should govern. In this situation the balancing of state and federal interests required by Garmon pre-emption is irrelevant, since Congress, acting within its power under the Commerce Clause, has provided that federal law must prevail. Id. at 214 n. 9, 105 S.Ct. at 1912 n. 9 (emphasis supplied). Although plaintiff in the present case relies on several Garmon preemption cases in her brief, as the above quote makes clear, those cases are inapposite to considerations of preemption under § 301.
Recently, the Supreme Court has reaffirmed its Allis-Chalmers holding in International Bhd. of Elec. Workers v. Hechler, 481 U.S. 851, 107 S.Ct. 2161, 95 L.Ed.2d 791 (1987). In Hechler, the Court
The Supreme Court found plaintiff‘s claim preemptеd by § 301 because a court hearing her claim would necessarily have to determine:
Id. at 862, 107 S.Ct. at 2168. Thus, the Court held plaintiff‘s claim is not “sufficiently independent” of § 301 to avoid federal law preemption. Id. See also Michigan Mut. Ins. Co. v. United Steelworkers of America, Local 2659, 774 F.2d 104 (6th Cir.1985) (per curiam), cited in Hechler, 107 S.Ct. at 2164.[F]irst, whether the collective-bargaining agreement in fact placed an implied duty of care on the Union to ensure that [plaintiff] was provided a safe workplace, and, second, the nature and scope of that duty, that is, whether, and to what extent, the Union‘s duty extended to the particular responsibilities alleged by [plaintiff] in her complaint.
Plaintiff Wuchich‘s complaint in the present case alleges essentially that the conditions of her present employment are calculated to intentionally bring harm upon her. She, however, is protected by a collective bargaining agreement which (1) prohibits her employer from discriminating against her for activities engaged in for, or on behalf of, the union; (2) imposes restrictions on her employer regarding working conditions and transfer of employees; and (3) requires arbitration of any dispute regarding “the applicability or interpretation of [the agreemеnt], or rights or obligations under any of its provisions, or the discharge or disciplining by the EMPLOYER of any person covered by [the agreement].” J.A. at 107. As a result, we conclude that plaintiff‘s claim is “substantially dependent” upon analysis of the agreement and thus hold the claim preempted under § 301 of the LMRA. In our view, this holding has the effect of promoting the “uniformity and predictability” of interpretation of labor-contract disputes which Allis-Chalmers held is essential under § 301. Allis-Chalmers, 471 U.S. at 211, 105 S.Ct. at 1911. See also Martin v. Associated Truck Lines, Inc., 801 F.2d 246 (6th Cir.1986).
III.
In conclusion, we hold that we are without jurisdiction to address the partial grant of summary judgment as to Count I of plaintiff Knafel‘s complaint for lack of a final judgment, and, further, that thе district court‘s purported certification under
CELEBREZZE, Senior Circuit Judge, concurring in part and dissenting in part.
If the district court‘s dismissals of Counts III and IV of plaintiff Knafel‘s complaint were the only issues facing us in this case, I would have little difficulty joining in the majority‘s determination that we are without jurisdiction over her appeal. Viewing Knafel‘s appeal in isolation, I can discern no equitable or juridical concerns that would justify a departure from the normal procedure requiring Knafel to appeal these dismissals after ultimate termination of her case in the district court.
This case is complicated, however, by the presence of plaintiff Wuchich‘s appeal.* I agree with the majority that the district court‘s dismissal of Wuchich‘s complaint should be affirmed; the intentional torts arising out of alleged retaliatory work assignments are preempted by
Under these circumstances, I believe that we should take this practical consideration into account and accept the district court‘s
Moreover, I do not believe that we should refrain from accepting jurisdiction over Knafel‘s appeal solely on the ground that the district court failed to explain its
The decision to accept jurisdiction over Knafel‘s appeal from the dismissal of
* In spite of the district court‘s order consolidating Wuchich‘s and Knafel‘s cases, under Sixth Circuit precedent we clearly have jurisdiction over Wuchich‘s appeal even though the district court did not certify it under
For the foregoing reasons, I concur in the majority‘s decision not to accept jurisdiction over Knafel‘s aрpeal from the dismissal of Count III and in the court‘s disposition of Wuchich‘s claim on the merits. However, I dissent from the court‘s refusal to take jurisdiction over the appeal from the dismissal of Knafel‘s Count IV; I would affirm that dismissal in accordance with our decision on the merits of Wuchich‘s appeal.
Notes
no employer shall discharge, demote, resign, or take any punitive action against any employee because such employee filed a claim or instituted, pursued or testified in any proceedings under the workers’ compensation act for an injury or occupational disease which occurred in the course of and arising out of his employment with that employer.
It is understood and acknowledged by both parties to this AGREEMENT that a very essential part of the business of the COMPANY is dependent on the high quality of the products produced, and for this reason, it is understood and agreed that dishonesty, carelessness, or incompetency shall be a cause for dismissal from employment. If requested by the employee, a hearing is to be held as to his dischаrge. J.A. at 110.
When more than one claim for relief is presented in an action, ... or when multiple parties are involved, the court may direct the entry of a final judgment as to one or more but fewer than all of the claims or parties only upon an express determination that there is no just reason for delay and upon an express direction for the entry оf judgment. In the absence of such determination and direction, any order or other form of decision, however designated, which adjudicates fewer than all the claims or the rights and liabilities of fewer than all the parties shall not terminate the action as to any of the claims or parties....
Suits for violation of contracts between an employer and a labor organization representing employees in an industry affecting commerce as defined in this chapter, or between any such labor organizations, may be brought in any district court of the United States having jurisdiction of thе parties, without respect to the amount in controversy or without regard to the citizenship of the parties.
29 U.S.C. § 185(a) .
