James Russell Johnson v. State of FloridaJames Russell Johnson v. State of Florida
Appeal from the United States District Court for the Northern District of Florida
D.C. Docket No. 5:20-cv-00131-TKW-EMT
Before NEWSOM and MARCUS, Circuit Judges, and LAWSON,* District Judge.
James Johnson, a Florida pretrial defendant awaiting trial on state criminal charges, has filed a petition in federal court alleging that his Sixth Amendment right to a speedy trial has been violated as a result of temporary measures suspending criminal jury trials in response to the COVID-19 pandemic. He seeks the dismissal of all of his criminal charges, traveling under the federal habeas provision found in
However, because Johnson never raised a Sixth Amendment claim in the state courts, and because he has given us no basis for intervening in his state criminal prosecution, we affirm the district court‘s dismissal of his petition.
I.
These are the essential facts and procedural history surrounding this case. In July 2019, Johnson was arrested for drug and ammunition offenses and was released
Shortly after Johnson lodged his second speedy-trial demand in state court, he filed the instant federal habeas petition pro se under
We granted a certificate of appealability to answer one question: “[w]hether the delay in Mr. Johnson‘s state criminal proceedings, due to COVID-19, is a circumstance warranting federal habeas relief, pursuant to
II.
We review de novo the dismissal of a habeas petition on legal grounds, including the application of the doctrine of exhaustion. Sawyer v. Holder, 326 F.3d 1363, 1365 n.4 (11th Cir. 2003); Vazquez v. Sec‘y, Fla. Dep‘t of Corr., 827 F.3d 964, 966 (11th Cir. 2016). And we review a district court‘s determination to abstain from exercising jurisdiction for abuse of discretion. Wexler v. Lepore, 385 F.3d 1336, 1338 (11th Cir. 2004).
A.
First, we are unpersuaded by Johnson‘s claim that the district court erred in dismissing his
Exhaustion has two essential requirements relevant to this case. First, “to be exhausted, a federal claim must be fairly presented to the state courts.” McNair v. Campbell, 416 F.3d 1291, 1302 (11th Cir. 2005). “It is not sufficient merely that the federal habeas petitioner has been through the state courts, nor is it sufficient that all the facts necessary to support the claim were before the state courts or that a somewhat similar state-law claim was made.” Kelley v. Sec‘y for Dep‘t of Corr., 377 F.3d 1317, 1343-44 (11th Cir. 2004) (citations omitted). “Rather,” to “ensure that state courts have the first opportunity to hear all claims, federal courts ‘have required a state prisoner to present the state courts with the same claim he urges upon the federal courts.‘” McNair, 416 F.3d at 1302 (quoting Picard v. Connor, 404 U.S. 270, 275 (1971)). To do that, a state-court prisoner must present his claim to the state court in a manner that would allow a “reasonable reader” to understand the legal and factual foundation for each claim. Kelley, 377 F.3d at 1344-45. Second, a prisoner must take his claim “to the state‘s highest court, either on direct appeal or on collateral review.” Ward v. Hall, 592 F.3d 1144, 1156 (11th Cir. 2010).
The parties seem to agree that Johnson did not exhaust his state-court remedies. Johnson presses a Sixth Amendment speedy-trial claim, arguing that, “[a]s a Florida pretrial detainee in the age of COVID-19, Johnson is in legal limbo as he awaits an undetermined trial date, in violation of the Sixth Amendment‘s Speedy Trial Clause.” In the state courts, however, Johnson grounded his argument solely on Florida‘s speedy-trial rule, found in the Florida Rules of Criminal Procedure, which provides that “every person charged with a crime shall be brought to trial within . . . 175 days of arrest if the crime charged is a felony.”
Notably, Johnson never cited the U.S. Constitution or the Sixth Amendment. Only in a single sentence of a 14-page motion seeking to proceed pro se did Johnson so much as reference the Sixth Amendment, when he argued that proceeding pro se “is a VI Amendment issue, as speedy trial issue, [because] every day Defendant is deprived filing material, is a longer trial process.” But, as we‘ve noted, Johnson made this one reference to the U.S. Constitution in a motion to proceed pro se -- where he made the passing observation that if he could not proceed pro se, then, perhaps, his Sixth Amendment rights would be harmed -- and not in his speedy-trial filings. That contingent claim did not
On this record, we cannot say that Johnson‘s speedy-trial filings -- which expressly referenced only the Florida rule -- fairly raised a federal constitutional speedy-trial claim. We add that Florida‘s rule “is a procedural protection and, except for the right to due process under the rule, does not reach constitutional dimension.” State v. Bivona, 496 So. 2d 130, 133 (Fla. 1986); see also Brown v. Wainwright, 495 F.2d 559, 560 (5th Cir. 1974) (rejecting Sixth Amendment speedy-trial claim where the appellants had exhausted a Florida Rule 3.191 claim in state court but had not exhausted the constitutional claim in state court; “Appellant must exhaust his Florida remedies [as to his constitutional claim] as a condition precedent to federal relief“).2 Nor is there any indication that the state court somehow surmised that Johnson had raised a federal constitutional claim -- it never discussed the Sixth Amendment claim, even implicitly.3
Recognizing this problem, Johnson now argues that he did not need to exhaust because doing so would have been futile. Again, we are unpersuaded. To establish futility, Johnson must demonstrate that the “state court has unreasonably or without explanation failed to address petitions for relief.” Hollis v. Davis, 941 F.2d 1471, 1475 (11th Cir. 1991). So, for example, the former Fifth Circuit, in binding precedent, has excused noncompliance with the exhaustion doctrine when the state-court docket is “completely dormant for over one year” and the “state has offered [] no reason for its torpor.” Breazeale v. Bradley, 582 F.2d 5, 6 (5th Cir. 1978).
But in this case, Johnson is unable to complain about the state courts’ delay in considering his Sixth Amendment claim since he never presented it to them. This is so even though, when Florida‘s rule-based speedy-trial right was suspended because of COVID-19, the Supreme Court of Florida made it clear that in-person proceedings could go forward when “[r]emote conduct of the proceeding is inconsistent with the United States or Florida Constitution.” Supreme Court of Florida Administrative Order No. AOSC20-23 (June 16, 2020). Moreover, the Florida Supreme Court repeatedly clarified and ordered that “[t]he presiding judge in all cases must consider the constitutional rights of . . . criminal defendants.” Id. And in any event, the state courts resolved Johnson‘s rules-based
Moreover, the Supreme Court has unambiguously instructed us that “federal courts are not at liberty to presume that the decision of the state court would be otherwise than is required by the fundamental law of the land.” Schlesinger v. Councilman, 420 U.S. 738, 756 (1975) (cleaned up). The Supreme Court has gone so far as to observe that “[e]ven a state court that has previously rejected a constitutional argument may decide, upon reflection, that the contention is valid.” Engle v. Isaac, 456 U.S. 107, 130 (1982).
Nevertheless, Johnson cites Smith v. State, 310 So. 3d 1101 (Fla. Dist. Ct. App. 2020), but Smith did not purport to decide a Sixth Amendment claim, much less foreclose Johnson‘s claim. Rather, Smith dealt with a challenge to the state‘s delayed addition of a charge to an information. There, the state appeals court recognized that “under ordinary circumstances,” because
Thus, Smith addressed only the time period to amend an information; it did not deal with the requirement to bring a defendant to trial, nor, importantly, did it address a defendant‘s Sixth Amendment right to a speedy trial. And, in any event, even if Smith were a Sixth Amendment case, it still would not excuse Johnson‘s failure to exhaust his claim. As Johnson acknowledges, the Sixth Amendment inquiry is an individualized one, which means that Smith -- a case based on wholly different facts and theories -- could not excuse Johnson‘s lack of exhaustion. Moreover, Johnson‘s reliance on Smith fails for another reason --namely, it wasn‘t even a decision of the state supreme court. See Layton v. Carson, 479 F.2d 1275, 1276 (5th Cir. 1973) (holding that a petitioner needn‘t exhaust “[i]f the state‘s highest court has recently rendered an adverse decision in an identical case“) (emphasis added).
To this day, Johnson has not cited any new cases from Florida‘s appellate courts that even suggest futility. Johnson has not shown that pursuing a Sixth Amendment claim in Florida‘s courts would have been futile, and the district court did not err in
B.
Johnson‘s petition is barred for another independent reason: the application of the abstention doctrine under Younger v. Harris, 401 U.S. 37 (1971). Younger established that, based on principles of comity and federalism, a federal court should not interfere with ongoing state criminal proceedings where the state court conviction and/or sentence is not yet final. See id. at 43-45. Younger abstention is required when: (1) state proceedings, judicial in nature, are pending; (2) the state proceedings involve important state interests; and (3) the state proceedings afford adequate opportunity to raise the constitutional issue. Id. There are three narrow exceptions to the abstention doctrine: (1) there is evidence of state proceedings motivated by bad faith; (2) irreparable injury would occur; or (3) there is no adequate alternative state forum where the constitutional issues can be raised. Id. at 46-49; Kugler v. Helfant, 421 U.S. 117, 123-25 (1975).
Further, even where Younger does not necessarily bar a state prisoner from seeking a federal order requiring that he be brought to trial, “federal habeas corpus does not lie, absent special circumstances, to adjudicate the merits of an affirmative defense to a state criminal charge prior to a judgment of conviction by a state court.” Brown v. Estelle, 530 F.2d 1280, 1282-83 (5th Cir. 1976) (emphasis added; quotation marks omitted). In Brown, the former Fifth Circuit held that the state‘s denial of the right to a speedy trial is not usually a “special circumstance.” Id. at 1283. The Court recognized that “an attempt to force the state to go to trial” may assert a valid federal claim, but that “an attempt to dismiss an indictment or otherwise prevent a prosecution” -- just like Johnson makes in this case -- is not a sufficient ground to enjoin the state proceeding. Id.
This principle has been long accepted in our sister Circuits. See Gates v. Strain, 885 F.3d 874, 882 (5th Cir. 2018) (“the alleged denial of a speedy trial is not itself a legitimate basis on which to enjoin a state criminal proceeding“); Brown v. Ahern, 676 F.3d 899, 902-03 (9th Cir. 2012) (holding that federal courts may not enjoin state criminal prosecution on basis of alleged speedy-trial violation absent an independent showing of bad faith or other extraordinary circumstances); Brazell v. Boyd, 991 F.2d 787 (4th Cir. 1993) (unpublished) (holding that a “federal court should abstain from considering [speedy-trial claim] at the pre-trial stage” of a state prosecution where “special circumstances” were “nonexistent“); Moore v. DeYoung, 515 F.2d 437, 449 (3d Cir. 1975) (holding that the petitioner‘s “claim of alleged denial of the right to a speedy trial [by the state court] does not fall within the extraordinary circumstances envisioned in Younger“).
Johnson agrees that the first two Younger prongs have been met: his criminal case is ongoing and a state‘s criminal prosecution implicates important interests concerning the state‘s police power. Johnson also acknowledges that he is seeking discharge, not a prompt trial, and he does not dispute that Younger typically bars claims like his, which seek discharge as a remedy for a speedy-trial violation.4 Rather,
Younger test, claiming that he has not had an adequate opportunity to raise his Sixth Amendment claim. Again, we remain unpersuaded.
First, he says that Younger is inapplicable because the Florida courts have “delay[ed]” in deciding his claim. But, as we‘ve described, the state courts have not delayed in deciding Johnson‘s speedy-trial claim. The trial court decided his rules-based speedy-trial claim one month after he properly requested a hearing, the appellate court decided his writ of prohibition less than five months after he filed it, and no state court has decided his Sixth Amendment claim because he never brought one.
Alternatively, Johnson says that Younger is inapplicable because the Florida courts are “incapable of fairly and fully adjudicating the federal issues before it,” Kugler, 421 U.S. at 124, as shown by their “flagrant[] and patent[]” violations of the Sixth Amendment and by the peculiarity of COVID-19. But again, Johnson has not raised a Sixth Amendment claim in Florida‘s courts -- nor has he cited to any Florida cases analyzing a Sixth Amendment speedy-trial claim in the time of COVID-19. Thus, he has no basis to claim that Florida‘s courts have disregarded the Sixth Amendment. The state courts have already considered his rules-based claim, and he has offered nothing to suggest that they would not have considered his constitutional claim as well. Nor that they could not do so in the future. In fact, the state courts will have the ability to take yet another look at his rules-based claim -- plus any Sixth Amendment claim he may raise -- once his trial gets under-way. See Pitchess v. Davis, 421 U.S. 482, 488 (1975) (explaining that the denial of a pretrial application for writ of prohibition does not bar a party from raising the same points on post-trial direct appeal); Crockett v. State, 206 So. 3d 742, 744 (Fla. Dist. Ct. App. 2016) (reviewing, on direct appeal, a defendant‘s claim that delay between the filing of an information and the defendant‘s continued prosecution violated the defendant‘s Sixth Amendment right to speedy trial); Brown v. State, 843 So. 2d 328, 330 (Fla. Dist. Ct. App. 2003) (reviewing, on direct appeal, a defendant‘s rule-based speedy-trial claim, and holding that the denial of a petition for writ of prohibition in which a speedy trial claim is raised does not prevent review of the claim on direct appeal).
[F]or abstention purposes, whether a claim would likely be successful on the merits in the state court is not what matters. Instead, what matters is whether the plaintiff is procedurally prevented from raising his constitutional claims in the state courts, from which a certiorari petition can be filed seeking review on the merits in the United States Supreme Court. See Moore v. Sims, 442 U.S. 415, 432 . . . (1979) (holding that the federal plaintiff has burden to show “that state procedural law barred presentation of [its] claims“); cf. Engle v. Isaac, 456 U.S. 107, 130 . . . (1982) (in federal habeas proceedings perceived futility on the merits does not excuse failure to raise claim in state court).
Pompey v. Broward Cty., 95 F.3d 1543, 1551 (11th Cir. 1996).
As for Johnson‘s argument that because COVID-19 has caused “hectic times,” federal courts should intercede, the fact that an issue is “multifaceted” or “complex” does not support federal intervention. Moore, 442 U.S. at 424-28. On the contrary, “state courts are fully competent to decide federal constitutional issues.” Swain v. Pressley, 430 U.S. 372, 383 (1977). In fact, they do so everyday. Johnson “is in truth urging” us to intercede “on the assumption that state judges will not be faithful to their constitutional responsibilities.” Huffman, 420 U.S. at 611. That is not a proper reason to disturb a state-court proceeding. Id.
And while we have no doubt that COVID-19 is an “exceptional circumstance,” that does not support the argument that we should intervene here. Johnson seeks to avoid his trial completely due to the state‘s postponement of trials during the COVID-19 epidemic, but postponing Johnson‘s trial is a recognition of COVID-19‘s “extraordinary circumstances.” It‘s also not an altogether convincing argument for Johnson to make since he has remained out of jail on a medical furlough as of December 2020.
Finally, Johnson suggests that we should dispense with Younger and intercede based on freewheeling interest weighing. But he cites no case that supports abandoning the long-held Younger abstention doctrine at its most applicable -- when a party urges a federal court to enjoin a pending state criminal case. If anything, the cases Johnson cites indicate that Younger should apply in precisely this context. Thus, for example, in Baggett v. Department of Professional Regulation, 717 F.2d 521, 524 (11th Cir. 1983), we declined to apply Younger to defer to a state administrative board applying a clearly preempted legislative scheme, but there, we distinguished those cases where a defendant has attempted “to defend himself against otherwise valid and proper state
This is a classic case for Younger abstention. Johnson faces valid state criminal charges. He believes that he has a potential constitutional defense to those charges, but, as we‘ve explained, he can raise that defense in the state courts of Florida.5
AFFIRMED.