James E. McNair v. K. JohnsonJames E. McNair v. K. Johnson
James McNair, a Florida prisoner who was once pro se but is counseled on appeal, contests the district court’s without-prejudice dismissal of his civil-rights action as “malicious” under the Prison Litigation Reform Act. McNair insists that his failure to disclose two prior cases in the litigation-history section of a standardized prisoner-complaint form didn’t render his action “malicious” within the meaning of the PLRA’s operative provisions. Even if McNair is right about that, we affirm the district court’s decision on the ground that it had the inherent authority to manage its docket and sanction McNair’s violation of court rules by dismissing his suit without prejudice.
I
A
Proceeding pro se in the Northern District of Florida, James McNair sued Kim Johnson, a nurse practitioner at Liberty Correctional Institute, where McNair was incarcerated, alleging deliberate indifference to his medical needs in violation of the Eighth Amendment. McNair filed his action under
B
Pursuant to the Prison Litigation Reform Act, a magistrate judge screened McNair’s case to determine whether it warranted dismissal on the ground that his “complaint” was “frivolous, malicious, or fail[ed] to state a claim upon which relief may be granted,” or “s[ought] monetary relief agаinst a defendant who is immune from such relief.”
As relevant here, McNair objected to the R&R on two grounds. With respect to the first omission, he stated that although he failed to list his initial habeas petition in Case No. 5:10-cv-00638-MSS-PRL, he disclosed thе subsequent petition in that case, which bore the same docket number. And with respect to the second, he contended that he wasn’t required to disclose the motion for reconsideration of the denial of a COA because it didn’t challenge his conviction. In any event, McNair requested leave to amend his complaint to include the missing cases and correct other minor errors.
Without conducting a hearing, the district court adopted the R&R and dismissed McNair’s action without prejudice on the ground that it was “malicious” within the meaning of
This is McNair’s appeal.
II
Before diving into the merits, we provide a bit of background, as the parties’ briefing reflects what seems to us some underlying confusion. As particularly relevant here, there are two sоurces of authority pursuant to which a district court may dismiss a prisoner’s civil-rights suit—(1) the Prison Litigation Reform Act and (2) the court’s inherent authority. We examine each in turn.
A
We begin with the Act. “[I]n the wake of a sharp rise in prisoner litigation in the federal courts,” Woodford v. Ngo, 548 U.S. 81, 84 (2006), Congress enacted the PLRA in an effort “to cabin not only abusive but also simply meritless prisoner suits,” Lomax v. Ortiz-Marquez, 140 S. Ct. 1721, 1726 (2020). The PLRA’s reforms sought to “reduce the quantity and improve the quality of prisoner suits.” Porter v. Nussle, 534 U.S. 516, 524 (2002). The statute accordingly creates several mechanisms by which courts can “filtеr out the bad claims and facilitate [the] consideration of the good” ones. Jones v. Bock, 549 U.S. 199, 204 (2007); see also White v. Lemma, 947 F.3d 1373, 1376 (11th Cir. 2020).
Second, the Act regulates the conditions under which indigent prisoners may proceed in forma pauperis. See
Finally, the PLRA includes a “three strikes” provision, which denies a prisoner the privilege of proceeding IFP if he has previously brought at least three “action[s]” or “appeal[s]” in federal court while incarcerated that were dismissed as “frivolous, malicious, or fail[ing] to state a claim.”
Importantly here, to aid in the enforcement of the PLRA’s limitations, some district courts require an inmate plaintiff to
B
Separate and apart from thе PLRA, a district court may also dismiss a case under its “inherent authority,” which it possesses as a means of “manag[ing] its own docket ‘so as to achieve the orderly and expeditious disposition of cases.’” Equity Lifestyle Props., Inc. v. Fla. Mowing and Landscape Serv., Inc., 556 F.3d 1232, 1240 (11th Cir. 2009) (quoting Chambers v. NASCO, Inc., 501 U.S. 32, 43 (1991)). “The court’s power to dismiss [a case] is an inherent aspect of its authority to enforce its orders and ensure prompt disposition of lawsuits.” Jones v. Graham, 709 F.2d 1457, 1458 (11th Cir. 1983) (per curiam). But “[b]ecause of their [] potency,” a district court’s “inherent powers must bе exercised with restraint and discretion.” NASCO, 501 U.S. at 44.
A dismissal can be either with or without prejudice to refiling. A district court may use the “extreme sanction” of sua sponte dismissing a case with prejudice pursuant to its inherent authority only when “‘(1) a party engages in a clear pattern of delay or willful contempt (contumacious conduct); and (2) the district court
III
The parties’ briefing here has focused on the PLRA, but Nurse Johnson and the state contend that we can affirm the district court’s judgment on an alternative ground—namely, that the court had inherent authority to dismiss McNair’s complaint without prejudice as a sanction for his failure to disclose his full litigation history as required by the standard inmate complaint form. See, e.g., Statton v. Fla. Fed. Jud. Nominating Comm’n, 959 F.3d 1061, 1065 (11th Cir. 2020) (“We may affirm the judgment below on any ground supported by the record, regardless of whether it was relied on by the district court.”). For reasons we will explain, we agree.2
“We review the district court’s decision to dismiss a case for failure to comply with the rules of the court for an abuse of discretion.” Zocaras v. Castro, 465 F.3d 479, 483 (11th Cir. 2006). An abuse of discretion occurs where the district court “applies the wrong law, follows the wrong procedure, bases its decision on clearly erroneous facts, or commits a clear error in judgment.” United States v. Brown, 415 F.3d 1257, 1266 (11th Cir. 2005). As already noted, a dismissal without prejudice generally will not be deemed to constitute an abuse of discretion. See Dynes, 720 F.2d at 1499.
Although a pro se litigant’s filings are construed liberally, they must comply with procedural rules. See, e.g., Albra v. Advan, Inc., 490 F.3d 826, 829 (11th Cir. 2007); Moon v. Newsome, 863 F.2d 835, 837 (11th Cir. 1989) (“[A] pro se IFP litigant . . . is subject to the relevant law and rules of court . . . .”). “A district court has discretiоn to adopt local rules that are necessary to carry out the conduct of its business.” Frazier v. Heebe, 482 U.S. 641, 645 (1987); see also
Here, the pertinent rules are those adopted by the United States District Court of the Northern District of Florida, where McNair filed his action.3 Loсal Rule 5.7(A) instructs a pro se prisoner bringing suit under § 1983 to use the court’s standardized civil-rights complaint form:
A party not represented by an attorney must file any of these only on a form available without charge from the Clerk or on the District’s website: a petition for a writ of habeas corpus, a motion for relief under
28 U.S.C. § 2255 , or a complaint in a civil-rights case. A case is a civil-rights case if it asserts a claim under the United States Constitution or a statute creating individual rights, including, for example,42 U.S.C. § 1983 or the Civil Rights Act of 1964. The Court need not—and ordinarily will not—consider a petition, motion, or complaint that is not filed on the proper form.
The complaint form, in turn, instructs the inmate to disclose his litigation history. In particular, under a heading titled “PRIOR LITIGATION,” the form provides the following directive:
This section requires you to identify your prior litigation history. Be advised that failure to disclose all prior state and federal cases—including, but not limited to civil cases, habeas cases, and appeals—may result in the dismissal of this case. You should err on the side of caution if you are uncertain whether a case should be identified.
Compl. Form at 8. The form goes on to state that the inmate should “[a]ttach additional pages as necessary to list all cases.” Id. at 12. Separately, the form requires the inmate to provide the following “CERTIFICATION”:
I declare, under penalty of perjury, that all of the information stated above and included on or with this form, including my litigation history, is true and correct.
Id.
Importantly here, Local Rule 41.1 describes the consequences of a litigant’s failure to comply with the applicable court rules, and it expressly warns that dismissal is a possible sanction:
If a party fails to comply with an applicable rule or a court order, the Court may strike a pleading, dismiss a claim, enter a default on a claim, take other
appropriate action, or issue an order to show cause why any of these actions should not be taken.
N.D. Fla. R. 41.1.
So, putting the pieces together, McNair was required to complete the standardized civil-rights complaint form, which he did. But he was also required to complete the form according to its instructions, which he did not. In describing his litigation history, although McNair used the six available spaces to list his previous cases, he didn’t attach additional pages “as necessary to list all cases” and thus omitted the two proceedings cited by the magistrate judge. The complaint form clearly stated that the “failure to disclose all prior state and federal cases”—specifically enumerating “habeas cases[] and appeals”—“may result in the dismissal of this case.” Compl. Form at 8. And the local rules likewise warn that the failure to follow an applicable rule is a ground for “dismiss[al] [of ] a claim.” N.D. Fla. R. 41.1.
The bottom line: Dismissal without prejudice was an appropriate exercise of the district court’s inherent authority to manage its docket and enforce the local rules. McNair violated the local rules by failing to disclose his full litigation history, as required by the duly adopted standard complaint form. We hold that the district court did not abuse its considerable discretion when it dismissed McNair’s suit for failure to comply with the complaint form’s explicit instructions. That is so “even if we would have gone
IV
The record supports the district court’s dismissal without prejudice of McNair’s § 1983 suit under its inherent authority to manage its docket and enforce applicable local rules. Accordingly, we affirm the district court’s judgment.
AFFIRMED.
I write separately to make one simple (and maybe persnickety) point: As the Court’s opinion makes clear, although this case is easily resolved on “inherent authority” grounds, the parties have spent the lion’s share of their time tangling over whether McNair’s failure to include two habeas-related cases on his standardized civil-complaint form was “malicious” within the meaning of the Prison Litigation Reform Act’s operative provisions. With respect, at least as far as the statute is concеrned, that’s the wrong question.
Three provisions of the PLRA address “malicious” prisoner litigation. First, the Act requires a district court to screen any case filed by an inmate against a government defendant and to dismiss it if the “complaint” is “malicious.”
These three subsections share an obvious throughline: The object of the maliciousness inquiry—i.e., the thing that must be “malicious” in order to trigger the Act’s remedial provisions—is the inmate’s “complaint” or “action.” Here, the parties have overwhelmingly—perhaps even invariably—focused on the wrong object, debating whether McNair’s failure to fully disclose his litigation history on the stock form was “malicious.”
I take the State’s point, of course, that accurate disclosure of an inmate’s litigation history facilitates the PLRA’s screening and three-strikes provisions. My rejoinder—which finds support in analogous Supreme Court рrecedent—is simply that we must take the Act as we find it, and, for better or worse, it provides for dismissal of a prisoner’s case only where his “complaint” or “action” is itself “malicious”—not where some other (even related) conduct might be. Cf. Jones, 549 U.S. at 202–03 (rejecting as “not required by the PLRA” a court-created rule requiring inmates to affirmatively demonstrate in their complaints that they had exhausted prison
I concur in full. I write separately to address why I believe we are correct not to review the district court’s declaration that its dismissal of McNair’s lawsuit was a “strike” under the Prisoner Litigation Reform Act.
The district court dismissed McNair’s lawsuit without prejudice to being refiled. But, instead of refiling, McNair appealed. According to his counsel at oral argument, McNair chose to appeal in large part because the district court declared that its dismissal would count as a “strike” in any future lawsuit that McNair filеd. Under the PLRA, a prisoner cannot litigate in forma pauperis if, “on 3 or more prior occasions,” a court dismissed a previous lawsuit he filed as frivolous, malicious, or for failure to state a claim.
McNair may bе disappointed that we did not address the district court’s “strike” declaration. But, because we’d have to affirm the dismissal on other grounds no matter what we thought about the PLRA, I don’t think this issue is properly before us.
First, it’s not ripe. The PLRA’s three-strike penalty is triggered only when a new complaint is filed after a third dismissal. Although three strikes have serious consequences for a prisoner-litigator, a single strike has none. The upshot is that the question
Because McNair has not been denied IFP status, it is premature to assess whether this dismissal counts as a strike under the PLRA. See Gonzalez v. United States, 23 F.4th 788, 791 (8th Cir. 2022) (no jurisdiction over appeal that challenged only strike designation, not underlying dismissal); Pitts v. South Carolina, 65 F.4th 141, 150 (4th Cir. 2023) (Richardson, J., dissenting) (same). The district court’s designation of this dismissal as a “strike” may never affect McNair. Right now, based on his representations, McNаir has maybe one strike. We don’t know whether he will ever file another complaint, how many he may file, whether those complaints will be dismissed, what the reasons for dismissal may be, or how future district courts will assess his litigation history. “The bottom line is that the district court’s statement will only make a difference, if at all, once [McNair] has passed the three-filings threshold, and even then, only if all three were dismissed. Then, and only then, will the number of strikes be ripe for adjudication.” Gonzalez, 23 F.4th at 791 (citation omitted).
To be clear, it may be wise for a distriсt court to include this kind of forward-looking “strike” statement in a dismissal order. A district judge’s contemporaneous declaration that a dismissal should count as a “strike” may be helpful for a future strike-counting judge. It may also help the clerk’s office keep track of frequent filers who are at risk of losing IFP privileges. But it obviously doesn’t control what a future judge does. After all, “a district court’s decisions do not bind other district courts, other judges on the same court, or even the same judge in another cаse.” Georgia v. President of the United States, 46 F.4th 1283, 1304 (11th Cir. 2022).
I also don’t think our court could definitively resolve this issue for a future court, even if we wanted to. Consider the posture of this case. The district court said that its dismissal counts as a strike under our precedent in Rivera, but it also said that it would not count as a strike under the caselaw of other circuits. See Doc. 11 at 3 n.1 (citing Greyer v. Illinois Dep’t of Corr., 933 F.3d 871, 880 (7th Cir. 2019)). Judge Newsom’s concurring opinion disagrees
In short, although McNair apparently pursued this appeal to resolve the “strike” issue, we are constrained to disappoint him. He should take solace in knowing that the district court’s strike declaration is not binding on any judges who may have to evaluate his IFP status in the future. And he can appeal anew if a district court in the future denies him IFP status based on the dismissal in this case.