Jabari J. Johnson, Plaintiff-Appellant, v. Meridith McGrath, Defendant-Appellee.
No. 23CA0469
COLORADO COURT OF APPEALS
January 11, 2024
2024COA5
Opinion by JUDGE KUHN; J. Jones and Dunn, JJ., concur
El Paso County District Court No. 23CV33. Honorable Gregory R. Werner, Judge. JUDGMENT AFFIRMED. Division C.
SUMMARY
January 11, 2024
2024COA5
No. 23CA0469, Johnson v McGrath — Courts and Court Procedure — Inmate Lawsuits — Successive Claims — Imminent Danger of Serious Physical Injury
A division of the court of appeals determines, as a matter of first impression, how a court should analyze an inmate‘s claim that the “imminent danger of serious physical injury” exception under
The summaries of the Colorado Court of Appeals published opinions constitute no part of the opinion of the division but have been prepared by the division for the convenience of the reader. The summaries may not be cited or relied upon as they are not the official language of the division. Any discrepancy between the language in the
summary and in the opinion should be resolved in favor of the language in the opinion.
Jabari J. Johnson, Pro Se
No Appearance for Defendant-Appellee
¶ 1 Plaintiff, Jabari J. Johnson, is an inmate in a Colorado Department of Corrections (DOC) facility and a frequent filer in the Colorado courts. In this action, Johnson
¶ 2 We hold that when an inmate is barred from proceeding IFP because of the three strikes rule, the district court must review for — but need not make a separate finding regarding — the imminent danger exception. Here, while Johnson raised the issue of imminent danger of serious physical injury, when analyzed under the test set forth below, he did not sufficiently allege the imminent danger exception. Thus, the district court did not err by denying Johnson‘s motion to proceed IFP because he is barred by the three strikes rule. We affirm.
I. Background
¶ 3 Johnson‘s complaint challenges conditions related to his incarceration and complains about the actions of a DOC employee. Johnson requested that the district court allow him to proceed IFP under
¶ 4 Upon reviewing Johnson‘s request to proceed IFP, the district court applied the three strikes rule and denied his request based on
¶ 5 The district court did not address
¶ 6 Johnson has filed eight cases in the El Paso County District Court (20CV112, 20CV121, 20CV274, 21CV44, 21CV320, 22CV52, 22CV186, and 22CV208), and all have been dismissed. On September 1, 2022, a division of our court issued an opinion in Johnson v. Executive Director of the Colorado Department of Corrections, (Colo. App. No. 21CA1439, Sept. 1, 2022) (not published pursuant to C.A.R. 35(e)). In that case, Johnson filed an appeal from a Fremont County District Court order dismissing his complaint for failing to pay filing fees. In affirming the order, the division noted that Johnson had filed twenty-five complaints in Fremont County in 2020 alone. Eleven of those complaints had been dismissed as frivolous, groundless, and vexatious, and fourteen had been dismissed for failure to state a claim upon which relief could be granted. There is no dispute that Johnson has accumulated more than the three strikes required by
II. Standard of Review and Applicable Law
¶ 7 Whether a litigant is indigent and thus allowed to file a civil action without payment of costs is generally a matter committed to the trial court‘s discretion. Collins v. Jaquez, 15 P.3d 299, 301 (Colo. App. 2000). The ability to proceed without paying costs “in a civil case is a privilege, not a right,
¶ 8
¶ 9 “In construing a statute, our goal is to effectuate the legislature‘s intent.” Dep‘t of Revenue v. Agilent Techs., Inc., 2019 CO 41, ¶ 16. In doing so, we “consider the entire statutory scheme to give consistent, harmonious, and sensible effect to all of its parts, and we construe words and phrases in accordance with their plain and ordinary meanings.” Cisneros, ¶ 21 (quoting Ryser v. Shelter Mut. Ins. Co., 2021 CO 11, ¶ 14). If the statutory language is clear and unambiguous, then we do not resort to other rules of statutory construction, and we presume that the General Assembly intends a just and reasonable result. Id. “We, however, are not at liberty to alter the wording of a statute. Nor may we interpret statutory language so as to render any of that language superfluous.” Harvey v. Cath. Health Initiatives, 2021 CO 65, ¶ 33.
¶ 10 Johnson appears pro se, and his complaint is difficult to read; however, “[p]leadings by pro se litigants must be broadly construed to ensure that they are not denied review of important issues because of their inability to articulate their argument like a lawyer.” Jones v. Williams, 2019 CO 61, ¶ 5. It is not this court‘s role, however, to rewrite a pro se litigant‘s pleadings. Nor may we act as an advocate for a pro se litigant. See People v. Cali, 2020 CO 20, ¶ 34.
III. The District Court Must Review for, But Does Not Need to Make a Specific Finding Regarding, Section 13-17.5-102.7(2)
¶ 11 To address Johnson‘s contention, we must first determine whether the imminent danger exception to the three strikes rule requires the district court to make explicit findings about the alleged danger.
¶ 12
No inmate who on three or more occasions has brought a civil action based upon prison conditions that has been dismissed on the grounds that it was frivolous, groundless, or malicious or failed to state a claim upon which relief may be granted or sought monetary relief from a defendant who is immune from such relief, shall be permitted to proceed as a poor person in a civil action based upon prison conditions under any statute or constitutional provision.
¶ 13
¶ 14 As an initial matter, we conclude that a district court reviewing a motion and complaint under
¶ 15 Turning to the findings themselves, the plain language of
¶ 16
¶ 17 Thus, when an inmate with three strikes makes a proper request to proceed IFP,
IV. Imminent Danger of Serious Physical Injury Test
¶ 18 Having articulated the review process required by
¶ 19 The district court denied Johnson‘s request, without making specific findings regarding the imminent danger exception, because he had reached his three-strike limit.4 In his complaint, Johnson broadly alleged that he was in “imminent danger” and expressed a fear of being killed, assaulted, or harmed.
¶ 20 No Colorado case has addressed how courts should analyze whether an inmate has alleged “sufficient facts which, if assumed to be true, would demonstrate that the inmate is in imminent danger of serious physical injury.”
¶ 21 We conclude that to successfully allege
A. Specific Allegation of Serious Physical Injury
¶ 22 First, the allegation of serious physical injury must be specific. Under
¶ 23 This interpretation aligns with other jurisdictions’ reading of
B. Allegation that Danger of Serious Physical Injury is Imminent
¶ 24 Second, the specific allegation of serious physical injury must “demonstrate that the inmate is in imminent danger.”
¶ 25
C. Nexus Between Claims and Alleged Danger of Serious Physical Injury
¶ 26 Third, there must be a nexus between the claim and the allegation of imminent serious physical injury. Put simply, an inmate alleging imminent danger must also seek relief that would alleviate that danger.
¶ 27 In enacting
¶ 28 This nexus requirement ensures that the imminent danger exception to the three strikes rule actually addresses the alleged danger while also advancing “the General Assembly‘s goal of deterring frivolous and meritless prisoner lawsuits.” Farmer, ¶ 18. The General Assembly‘s legislative declaration for title 13, article 17.5 says that
the state has a strong interest in limiting substantially frivolous, groundless, or vexatious inmate lawsuits that impose an undue burden on the state judicial system. While recognizing an inmate‘s right to access the courts for relief from unlawful state actions, the [G]eneral [A]ssembly finds that a significant number of inmates file substantially frivolous, groundless, or vexatious lawsuits.
. . . The [G]eneral [A]ssembly, therefore, determines that it is necessary to enact legislation that promotes efficiency in the disposition of inmate lawsuits by providing for preliminary matters to be determined by magistrates and to provide for sanctions against inmates who are allowed to file claims against public defendants and whose claims are dismissed as frivolous.
¶ 29 Thus, for example, if an inmate alleges a specific impending assault, the claim for relief must be directed toward that alleged harm. But a claim for an injunction requiring a specific food at the cafeteria would not show the necessary nexus between imminent danger and the sought after remedy.
¶ 30 Federal courts also often apply the requirement that there be a nexus between an inmate‘s claims and the imminent danger when analyzing petitions under
¶ 31 The Second Circuit Court of Appeals articulated the rationale for this rule well:
[T]here must be a nexus between the imminent danger a three-strikes prisoner alleges to obtain IFP status and the legal claims asserted in his complaint. . . . By analogy to our ordinary standing rules, we think that the statute requires that the prisoner‘s complaint seek to redress an imminent danger of serious physical injury and that this danger must be fairly traceable to a violation of law alleged in the complaint.
The law of standing provides the most natural analogy for giving content to the nexus requirement because the statute identifies a particular injury-in-fact (i.e., the imminent danger of serious physical injury) that Congress singled out for special protection. . . . . . . Absent some nexus between a complaint‘s claims and its allegation that a plaintiff is under imminent danger of serious physical harm, the injury-in-fact that Congress so carefully excepted from the general requirement that a three-strikes litigant pay his filing fees could go unaddressed by the litigation — a result clearly contrary to the raison d‘être of the exception itself. When, in contrast, a complaint seeks to redress an imminent danger that is fairly traceable to allegedly unlawful conduct complained of in the pleading, the three-strikes litigant has shown that he fits squarely within
§ 1915(g) ‘s ‘escape hatch’ and that payment of a filing fee should be excused.
¶ 32 Therefore, to satisfy the third factor, an inmate‘s complaint must contain allegations showing a sufficient nexus between the factual allegations of imminent physical injury and the legal claims for which the inmate seeks redress.
V. Johnson‘s Allegations
¶ 33 Johnson‘s complaint fails to allege sufficient facts that, if assumed to be true, would demonstrate that he is in imminent danger of serious physical injury. Accordingly, the district court did not err by denying his motion to proceed IFP.
A. Johnson‘s Allegations Are Not Specific
¶ 34 Johnson‘s complaint does not sufficiently articulate who is subjecting him to imminent danger of serious physical injury. While he does allege that he was or may be in danger, he fails to make specific allegations tying individuals to that danger.
¶ 35 Johnson names Merideth McGrath as the defendant; however, he does not say who she is in his complaint, his briefing, or the provided record.7 Additionally, the vast majority of Johnson‘s claims do not assert credible, uncontroverted allegations of physical threats and attacks. See Hafed, 635 F.3d at 1180. Instead, he asserts vague, speculatory, and conclusory allegations against the DOC or unnamed “COs,” which are presumably corrections officers.
¶ 36 For example, Johnson alleges the following in his complaint:
- “DOC continues to place [Johnson] around enemies and enemies in attempts to attack, placing [Johnson‘s] life in imminent danger, refusing [Johnson] [use] of [a] wheelchair and other disability aids due to [Johnson‘s] disability.”
- Johnson has a “fear of inmate assault, which has been created by multiple DOC staff.”
- DOC staff are “[n]ot allowing medical or dental treatment and refusing to bring him to medical treatment stating that he has to walk when [Johnson] has a well-known conversion disorder.”
- DOC, in retaliation, is “attempting to try to kill [Johnson].”
- “[Johnson] has not been able to shower since 2019 . . . . Staff have stated that [Johnson] has no records of wheelchair orders, when [Johnson] does[,] retaliation against him forcing [Johnson] to scoot and crawl on the floor since 2019.”
- “[Johnson], family, friends, lawyers, and Judges, have numerous items of evidence proving an unsafe environment, yet the Colorado courts do nothing but aid the conspiracy to kill Mr. Johnson because of his litigation.”
¶ 37 Johnson‘s allegations vaguely allege a fear of assault, refusal of medical
¶ 38 Further, while refusing medical care may constitute an imminent threat to physical well-being under some circumstances, a defendant should specify who has denied him treatment, for what, and on what occasion. See Hafed, 635 F.3d at 1180. Johnson‘s assertions are not specific, do not identify individuals, do not say when he was denied treatment, and are vague and conclusory. Thus, these allegations fail to demonstrate the first factor necessary to meet the imminent danger exception.
¶ 39 However, unlike the allegations noted above, Johnson does make one allegation that generally sets forth an action taken by McGrath:
Merideth McGrath has full knowledge of the safety disability issues as she has been provided adequate documents of the COs and inmates along with paper forms proving such, yet she allows staff members at the [S]terling correctional facility to aid inmates in opening their door to allow them to come out of their cells so that the COs could open door only to [have] him assaulted because he is not afraid to litigate AND WILL NEVER STOP.
¶ 40 Construed broadly, this claim alleges that McGrath has allowed her subordinates to help other inmates assault Johnson. Assuming what Johnson says is true, this claim still fails to demonstrate imminent danger of serious physical injury because it does not make specific allegations. It is impossible to tell from the complaint whether corrections officers are releasing other inmates from their cells in the normal course of the day, or whether Johnson alleges that those officers are creating a situation that specifically targets Johnson. Nor does it specifically identify how McGrath is involved, other than the vague allegation that she may “allow” her staff to be involved.
¶ 41 We thus conclude that Johnson‘s allegations of serious physical injury are not sufficiently specific.
B. Remaining Factors
¶ 42 Johnson‘s claims fail under the remaining two factors as well. The assault allegation relates to past conduct. It is not ongoing or about to occur. Johnson uses a mix of past and present tense, but even construing his pleading as broadly as possible, he does not make sufficient factual allegations showing that McGrath — or even the unnamed corrections officers — are currently or about to open his cell doors to have him assaulted by the other inmates. We therefore conclude that Johnson has not alleged that the assault is imminent.8
¶ 43 Likewise, Johnson‘s complaint fails to meet factor three because there is no nexus between his claims and his factual allegations of serious physical injury. Johnson makes three claims for relief: (1) $20,000,000 in punitive and compensatory damages under “federal 1983 relief“; (2) $350,000 in punitive and compensatory damages under state law; and (3) relief under an “interstate compact” because of retaliation and not receiving medical treatment and accommodations.9 Due to their retrospective nature, they would not redress an imminent danger of serious physical injury.10 There is
¶ 44 In sum, Johnson‘s claims do not satisfy the requirements of
VI. Disposition
¶ 45 The judgment is affirmed.
JUDGE J. JONES and JUDGE DUNN concur.
