Case Information
Matter of J-S-, Respondent Decided by Attorney General May 15, 2008 U.S. Department of Justice Office of the Attorney General (1) The spouse of a person who has been physically subjected to a forced abortion or
sterilization procedure is not per se entitled to refugee status under section 601(a) of the Illegal Immigration Reform and Immigrant Responsibility Act of 1996, Division C of Pub. L. No. 104-208, 110 Stat. 3009-546, 3009-689, codified at section 101(a)(42) of the Immigration and Nationality Act, 8 U.S.C. § 1101(a)(42) (2000). The holdings to the contrary in Matter of S-L-L- , 24 I&N Dec. 1 (BIA 2006); Matter of C-Y-Z- , 21 I&N Dec. 915 (BIA 1997), overruled.
(2) Persons who have not physically undergone a forced abortion or sterilization procedure
may still qualify as a refugee on account of a well-founded fear of persecution of being forced to undergo such a procedure, or on account of persecution or a well-founded fear of persecution for failure or refusal to undergo such a procedure or for other resistance to a coercive population control program, or on other grounds enumerated in the Immigration and Nationality Act.
FOR RESPONDENT: Jianhua Zhong, Esquire, Flushing, New York; Samuel Estreicher, Esquire, New York, New York
AMICI CURIAE: Charles A. Rothfeld, Esquire, Washington, D.C.
FOR THE DEPARTMENT OF HOMELAND SECURITY: Gus P. Coldebella, Acting General Counsel
BEFORE THE ATTORNEY GENERAL
(May 15, 2008)
On September 4, 2007, pursuant to his authority under 8 C.F.R. § 1003.1(h)(1)(i) (2006), Attorney General Gonzales directed the Board of Immigration Appeals to refer to him for review its decision in Matter of J-S- (BIA 2006). The Board’s decision was then stayed pending a decision by the Attorney General. For the reasons set forth in the accompanying opinion, I overrule the Board’s decisions in Matter of C-Y-Z- , 21 I&N Dec. 915 (BIA 1997) (en banc), and Matter of S-L-L- , 24 I&N Dec. 1 (BIA 2006) (en banc), to the extent those decisions hold that the spouse of a person who has been physically subjected to a forced abortion or sterilization procedure is per se entitled to refugee status under section 601(a) of the Illegal Immigration Reform and Immigrant Responsibility Act of 1996, Division C of Pub. L. No. 104-208, 110 Stat. 3009-546, 3009-689, codified at section 101(a)(42) of the Immigration and Nationality Act, 8 U.S.C. § 1101(a)(42) (2000). In light of this change in the applicable legal framework, I vacate the Board and Immigration Judge decisions denying respondent’s claims for relief and remand this case for further proceedings consistent with this opinion.
OPINION
On September 4, 2007, Attorney General Gonzales directed the Board of Immigration Appeals, pursuant to 8 C.F.R. § 1003.1(h)(1)(i) (2006), to refer to him for review the Board’s decision in this matter. This case was certified for Attorney General review in order to provide a final administrative ruling on a statutory question that has divided the Federal courts of appeals. As explained below, that question is whether section 601(a) of the Illegal Immigration Reform and Immigrant Responsibility Act of 1996, Division C of Pub. L. No. 104-208, 110 Stat. 3009-546, 3009-689 (“IIRIRA”), codified at section 101(a)(42) of the Immigration and Nationality Act, 8 U.S.C. § 1101(a)(42) (2000) (“the Act”), can be read to confer automatic or presumptive (hereinafter “per se”) refugee status on the spouses of persons who have physically been subjected to a forced abortion or sterilization procedure pursuant to a foreign government’s coercive population control program, such as China’s “One Couple, One Child” program. The Board held that the provision could be read to confer such status in decisions from 1997, Matter of C-Y-Z- , 21 I&N Dec. 915 (BIA 1997) (en banc) (“ C-Y-Z- ”), and 2006, Matter of S-L-L- , 24 I&N Dec. 1 (BIA 2006) (en banc) (“ S-L-L- ”), but that determination has not been addressed in an opinion by the Attorney General.
After considering the text, structure, history, and purpose of the Immigration and Nationality Act as amended by IIRIRA, as well as the relevant administrative and judicial decisions and the briefs submitted, I conclude that the Department of Justice should not adhere to the Board’s decisions in C-Y-Z- . I therefore overrule the Board’s decisions in and S-L-L- to the extent those cases hold that the spouse of a person who has been physically subjected to a forced abortion or sterilization procedure is per se entitled to refugee status under section 601(a) of IIRIRA. Furthermore, for the reasons stated below, I vacate the Immigration Judge’s decision in this case and remand for reconsideration consistent with this opinion.
Section 601(a) of IIRIRA defines the circumstances in which the enforcement against a person of a coercive population control program constitutes “persecution on account of political opinion” and thus qualifies that person for political asylum under the Act. Section 601(a) amended the Act to state:
For purposes of determinations under this Act, a person who has been forced to abort a pregnancy or to undergo involuntary sterilization, or who has been persecuted for failure or refusal to undergo such a procedure or for other resistance to a coercive population control program, shall be deemed to have been persecuted on account of political opinion, and a person who has a well founded fear that he or she will be forced to undergo such a procedure or subject to persecution for such failure, refusal, or resistance shall be deemed to have a well founded fear of persecution on account of political opinion .
Section 101(a)(42) of the Act.
The year after section 601(a) was enacted, the former Immigration and
Naturalization Service (“INS”) stipulated, and the Board held, that section
601(a) provides per se refugee status not only to persons who have physically
undergone forced abortion or sterilization procedures, but also to the spouses
of such persons.
See Matter of C-Y-Z-
,
supra
. This determination later was
questioned by the INS and by some courts,
see, e.g.
,
Cai Luan Chen
v. Ashcroft
, 381 F.3d 221, 226 (3d Cir. 2004) (Alito, J.), and in 2005 the
United States Court of Appeals for the Second Circuit directed the Board to
explain the basis for its decision in
C-Y-Z-
,
see Shi Liang Lin v. U.S. Dep’t of
Justice
,
In 2006, a divided Board reaffirmed the interpretation it adopted in
C-Y-Z-
on the grounds that (i) section 601(a) is ambiguous and (ii) interpreting the
provision to confer per se refugee status to the spouses of persons who
physically undergo forced abortion or sterilization procedures best accords
with congressional intent.
See Matter of S-L-L-
. Sitting en banc, the
Second Circuit reversed
S-L-L-
, holding that section 601(a) “is unambiguous
and . . . does not extend automatic refugee status to spouses or unmarried
partners of individuals § 601 expressly protects.”
Shi Liang Lin v. U.S. Dep’t
of Justice
,
In this case, respondent is a married Chinese national whose wife remains in China. He seeks political asylum in the United States under section 601(a) because his wife allegedly was forced to undergo an “involuntary sterilization” procedure. Section 101(a)(42) of the Act. Applying , the Immigration Judge agreed with respondent that section 601(a) provides refugee status to men whose spouses are forced to undergo abortion or involuntary sterilization procedures, but denied his application on the ground that the procedure performed on his wife (forced insertion and monitoring of an intrauterine device (“IUD”)) was not a “sterilization” procedure covered by the statute. Respondent appealed this decision to the Third Circuit, which, upon learning of the Second Circuit’s decision in , sua sponte ordered en banc consideration and asked the Department to brief whether it adheres to the Board’s interpretation of section 601(a) or whether it joins the Second Circuit in rejecting the Board’s construction of section 601(a).
After receiving the Third Circuit’s request for supplemental briefing, Attorney General Gonzales directed the Board, pursuant to 8 C.F.R. § 1003.1(h)(1)(i) (2006), to refer to him for review the Board’s decision in this matter. [1] The Attorney General’s order certifying this case for review directed the parties to submit briefs addressing
all relevant statutory questions, including, but not limited to, whether IIRIRA § 601(a) . . . is ambiguous or silent on the availability of refugee status for spouses or partners of individuals who have been subjected to forced abortion or sterilization, and whether the BIA interpretation of section 601(a) in Matter of C-Y-Z- , 21 I&N Dec. 915 (BIA 1997) and In re S-L-L- , 24 I&N Dec. 1 (BIA 2006) is correct. In addition to the briefs I received from the parties, I received two amicus briefs in support of respondent. [2]
Respondent’s reliance on section 601(a) presents the key question in this case: whether the Department of Justice should adhere to the Board’s interpretation of that provision as conferring per se refugee status on the spouses of persons who have physically been subjected to a forced abortion or sterilization procedure. After considering the text, structure, history, and purpose of the Act as amended by IIRIRA, as well as the relevant administrative and judicial decisions and the briefs submitted, I conclude, as stated above, that it should not. I therefore overrule the Board’s decisions in S-L-L- to the extent those cases hold that the spouse of a person who has been physically subjected to a forced abortion or sterilization procedure is per se entitled to refugee status under section 601(a) of IIRIRA. It is important to emphasize that this decision does not prevent the spouse of a person who has physically undergone a forced abortion or sterilization procedure from qualifying for political asylum under section 601(a)’s “failure,” “refusal,” “other resistance,” or “well founded fear” provisions set forth above, or from obtaining asylum under other provisions of the Act, if that person satisfies the relevant statutory criteria. My decision holds only that spouses are not entitled to the same per se refugee status that section 601(a) expressly accords persons who have physically undergone forced abortion or sterilization procedures.
Accordingly, and for the reasons stated below, I vacate as no longer necessary to the determination of respondent’s claims the Immigration Judge’s decision that the procedures performed on respondent’s wife are not “sterilization” procedures that support per se asylum under section 601(a), and remand respondent’s claims for reconsideration consistent with this opinion.
I.
Respondent was placed in removal proceedings after entering the country without being admitted or paroled. He conceded removability but applied for political asylum, withholding of removal to China, and relief under the United Nations Convention Against Torture and Other Cruel, Inhuman, or Degrading Treatment or Punishment, adopted and opened for signature Dec. 10, 1984, G.A. Res. 39/46, 39 U.N. GAOR Supp. No. 51, at 197, U.N. Doc. A/RES/39/708 (1984) (entered into force June 26, 1987; for the United States Apr. 18, 1988) (hereinafter “Convention Against Torture” or “CAT”). At respondent’s 2004 hearing before the Immigration Judge, he testified that Chinese officials prevented him and his wife from having more than one child by forcing his wife to submit to medical insertion of an IUD and to report for periodic medical visits to confirm the IUD’s continued presence and effectiveness. Respondent said he was at home when the officials forcibly removed his wife in order to insert the IUD, but that he “didn’t want to interfere” because he did not want to further jeopardize his wife. After the IUD was inserted in 1993, respondent on three separate occasions requested permission from the Chinese family planning officials to have another child, but his requests were denied each time. After the last denial in 1995, respondent “gave up hope” and used false documents to enter the United States in 2001.
On November 8, 2004, the Immigration Judge denied respondent’s request for asylum and withholding of removal. Respondent’s evidence of past persecution and a well-founded fear of future persecution consisted of documents and testimony, which the Immigration Judge found “credible,” that he and his wife were fined for marrying below the age prescribed by China’s coercive population control program; that his wife was forced to submit to the insertion and monitoring of an IUD shortly after their son was born; that family planning officials warned him that, if he and his wife tried to have another child, they would abort the pregnancy and permanently sterilize respondent or his wife as they had allegedly sterilized respondent’s sister and mother; and that respondent expected to be “fined” and/or “incarcerated” if returned to China because he could not prove that he left the country legally.
In her oral decision, the Immigration Judge emphasized respondent’s testimony that he came to the United States partly “for financial reasons,” as well as his admissions that he (i) “did not violate [China’s] birth control planning policies” and (ii) “waited some eight years after the events in question before . . . coming to the United States.” The Immigration Judge stated further that respondent had provided no evidence that, “during the eight years that he remained in the People’s Republic of China . . . he was the victim of any persecution or repercussions,” such as arrest, “that would establish any past persecution on account of any enumerated ground” in the Act or IIRIRA. The Immigration Judge explained:
In this particular case, the only one reality appears to be that [respondent’s] wife was forced to undergo insertion of an intrauterine device. And, it’s clear that this, in and of itself, cannot be the basis to establish a claim for asylum based on past persecution. The forcible insertion of an intrauterine device is not tantamount to sterilization nor to abortion. . . . While the concept of [respondent’s] wife being forced to undergo an insertion of an intrauterine device may be repugnant, offensive, even unlawful, or unfair, and may be viewed as such by some individuals, this, in and of itself, does not constitute persecution per se , and does not meet the definition of refugee. Accordingly, the Immigration Judge denied respondent’s application for asylum and ordered him removed to the People’s Republic of China.
On February 24, 2006, the Board affirmed the Immigration Judge’s
decision without opinion and respondent appealed to the Third Circuit.
Respondent’s appeal was fully briefed and scheduled for submission to a panel
when, in July 2007, the Second Circuit issued its en banc decision rejecting
C-Y-Z-
’s and
S-L-L-
’s per se rule of spousal eligibility and departing from the
decisions of several courts of appeals that had deferred to the Board’s
interpretation of section 601(a) in
C-Y-Z-
.
See Lin II
,
The Second Circuit in reversed the Board’s interpretation of section
601(a) in
C-Y-Z-
, concluding, as other circuits had not, that the text
of section 601(a) is neither silent nor ambiguous on the question of spousal
eligibility. Accordingly, the Second Circuit did not focus on whether the
Board’s per se rule was “a permissible construction” of the statute under step
two of the interpretive framework in
Chevron U.S.A., Inc. v. Natural
Resources Defense Council, Inc.
,
After ordering en banc consideration of respondent’s appeal, the Third Circuit directed the parties to brief whether that circuit should “adopt any or all of the reasoning announced in” Lin II . See J-S- v. Att’y Gen. of the United States , No. 06-1952 (3d Cir. July 27, 2007). Respondent urged the Third Circuit to defer to the Board’s interpretation of section 601(a) in C-Y-Z- and S-L-L- and reject the Second Circuit’s reasoning in Lin II . The Government did not file a response because the Third Circuit dismissed respondent’s appeal following receipt of Attorney General Gonzales’s certification order.
II.
Respondent appeals the Immigration Judge and Board decisions denying his application for asylum solely under section 601(a) of IIRIRA. [4] The key question in this case is whether the Department of Justice should adhere to the Board’s interpretation of section 601(a) in S-L-L- as conferring per se refugee status on the spouses of persons who have physically been subjected to a forced abortion or sterilization procedure. For the reasons stated in this opinion, I conclude it should not.
*8 Cite as 24 I&N Dec. 520 (A.G. 2008)
A.
An alien seeking political asylum in the United States must establish that he or she is a refugee. Section 208(b)(1)(A) of the Act, 8 U.S.C. § 1158(b)(1)(A) (2000). Section 101(a)(42) of the Act defines a “refugee” as
any person who is outside any country of such person’s nationality . . . and who is unable or unwilling to return to, and is unable or unwilling to avail himself or herself of the protection of, that country because of persecution or a well-founded fear of persecution on account of race, religion, nationality, membership in a particular social group, or political opinion .
Section 101(a)(42) of the Act (emphases added).
As noted, section 601(a) of IIRIRA amended section 101(a)(42) of the Act to specify the circumstances in which victims of coercive population control programs could qualify for political asylum:
For purposes of determinations under this Act, a person who has been forced to abort a pregnancy or to undergo involuntary sterilization, or who has been persecuted for failure or refusal to undergo such a procedure or for other resistance to a coercive population control program, shall be deemed to have been persecuted on account of political opinion , and a person who has a well founded fear that he or she will be forced to undergo such a procedure or subject to persecution for such failure, refusal, or resistance shall be deemed to have a well founded fear of persecution on account of political opinion.
Id. (emphasis added). Section 601(a) thus created four new and specific classes of refugees:
1. “person[s] who ha[ve] been forced to abort a pregnancy”; 2. “person[s] who ha[ve] been forced . . . to undergo involuntary sterilization”; 3. “person[s] . . . who ha[ve] been persecuted for failure or refusal to undergo such a procedure or for other resistance to a coercive population control program”; and 4. “person[s] who ha[ve] . . . a well founded fear that [they] will be forced to undergo such a procedure or subject to persecution for such failure, refusal, or resistance.” The third and fourth categories above specifically accord refugee status to persons who have not physically undergone forced abortion or sterilization procedures if such persons can prove (i) past persecution for “fail[ing] or refus[ing]” to “undergo” a forced abortion or sterilization procedure; (ii) past persecution for some “other resistance” to a coercive population control program; or (iii) a “well founded fear” that they will be forced to undergo an abortion or involuntary sterilization procedure, or will be persecuted for failing or refusing to undergo such a procedure or for otherwise “resisting” a coercive population control program. Persons such as respondent thus may be able to qualify for asylum under these categories upon an appropriate factual showing.
The question remains, however, whether persons such as respondent—i.e., persons who have not physically undergone a forced abortion or sterilization procedure—can also qualify for asylum under the first and second categories above. Respondent argues that they can, and that he personally qualifies for asylum under category two (“forced . . . to undergo involuntary sterilization”), pursuant to the per se rule of spousal eligibility set forth in C-Y-Z- and S-L-L- . That rule begins with the uncontroversial proposition that categories one and two accord per se refugee status to any individual who has physically undergone a forced abortion or sterilization procedure because all such persons should be presumed to have been persecuted for resisting a coercive population control program. However, the rule goes on to encompass the much more doubtful proposition, which respondent invokes here, that the spouse of any individual who physically undergoes one of the referenced procedures is also entitled to per se refugee status. Respondent defends this position on the ground that section 601(a)’s text is silent on the question of spousal eligibility, and accordingly should be construed to permit his claim of past persecution under the “joint spousal persecution” theory underlying the Board’s per se rule. The Department of Homeland Security (“DHS”) contends that I should adopt the Second Circuit’s reasoning in Lin II and conclude that the text of the relevant provision unambiguously forecloses respondent’s claim and compels reversal of the interpretation set forth in the Board decisions in and S-L-L- .
The text of section 601(a) is the first, and most important, basis for my
rejection of the per se rule of spousal eligibility the Board adopted in
C-Y-Z-
. The “language employed by Congress and the assumption that the
ordinary meaning of that language accurately expresses the legislative
purpose” cut strongly against the statutory interpretation respondent urges and
the Board has adopted.
Park ‘N Fly, Inc. v. Dollar Park & Fly, Inc
., 469 U.S.
189, 194 (1985). Section 601(a)’s forced sterilization provision refers to “
a
person
who has been forced to . . .
undergo
involuntary sterilization.” Section
101(a)(42) of the Act (emphases added). Consistent with ordinary usage and
the Act’s definition of the term, “a person” refers to “an individual” and,
specifically here, the individual who has “undergo[ne]” the sterilization
procedure at issue.
See
Section 101(b)(3) of the Act, 8 U.S.C. § 1101(b)(3)
(2000) (defining the term “a person” for purposes of title I of the Act, which
includes section 101(a)(42), to mean “an individual or an organization”);
Lin
II
,
The same may be said of the statute’s reference to “a person forced to abort
a pregnancy.” For the reasons set forth above, this clause is properly read to
refer to the person physically forced to abort the pregnancy (the would-be
mother) because the clause refers to “a person forced to abort a pregnancy,”
and not to “a couple” or “a married couple” forced to do so. Section 601(a)’s
subsequent description of an abortion as a “procedure” that “a person” is
forced to “undergo” further supports this reading. Because this latter
description of a forced abortion can naturally be read only to refer to
one
person—the person upon whom the “procedure” is physically performed—it
would be inconsistent with the text and structure of section 601(a) to read the
opening clause on abortion to encompass
two
people (the would-be mother and
the would-be father).
See, e.g.
,
King v. St. Vincent’s Hosp
.,
The foregoing textual evidence that section 601(a)’s forced abortion and
sterilization clauses extend refugee status only to those persons who have
physically undergone the referenced procedures is bolstered by reading section
601(a) in harmony with other provisions of the Act conferring refugee status.
See, e.g.
,
King v. St. Vincent’s Hosp.
,
Such an interpretation of section 601(a) also departs from, and creates
tension with, the Act’s general requirement that every applicant for personal
asylum (as distinct from statutorily prescribed derivative asylum) must
establish
his or her own
eligibility for relief under specific provisions of the
statute.
See
section 208(b)(1)(B)(i) of the Act (providing that the “burden of
proof is on the applicant” to “establish that
the applicant
is a refugee”
(emphasis added));
INS v. Elias-Zacarias
,
In concluding that section 601(a) does not support the per se rule of spousal eligibility the Board adopted in , I recognize that section 601(a) does not explicitly exclude spouses from its purview. I also recognize that several courts, along with the Board, emphasized this in accepting various arguments for interpreting section 601(a) in a manner that brings spouses within the purview of the provision’s forced abortion and sterilization clauses. The starting point for all such arguments is that, because section 601(a) does not expressly address the refugee status of spouses one way or the other, it is improper to conclude that the statute unambiguously forecloses interpretations that would support the per se rule of spousal eligibility the Board adopted in C-Y-Z- .
Any
court
that accepted this starting point was limited to reviewing
whether the Board’s approach represented a “reasonable” interpretation of the
statute,
see Chevron U.S.A., Inc. v. Natural Res. Def. Council, Inc.
, 467 U.S.
837, which some courts concluded it was. My review of the Board’s
interpretation of section 601(a), however, is not so limited. The appellate
courts that reviewed the per se rule established in
C-Y-Z
- were bound to accept
the Board’s interpretation of section 601(a) if they concluded that that
interpretation was not “unambiguously foreclosed” by the statutory text and
could be considered “reasonable” under the broad standard applied by the
Supreme Court.
See Nat’l Cable & Telecomms. Ass’n v. Brand X Internet
Servs.
,
As I have explained, I reach this result first and foremost because neither C-Y-Z- nor S-L-L- addresses what I consider to be the proper reading of section 601(a)’s plain text. Indeed, C-Y-Z- did not even decide the issue of per se spousal eligibility for asylum as a contested issue. See Matter of C-Y-Z- , supra , at 918 (concluding that “the applicant in this case has established eligibility for asylum by virtue of his wife’s forced sterilization” because “[t]his position is not in dispute”). The Board simply based its ruling on the INS’s stipulation that the “‘husband of a sterilized wife can essentially stand in her shoes,’” id. , even though “[n]either the [INS] brief nor the General Counsel’s memorandum set[] forth the reasoning behind this position on ‘joint spousal persecution,’” id. at 928 (Filppu, concurring and dissenting). Although DHS has abandoned the INS’s prior support for C-Y-Z- ’s per se rule on spousal eligibility as inconsistent with section 601(a)’s text and purpose, S- L-L- reaffirmed on the grounds that C-Y-Z- was (i) “long standing” precedent to which courts and Congress have deferred and (ii) consistent with the “policy” and “intent” behind section 601(a). Matter of S-L-L- , at 4 8. Neither of these grounds persuades me to affirm the per se rule of spousal eligibility the Board majority embraced in .
Respect for precedent is undeniably important for any adjudicative body.
But it does not prevent the Department of Justice from reversing
administrative decisions when there is good reason for doing so. Indeed, the
Supreme Court has emphasized that one of the primary purposes of
Chevron
deference is to allow agencies to do just that.
See Nat’l Cable
& Telecomms. Ass’n v. Brand X Internet Servs.
,
My decision is similarly unaffected by the fact that Congress,
presumptively aware of the Board’s interpretation of section 601(a), in 2005
amended the statutory limit on the number of refugees who may be admitted
pursuant to section 601(a), but did not otherwise alter the provision’s text.
See
REAL ID Act of 2005, Div. B of Pub. L. No. 109-13, § 101(g)(2), 119 Stat.
231, 305 (repealing former section 207(a)(5) of the Act, 8 U.S.C. § 1157(a)(5)
(2000)). Because “Congress takes no governmental action except by
legislation,” what respondent and others view as Congress’s 2005
acquiescence-by-inaction in the statutory interpretation espoused in
C-Y-Z-
could also, to use the Supreme Court’s words, “appropriately be called
Congress’s failure to express any opinion” on the then-current agency
interpretation of the statute.
Rapanos v. United States
,
The Board’s discussion of section 601(a)’s “policy” and “intent” also does not persuade me to support its per se rule of spousal eligibility. See Matter of , at 5-8. Asserting that section 601(a)’s text provides “no clear or obvious answer to the scope of” its protections, id. at 4, the majority in S-L-L- reasoned that the per se rule in can be justified based on an examination of the provision’s purpose in light of the “nexus and level of harm” the Act requires for asylum:
When considered in light of the reasons Congress expanded the refugee protections to include persecution based on coercive family planning, and the well-established principles regarding nexus and level of harm for past persecution, we understand the husband, as well as the wife, to have been subjected to the coercive family planning policy when the government forces an abortion [or sterilization] on a married couple.
Id. at 6. I disagree.
The “nexus and level of harm” to which the Board refers is the connection (nexus) that section 101(a)(42) of the Act requires between an asylum seeker’s “race, religion, nationality, membership in a particular social group, or political opinion” and the persecution (level of harm) that he or she suffered or has a well-founded fear of suffering “on account of” such characteristics, membership, or opinion. In 1989 and 1993, the Board held that persecution on account of a person’s response to a coercive population control program does not establish eligibility for asylum under section 101(a)(42) because such persecution is not “on account of . . . political opinion” or any other ground enumerated in the statute. See Matter of Chang , 20 I&N Dec. 38 (BIA 1989); Matter of G- , 20 I&N Dec. 764, 778 (BIA 1993). In response to these decisions, see H.R. Rep. 104-469(I), at 173-74 (1996), Congress passed the language in section 601(a) of IIRIRA that amended section 101(a)(42) to state that a person “ shall be deemed to have been persecuted on account of political opinion” if that person was forced (or has a well-founded fear of being forced) to “undergo” an abortion or sterilization “procedure” or if he or she was (or has a well-founded fear of being) persecuted for “failure or refusal to undergo such a procedure or for other resistance to” a coercive population control program. Section 101(a)(42) of the Act (emphases added).
The relationship between the foregoing language and the underlying
“nexus and level of harm” that section 101(a)(42) of the Act requires is clear.
Section 601(a) “deem[s]” the nexus and level of harm required for political
asylum under section 101(a)(42) to be satisfied if “a person” has been, or has
a well-founded fear of being, “persecuted” for engaging in various forms of
“resistance” to a coercive population control program. Section 101(a)(42) of
the Act;
see also
REAL ID Act, § 101(g)(2),
The fatal flaw in the per se approach to spousal eligibility under section 601(a) is that it ignores the foregoing analysis and simply assumes the requisite statutory “nexus and level of harm” in all cases where the asylum seeker is married to a person who was forced to undergo an abortion or involuntary sterilization procedure. Section 601(a) does not permit this blanket assumption for good reason: Some spouses may not have “resisted,” and in fact may have affirmatively supported, the forced abortion or sterilization procedure that was performed on the spouse who remains in China. Such applicants should not (and as I read section 601(a) cannot) use the sole fact of their spouse’s persecution automatically to qualify for political asylum under the statute’s coercive population control “resistance” provisions. Instead, such applicants must present proof, of which their spouse’s treatment may be a part, of persecution for refusing to undergo forced abortion or sterilization procedures or for engaging in “other resistance” to a coercive population control program, or of persecution on account of another ground for asylum enumerated in the Act. The Board recognized the point that not all spouses oppose coercive procedures in S-L-L- and insisted that the rule it announced in “was not intended to, and does not, include” cases where the applicant supported or acquiesced in the coercive procedure physically performed on his or her spouse. Matter of S-L-L- , at 8. This assertion, however, does not accord with the Board’s holding that, “ absent evidence” that the spouse seeking asylum affirmatively supported or acquiesced in the coercive procedure performed on his or her partner, the Board will continue to “interpret the forced abortion and sterilization clause of section [601(a)], in light of the overall purpose of the amendment, to include both parties to a marriage.” [8] Id . (emphasis added) (expressly rejecting an approach that would require some demonstrable resistance by one spouse to the other spouse’s abortion or sterilization for that spouse to qualify for direct asylum in his or her own right under section 601(a)).
In cases where the physically persecuted spouse remains in China, there will rarely be affirmative evidence that the spouse seeking per se refugee status supported or failed to resist the coercive procedure at issue. Moreover, unless Immigration Judges presume that the Chinese Government is aware of what would normally be a “private family dispute” over whether the physically victimized spouse should submit to an abortion or sterilization procedure required by a coercive population control program, it is “impossible to understand” the Board’s conclusion that the Chinese Government’s use of such abortion and sterilization procedures should be understood to “punish ‘the married couple as an entity’ only in those cases where there is joint opposition to the abortion [or sterilization].” Matter of S-L-L , 24 I&N Dec. at 17 (Filppu, concurring and dissenting) (emphasis added) (noting that the majority’s concession that certain spouses fall outside the per se rule is fundamentally in tension with its assertion that section 601(a)’s forced abortion and sterilization clauses pertain to “the married couple as an entity”).
For all the foregoing reasons, I conclude that, at least as to political asylum
or withholding of removal claims predicated on the enforcement of coercive
population control programs, the ordinary meaning of the statutory term
“resistance,” coupled with the text of section 101(a)(42) of the Act, as
amended by IIRIRA, and settled principles of asylum law, does not support the
per se rule of spousal eligibility the Board adopted in
C-Y-Z-
and reaffirmed
in
S-L-L-
. This conclusion, like the text of section 601(a) itself, simply reflects
the logic of limiting per se refugee status to persons who have physically
undergone a coercive birth control procedure. As the Board itself conceded
in ,
unlike
a person who has physically undergone a
forced
abortion or
sterilization procedure, the spouse of such a person
may or may not
have
“resist[ed]” the procedure (and, thus, the coercive population control program
pursuant to which the procedure was performed) in the manner the Act
requires for asylum.
Matter of S-L-L-
, at 8 (conceding that “ was
not intended to, and does not,” provide “asylum for husbands who were not,
in fact, opposed to a spouse’s abortion”). If this is true, which the text,
structure, history, and purpose of the relevant statutory provisions demonstrate
it is, the spouse of the physical victim of such a procedure is
not
someone who
can be considered per se to have faced, or to have a well-founded fear of
facing, “persecution” “on account of” “resisting” a coercive population control
program under section 101(a)(42) of the Act based solely on the fact that he
or she is married to the victim.
See Lin II
,
Accordingly, from now on, the Board and Immigration Judges shall cease to apply the per se rule of spousal eligibility articulated in C-Y-Z- and S-L-L- and shall instead engage in a case-by-case assessment of whether a section 601(a) applicant who has not physically undergone a forced abortion or sterilization procedure can demonstrate that (i) he or she qualifies as a refugee under section 601(a) on account of persecution for “failure or refusal” to undergo such a procedure or for “other resistance” to a coercive population control program; (ii) he or she has a well-founded fear of being forced to undergo an abortion or involuntary sterilization procedure or of being persecuted for failing or refusing to undergo such a procedure or for “other resistance” to a coercive population control program; (iii) the specific facts of his or her case justify asylum on grounds other than those articulated in section 601(a); or (iv) he or she satisfies the requirements for derivative asylum expressly set forth in section 208(b)(3)(A) of the Act.
B.
Respondent and amici contend that, notwithstanding the analysis above, I should affirm the Board’s per se rule of spousal eligibility on policy grounds they argue are reflected in section 601(a)’s legislative and enforcement history. I disagree. To the extent this history is relevant to the proper interpretation of section 601(a), it, like section 601(a)’s underlying policy goals, are more consistent with my interpretation than with the Board’s interpretation.
In reaching this conclusion, I considered the portions of the legislative history identified in the briefs, including the brief submitted by Representatives Smith and Hyde. For several reasons, this history does not alter my decision. Most notably, section 601(a)’s legislative history does not expressly address whether the spouse of a person subjected to a forced abortion or sterilization procedure is entitled to per se refugee status. The Smith/Hyde Brief’s references to House Report and floor discussion regarding “couples” or “women and men . . . fleeing from forced abortion” indicate that some in Congress expected the new provision to benefit both members of a couple where each member is able to satisfy the Act’s requirements for asylum. But these references say nothing about whether Congress intended a person presumptively to qualify for asylum solely on the ground that a spouse had been physically subjected to one of the coercive procedures specified in the legislation. [11] See, e.g. , H.R. Rep. No. 104-469(I), at 174-75 (1996) (referring to “ a person who has been compelled to undergo an abortion or sterilization, or has been severely punished for refusal to submit to such a procedure,” as well as to “women . . . subjected to involuntary abortions” and “men and women” who may be “forcibly sterilized,” and concluding that “[t]he United States should not deny protection to persons subjected to such treatment ”) (emphases added); see also S-L-L- , 24 I&N Dec. at 18 (Filppu, concurring and dissenting) (noting that the legislative history of section 601(a), to the extent it focuses on particular individuals at all, appears to have focused on women, not their spouses or partners, when addressing the issue of extending refugee status to victims of forced procedures) (citing sources). If anything, the House Report counsels against interpreting section 601(a) as conferring per se refugee status on the spouses of persons expressly covered by the provision because the report declares that section 601(a) does not change the Act’s general requirement that applicants prove eligibility for direct asylum on an individual basis:
The Committee emphasizes that the burden of proof remains on the applicant, as in every other case , to establish by credible evidence that he or she has been subject to persecution—in this case, to coercive abortion or sterilization—or has a well-founded fear of such treatment. . . . Section [601(a)] is not intended to protect persons who have not actually been subjected to coercive measures or specifically threatened with such measures . . . .
H.R. Rep. No. 104-469(I), at 174 (emphases added).
Respondent and amici contend also that section 601(a) should be
interpreted in light of the content of an earlier bill and proposed regulations
that were previously (and unsuccessfully) offered in response to the same
Board decisions section 601(a) ultimately addressed. Such proposals,
however, lack the force of law, and the Supreme Court has counseled against
relying upon failed legislative proposals.
See, e.g. Rapanos v. United States
,
The failed bill at issue is the Emergency Chinese Immigration Relief Act of 1989 (“ECIR”). Section 3(a) of that bill, which was vetoed by the President, would have required that “careful consideration shall be given to . . . an applicant who expresses a fear of persecution upon return to China related to China’s ‘one couple, one child’ family planning policy,” and would have directed that “[i]f the applicant establishes that such applicant has refused to abort or be sterilized, such applicant shall be considered to have established a well-founded fear of persecution . . . on the basis of political opinion.” H.R. 2712, 101st Cong. § 3(a) (1989) (emphases added). Section 3(b) of ECIR would then have required the Attorney General to promulgate regulations providing that an applicant shall be considered to have established a well-founded fear of persecution if the applicant establishes that
(1) the applicant ( or applicant’s spouse ) has refused to abort a pregnancy or resisted sterilization in violation of China’s family planning policy directives, and (2) . . . in the case of an applicant for asylum or refugee status, there is good reason to believe that the applicant will be required to abort the pregnancy or to be sterilized or will otherwise be persecuted if the applicant were returned to China .
Id. § 3(b) (emphases added).
This failed bill language, which expressly references “spouse[s]” who
“refuse[] to abort a pregnancy or resist[] sterilization,” shows at most that if
Congress wanted to cover spouses in section 601(a)’s forced abortion and
sterilization clauses, it knew how to do so. The language does
not
show a
“clearly expressed legislative intention” in ECIR—much less in the different
language that Congress enacted as section 601(a) several years later—to confer
per se refugee status on the spouses of persons who undergo forced abortion
or sterilization procedures.
INS v. Cardoza-Fonseca
,
I view the policy goals underlying section 601(a) the same way. I understand that the purpose of section 601(a) was to expand the asylum relief available to victims of coercive population control programs who had been denied relief under the Board’s 1989 and 1993 decisions, and I agree that application of coercive population control procedures may constitute “obtrusive government interference into a married couple’s decisions regarding children and family” that may have “a profound impact on both parties to the marriage,” Matter of S-L-L- , at 6-7. The construction of section 601(a) set forth in this opinion, however, does not foreclose spouses from obtaining asylum on a case-by-case basis even if they are not accompanied by their physically persecuted partners. The one thing I reject is a rule that does not accord with the statutory text and that extends to these spouses the same per se refugee status that section 601(a) facially affords those who have physically undergone the coercive procedures referenced in the statute. See supra Part II.A.
My conclusion on this point is bolstered by DHS’s decision to abandon the
INS’s previous support for
C-Y-Z-
’s interpretation of section 601(a), and by
the Second Circuit’s observation in
Lin II
that “hundreds of cases in the courts
illustrate” that the Board’s per se rule has had the unforeseen effect of
allowing “a married man to ‘capitalize on the persecution of his wife to obtain
asylum even though he has left his wife behind and she might never join him
and he might intend that she not do so.’” ,
has been forced to abort a pregnancy or to undergo sterilization or has been persecuted for failure or refusal to do so.
Att’y Gen. Order No. 1659-93, at 13-14 (Jan. 15, 1993) (emphases added).
Nothing in this never-published rule, however, unambiguously provides that an applicant establishes refugee status solely by being married to a non-accompanying spouse who was subjected to a forced abortion or sterilization procedure. Indeed, the preamble to the rule indicates that the rule would not have addressed that situation, and, like section 208(b)(3)(A) of the Act, contemplates derivative asylum for spouses only if the physically persecuted person was a successful applicant for asylum. Att’y Gen. Order No. 1659-93, at 5 (stating that “[a]t least in the situation provided for in the rule, in which a directly threatened person is an applicant for relief along with his or her spouse, affording such relief to both is warranted” (emphasis added)).
should not be rewarded, particularly when the Act already provides a means for husbands and wives to obtain asylum together or seriatim, including through derivative asylum. See id. ; section 208(b)(3)(A) of the Act. As DHS and the Second Circuit have emphasized, the existing (and express) derivative asylum provision in section 208(b)(3)(A) “encourage[s] the preservation of families,” whereas the Board’s interpretation “has the perverse effect of creating incentives for husbands to leave their wives.” [13] Lin II , 494 F.3d at 312.
III.
Having rejected the per se, or joint spousal, eligibility rule articulated in C-Y-Z- and S-L-L- , I consider respondent’s claims under section 601(a). Because respondent seeks refugee status under section 601(a) but has not physically undergone a forced abortion or sterilization procedure, resolution of his claims requires a careful examination of the record to determine whether respondent (i) “resisted” China’s coercive population control program, (ii) suffered or has a well-founded fear that he will suffer “persecution” by the Chinese Government, and (iii) can show that such persecution was inflicted, or that he has a well-founded fear that it would be inflicted, “on account of” his resistance to the coercive population control program.
I decline to make these complex and fact-specific determinations in the first instance, and instead vacate the Immigration Judge’s decision that the procedures performed on respondent’s wife are not “sterilization” procedures supporting per se asylum within the meaning of section 601(a) and remand this case for further proceedings consistent with this opinion. I remand so that the Board or Immigration Judge can reconsider, as necessary, respondent’s claims (including his claim that he has a well-founded fear of future persecution based on, among other things, Chinese family planning officials’ threats to sterilize him personally) in light of the facts in the record, respondent’s testimony, which the Immigration Judge expressly found “credible,” and the legal framework I announce in this opinion. I vacate the Immigration Judge’s holding on whether forced insertion of an IUD constitutes “sterilization” under section 601(a) because that determination is no longer necessary to this case. [14] The Immigration Judge was required to decide whether the procedures performed on respondent’s wife constitute “sterilization” procedures under section 601(a) because the per se rule for spousal eligibility was controlling precedent when the Immigration Judge issued her decision. My reversal of the Board’s per se rule alters the legal framework that governs respondent’s claims by refocusing the evaluation of his eligibility for asylum on the merits of his experience and fears, rather than on a determination whether procedures performed on his wife constitute “sterilization” under the statute. Accordingly, I remand respondent’s claims for reconsideration and do not—because I need not—decide whether the forced insertion and monitoring of an IUD constitutes “sterilization” under section 601(a). [15]
So ordered.
Notes
[1] The Third Circuit entered a final order dismissing respondent’s appeal after the court received notice of Attorney General Gonzales’s decision to conduct further administrative review of this case.
[2] Brief of Amici Representative Chris Smith and Former Representative Henry Hyde, Sponsors and Drafters of Section 601 of the Illegal Immigration Reform and Immigrant Responsibility Act; Brief of Amici the United States Conference of Catholic Bishops, Advocates International, the Jubilee Campaign, and the National Advocacy Center of the Sisters of the Good Shepherd.
[3]
See, e.g.
,
Chen Lin-Jian v. Gonzales
,
[4] The only alternative claim respondent raised below was a claim under the Convention Against Torture. In order to qualify for protection from removal under the CAT, an applicant must establish that “it is more likely than not that he or she would be tortured if removed to the proposed country of removal.” 8 C.F.R. § 1208.16(c)(2) (2008). The Immigration Judge concluded that respondent did not satisfy this standard, and respondent does not challenge this determination in his current brief.
[5] According to this theory, a forced abortion or sterilization procedure performed on one
spouse should be “‘imputed’” to the other spouse because the procedure causes both spouses
emotional and other suffering, and because “‘the law considers’” the “‘reproductive
opportunities’” of one spouse “‘to be bound up’” with the “‘reproductive opportunities’” and
harms of the other.
See Matter of S-L-L-
, at 8 (quoting
Cai Luan Chen v. Ashcroft
,
[6] These courts appear to have reached this conclusion based on one of two theories. First,
that “‘the forced sterilization [or abortion procedure performed on] a wife could be
“imputed” to her husband, “whose reproductive opportunities the law considers to be bound
up with those of his wife.”’”
Matter of S-L-L-
,
supra
, at 8 (quoting Judge Alito’s panel
opinion in
Cai Luan Chen
,
[7] In addition, because it is important that administration of the Act be consistent throughout the country, administrative stare decisis principles carry less weight where, as here, Federal courts have divided on whether an administrative decision is correct and entitled to deference.
[8] I agree with Board Member Filppu that the above-referenced flaw in the Board’s approach is “further illustrated in its treatment of ‘boyfriends, fiancés, and other unmarried partners.’” Matter of S-L-L- , supra , at 19 (Filppu, concurring and dissenting) (quoting the majority opinion at 8). As Member Filppu explains, the Board “rel[ies] on its construct of family entity persecution” to “craft[ ] a rule that treats a father as ‘a person who has been forced to abort a pregnancy’ if the father is both legally married to the woman who was forced to undergo such a procedure and if the father opposed the abortion.” Id . However, the majority never justifies “how a father ceases to be ‘a person’ forced to abort a pregnancy when it comes to unmarried”—or, to complicate the situation further, divorced or otherwise separated—partners. Id . Although the Board provides plausible “policy reasons for ‘drawing the line at marriage,’ and for refusing to extend to a boyfriend or fiancé ‘the nexus and level of harm’ it attributes to a husband,” I agree with Member Filppu that this “entire discussion is only necessary because of the underlying [joint spousal] rule it invents in the first place.” Id . (quoting the majority opinion at 9).
[9] I agree with DHS that what the Act means by the phrase “persecution on account of . . .
political opinion” is a “complex issue that need not be fully resolved here” because this case
does not concern the application of that phrase in contexts other than political asylum
claims predicated on “persecution” for “resisting” a coercive population control program.
Accordingly, I confine my analysis to that context, and do not purport to address
whether the phrase would support a per se rule in other contexts such as, for example,
Judge Calabresi’s hypothetical in which the Board interprets section 101(a)(42) to support
a rule that “any child who sees his parents tortured and murdered before him by a
totalitarian government—say, the Nazis—is persecuted, and therefore eligible for asylum.”
,
[10] In his concurrence in , Board Member Pauley stated that although he believed
C-Y-Z-
“was wrongly decided,” he would not overrule it because “it is too late in the day for
the Board to upset the apple cart” and overruling the decision could enable DHS to “seek
termination of [existing grants of] asylum under section 208(c)(2)(A)” of the Act on the
grounds that the new interpretation constitutes a “fundamental change in circumstances.”
Matter of S-L-L-
,
supra
, at 14 & n.2 (Pauley, concurring).
I agree with the en banc Second Circuit that reversal of the statutory interpretation set
forth in
C-Y-Z-
should not be considered a “fundamental change in circumstances” that
would allow DHS to terminate existing final grants of asylum under the regulations
implementing section 208(c)(2)(A) of the Act.
See Lin II
,
[11] The reference in the House Report to the Board’s decision in Matter of G- , is not to the contrary. The applicant in that case did not base his request solely on the threatened sterilization of his wife, but rather on his fear that he himself would be subjected to sterilization and other punishment (including a fine that had already been imposed on him for having a second child) based on his violation of China’s family planning policy. See id. at 774, 778.
[12] Similarly, the various Executive Branch documents cited by respondent and amici do not alter my interpretation of section 601(a). Those documents consist primarily of a 1990 executive order directing the Secretary of State and the Attorney General to grant “enhanced consideration” to claims of persecution based upon a country’s policy of forced abortion or coerced sterilization, Exec. Order No. 12711, 3 C.F.R. § 283 (1991), and a putative final (but never published) Justice Department rule intended to advance the policy expressed in the executive order. The most recent (1993) version of that rule would have provided: An applicant (and the applicant’s spouse, if also an applicant ) shall be found to be a refugee on the basis of past persecution on account of political opinion if the applicant establishes that, pursuant to the implementation . . . of a family planning policy that involves or results in forced abortion or coerced sterilization, the applicant (continued...)
[13] Although I reject the per se rule articulated in , the interpretation of
section 601(a) I adopt in this opinion allows both members of the “spousal unit” to begin the
asylum effort in the United States, either by coming here together or by having one lead and
the other follow. The only difference between my interpretation and the per se rule for
purposes of who initiates the asylum effort is that, in cases where the spouse who begins the
asylum effort is the spouse who was
not
physically subjected to a forced abortion or
sterilization procedure, that spouse must be able to establish his or her personal eligibility
for asylum on the facts of his or her own case. As the Second Circuit noted in
Lin II
, “that
[the applicant’s] spouse has been subjected to a forced abortion or sterilization would
not
be
irrelevant” to this determination. ,
[14] In any event, the question whether forced insertion of an IUD constitutes “sterilization”
under section 601(a) is already being considered by the Board in more appropriate cases.
See, e.g. Chao Qun Jiang v. Bureau of Citizenship & Immig. Servs.
,
[15] Whether the Board and the courts should remand other cases for reconsideration in light of this opinion depends on the particularized facts of those cases. Where, as here, a case that was decided principally on the basis of the per se rule appears to involve credible evidence of threats or action against the applicant that might support relief under the legal framework set forth herein, but that were not adequately considered or developed before the Immigration Judge, it may be an appropriate exercise of the Board’s discretion to order a remand.
