ISLAND CREEK COAL COMPANY, Petitioner, v. Harold CALLOWAY, Respondent.
No. 09-4589.
United States Court of Appeals, Sixth Circuit.
Feb. 7, 2012.
466 F. App‘x 504
Before: MOORE, GIBBONS, and MCKEAGUE, Circuit Judges. JULIA SMITH GIBBONS, Circuit Judge.
Read as a whole, Morus‘s deposition testimony does not support the existence of a guilty-until-proven-innocent policy at CCDCFS. Rather, it depicts an investigational process aimed at balancing the need to ensure that victims are comfortable coming forward with claims with a continual reevaluation of victim allegations to determine their truthfulness. In addition, even if Morus‘s statements had indicated that she advocated a guilty-until-proven-innocent standard, the Teetses provide no evidence to suggest that Morus was an official policymaker or that the County or CCDCFS endorsed that viewpoint. Cf. Moldowan v. City of Warren, 578 F.3d 351, 394 (6th Cir. 2009) (noting an “official must be ‘responsible for establishing final government policy respecting [an] activity before the municipality can be held liable.‘” (quoting Pembaur v. City of Cincinnati, 475 U.S. 469, 483 (1986) (plurality opinion))), cert. denied, --- U.S. ---, 130 S.Ct. 3504, 177 L.Ed.2d 1114 (2010). Accordingly, the Teetses have failed to demonstrate an unconstitutional policy or custom at CCDCFS, and the district court correctly concluded that they cannot recover from CCDCFS or the County on this theory of liability.
C. Supervisor Liability and Qualified and Absolute Immunity
Because the Teetses have failed to show that Spencer‘s investigation violated their constitutional rights, we decline to address the Teetses’ assertion that Morus should be subject to supervisor liability on account of her role in approving Spencer‘s work. Furthermore, because the Teetses have failed to identify any constitutional injury, we also decline to address the parties’ arguments concerning the applicability of qualified or absolute immunity to Spencer and Morus.
III. CONCLUSION
For the foregoing reasons, we AFFIRM the district court‘s grant of summary judgment in favor of the County, CCDCFS, and the individual social workers, Arlene Spencer and Barbara Morus.
I.
Calloway worked for Island Creek in the coal mines for nineteen and a half years. He testified that, after working a shift, he was covered in and spat up coal dust. After he left work in 1992 after being injured in a rock fall, his health declined. Now, he coughs a lot and has problems with wheezing. He must use oxygen several times a day and becomes short of breath after walking only fifty feet or climbing a few steps. He has difficulty sleeping and often needs to sleep in a chair at night. Calloway takes medication to treat these symptoms.
Calloway filed for benefits in 1994, but his claim was denied by the Office of Workers’ Compensation Programs (“OWCP“). He filed again in 1998, and the OWCP again denied his claim. Callo-
The ALJ first summarized the new evidence that Calloway had offered. Then, after setting out the legal standard, the ALJ found that Calloway suffers from legal pneumoconiosis,1 which was caused by his work in the coal mine; that Calloway is totally disabled; and that his total disability was caused by his pneumoconiosis.
Island Creek appealed the ALJ‘s decision to the BRB. The BRB issued an unpublished opinion in November 2009 affirming the ALJ in whole because the decision was rational, supported by substantial evidence, and in accordance with applicable law.
Island Creek now appeals that decision.
II.
This court affirms the BRB unless it committed legal error or exceeded its scope of review of the ALJ‘s findings. Tenn. Consol. Coal Co. v. Kirk, 264 F.3d 602, 606 (6th Cir. 2001); Glen Coal Co. v. Seals, 147 F.3d 502, 510 (6th Cir. 1998). An ALJ‘s findings are affirmed by the BRB if they are supported by substantial evidence in the record and are in accordance with the applicable law. Glen Coal, 147 F.3d at 510. Because the BRB affirmed the ALJ‘s decision as based on substantial evidence, it did not exceed the statutory scope of its review. Our review of the BRB therefore depends on whether substantial evidence supported the ALJ‘s decision and whether either the ALJ or the BRB committed legal error. See id. (“The court of appeals’ review of the Benefits Review Board is then ‘limited to a determination whether the outcome below is supported by substantial evidence and was reached in conformance with applicable law.‘” (quoting York v. Benefits Review Bd., 819 F.2d 134, 136 (6th Cir. 1987))).
Substantial evidence is “such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.” Cross Mountain Coal, Inc. v. Ward, 93 F.3d 211, 216 (6th Cir. 1996) (quoting Richardson v. Perales, 402 U.S. 389, 401, 91 S.Ct. 1420, 28 L.Ed.2d 842 (1971)). We do
III.
A.
Island Creek makes three arguments. First, it asserts that the ALJ applied a presumption that coal mine dust contributed to the development of Calloway‘s chronic obstructive pulmonary disease (“COPD“), thus relieving Calloway of his proper burden of proof. Island Creek asserts that federal regulations do not create such a presumption.
There is no indication from the ALJ‘S opinion that he applied such a presumption, and Island Creek cites no portion of the ALJ‘s opinion referring to such a presumption. In fact, Island Creek does not refer at all to the references to a presumption included in the ALJ‘s opinion, found on pages 19 and 23 of the opinion. One relates to the rebuttable presumption arising under
When Island Creek‘s argument is examined more closely, it is clear that it focuses not on application of an improper presumption but rather on disagreement with the ALJ‘s evaluation of the evidence. Island Creek‘s argument about a presumption in actuality is not a legal argument about whether the ALJ held Calloway to a proper standard and burden of proof but simply an evidentiary argument that is best considered as part of the argument we next consider, which addresses the evidence before the ALJ in a more straightforward manner.
B.
Island Creek also argues that the ALJ erred in weighing the medical evidence and resolving conflicts within the evidence, calling both the ALJ‘s reasoning and that of the doctors he credited “irrational.” In order to assess this argument, we must examine the medical evidence presented and the ALJ‘s reasoning and conclusions with respect to the medical opinions offered.
The ALJ decision considered evidence from four physicians, who offered various opinions about the causes of Calloway‘s medical maladies.
Calloway relied on Dr. Manoj Majmudar and Dr. Glen Baker. Majmudar diagnosed Calloway with chronic obstructive pulmonary disease, chronic bronchitis, and pneumoconiosis. Majmudar testified that twenty years in the coal mines is sufficient to develop pneumoconiosis and that Calloway‘s smoking was “not considered very, very significant“; thus Majmudar concluded that coal mine dust inhalation “is the predominate cause of his pneumoconiosis and COPD” which have rendered Calloway completely disabled. Baker diagnosed Calloway with coal workers pneumoconiosis, COPD, bronchitis, and arterial hypoxemia, which he attributed to coal dust expo-
Island Creek Coal Company used examinations from Dr. Lawrence Repsher and Dr. Jeffrey Selby. Repsher diagnosed Calloway with COPD but not pneumoconiosis. Repsher found that Calloway‘s medical problems were serious but that they stemmed primarily from smoking and asthma. Repsher found that Calloway was exposed to coal mine dust, but he stated that Calloway‘s exposure was less than the average worker. Though Repsher “could not absolutely rule out legal [coal workers’ pneumoconiosis] because [Calloway] does have COPD,” he concluded that “the overwhelming probability is that all of the individually testable abnormalities of his pulmonary function are due to his cigarette smoking” with “no significant impairment related to the inhalation of coal dust.” Selby found that Calloway does not have any pulmonary problems as a result of coal dust exposure; rather, Calloway has severe obstructive lung defect as a result of asthma and emphysema from cigarette smoke. Selby stated that Calloway would have the same problems even if he had never set foot in a mine and that working in the coal mine had improved Calloway‘s health because he was not permitted to smoke while in the mine. Selby admitted that Calloway‘s employment history could cause pneumoconiosis, but he concluded that cigarette smoking was the primary cause of Calloway‘s health problems. Significantly, Selby found that Calloway smoked nearly thirty packs of cigarettes a month, a significantly higher estimate than those of the other physicians. However, Selby also said that a lower amount of smoking—even ten to fifteen packs per month—would still be enough to cause Calloway‘s disability.
The ALJ resolved the smoking history disparity by weighing the reports of all the physicians and the testimony of Calloway. Although there was “some inconsistency regarding Claimant‘s smoking history,” because all reports indicated a half pack per day or a half pack to one pack per day, the ALJ credited Calloway‘s testimony and found a fourteen pack per month history that ended in 2003.2
The ALJ considered next whether the record showed that Calloway suffered from pneumoconiosis. The ALJ found that Calloway had failed to establish clinical pneumoconiosis—the diseases recognized as pneumoconiosis by the medical community. But the ALJ found that Calloway had met his burden for establishing legal pneumoconiosis. See
The ALJ found Majmudar‘s report and findings well-documented and well-reasoned. He accorded Majmudar less weight than he would have otherwise because Majmudar had found only a ten and a half pack per month history, but he found Majmudar‘s diagnosis of pneumoconiosis probative. The ALJ found Baker‘s report “equivocal” because Baker hedged
After finding that Calloway suffers from pneumoconiosis,3 the ALJ turned to the issue of causation. A miner who suffers from pneumoconiosis and worked in coal mines for ten or more years enjoys a rebuttable presumption that the pneumoconiosis arose out of the coal mining employment.
The ALJ then found that Calloway is totally disabled. The ALJ noted that, because Calloway‘s pulmonary function studies were below the values listed in the regulatory tables, Calloway is totally disabled under
Finally, the ALJ considered whether Calloway‘s total disability was caused by his pneumoconiosis. The regulations require the pneumoconiosis to be a “substantially contributing cause” of the miner‘s respiratory ailment in order for the total disability to be caused by it. Citing
The ALJ reweighed the evidence submitted by the physicians and found that Calloway had proved by a preponderance of the evidence that “his total disability was due in part to [his] pneumoconiosis.” The ALJ noted that Majmudar found “coal mine dust is the predominate cause of his pneumoconiosis and COPD.” Baker attributed Calloway‘s pneumoconiosis to coal mine dust, expressly denied the impact of smoking on Calloway‘s respiratory ailments, and found that pneumoconiosis was partly to blame. Repsher could not rule out coal mine dust and pneumoconiosis, and his opinion was less persuasive be-
Because the ALJ found Calloway had met his burden on all counts, he awarded Calloway disability benefits.
Reviewing the ALJ‘s decision for substantial evidence, we find that the record does not support Island Creek‘s assertions. Testimony showed that Calloway was covered in black dust at the end of the day and spat up black coal dust. Both Calloway and Island Creek‘s physicians agreed that Calloway suffered from COPD, and three of the four physicians who testified found that the inhalation of coal dust either did cause or could have caused the COPD. Thus the ALJ had substantial evidence to support a conclusion of legal pneumoconiosis. Because all physicians agreed on Calloway‘s disability, once the ALJ had substantial evidence of pneumoconiosis caused by coal mine dust, he also had substantial evidence the pneumoconiosis caused his disability.
The primary counter-argument made by the company‘s physicians was that smoking, not coal dust, had caused Calloway‘s difficulties. Calloway‘s physicians, Doctors Manoj Majmudar and Glen Baker, found that coal dust inhalation had caused his pneumoconiosis, but Island Creek‘s physicians, Doctors Lawrence Repsher and Jeffrey Selby, found that Calloway‘s medical maladies stemmed primarily from smoking and asthma. The ALJ, however, had good reason to prefer the opinions of Majmudar and Baker to those of Repsher and Selby. First, Majmudar and Baker both explained that the scientific literature showed smoking was highly unlikely to have caused Calloway‘s problems. Repsher and Selby did not similarly explain why coal dust was not to blame. In fact, Repsher conceded that coal dust inhalation might be a cause of Calloway‘s health problems. Because Majmudar‘s and Baker‘s opinions were more comprehensive than Repsher‘s and Selby‘s, it was not unreasonable for the ALJ to give their opinions more weight. Second, Selby estimated a smoking history for Calloway that was more than twice that which the other physicians noted and to which Calloway had testified. Because Selby—the only physician to unequivocally blame smoking for Calloway‘s health problems—made factual findings so inconsistent from the others, it was not unreasonable for the ALJ to distrust his opinion. Third, the ALJ had testimony from Selby that in fifteen years of making diagnoses for the coal company, he could not offer one example of a case where he diagnosed disability from breathing coal dust instead of smoking. For a doctor to diagnose miners for fifteen years yet not find a single miner disabled from coal dust strains credibility. The ALJ might rightfully have distrusted Selby‘s opinion. In light of such evidence it was not “arbitrary and capricious” or “irrational” for the ALJ to credit Majmudar and Baker‘s opinions over Repsher and Selby‘s.
Having determined that Calloway had legal pneumoconiosis, the ALJ relied on regulations to establish a rebuttable presumption that the pneumoconiosis was caused by Calloway‘s work in the coal mines. Though the ALJ did relieve Calloway of the burden of disease causation, such relief is called for in the regulations. See
Island Creek also asserts that the ALJ failed to resolve considerable and material
Island Creek argues that there are flaws in the Majmudar and Baker opinions. For example, the ALJ rejected Majmudar‘s x-ray diagnosis, so Island Creek wonders how he could then trust Majmudar‘s overall diagnosis. But the ALJ‘s rejection of the x-ray evinces the deliberateness with which he examined the record. Majmudar‘s opinion was based on many factors besides the x-ray, and Majmudar‘s conclusion was supported by Baker and conceded as a possibility by Repsher. With three doctors testifying to likely or possible pneumoconiosis, the ALJ‘s decision was supported by substantial evidence. The ALJ summarized and considered the testimony, opinions, and radiographic evidence of all four physicians; explained why he afforded greater or lesser weight to various opinions; weighed the evidence; and made a determination. To say that he failed to adequately weigh all material evidence of the physicians’ opinions is belied by the record.
Island Creek also argues that the second ALJ failed to weigh discrepancies in Calloway‘s smoking history. Island Creek notes the physicians’ different estimates of Calloway‘s smoking history and argues that the second ALJ was bound by
Island Creek‘s citation to section
In a related argument, Island Creek maintains that the prior ALJ‘s determination of Calloway‘s smoking history may not be set aside. Citing comments to the regulations, Island Creek states that a subsequent claim must be denied if it is based on findings from the previous adjudication that are “not subject to change.” See
Island Creek‘s contention is directly contrary to the regulations. Section
The record shows that the ALJ weighed all the evidence and resolved material conflicts. His decision is supported by substantial evidence.
C.
Finally, Island Creek asserts that the ALJ erred in requiring that Calloway show that his pneumoconiosis was only a “contributing cause” to his total disability, rather than applying the higher regulatory requirement of showing pneumoconiosis was a “substantially contributing cause.”
The regulations in question were changed in 2000 to require that pneumoconiosis be “a substantially contributing cause of the miner‘s totally disabling respiratory or pulmonary impairment” in order for a miner to show that he is totally disabled due to pneumoconiosis.
Peabody, which was decided prior to the amendment, explicitly rejected the “substantial contributing cause” standard. 127 F.3d at 507 (“Moreover, we believe that the substantial contributing cause standard adopted by the Third and Eleventh Circuits places an inappropriately heavy burden on the miners that is inconsistent with [a prior Sixth Circuit case].“). Instead, the Peabody court adopted a standard in which a miner must “affirmatively establish that pneumoconiosis is a contributing cause of some discernable consequence“—i.e., provide more than a de minimis contribution to the miner‘s totally disabling respiratory impairment. Id. It is still true that pneumoconiosis must be at least more than a de minimis contribution to the miner‘s total disability, but to the extent Peabody permits a miner to prevail by showing pneumoconiosis by anything less than a “substantial contributing cause,” the case is contrary to the current regulations and is no longer good law.
Although the ALJ did initially cite
The ALJ never found that Calloway‘s coal mine employment or his pneumoconiosis was a “substantially contributing cause” of his total disability. Rather, the ALJ very clearly stated that “I find that Claimant has established by a preponderance of the evidence that his total disability was due in part to his pneumoconiosis.” This conclusion clearly fails to use the correct standard in which the claimant‘s pneumoconiosis must be a substantially contributing cause of his or her total disability. Accordingly, remand is necessary in order to provide the ALJ with an opportunity to assess the case using the proper standard.
IV.
For the foregoing reasons, we reverse the decision of the BRB and remand the case for further proceedings in accord with this opinion.
Michael TRANTER, Plaintiff-Appellant, v. Greg ORICK, Defendant-Appellee.
No. 10-3945.
United States Court of Appeals, Sixth Circuit.
Feb. 7, 2012.
