In the Matter of the Civil Commitment of: Michael Benson.
A22-1840
STATE OF MINNESOTA IN SUPREME COURT
October 23, 2024
Procaccini, J. Dissenting, Moore, III, J. Took no part, Hennesy, Gaïtas, JJ.
Keith Ellison, Attorney General, Aaron Winter, Assistant Attorney General, Saint Paul, Minnesota, for respondent Commissioner of Human Services.
S Y L L A B U S
A civilly committed person may waive the right to counsel granted in
Reversed and remanded.
O P I N I O N
PROCACCINI, Justice.
The question presented in this case is whether a civilly committed person may waive the right to counsel granted in
Benson appealed to the court of appeals, arguing that the right to counsel established in
FACTS
In 1993, Benson was civilly committed to the Minnesota Sex Offender Program as a “psychopathic personality,” now considered a “sexual psychopathic personality.”1 Compare
Benson appealed this recommendation to the CAP,3 requesting rehearing and reconsideration, and the CAP appointed counsel to represent Benson. Before the hearing, Benson filed a motion seeking an order allowing him “to [i]nquire and [a]sk [q]uestions” at the CAP hearing; in a footnote, he stated that he “prefers to proceed pro se if at all possible.”4 The CAP ordered that Benson “be allowed to assist with cross examination at the [CAP] hearing, if his counsel is also present” and that the parameters of Benson‘s questioning would be determined by the CAP on the day of the hearing.
At the CAP hearing, Benson appeared with his appointed counsel. The record does not include a transcript of the hearing, so it is unclear how Benson asserted his wish to represent himself at the hearing and the extent to which the CAP denied Benson‘s request to do so. The CAP‘s order, however, indicates that the CAP stated that it would allow Benson to ask limited cross-examination questions after his counsel engaged in cross-examination, but it would not allow Benson to offer exhibits on his own. Benson was unwilling to participate under those parameters and chose not to offer any exhibits or witness testimony. The Commissioner then moved to dismiss Benson‘s petition for failing to establish that he was entitled to a reduction in custody, and the CAP granted the motion. See
Benson appealed the CAP‘s decision, claiming that the CAP violated his statutory and constitutional rights to self-representation.5 The court of appeals affirmed. Benson, 2023 WL 3807476, at *1. The court of appeals relied on its precedent to conclude that
We granted Benson‘s petition for review.
ANALYSIS
This case prompts us to determine whether a petitioner in a civil commitment proceeding is entitled to waive his right to counsel—and instead represent himself—under
“The goal of statutory interpretation is to ascertain and effectuate the intent of the Legislature.” Gen. Mills, Inc. v. Comm‘r of Revenue, 931 N.W.2d 791, 795 (Minn. 2019); see
A.
A committed person has the right to be represented by counsel at any proceeding under this chapter. The court shall appoint a qualified attorney to represent the committed person if neither the committed person nor others provide counsel. The attorney shall be appointed at the time a petition for commitment is filed. In all proceedings under this chapter, the attorney shall:
- consult with the person prior to any hearing;
- be given adequate time and access to records to prepare for all hearings;
- continue to represent the person throughout any proceedings under this chapter unless released as counsel by the court; and
- be a vigorous advocate on behalf of the person.
The question before us is whether
The parties assert that the plain language of
One reasonable interpretation—advanced by the Commissioner and favored by the dissent—is that the right to counsel in civil commitment cases established in
In addition, the separate references to “the committed person” and “the committed person‘s counsel,” as well as “the petitioner” and “the petitioner‘s counsel,” throughout chapter 253D would arguably be superfluous if a petitioner could proceed without counsel in civil commitment proceedings. See, e.g.,
Another reasonable interpretation of
Because
B.
When a statute is ambiguous, we turn to the relevant canons of construction to determine
First, if the Legislature had wanted to make the right to counsel unwaivable, it could have done so explicitly—just as it has in other statutes. See, e.g.,
Second, our presumption that statutes are consistent with the common law supports an interpretation allowing civilly committed people to waive their right to counsel under the statute. “We do not presume that the legislature intended to abrogate or modify a rule of the common law on the subject any further than that which is expressly declared or clearly indicated.” Getz v. Peace, 934 N.W.2d 347, 354 (Minn. 2019) (citation omitted) (internal quotation marks omitted). The right to self-representation can be traced back to before the United States’ founding. See Faretta v. California, 422 U.S. 806, 826–30 (1975) (detailing the long history of the right to self-representation back to colonial times, noting that the right to counsel was understood to mean “a right to choose between pleading through a lawyer and representing oneself” and that it “was clearly thought to supplement the primary right of the accused to defend himself“). The better interpretation of
Third, an interpretation allowing waiver of the right to counsel finds further support in the constitutional-avoidance canon. That canon directs us to avoid an interpretation requiring us to confront and resolve a constitutional issue. Giem, 742 N.W.2d at 429. Interpreting
We also note that historical amendments to the procedural rules of civil commitment are consistent with our interpretation that the right to counsel in
Despite the textual distinction between Rules 3.01 and 3.02, a comment to Rule 3 broadly stated that “[i]t is the intention of the Rule that respondent not be permitted to waive the right to representation.” Id., cmt.—1982 (emphasis added). Given that Rule 3.02 required counsel only “upon request,” we presume that the comment was aimed at initial commitment proceedings under Rule 3.01.
In any event, when the 1982 Rules of Civil Commitment were repealed in their entirety and replaced by the Commitment and Treatment Act Rules in 1999, the comment to Rule 3 was removed. No similar comment addressing waiver has been added to the current Commitment and Treatment Act Rule governing the appointment of counsel—Rule 9.10 In fact, a comment to
The dissent contends that the mandatory nature of the language in
The dissent also asserts that chapter 253D‘s separate references to “the committed person” and “the committed person‘s counsel,” as well as “the petitioner” and “the petitioner‘s counsel,” would be superfluous if a petitioner could proceed without counsel in civil commitment proceedings. See, e.g.,
The dissent further argues that public policy considerations support an interpretation that civilly committed people cannot waive their right to counsel. The dissent suggests that people committed as sexual psychopathic personalities or sexually dangerous persons are inherently unable to waive counsel intelligently and voluntarily based on the statutory definitions. We cannot agree with that broad assumption. The definitions of sexual psychopathic
Finally, the cases from other jurisdictions cited by the Commissioner do not sway our analysis here because they turn on the specific statutory language in other states. See In re V.H., 996 N.W.2d 530, 536 (Iowa 2023) (stating that the right to counsel for civilly committed people is mandatory and unwaivable under the applicable state statute); In re Penelope W., 977 A.2d 380, 382 (Me. 2009) (same); Conservatorship of Joel E., 33 Cal. Rptr. 3d 704, 712 (Cal. Ct. App. 2005) (same).11 And other states have determined that civilly committed people may waive their right to counsel under their own specific statutes. See In re D.Y., 95 A.3d 157, 161 (N.J. 2014) (determining based on the statutory text and a tradition of self-representation that a party may waive representation in a civil commitment proceeding under New Jersey‘s Sexually Violent Predator Act); In re Jesse M., 170 P.3d 683, 686 (Ariz. Ct. App. 2007) (holding that “the intended beneficiary of a statute may waive its benefit” (citation omitted) (internal quotation marks omitted)); In re R.Z., 415 N.W.2d 486, 488 (N.D. 1987) (stating that North Dakota relies on criminal cases “to define the rights of respondents in mental health proceedings” and that a respondent may waive counsel if the waiver is “knowing and intelligent and voluntary“).
For the above reasons, we conclude that
To be clear: In most cases, waiving the right to counsel is a bad idea with potentially dire consequences. See Faretta, 422 U.S. at 852 (Blackmun, J., dissenting) (noting the “old proverb that ‘one who is his own lawyer has a fool for a client’ “). But, as the Supreme Court noted in Faretta, there may well be “some rare instances” in which individuals
“might in fact present [their] case more effectively” by representing themselves. 422 U.S. at 834.
We further emphasize that the right to waive counsel is neither absolute nor unfettered. As in criminal cases, a civilly committed person must be deemed competent to enter a knowing and intelligent waiver before being allowed to waive counsel and instead self-represent.12 See State v. Worthy, 583 N.W.2d 270, 275–76 (Minn. 1998);
Because we hold that
The dissent notes that our resolution of this case leaves certain procedural questions unanswered. Those questions are not before us in this case, and we therefore decline to address them. But the CAP is not left without guidance. Our case law on the waiver of counsel in the criminal context is instructive. As noted above, the CAP may appoint standby counsel and may terminate self-representation when necessary. Finally, we refer the issue of waiver of counsel in civil commitment proceedings to the relevant advisory
committee14 to recommend any necessary and appropriate procedural rule amendments consistent with this opinion.
CONCLUSION
For the foregoing reasons, we reverse the court of appeals and remand to the Commitment Appeal Panel for proceedings consistent with this opinion.
Reversed and remanded.
HENNESY and GAÏTAS, JJ., not having been members of this court at the time of submission, took no part in the consideration or decision of this case.
In the Matter of the Civil Commitment of: Michael Benson.
A22-1840
STATE OF MINNESOTA IN SUPREME COURT
October 23, 2024
D I S S E N T
Does a person, such as Benson, who is subject to civil commitment as a sexually dangerous person or a person with a sexual psychopathic personality under the Minnesota Commitment and Treatment Act: Sexually Dangerous Persons and Sexual Psychopathic Personalities (the Act),
I write separately because I am concerned about the practical effects of the court‘s decision on civil commitment proceedings under the Act, as well as possible negative implications created by the decision on the constitutionality of the entire scheme. Because the court‘s interpretation of the right to counsel conflicts with the presumption of continuous representation by counsel throughout the Act and how the right has been historically treated by the court of appeals in civil commitment cases, it has the potential to create confusion and disrupt the ability of district courts and the Commitment Appeal Panel to resolve these difficult cases in an expedient manner and to maintain the effective and uninterrupted treatment plan for the committed person. Rather than enhancing the
fairness or accuracy of a commitment proceeding under the Act, allowing a committed person to represent themselves risks undermining the fairness, integrity, accuracy, and finality of the proceeding and potentially jeopardizes the constitutionality of this important treatment program. For these reasons, I respectfully dissent.
A.
“The object of all interpretation and construction of laws is to ascertain and effectuate the intention of the legislature.”
Under the Act, a county attorney may petition a district court to civilly commit a sexually dangerous person (SDP)1 or a sexual psychopathic personality (SPP).2
Once a person is committed under the Act, that person may petition for a reduction in custody, which includes a transfer out of a secure treatment facility, a provisional discharge, or a discharge from commitment.
Undergirding all of these proceedings is the right of a person subject to commitment under the Act to be represented by counsel. If the person does not provide counsel themselves, the court must appoint a qualified attorney to represent the person.
A committed person has the right to be represented by counsel at any proceeding under this chapter. The court shall appoint a qualified attorney to represent the committed person if neither the committed person nor others provide counsel. The attorney shall be appointed at the time a petition for commitment is filed. In all proceedings under this chapter, the attorney shall:
- consult with the person prior to any hearing;
- be given adequate time and access to records to prepare for all hearings;
- continue to represent the person throughout any proceedings under this chapter unless released as counsel by the court; and
be a vigorous advocate on behalf of the person.
(Emphasis added.) The repeated inclusion of the term “shall” throughout section 253D.20 illustrates the mandatory nature of this right to counsel.
The plain language of section 253D.20 precludes a finding that the right to counsel is waivable. Section 253D.20 unequivocally requires that a committed person be represented by counsel. The statute mandates that “[t]he court shall appoint a qualified attorney to represent the committed person if neither the committed person nor others provide counsel.” See
The pre-ambiguity entire statute canon also cautions against reading section 253D.20 to permit self-representation. To determine whether a statute is ambiguous, we construe the law “to give effect to all its provisions.”
The procedural rules for civil commitment provide additional support for reading section 253D.20 as providing an unwaivable right to counsel. See
advisory comm. cmt.—2016 amendments; see also Should, Merriam Webster‘s Collegiate Dictionary 1082 (10th ed. 2001) (defining “should” as “used in auxiliary function to express obligation, propriety, or expediency“).
B.
Because section 253D.20 unambiguously provides civilly committed individuals with an unwaivable right to representation, and Benson offers no reasonable textual argument that the applicable statutes or rules provide him with a right to proceed pro se in this case, I need not turn to post-ambiguity canons of construction. But if the language of section 253D.20 is deemed ambiguous, extra-textual considerations nevertheless favor the Commissioner‘s interpretation.
- the occasion and necessity for the law;
- the circumstances under which it was enacted;
- the mischief to be remedied;
- the object to be attained;
- the former law, if any, including other laws upon the same or similar subjects;
- the consequences of a particular interpretation;
- the contemporaneous legislative history; and
- legislative and administrative interpretations of the statute.
First, public policy considerations support an interpretation of section 253D.20 as constructing a mandatory right to counsel. Recognizing a right to self-representation in SDP/SPP proceedings will require a separate determination of the respondent‘s competency to waive counsel. Other jurisdictions have persuasively recognized this issue as creating a circularity problem inherent in allowing for self-representation in involuntary commitment proceedings. See In re V.H., 996 N.W.2d 530, 541 (Iowa 2023); In re G.G., 165 A.3d 1075, 1090 (Vt. 2017); In re S.M., 403 P.3d 324, 330–31 (Mont. 2017). This conundrum will likewise be an issue under Minnesota‘s law. Respondents subject to commitment under the Act are alleged to need indefinite civil commitment due to either having a sexual psychopathic personality or being a sexually dangerous person.
These statutory definitions present difficult questions regarding the ability of those respondents who suffer from a serious mental disorder or emotional instability to waive counsel intelligently and voluntarily. Although I agree with the court that the mental disorder or dysfunction at issue in these cases must prevent the individual from exercising adequate control over their sexual impulses to justify the state‘s power to confine individuals in a noncriminal setting, it certainly cannot also be assumed that persons subject to commitment under the Act are not impacted by these serious mental disorders in every aspect other than sexual misconduct. See In re Linehan, 594 N.W.2d 867, 876–78 (Minn. 1999) (noting the district court‘s conclusion that non-sexual acts of aggression “showed [the committed person‘s] lack of control over his behavior“). The potential circularity problem created by this dilemma was described as follows by the Iowa Supreme Court:
[T]he court would have to first determine whether the respondents in an involuntary mental health commitment proceeding are competent to represent themselves and waive their statutory right to counsel; yet the validity of that waiver, in turn, could be called into question whenever the court finds the
pro se respondent is so seriously mentally impaired as to require involuntary treatment.
V.H., 996 N.W.2d at 533. As a result, a civilly committed individual who waives their right to counsel and chooses to represent themselves would be in a position, based on their very status as an individual in need of commitment, “to challenge the initial waiver of counsel as not knowing, intelligent or voluntary and thereby claim[] a right to a new hearing with counsel.” G.G., 165 A.3d at 1090.
This circularity problem, and its potential lack of finality, threatens other governmental interests regarding the expedient resolution of cases, economic efficiency, and the maintenance of an effective and uninterrupted treatment plan for petitioners. Id. Notably, states have a significant interest in “assuring the fairness and accuracy of civil commitment proceedings” given the significant and prolonged deprivation of liberty that characterizes civil commitment. V.H., 996 N.W.2d at 541; see Karsjens v. Piper, 845 F.3d 394, 407 (8th Cir. 2017). Requiring civilly committed individuals to be represented by counsel addresses the pressing concern that self-representation could erroneously prolong this deprivation. Sound public policy thus advises against allowing civilly committed individuals to waive their right to counsel at the expense of the fairness and accuracy of these proceedings.
Second, the court‘s interpretation of section 253D.20 as establishing a waivable right to counsel presents a series of procedural questions for the CAP which are left open by the court‘s decision today, and until clarified by the Legislature or the Rules Committee, the CAP‘s exercise of its “sound discretion” in these areas could cause unnecessary appellate review of whether one CAP‘s procedures were acceptable or not.6 Must every civilly committed individual be provided notice of their right to proceed pro se? At what juncture in the civil commitment proceedings must an individual decide to waive their right to counsel and proceed pro se? By what process is the CAP allowed to determine whether a civilly committed individual has validly waived the right to counsel? Does the law applicable to criminal cases provide the CAP with the necessary authority to appoint government-funded advisory counsel to assist a respondent who waives the right counsel in a proceeding under the Act? Will advisory counsel have the right to assume full representation of the respondent if requested or if the respondent becomes disruptive during the proceedings? See generally Faretta v. California, 422 U.S. 806, 852 (1975) (Blackmun, J., dissenting) (raising questions that
The court attempts to address this host of potential practical problems in one paragraph, relying on criminal law rules and cases, and ultimately concluding that it is up to the CAP to outline the processes for determining this waiver and its relative validity. My concern is not with the ability of the CAP to do these things theoretically, but whether the court‘s broad directives in advance of clearly established rules satisfactorily account for the plethora of procedural problems that may well plague CAP hearings if the right to counsel housed in section 253D.20 is found waivable.7
Third, the legislative history of the right to counsel in civil commitment proceedings favors an interpretation of section 253D.20 as mandating representation by counsel. See
In 1982, the Legislature reconsidered the mandatory nature of the right to counsel in civil commitment cases. Act of Mar. 22, 1982, ch. 581, § 3, 1982 Minn. Laws 1329, 1333 (codified as amended at
The Commitment Act of 1982 provides further support for the interpretation of the right to counsel as unwaivable because it clearly contemplates that counsel and civilly committed individuals are two separate parties with unique roles and rights. See, e.g., Act of Mar. 22, 1982, ch. 581, § 3, 1982 Minn. Laws 1329, 1333 (codified as amended at
In 2013, the Legislature did create a separate statutory scheme for the civil commitment and treatment of sex offenders. But I am not persuaded that this new statutory scheme creates a materially different right to counsel than that found in the civil commitment statutory model from which it emerged—
Finally, the court relies on the constitutional-avoidance canon and the common-law-abrogation doctrine to support its finding that the right to counsel in section 253D.20 is waivable. I remain unconvinced.
The constitutional-avoidance canon directs us to “construe a statute to avoid a constitutional confrontation” if possible. In re Giem, 742 N.W.2d 422, 429 (Minn. 2007). The court‘s focus is on the avoidance of Benson‘s arguments that prohibiting him from self-representation violates his rights under the federal and state constitutions. But the court‘s interpretation of section 253D.20, as applied to civilly committed sex offenders petitioning for a reduction in custody, could force a court to confront once again the overarching constitutional question of whether Minnesota‘s civil commitment program violates the due process rights of committed sex offenders who may qualify for a reduction. Requiring counsel at all stages of the civil commitment process is central to the constitutionality of the law. In 2015, after a “lengthy trial over six weeks,” a federal district court judge issued an order declaring the Minnesota Sex Offender Program (MSOP) and its governing civil commitment statutes unconstitutional. Karsjens v. Jesson, 109 F. Supp. 3d 1139, 1144 (D. Minn 2015), rev‘d, Karsjens v. Piper, 845 F.3d 394 (8th Cir. 2017). One of the federal district court‘s primary concerns was the process for the reduction of custody of committed persons—persons such as Benson—who claim to meet the criteria for a reduction or those who allegedly no longer meet the criteria for commitment but nevertheless continued to be confined in the MSOP. Id.8
In Karsjens v. Piper, the Eighth Circuit reversed the federal district court, concluding that the Act was facially constitutional
I also do not agree with the court‘s reliance on the common-law-abrogation doctrine. Citing to the right to self-representation in criminal cases guaranteed by the Sixth Amendment and recognized in Faretta, the court notes that the “presumption of a right to self-representation can be traced to the founding of our nation.” Supra at 13. While I agree that the right to self-representation in criminal proceedings is based upon a “nearly universal” consensus of history and that federal–state court authority “not easily ignored,” Faretta, 422 U.S. at 817, there is no similar longstanding or general right to self-representation in civil commitment proceedings. See S.M., 403 P.3d at 329–30 (examining the history of mental health treatment before concluding that “self-representation in civil commitment proceedings has not been protected since the beginning of the Nation.“). To the contrary, “[u]nlike the right to self-representation that the Sixth Amendment guarantees to criminal defendants, there is far from a nearly universal conviction that persons in involuntary civil commitment proceedings have a right to represent themselves.” Id. at 328 (citation omitted) (internal quotation marks omitted); see also id. at 328–30 (collecting cases). Because there is no evidence of a common law right to self-representation in civil commitment proceedings, the common-law-abrogation doctrine is inapplicable to section 253D.20.
For the above reasons, I conclude that the better interpretation of section 253D.20, if ambiguous, is that it establishes an unwaivable right to counsel in civil commitment proceedings. This conclusion does not preclude a civilly committed person, such as Benson, from actively participating in these proceedings. Here, the CAP panel that heard Benson‘s case thoughtfully considered and granted Benson the very type of participation that he initially requested: an ability to inquire and ask questions during his hearing, including assisting in the cross-examination of expert witnesses. Pursuant to the requirements of section 253D.20, Benson and other civilly committed persons would be able to petition to participate extensively, but just not exclusively in their civil commitment proceedings.
* * *
To borrow from Justice Blackmun‘s dissent in Faretta, “[i]f there is any truth to the old proverb that ‘one who is his own lawyer has a fool for a client,’ the Court by its opinion today now bestows a [statutory] right on one to make a fool of himself” in civil commitment cases brought under the Act—cases which bring with them the
Notes
“Sexual psychopathic personality” is defined as:
[T]he existence in any person of such conditions of emotional instability, or impulsiveness of behavior, or lack of customary standards of good judgment, or failure to appreciate the consequences of personal acts, or a combination of any of these conditions, which render the person irresponsible for personal conduct with respect to sexual matters, if the person has evidenced, by a habitual course of misconduct in sexual matters, an utter lack of power to control the person‘s sexual impulses and, as a result, is dangerous to other persons.
The existence in any person of such conditions of emotional instability, or impulsiveness of behavior, or lack of customary standards of good judgment, or failure to appreciate the consequences of personal acts, or a combination of any of these conditions, which render the person irresponsible for personal conduct with respect to sexual matters, if the person has evidenced, by a habitual course of misconduct in sexual matters, an utter lack of power to control the person‘s sexual impulses and, as a result, is dangerous to other persons.
