IN THE INTEREST OF S. L. H., a child.
A92A0152
Court of Appeals of Georgia
July 16, 1992
RECONSIDERATION DENIED JULY 31, 1992.
422 SE2d 43
ANDREWS, Judge.
I am authorized to state that Presiding Judge Carley joins in this dissent.
Giddens, Davidson, Mitchell & Eaton, Earl A. Davidson, for appellee.
ANDREWS, Judge.
The State appeals the order of the juvenile court granting the plea in bar of S. L. H., premised solely on alleged violation of the prohibitions of
Although no transcript of the proceedings at issue has been provided for our review, the transcript of the hearing on the plea in bar reveals that a juvenile petition alleging that S. L. H. was delinquent by virtue of having committed acts which, if done by an adult, would have been aggravated assault, armed robbery, and theft by taking of a motor vehicle. A first hearing was held and the case continued for a week because new counsel was appointed for S. L. H.
On May 31, 1991, at the second hearing, both sides announced ready; all witnesses were sworn; and the first witness took the stand. This witness had been charged with crimes in superior court for the same acts forming the basis of S. L. H‘s delinquency petition. The juvenile court therefore asked the witness only preliminary questions about his status and apparently determined that the witness’ counsel should be present despite the fact that the witness had agreed to testify after being advised of his Fifth Amendment rights. However, because the witness could not tell the court if he had legal representation, the judge gave the State one hour to make this determination and contact counsel. A timely determination could not be made and the State understood the judge to rule that the witness would not be allowed to continue with his testimony despite the waiver of his Fifth Amendment rights. The State therefore moved for a continuance which the judge granted over the objection of S. L. H. The judge apparently stated the case was “continued or adjourned by the court to be reconvened” to allow the State to resolve the issue with the witness.
During the hearing on the plea in bar, the juvenile court labelled as “accurate” the State‘s summarization of the events at the original
The delinquency hearing reconvened 39 days later, on July 9, 1991, when the hearing on the plea in bar was held on S. L. H.‘s claim that it was a violation of
It must first be determined whether
The legislative history of
However, as this court acknowledged in that case, “From [the Ju-
Relying on T. L. T., this court in In the Interest of J. H. M., 202 Ga. App. 79, 80 (413 SE2d 515) (1991) found that the evidentiary rule in
That section “sets out in detail when a second prosecution is barred. These are matters of procedure. They prevent an accused from being unduly harassed by or threatened by successive criminal prosecutions.” (Emphasis supplied.) State v. Estevez, 232 Ga. 316, 319 (206 SE2d 475) (1974). “The 1968 Georgia Criminal Code has expanded the proscription of double jeopardy beyond that provided for in the United States and Georgia Constitutions.” Id. at 317.
While the constitutional protections against double jeopardy apply to juvenile proceedings, the additional and expanded statutory protections afforded by
Judgment reversed. Carley, P. J., Pope and Johnson, JJ., concur. Sognier, C. J., Beasley and Cooper, JJ., concur specially. McMurray, P. J., and Birdsong, P. J., dissent.
BEASLEY, Judge, concurring specially.
I agree with the reversal of the judgment. But I concur with Division 1 of Presiding Judge Birdsong‘s dissent. However, I do not concur in its Division 2, which relates to the application of the statute in this case.
1. First, a note about the dissent‘s Division 1. The court dismissed the petition after concluding that “the former prosecution . . . was terminated improperly.” It is notable that the juvenile‘s “plea in bar,” a device used in criminal proceedings, sought dismissal on the grounds of the Fifth Amendment to the United States Constitution and the statute,
2. Applying
At the outset of the hearing on the “plea in bar,” the court characterized the earlier proceeding to have been “either continued or adjourned by the Court to be reconvened. . . . I think at that time I said I‘d give the State the benefit of an adjournment and to reconvene the case if there is a distinction in those.” After the assistant district attorney summarized the earlier proceeding, the court stated: “[W]e stopped for awhile. Now we‘re picking it up again.” The court reiterated that what caused the cessation at that time was that it would not permit the witness to testify before first being advised by counsel regarding the ramifications of self-incrimination.
A trial court has discretion to grant a continuance. Vining v. State, 195 Ga. App. 816, 817 (2) (395 SE2d 17) (1990). This extends even after the movant has announced ready at trial, Bennett v. State, 186 Ga. App. 832 (2) (368 SE2d 789) (1988), and after issue is joined. Whatley v. State, 162 Ga. App. 106 (290 SE2d 316) (1982). The trial court was aware of this authority but apparently finally concluded that the continuance was a “termination.” But the two are not the same. As in Barner v. State, 139 Ga. App. 50 (1) (227 SE2d 874) (1976), the juvenile proceeding was not “terminated” but merely continued until the precondition which the court sua sponte put on the witness’ testimony could be met. Cf. Paquin v. Town of Tyrone, 261 Ga. 418 (405 SE2d 497) (1991). “A postponement, like a continuance, is not a ‘termination’ of the proceedings within the meaning of
Even assuming the cessation of the hearing on May 31 consti-
It is undisputed that the court had determined that it was not possible to proceed because the witness’ attorney was not present. Assuring such counsel‘s presence was not the state‘s obligation so it cannot be charged with creating the continuance it was forced to seek because of the necessity for that witness’ testimony. Although the absence of the witness’ counsel may not fall within the category of proceedings terminated because of physical impossibility,
The petition alleging delinquency should not have been dismissed.
I am authorized to state that Chief Judge Sognier and Judge Cooper join in this special concurrence.
BIRDSONG, Presiding Judge, dissenting.
I am gratified that five judges agree that double jeopardy rights given to adults likewise casts a mantle of protection over juveniles. While I do not applaud the manner in which the trial judge is reported to have conducted the initial proceedings, nevertheless for reasons hereinafter stated, I find that not only does double jeopardy apply but there clearly exists an inadequate record to reverse the trial judge.
1. We in dissent have found no appellate cases where
The legislative history of
Nevertheless, this court acknowledged in T. L. T.: “From [the Juvenile Court Code] and the decisions we conclude that the juvenile charged with ‘delinquency’ is entitled by right to have the court apply those common law jurisprudential principles which experience and reason have shown are necessary to give the accused the essence of a fair trial. We must not only furnish the ritual of justice, but we must provide its substance.” (Emphasis supplied.) Id. at 899.
That was the foundation for the holding in In the Interest of J. H. M., 202 Ga. App. 79, 80, that the evidentiary rule in
Due process is a fundamental common law jurisprudential principle, and it is this principle which is embodied in and implemented by
We therefore conclude that
2. Although a transcript of the proceedings at issue has not been forwarded by the State for appellate review, the transcript of the hearing on appellant‘s plea in bar reveals the following facts: A juvenile petition alleged that S. L. H. committed aggravated assault, armed robbery, and theft by taking a motor vehicle. A first hearing was held and the case was continued for a week when new counsel was appointed for appellant. At the second hearing, on May 31, 1991, both sides announced ready; the judge swore all witnesses, and the first witness took the stand. The witness was found to be a co-defendant in superior court on the charges, and the juvenile judge apparently asked him only preliminary questions about his status. Thereafter, the juvenile judge appears to have determined the witness’ counsel needed to be present notwithstanding the witness had agreed
Appellee asserts in his appellate brief that after the initial continuance the State still was not prepared to proceed and requested another continuance which too was granted notwithstanding appellee‘s renewed objection.
During the hearing on the plea in bar, the juvenile court labelled as “accurate” the State‘s general summarization of the events at the original proceedings, including the State‘s assertion that the witness was ready to testify, but the juvenile court “felt that we did need to speak to his counsel to be aware of what Fifth Amendment rights would be of the co-defendant” and that “it was merely . . . a continuation of [the hearing at which the witness was called] and was not one where [the juvenile court] entered some type of adjudication.” The juvenile court also characterized the questioned events as “we stopped for awhile. Now we‘re picking it up again.” But later the juvenile court indicated that without the testimony of the witness, he did not believe the State had a case that day, as another co-defendant represented by counsel had decided not to testify in the case. The juvenile court concluded at the hearing on the motion that the State “asked for a continuance . . . either you needed to fold your tent and leave and say, we‘re going to dismiss it or you‘ve got to ask for a continuance because you can‘t prove your case.”
The proceeding in question reconvened 39 days later, on July 9, 1991, when the hearing was held on the plea in bar filed by appellee on the grounds that it was double jeopardy to hear the matter after it was continued. The juvenile judge dismissed the case on the basis of the requirements of
(a) Jeopardy attaches for purposes of
(b)
Although it is less than certain, it appears from the transcript of the motion hearing that the proceedings in issue were interrupted by the juvenile court‘s granting of either a continuance or a temporary adjournment (the equivalent of a postponement), as requested by the State. And it lies in the juvenile court‘s discretion whether to grant such relief. Whatley v. State, 162 Ga. App. 106, 107 (1) (290 SE2d 316). Generally, “[a] postponement, like a continuance, is not a ‘termination’ of the proceedings within the meaning of
My colleagues, who join me in holding that children enjoy double jeopardy rights but who believe this particular juvenile was not deprived of his, assert that what occurred in this case was analogous to the circumstances of Sessions v. State, 131 Ga. App. 379 (206 SE2d 99). However, in Sessions the court ordered the State to file a motion (for continuance) for an opportunity to obtain a city ordinance; this court, based on the appellate record before it, construed the resulting delay of the case as a continuance in order to comply with the direction of the court to reduce the motion to writing and to obtain the
Additionally, based on the posture of the hearing transcript, we in dissent cannot accept any tacit suggestion by the State that the trial court may have found the termination in the proceedings was necessary, within the meaning of
In this case, the State in its notice of appeal provided that the “transcript of evidence and proceedings will be filed for inclusion in the record on appeal.” Thereafter, the State elected only to file for inclusion in the record the transcript of the hearing on the motion in bar; no transcript of the proceedings in issue was included for our consideration. Without the benefit of the transcript of the proceedings in question, we are unable to ascertain precisely what transpired at the proceedings in question. Moreover, at the motion hearing, court and counsel were not in total agreement regarding their recollection of what had previously transpired. Thus, without the transcript of the proceedings itself, we are unable to ascertain whether there exists some evidence to support the trial court‘s factfindings at the motion hearing, and whether the State in fact elected, after announcing ready for trial, to move for continuance to obtain additional evidence because it could not then prove its case. The burden to file a transcript, unlike the record, is on appellant. Dunbar v. Green, 232 Ga. 188 (205 SE2d 854). And appellant has not filed a timely motion to supplement the record. When the enumerations of error are such, as in this case, as to require our review of the evidence and appellant fails to include a transcript on appeal, the enumeration must be deemed meritless and the judgment or ruling of the trial court affirmed. Smith v. State, 160 Ga. App. 26 (1) (285 SE2d 749); see Johnson v. State, 261 Ga. 678, 679 (2) (409 SE2d 500). It is not an appellate court‘s function to prosecute an appeal on an appellant‘s behalf; under these circumstances, we must rely on the presumption of regularity in a court of competent jurisdiction and assume the evidence was sufficient to support the trial court‘s ruling. Acker v. Jenkins, 178 Ga. App. 393, 394 (1) (343 SE2d 160).
We in dissent believe that our clear duty on appeal is to reasonably construe the facts and inferences to be drawn therefrom, as to how and why the continuance occurred, to support the judgment. Grant, supra. What little facts exist from the recollection of the parties, giving particular deference to the rulings of the trial judge, tend to support his legal ruling. However, because the initial transcript of the proceedings has not been provided to this court, we would be
Accordingly, I respectfully dissent. I am authorized to state that Presiding Judge McMurray joins in this dissent.
DECIDED JULY 16, 1992
RECONSIDERATION DENIED JULY 31, 1992.
