IN THE INTEREST OF D.E.G.
No. SC97869
SUPREME COURT OF MISSOURI en banc
June 16, 2020
No. SC97869
GEORGE W. DRAPER III, CHIEF JUSTICE
APPEAL FROM THE CIRCUIT COURT OF JACKSON COUNTY, The Honorable J. Dale Youngs, Judge
D.E.G. challenges the juvenile division‘s judgment dismissing its jurisdiction over him and allowing his case to be transferred to a court of general jurisdiction following a
This Court holds a juvenile has the statutory right to appeal from any final juvenile division judgment. Accordingly, the case is retransferred to the court of appeals, Western District, for a determination of the merits of D.E.G.‘s claims.
Factual and Procedural Background
In April 2018, the Juvenile Officer of Jackson County, Lori L. Stipp, filed a petition alleging D.E.G. required care and treatment due to his alleged conduct that would have been a crime had he been an adult. The Juvenile Officer requested a
Following the certification hearing, the juvenile division entered its judgment of dismissal pursuant to
In October 2018, the Juvenile Officer filed another petition alleging D.E.G. required care and treatment because he committed conduct that, had he been an adult, would have constituted first-degree assault and armed criminal action. On October 29, 2018, the Juvenile Officer filed a motion for a certification hearing pursuant to
On January 2, 2019, D.E.G. filed a motion to deny certification, challenging the constitutional validity of Missouri‘s certification process. D.E.G.‘s motion was overruled; the certification hearing proceeded.
Following the hearing, the juvenile division entered its judgment of dismissal pursuant to
D.E.G. appealed the juvenile division‘s dismissal judgment to the court of appeals. This Court granted transfer prior to opinion.
Appealability
D.E.G. raises six points on appeal, challenging the constitutional validity of his certification hearing. However, prior to addressing any constitutional challenge D.E.G.
“Under
Statutory interpretation is an issue of law, which is subject to
de novo
review. Henry v. Piatchek, 578 S.W.3d 374, 378 (Mo. banc 2019). “This Court‘s primary rule of statutory interpretation is to give effect to legislative intent as reflected in the plain language of the statute at issue.” State ex rel. Robison v. Lindley-Myers, 551 S.W.3d 468, 472 (Mo. banc 2018) (quoting Parktown Imps., Inc. v. Audi of Am., Inc., 278 S.W.3d 670, 672 (Mo. banc 2009)). “In construing a statute, the Court must presume the legislature was aware of the state of the law at the time of its enactment.” Suffian v. Usher, 19 S.W.3d 130, 133 (Mo. banc 2000) (quoting In re Nocita, 914 S.W.2d 358, 359 (Mo. banc 1996)). Accordingly, when the legislature amends a statute, we presume the legislature intended to change the existing law. State ex rel. Hillman v. Beger, 566 S.W.3d 600, 607 (Mo. banc 2019).In 1972, this Court was tasked with determining whether an order from the juvenile division terminating proceedings and transferring jurisdiction of a child to a court of general jurisdiction pursuant to
This Court determined an order dismissing a petition and relinquishing juvenile division jurisdiction was not a final, appealable order. Id. This Court proffered two reasons for its decision, based upon precedent and policy concerns expressed by other jurisdictions: (1) to allow an appeal would delay criminal prosecution; and (2) a juvenile division‘s waiver of jurisdiction could be challenged by filing a motion to dismiss an indictment in a court of general jurisdiction. Id. at 434-35.6 This Court, noting Missouri
Since T.J.H., Missouri courts consistently have held that once the juvenile division dismisses a case and transfers the cause to a court of general jurisdiction, there is no final judgment for purposes of appeal. See, e.g., State v. Thomas, 970 S.W.2d 425 (Mo. App. W.D. 1998); State v. K.J., 97 S.W.3d 543, 546 (Mo. App. E.D. 2003). T.J.H. continued to be cited as valid precedent without any additional research or commentary regarding the actual statutory language at issue.
In 1994, the Missouri legislature amended
In this case, the juvenile division entered a “Judgment of Dismissal pursuant to section 211.071” on January 9, 2019. In its judgment, the juvenile division set forth detailed reasoning to dismiss D.E.G. from its jurisdiction.9 The juvenile division concluded it was “ordered and adjudged” D.E.G was released and discharged from its jurisdiction. Finally, the judgment was signed by the judge.10 Hence, the judgment dismissing the juvenile division‘s jurisdiction over D.E.G. was a final, appealable judgment. See Rule 74.01(a); c.f. In re M.P.W., 983 S.W.2d 593, 597-98 (Mo. App. W.D. 1999) (finding the decision by the juvenile division to assume jurisdiction is an appealable judgment).
T.J.H.‘s Validity
This Court‘s decisions “should not be lightly overruled.” Eighty Hundred Clayton Corp. v. Dir. of Revenue, 111 S.W.3d 409, 411 n.3 (Mo. banc 2003). “Stare decisis ‘promotes stability in the law by encouraging courts to adhere to precedents.‘” State v. Blurton, 484 S.W.3d 758, 792 (Mo. banc 2016) (Draper, J., concurring in result) (quoting State v. Honeycutt, 421 S.W.3d 410, 422 (Mo. banc 2013)).
Adherence to precedent is especially vital . . . with respect to prior cases interpreting statutes. Justice Louis Brandeis said it well in 1932: Stare decisis is usually the wise policy, because in most matters it is more important that the applicable rule of law be settled than that it be settled right. This is commonly true even when the error is a matter of serious concern, provided correction can be had by legislation.
Templemire v. W & M Welding, Inc., 433 S.W.3d 371, 387 (Mo. banc 2014) (Fischer, J., dissenting) (quoting Burnet v. Coronado Oil & Gas Co., 285 U.S. 393, 406-10, 52 S. Ct. 443, 76 L.Ed. 815 (1932) (Brandeis, J., dissenting) (internal citations omitted), overruled in part by Helvering v. Mountain Producers Corp., 303 U.S. 376, 387, 58 S. Ct. 623, 82 L.Ed. 907 (1938)).
However, absolute devotion to precedent is not unrestricted. Templemire, 433 S.W.3d at 379. “[T]he passage of time and the experience of enforcing a purportedly incorrect precedent may demonstrate a compelling case for changing course.” Med. Shoppe Int‘l, Inc. v. Dir. of Revenue, 156 S.W.3d 333, 335 (Mo. banc 2005). “The rule of stare decisis is never applied to prevent the repudiation of decisions that are patently
A judgment dismissing a juvenile from the juvenile division‘s jurisdiction is final and appealable. In T.J.H., this Court relied on misquoted statutory language and misguided concerns voiced in other jurisdictions that led our Court to erroneously determine the only manner in which a judgment dismissing a juvenile from the juvenile division‘s jurisdiction could be challenged was in a court of general jurisdiction. T.J.H., 479 S.W.2d at 434-35. The right to appeal in Missouri is a statutory right. This Court looks to Missouri statutes to determine when a party has the right to appeal rather than policy concerns voiced by other jurisdictions. T.J.H. ignored the fundamental constitutional obligation to follow statutory guidance provided by the legislature.
This Court must look to the actual statutory provisions and determine whether D.E.G. has the right to appeal from the juvenile divisions‘s dismissal.12
Further, because T.J.H. and its progeny failed to follow
Conclusion
A juvenile may appeal from a final judgment in the juvenile division, including the juvenile division‘s decision to dismiss a case from its jurisdiction following a
_____________________________
GEORGE W. DRAPER III, CHIEF JUSTICE
Russell, Breckenridge and Stith, JJ., concur; Powell, J., dissents in separate opinion filed; Wilson and Fischer, JJ., concur in opinion of Powell, J.; Fischer, J., dissents in separate opinion filed; Wilson and Powell, JJ., concur in opinion of Fischer, J.
DISSENTING OPINION
I respectfully dissent. Under this Court‘s precedent, a juvenile certification ruling is not appealable. Therefore, I would dismiss this appeal.
As the principal opinion notes, “In Missouri, the right to appeal is purely statutory, and ‘where a statute does not give a right to appeal, no right exists.‘” Fannie Mae v. Truong, 361 S.W.3d 400, 403 (Mo. banc 2012) (quoting Farinella v. Croft, 922 S.W.2d 755, 756 (Mo. banc 1996)). In this juvenile matter, the right to appeal is governed by
The principal opinion justifies reexamining this Court‘s decision in T.J.H. by the legislative amendments made to
An appeal shall be allowed to the child from any final judgment, order or decree made under the provisions of sections 211.011 to 211.431 and may be taken on the part of the child by its parent, guardian, legal custodian, spouse, relative or next friend.
If a juvenile certification resulting in the dismissal of the petition in the juvenile division was not a “final judgment, order or decree” in 1972, it cannot be so now after the General Assembly‘s amendment retained the language upon which T.J.H. relied. For that reason, even if this Court disagrees with the analysis and holding reached in T.J.H., we should continue to follow it. As this Court repeatedly has emphasized, “a decision of this Court should not be lightly overruled.” Eighty Hundred Clayton Corp. v. Dir. of Revenue, 111 S.W.3d 409, 411 n.3 (Mo. banc 2003). As the United States Supreme Court has stated, stare decisis “permits society to presume that bedrock principles are founded in the law rather than in the proclivities of individuals, and thereby contributes to the integrity of our constitutional system of government, both in appearance and in fact.” Vasquez v. Hillery, 474 U.S. 254, 265-66 (1986). Moreover, stare decisis is more strictly observed in cases involving statutory interpretation. Our Court has stated “stare decisis is most essential regarding prior statutory interpretations because it is there that the rule of law and respect for the separation of powers meet.” Templemire v. W & M Welding, Inc., 433 S.W.3d 371, 387 (Mo. banc 2014) (Fischer, J., dissenting). This is because the legislature can alter statutory precedent by enacting new legislation. For this reason, it is significant that the legislature amended
To be sure, stare decisis is not a rigid inevitability but, instead, a doctrine that “promotes security in the law by encouraging adherence to previously decided cases.” Indep.-Nat‘l Educ. Ass‘n v. Indep. Sch. Dist., 223 S.W.3d 131, 137 (Mo. banc 2007). In considering whether to overrule precedent, this Court has considered several factors: whether a decision “has remained unchanged for many years,” First Bank v. Fischer & Frichtel, Inc., 364 S.W.3d 216, 224 (Mo. banc 2012); whether it is clearly erroneous and manifestly wrong, Novak v. Kan. City Transit, Inc., 365 S.W.2d 539, 546 (Mo. banc 1963); and whether it violates a constitutional right. Watts v. Lester E. Cox Med. Ctrs., 376 S.W.3d 633, 644 (Mo. banc 2012). Other pragmatic considerations include whether the rule defies practical workability, Swift & Co. v. Wickham, 382 U.S. 111, 116 (1965); whether the law has evolved such that the prior rule is merely an anachronism, Patterson v. McLean Credit Union, 491 U.S. 164, 173-174 (1989), superseded on other grounds by
This Court may disagree with the Court‘s statutory interpretation of
(citing People v. Jiles, 251 N.E.2d 529, 531 (Ill. 1969)). Justice delayed is justice denied, whether in the juvenile division or circuit court proceedings. “To permit interlocutory review would subordinate that primary issue and defer its consideration while the question of the punishment appropriate for a suspect whose guilt has not yet been ascertained is being litigated in reviewing courts.” Id. (citing Jiles, 251 N.E.2d at 531).
These public policy considerations would not allow this Court to ignore legislative changes to the statutory provision, but in the absence of such changes, the valued policy
Conclusion
For the reasons above, I would follow our precedent in T.J.H. and dismiss this appeal. Therefore, I respectfully dissent.4
___________________
W. Brent Powell, Judge
DISSENTING OPINION
I. Introduction
D.E.G. is alleged to have committed two acts that, if committed as an adult, would constitute crimes of first-degree assault and armed criminal action. In accord with
II. Factual and Procedural History
The allegations against D.E.G. are as follows: On October 24, 2018, D.E.G. was with several fellow juveniles when he expressed an interest in confronting several nearby members of a gang. He had a gun with him. The victim refused to go with D.E.G., and D.E.G. pointed his gun at the victim asking for the victim‘s gun. When the victim refused, D.E.G. struck him in the head with his gun and grabbed the victim‘s backpack containing the gun. The victim stood up to try to grab the backpack and D.E.G. shot him at point-blank range three times and fled the scene. The victim remains paralyzed from the waist down because of the shooting.
On October 26, 2018, the Juvenile Officer of Jackson County filed a petition alleging D.E.G. required care and treatment as a result of his actions. The Juvenile Officer filed a motion for a certification hearing pursuant to
The purpose of the [certification] hearing is to determine whether the juvenile is a proper subject to be dealt with under the provisions of the juvenile code, and if the Court finds the juvenile is not a proper subject, the petition will be dismissed to allow prosecution of the juvenile under general law.1
The juvenile division held the certification hearing on January 2, 2019. D.E.G. was present and represented by counsel. Deputy Juvenile Officer Sandy Rollo-Hawkins testified to the contents of the Certification Report she prepared for the juvenile division pursuant to
Rollo-Hawkins also testified to the Report‘s contents. D.E.G. lodged a “continuing objection to hearsay as this line of questioning is regarding the allegations in the incident which Ms. Rollo-Hawkins has no personal knowledge[.]” In overruling the objection, the juvenile division reasoned:
I understand. The report contemplates that [Rollo-Hawkins] will get information from other sources. And I do note your hearsay objection to it but it is overruled. And as I do, periodically, note that as it relates to the allegations that have been lodged against the juvenile, I‘m not assuming they‘re true for purposes of the hearing today. This is simply a recitation of her understanding of the allegations. So they‘re received for that purpose and no other and your objection is overruled.
Cert. Tr. at 8. Rollo-Hawkins used the report to answer questions directed at each of the criteria outlined in
Several days later, the juvenile division issued a judgment of dismissal pursuant to
In addition to asking this Court to decide whether the current statutes permit an appeal from the outcome of a certification proceeding, the application for transfer prior to opinion of the court of appeals claimed “Missouri‘s certification process … and Missouri Supreme Court Rule 129.04, as applied in this jurisdiction, and as applied to D.E.G., are unconstitutional.” The application for transfer prior to opinion also claimed this case presented questions of general interest and importance and in support of his application for transfer, D.E.G. stated:
The process fails constitutional requirements by applying a presumption of guilt upon the Juvenile at certification hearing. It fails constitutional requirements by routinely and systematically ignoring the rules of evidence[,] … denying the right to confront witness and concluding in a decision based exclusively on hearsay[.] … its vague or nonexistent burden of proof[,] … [and] the court‘s consideration of prior unadjudicated referrals[.]
App. for Transfer, at 7-8. In the section of the notice of appeal originally filed in the court of appeals labeled “Issues Expected To Be Raised On Appeal,” D.E.G. provided, in part: “Missouri‘s certification process is unconstitutional in numerous ways.” D.E.G.‘s brief raised several constitutional challenges to
“[A]ppellate review of a juvenile division‘s decision to terminate jurisdiction as to a youthful offender is limited to a determination of whether in the totality of the
III. This Court Cannot Retransfer the Case to the Court of Appeals and, Even If It Can, It Should Not Do So
I dissent from the principal opinion‘s holding that this Court should grant transfer in this case, decide only the issue it wants to decide, and then retransfer the case to the court of appeals to decide the remaining issues.3
“This Court has an obligation, acting sua sponte if necessary, to determine its authority to hear the appeals that come before it.” First Nat‘l Bank of Dieterich v. Pointe Royale Prop. Owners’ Ass‘n, Inc., 515 S.W.3d 219, 221 (Mo. banc 2017).
D.E.G.‘s constitutional challenges to
The principal opinion explicitly holds that D.E.G.‘s constitutional claims regarding
Even if the principal opinion‘s jurisdictional analysis was correct, and it is not, the practice of deciding parts of cases and retransferring them to the court of appeals to decide the remainder – however convenient, judicially efficient, and even good policy it may be – lacks any explicit support in the Constitution.
IV. D.E.G.‘s Hearing Complied with Statutory and Constitutional Standards
“Constitutional challenges to a statute are reviewed de novo.” St. Louis Cty. v. Prestige Travel, Inc., 344 S.W.3d 708, 712 (Mo. banc 2011) (internal quotations
A. Due Process
D.E.G. argues his hearing did not meet statutory or constitutional standards because Rollo-Hawkins testified about the contents of the investigatory report, including allegations against D.E.G., that were outside Rollo-Hawkins’ personal knowledge. This argument, however, mistakenly conflates a juvenile certification hearing with an adjudicatory criminal proceeding. The certification process merely considers “the nature of the offenses alleged, not whether the juvenile did (or did not) commit them.” State v. Nathan, 404 S.W.3d 253, 260 (Mo. banc 2013). A juvenile certification proceeding need not “conform with all of the requirements of a criminal trial or even of the usual administrative hearing[,]” but must “measure up to the essentials of due process and fair treatment.” Kent v. United States, 383 U.S. 541, 562 (1966). In Nathan, this Court relied on Kent in holding:
The process is constitutional if a hearing is provided, the juvenile is given the right to counsel and access to his or her records, and it results in a decision that sets forth the basis for the decision to relinquish jurisdiction in a way that is sufficient to permit meaningful appellate review.
The certification process outlined in
Section
A written report shall be prepared in accordance with this chapter developing fully all available information relevant to the criteria which shall be considered by the court in determining whether the child is a proper subject to be dealt with under the provisions of this chapter and whether there are reasonable prospects of rehabilitation within the juvenile justice system. These criteria shall include but not be limited to:
- The seriousness of the offense alleged and whether the protection of the community requires transfer to the court of general jurisdiction;
- Whether the offense alleged involved viciousness, force and violence;
- Whether the offense alleged was against persons or property with greater weight being given to the offense against persons, especially
if personal injury resulted; - Whether the offense alleged is a part of a repetitive pattern of offenses which indicates that the child may be beyond rehabilitation under the juvenile code;
- The record and history of the child, including experience with the juvenile justice system, other courts, supervision, commitments to juvenile institutions and other placements;
- The sophistication and maturity of the child as determined by consideration of his home and environmental situation, emotional condition and pattern of living;
- The age of the child;
- The program and facilities available to the juvenile [division] in considering disposition;
- Whether or not the child can benefit from the treatment or rehabilitative programs available to the juvenile [division]; and
- Racial disparity in certification.
(emphasis added). The hearing must be on the record, the juvenile division must receive evidence “on whether the juvenile is a proper subject to be dealt with under the juvenile code[,]” counsel may examine the juvenile officer who prepared the report, and “[a]ll parties shall be afforded the opportunity to testify, present evidence, cross-examine witnesses, and present arguments of law and fact and arguments concerning the weight, credibility and effect of the evidence.”
- Findings showing that the court had jurisdiction of the cause and of the parties;
- Findings showing that the child was represented by counsel;
- Findings showing that the hearing was held in the presence of the child and his counsel; and
- Findings showing the reasons underlying the court‘s decision to transfer jurisdiction.
Section
It is undisputed the juvenile division adhered to
B. Equal Protection
D.E.G. argues
D.E.G. contends that because he is African American, the certification process inherently violated his right to equal protection, pointing to statistics purportedly showing the certification process‘s disproportionate impact on African American juveniles in support. However, D.E.G. has failed to point to any part of his certification process tending to indicate a discriminatory intent. The juvenile division, in line with
C. Separation of Powers
D.E.G. argues Missouri‘s juvenile division structure violates the separation of powers established in
The powers of government shall be divided into three distinct departments--the legislative, executive and judicial--each of which shall be confided to a separate magistracy, and no person, or collection of persons, charged with the exercise of powers properly belonging to one of those departments, shall exercise any power properly belonging to either of the others, except in the instances in this constitution expressly directed or permitted.
He argues in the juvenile system, the prosecutorial and judicial roles are not distinct in that juvenile officers and the attorneys for the juvenile officers are officers of the court
“[P]roceedings under the juvenile code are civil, not criminal.” J.D.H. v. Juvenile Ct. of St. Louis Cty., 508 S.W.2d 497, 500 (Mo. banc 1974). This is because the juvenile division‘s purpose is not punitive, but rather is focused on “continuing care, protection and rehabilitation of the juvenile[.]” Id. The juvenile certification process does not involve any exercise of prosecutorial discretion because it does not involve any prosecution. Nathan, 404 S.W.3d at 260. The juvenile system is in place to rehabilitate juveniles through a purely civil process in lieu of criminal prosecution, and its structure does not violate the separation of powers by infringing on the executive branch‘s prosecutorial discretion.
V. Conclusion
In my view, D.E.G. made real and substantial constitutional challenges to the statutes governing his certification hearing and, as a result, those claims fall within the exclusive appellate jurisdiction of this Court such that retransfer to the court of appeals is improper. Nevertheless, even if the principal opinion‘s conclusion—that these constitutional challenges “are all colorable rather than real and substantial” and, therefore, do not fall within this Court‘s exclusive jurisdiction—is correct, this Court should issue an opinion resolving these issues because they have been fully briefed and argued in this Court.
Moreover, the issue of whether hearsay testimony is admissible at a juvenile
Zel M. Fischer, Judge
Exhibit A
Notes
A written report shall be prepared in accordance with this chapter developing fully all available information relevant to the criteria which shall be considered by the court in determining whether the child is a proper subject to be dealt with under the provisions of this chapter and whether there are reasonable prospects of rehabilitation within the juvenile justice system.
Judge Fischer‘s dissenting opinion seeks to resolve all of the issues D.E.G. presented. However, the issues − other than whether certification was final for appeal − are not issues this Court must address at this time.
“Even though a jurisdictional allegation may be proper on its face, this Court will not entertain the appeal if the allegation is pretextual.” Rodriguez v. Suzuki Motor Corp., 996 S.W.2d 47, 51 (Mo. banc 1999). “If the United States Supreme Court or Missouri Supreme Court has addressed a constitutional challenge, the claim is merely colorable and the intermediate appellate court has jurisdiction.” State v. Henry, 568 S.W.3d 464, 479 (Mo. App. E.D. 2019).
D.E.G.‘s constitutional challenges are all colorable rather than real and substantial. His due process claims concern the quality and the weight of evidence presented in the hearing. The due process considerations in a
This case presents a perfect example of the delays that result from an appeal of the certification ruling. On October 26, 2018, D.E.G., a 16-year-old juvenile, was detained by the juvenile division for alleged conduct that would be a crime if committed by an adult. A little more than two months later, the juvenile division certified D.E.G. as an adult and transferred the proceedings to the circuit court. D.E.G. remained detained and was moved from juvenile detention to the Jackson County jail, where he remains detained as of the
Any case coming to this Court from a district of the court of appeals, whether by certification, transfer or certiorari, may be finally determined the same as on original appeal. If, however, in cases transferred on order of this Court, the Court concludes that the transfer was improvidently granted, the case may be retransferred to the court of appeals
Rather than engaging in a meaningful analysis of the law, Judge Powell‘s dissenting opinion argues this Court should perpetuate its erroneous precedent. Judge Powell‘s dissenting opinion cites First Bank v. Fischer & Frichtel, Inc., 364 S.W.3d 216, 224 (Mo. banc 2012), for the proposition that stare decisis should not overrule precedent when a decision has remained unchanged for many years. However, in First Bank, the subject at issue was not addressed by any statute; accordingly, there could be no statutory analysis. Id. Judge Powell‘s dissenting opinion further cites Crabtree v. Bugby, 967 S.W.2d 66, 71-72 (Mo. banc 1998), explaining this Court should not disturb its precedent for a mere disagreement with prior statutory analysis. While Bugby is no longer good law, see Templemire, 433 S.W.3d at 373, this concern is valid. However, the T.J.H. Court failed to engage in any statutory analysis to support its decision, even though the right to appeal is defined statutorily. The notion that the primary importance is for the law to be settled rather than correct
would result in a society in which insidious discrimination still would subject school children to being segregated into schools that were purportedly separate but equal, women could not serve on juries, interracial marriage still would be subject to criminal prosecution, and crime victims would be prohibited from offering impact testimony during the punishment phase of death penalty trials.
