The juvenile information charges the defendant, C.P.A, with one count of second degree murder, which allegedly occurred on or about November 4, 2007.
1
See
Dock
An evidentiary hearing on the government’s motion to transfer was held on May 6, 2008, in Bismarck, North Dakota. The hearing was closed to the public. 2 Assistant United States Attorney David Hagler represented the government. The government presented the testimony of Jon Gus-tin, Bureau of Prisons; Helen Keplin, Helen Parisién, and Patty Allery. Assistant Federal Public Defender Orell Schmitz represented C.P.A. The defendant presented the testimony of Dr. Peter C. Peterson. On May 16, 2008, the parties each filed post-hearing memorandums. See Docket No’s. 42^3.
After a careful consideration of the voluminous record, the evidence presented at the transfer hearing, and the post-hearing submissions of the parties, the Court concludes that the interests of justice warrant transferring the juvenile defendant, C.PÍA., to adult court for prosecution.
1. LEGAL DISCUSSION
A. WHETHER THE OFFENSE IS TRANSFERABLE UNDER 18 U.S.C. § 5032
Initially, the Court must determine whether the charged crime is the type of crime for which a juvenile may be prosecuted as an adult. The statute provides in pertinent part:
[Wjith respect to a juvenile fifteen years old and older alleged to have committed an act after his fifteenth birthday which if committed by an adult would be a felony that is a crime of violence ..., criminal prosecution on the basis of the alleged act may be begun by motion to transfer of the Attorney General in the appropriate district court of the United States, if such court finds, after hearing, such transfer would be in the interest of justice.
18 U.S.C. § 5032 (emphasis added). The defendant is charged with one count of second degree murder in violation of 18 U.S.C. §§ 1111, 1153, and 2. The term “crime of violence” means “an offense that has as an element the use, attempted use, or threatened use of physical force against the person or property of another.” 18 U.S.C. § 16(a). The Court finds that the charge of second degree murder clearly meets this test and is considered a “crime of violence.” Further, it is alleged that the defendant was seventeen years and eight months old when she committed the alleged crime. Therefore, the offense is transferable under 18 U.S.C. § 5032.
B. BURDEN OF PROOF AND EVI-DENTIARY RULES
“The purpose of a transfer hearing is to ascertain whether a juvenile should be tried as an adult for the alleged crime.”
United States v. Parker,
A juvenile can be transferred for adult criminal prosecution upon her request or upon the government’s motion and the court’s finding that the interests of justice require it.
United States v. Juvenile Male,
For the purpose of a transfer hearing, the court may assume the juvenile committed the alleged offense.
United States v. Juvenile LWO,
The decision of whether to transfer a juvenile to trial as an adult under 18 U.S.C. § 5032 is within the sound discretion of the trial court.
United States v. Juvenile JG,
1. AGE AND SOCIAL BACKGROUND
The first of the six statutory factors to be considered is the age and social background of the juvenile. Courts focus on the age of the juvenile at the time of the alleged offense.
United States v.
A.D.J.,
With respect to the social background of the defendant, C.P.A. lives with her mother, Carrie Thibert. It appears that C.P.A. has had little contact with her father who lives in the Belcourt area. It is undisputed that Carrie Thibert has been committed for drug and alcohol treatment on more than twenty occasions. C.P.A. and her three siblings have been removed from Thibert’s care and custody by tribal court officials on numerous occasions. C.P.A. has been in substance abuse treatment at least seven or eight times since she was fourteen years old. She has a well-documented and extensive drug/alcohol history. C.P.A. went through treatment at a facility in Williston, North Dakota, from June 28, 2007 to September 19, 2007. Thereafter, Carrie Thibert petitioned the Tribal Court to commit C.P.A. to a juvenile treatment facility in South Dakota, because she was once again using street drugs. C.P.A. completed her most recent treatment at the Aberdeen Youth Regional Treatment Center in Aberdeen, South Dakota, on October 30, 2007. She then returned home to live with her mother (Carrie Thibert) on October 31, 2007. Shortly after she returned home, C.P.A. left the residence within days and also left her two-year-old child in the care of Thibert. C.P.A. was not seen again until after her arrest for the alleged murder offense on November 4, 2007. The investigation indicates that C.P.A. attended a party at a residence where drugs and alcohol were present and the alleged offense occurred at the residence.
C.P.A.’s work history is scant. It appears that she has held one full-time job, working at DynaBand as a telemarketer from February 2007 to July 2007. The record is replete with evidence that C.P.A. associates with unsavory characters. At the time of the alleged murder, she was with Justin Beston, a convicted felon. In 1999, Beston pled guilty to burglary in this Court, with robbery and assault charges dropped in exchange for a guilty plea. United States v. Beston, et al., C4-99-015. Beston also has state convictions for burglary in 2003 and fleeing in 2004. State v. Beston, 40-1-K-405; State v. Beston, 40-4-K-150.
C.P.A. is the mother of a two-year-old child whose father is Amos Norquay. C.P.A. became pregnant when she was just fourteen years old. Norquay was thirty (30) years old at the time. Norquay is currently in federal prison for sexual abuse of a minor. United States v. Norquay, No. 4:06-cr-53. Norquay has other prior felony convictions. He pled guilty to misprision of a felony which was related to a violent murder on the reservation. United States v. Counts, et al, C4-00-66.
The Court finds that C.P.A.’s troubled social background supports a transfer to adult status. The record clearly establishes that she comes from an extremely dysfunctional and unstable family. Every witness who testified at the transfer hearing agreed that C.P.A’s chaotic home environment is a significant contributing factor to her troubled background. Everyone also agrees that a return to her community and the chaos of her home environment is
2. THE NATURE OF ALLEGED OFFENSE
The second factor the Court must consider is the nature of the alleged offense. Courts have given considerable weight, and at times predominant weight, to an offense of a serious nature.
See United States v. A.R.,
As previously noted, for purposes of the transfer hearing, the -court may assume that the juvenile committed the alleged offense. The alleged offense is murder in the second degree which involved the brutal beating and death of an intoxicated woman. An offense of such a heinous nature should weigh in favor of transfer to adult status.
United States v. Juvenile JG,
The affidavit of Special Agent Wayne Thomas of the Bureau of Indian Affairs was submitted in support of an application for an arrest warrant. See Docket No. 2. That affidavit reveals in relevant part the following: ''
1. On Sunday, November 04, 2007, a party was held at the residence of ■ Danielle Baker aka Danielle Banks, aka Danielle Dickey (hereinafter Baker). Baker lived at Apartment 808, East Dunseith Housing, Dun-seith, North Dakota, on tribal land of the Turtle Mountain Indian Reservation. The party began during the later afternoon/early evening. Attendees at the party were drinking, visiting, and listening to music.
2. Approximately ten to twelve individuals are believed to have been in attendance at the party, including Chelsey P. Amyotte, a 17 year old female and Justin Beston, a 27 year old male. Amyotte and Beston are in an on-again, off-again relationship. Baker was also interested in Beston, and witnesses reported that this situation has caused some friction between the three in the past. Witnesses described seeing Beston wearing a white short sleeve shirt with red stripes.
5, Law enforcement officers found Baker deceased on her bed in the bedroom. Individuals at the scene were detained and eventually interviewed. Amyotte and Beston were not present when law enforcement arrived. Witnesses provided information that identified Amyotte and Beston as potential suspects in Baker’s death. Amyotte and Beston were seen leaving the scene with Shannon Vallie in a maroon Chevrolet Trailblazer. Vallie was driving, Amyotte was riding in the front passenger seat, and Beston was riding in the backseat. Amyotte and Vallie were located at the Sky Dancer Casino, near Belcourt, North Dakota, approximately two hours later. Be-ston was located several hours later at his uncle’s home in East Dunseith Housing.
6. On 11/06/2007, an autopsy was conducted of Danielle Baker’s body. The North Dakota State Medical Examiner’s office offered a preliminary opinion that Baker had died when her brain stem was severed. The injury was most likely sustained as a result of being beaten in the head and face.
15. On 11/04/2007, Chelsey Amyotte was interviewed by Federal Bureau of Investigation (FBI) Special Agent (SA) Ryan P. O’Neil and Bureau of Indian Affairs SA Wayne Thomas. Amyotte’s mother participated in the interview. Amyotte had a purple bruise on her left jaw at the time of the interview. Amyotte admitted striking Baker 3-7 times after they had gotten into an argument over Beston. The fight occurred in Baker’s bedroom, and when Amyotte left, Baker was alive lying on the bed. Be-ston then went into the bedroom and began to argue with Baker. Amyotte stood outside the room, heard a “smack,” and then did not hear anything else from the room. Amyotte and Beston then contacted Vallie, who came to the residence and picked them up.
16. On 11/07/2007, Chelsey Amyotte was interviewed again by FBI SA O’Neil and BIA SA Thomas. Amyotte’s mother was present during the interview as well. Amyotte eventually admitted that she and Beston assaulted Baker in her bedroom. They followed her into her bedroom after she and Baker had gotten into an argument in the hallway. Beston slapped Baker with an open hand approximately eight times. Amyotte then got onto the bed and struck Baker in the mouth with a closed fist two to three times. Beston then got on top of Baker in a mounted position and struck her in the face eight to ten times with a closed fist. Amyotte tried to pull Beston off of Baker, but Beston struck Amyotte in the jaw. She stated that the purple bruise on her jaw was a result of being struck by Beston. A short time later Vallie arrived, and Amyotte and Beston left with Val-lie. They discussed making money in order to get out of town. Beston offered to try to find them a car, and Vallie gave Beston her cell phone so that they could stay in touch with him when he got out of the car.
18. On 11/07/2007, Theresa Amyotte was interviewed over the telephone by BIA SA Thomas. Theresa is the wife of Dennis Amyotte, who is Chelsea Amyotte’s father. , Theresa said that on the evening of November 4, 2007, Chelsey called her father’s residence. Theresa was present and answered the telephone. Chelsey asked to speak to her father. Theresa was sitting next to Dennis on a couch and could hear what Chelsey was saying to her father. Theresa heard Chelsey ask for money and say “I beat up a woman in Dunseith andshe was not breathing. Dad, I really hurt her and I am really scared.”
This was a serious, violent, and senseless assault that resulted in the death of Danielle Baker. The autopsy report concluded that Baker’s brain stem was severed as a result of being beaten in the head and face. The Court gives considerable weight to this factor and finds that this was a brutal murder which weighs strongly in favor of a transfer to adult status.
3. PRIOR DELINQUENCY RECORD
The next factor the Court needs to examine in determining whether a transfer to adult court is warranted is the defendant’s prior delinquency record. . The Eighth Circuit has determined that “the plain language of the term ‘the juvenile’s prior delinquency record’ cannot plausibly be interpreted to encompass evidence of unrecorded acts, nor can it be plausibly interpreted to encompass evidence of conduct which has not been adjudicated or admitted to be delinquent or criminal.”
United States v. Juvenile LWO,
The Court has carefully reviewed C.P.A.’s juvenile records. Her prior delinquency record is neither extensive nor serious in nature. The defendant has a few instances of delinquency in her tribal court records which include charges and convictions of theft, aggravated reckless driving, and fleeing. The Court finds that the defendant’s limited record of juvenile criminal proceedings does not weigh in favor of a transfer to adult court. The insignificant juvenile record stands in contrast to other cases where the courts have transferred juveniles to adult status.
See United States v. Gerald N.,
4. INTELLECTUAL DEVELOPMENT AND PSYCHOLOGICAL MATURITY
The Court must next consider the defendant’s intellectual development and psychological maturity. A “Mental Health Evaluation” was conducted by Dr. Sara Kenney at the Lake Region Law Enforcement Center in Devils Lake, North Dakota, in December 2007. This was a court-ordered. evaluation. The evaluation in-
With respect to the defendant’s psychological maturity, several district courts have observed that more mature and developed juveniles are “more likely to be beyond redemption” and that it is consistent with the Act’s purpose “to view immaturity and lack of development as factors weighing against transfer to adult status and maturity and development as factors weighing in favor of transfer.”
United States v. M.L.,
Dr. Peter C. Peterson testified at the transfer hearing. Dr. Peterson is a clinical psychologist at Medcenter One in Bismarck, North Dakota. Dr. Peterson reviewed all of the records and-prepared a written report based upon his evaluation of the defendant. That written report was issued on April 30, 2008. See Defendant’s Exhibit No. 12. Dr. Peterson’s findings revealed that C.P.A. is an immature young woman who was raised in a very depraved environment. C.P.A. has been neglected, exploited, and suffers from major depression that has been largely untreated to date. Dr. Peterson acknowledged that C.P.A. has undergone numerous drug treatments that have been unsuccessful, and he testified that C.P.A. is addicted to methamphetamine. C.P.A. was characterized as a young woman of average intelligence who is very dependent and impulsive.
The Court views the defendant as possessing below average intelligence, and finds that the defendant’s intelligence and her level of psychological maturity are hot significant obstacles to her rehabilitation. However, C.P.A. is “streetwise” and appears to show little remorse for her actions. This lack of remorse shows a level of psychological maturity that may not be conducive to rehabilitation.
United States v. G.T.W.,
5. PAST TREATMENT EFFORTS AND RESPONSE
The fifth statutory factor to be considered is past treatment efforts and their success or lack of effectiveness. The Court has reviewed more than 1700 pages of medical/treatment records dating back to 2002.
See
Docket No. 44 (a CD). The defendant has been committed for drug treatment on at least seven or eight separate occasions. C.P.A. began smoking marijuana at age ten; using alcohol at age eleven; and became an IV user of methamphetamine at age thirteen. She used
The alleged murder took place at a party that C.P.A. was attending in the Dunseith, North Dakota, area around November 4, 2007, that involved drugs and alcohol. C.P.A. attended this party just a few days after her discharge from a juvenile treatment facility in Aberdeen, South Dakota. She had been discharged on October 30, 2007. Shortly before her placement at the juvenile treatment facility in South Dakota, C.P.A. had participatéd in a drug treatment program in Williston, North Dakota, which was also a failure. Such failures of prior treatment efforts as a juvenile weigh in favor of a transfer to adult status.
United States v. Juvenile MLA,
The following is a summary of the drug/alcohol treatment programs that C.P.A. has participated in to date:
• March 29, 2004-November 30, 2004 Lake Region Human Service Center Devils Lake, ND
• June 23-29, 2004 North Dakota State Hospital Jamestown, ND
• June 30, 2004-August 6, 2004 Volunteers of America Sioux Falls, SD
• July 13-28, 2005 Prairie St. John’s Fargo, ND
• October 26, 2005-April 24, 2006 Indian Health Services — Quentin Burdick Memorial Health Care Facility Belcourt, ND
• May 1, 2006-June 21, 2007 Trinity — St. Joseph’s (Trinity Addiction Services Chemical Dependence Unit) Minot, ND
• June 28, 2007-September 19, 2007 Family Recovery Home — Quantum Lachoer Center for Change Williston, ND
• September 17, 2007-October 30, 2007 Aberdeen Youth Regional Treatment Center Aberdeen, SD
C.P.A. is now eighteen years old. The medical/treatment records clearly reveal that she is treatment savvy and largely resistant to any significant change of her lifestyle. Dr. Peterson was questioned at the transfer hearing as to whether C.P.A. is amenable to treatment. He responded by stating that it is a “possibility” that C.P.A. is amenable, but that she needs long-term residential care and treatment.
In Dr. Peterson’s report, it was noted that C.P.A. “would require very long-term, inpatient addiction treatment followed by extended residential, monitored treatment.” See Defendant’s Exhibit No. 12, pp. 5-6. Dr. Peterson opined that C.P.A. “would be unlikely to function adequately as an independent adult.” Id. at p. 6. In his report, Dr. Peterson further noted that the “prognosis is extremely guarded.” Id. Dr. Peterson said that C.P.A. would be amenable to treatment only if she receives long-term, inpatient treatment (12-18 months) and long-term, follow-up residential placement (12-24 months). He further opined that C.P.A. is likely to fail if she is returned to her home and community environment. Id.
The Court finds that this factor weighs in favor of transfer as the likelihood of C.P.A.’s rehabilitation as a juvenile is low. C.P.A.’s life on the reservation in the Dun-
6. AVAILABILITY OF PROGRAMS FOR TREATMENT
The final factor the Court must consider is the availability of programs for treatment. The government bears the burden to show that there is a lack of available programs designed to treat the defendant’s problems.
United States v. Nelson,
Jon Gustin from the Bureau of Prisons (BOP) testified at the transfer hearing on May 6, 2008. Gustin is the community corrections manager for the BOP and oversees all federal facilities in North Dakota, Minnesota, and South Dakota.
Gustin said that based on the records he reviewed, C.P.A. would be placed in a “secure” facility for juveniles. There are currently only three “secure” facilities for female juveniles in the country. Those facilities are located in Devils Lake, North Dakota; Rapid City, South Dakota; and St. Anthony, Idaho. Gustin testified that it is unlikely that C.P.A. would be placed or accepted in the juvenile facilities located in Idaho or South Dakota.
With respect to the availability of programming, Gustin said the Bureau of Prisons’ Residential Drug Abuse Program (RDAP), is a 500-hour drug treatment program which is considered to be the BOP’s best treatment program. However, RDAP is not available in any of the juvenile facilities operated by the BOP throughout the country.
Gustin said that any defendant placed in a juvenile facility would only remain there until age 21. After turning 21 years of age, all defendants are transferred to adult facilities. Gustin said that the only reasonable placement of C.P.A. at present would be in a “secure” juvenile facility located in Devils Lake and that placement would only be until age 21.
There is some evidence of juvenile treatment programs available to C.P.A. Neither the Act nor case law requires that the Court identify a specific program that will accept C.P.A. There is no dispute that C.P.A. requires extensive drug and alcohol treatment. The Court finds that the limited availability of a “secure” juvenile facility causes this factor to weigh only slightly in favor of juvenile treatment for C.P.A.
See United States v. Alexander,
The Court has reviewed more than two thousand pages of C.P.A.’s educational, juvenile, medical, and drug treatment records. See Docket No. 44 (a CD). The Court has carefully reviewed the entire record, conducted a transfer hearing on May 6, 2008, and considered the arguments of counsel as set forth in their post-hearing briefs. The Court concludes, after careful consideration and a balancing of all six statutory factors, that the “interests of justice” warrant a transfer of the juvenile defendant to federal district court for prosecution as an adult.
The Court finds that C.P.A.’s age at the time of the alleged offense (17/é) and her age at the time of the transfer hearing (18), weigh strongly in favor of transfer. C.P.A.’s intellectual development is a neutral consideration. However, C.P.A.’s psychological maturity, her numerous drug treatment sessions which have been unsuccessful to date, and the serious nature of the alleged offense, all collectively weigh in favor of a transfer to adult court. The availability of programs for treatment is largely a neutral consideration. The fact that, if incarcerated, C.P.A. would need to be transferred to an adult facility when she turns twenty-one weighs slightly in favor of a transfer.
The alleged offense of second degree murder was extremely violent and troubling. The victim’s brain stem was severed as a result of the brutal and senseless assault that was committed. The affidavit of BIA Special Agent Thomas reveals that both C.P.A. and Justin Beston have admitted to striking the decedent multiple times in her bedroom the evening of November 4, 2007. See Docket No. 2. Justin Beston and C.P.A. then allegedly attempted to flee the area but decided to first try and “earn some money” to get out of town. The undersigned believes that the violent and heinous nature of the fatal assault warrants considerable weight, and this factor weighs strongly in favor of transfer. Balancing all of the factors together, the Court, in its discretion, finds that the six statutory factors and the “interests of justice” weigh in favor of transfer.
Finally, the Court finds that C.P.A. has repeatedly demonstrated that she is an extremely poor prospect for rehabilitation as a juvenile based upon her lack of success in a number of juvenile treatment programs she took part in throughout North Dakota and South Dakota. The drug treatment sessions began in 2004, and ended just days before the murder occurred in November 2007. For the reasons set forth above, the Court grants the government’s motion to transfer the juvenile defendant to federal district court to be tried as an adult. 3
IT IS ORDERED
(1) The government’s “Motion For Transfer of Proceedings Against Juvenile to Adult Criminal Prosecution” (Docket No. 15) is GRANTED;
(2) The second degree murder charge as set forth in the Information shall be transferred to district court for the prosecution of C.P.A. as an adult;
(3) C.P.A. is notified of her right to appeal this order on an interlocutory basis. Orders transferring juveniles for adult prosecution are immediately appealable under the collateral order exception to the final judgment rule.
United States v.
AD.J.,
(4) The time between the filing of the government’s “Motion for Transfer of
IT IS SO ORDERED.
Notes
. Pursuant to 18 U.S.C. § 5038(e), the court uses the juvenile’s initials to identify her throughout this order. "Unless a juvenile who is taken into custody is prosecuted as an adult neither the name nor the picture of any juvenile shall be made public in connection with a juvenile delinquency proceeding.” 18 U.S.C. § 5038(e).
. A hearing to determine whether to transfer a juvenile to adult status is generally closed to the public, including the victims and their families.
See United States v. L.M.,
. As a result of the decision to transfer C.P.A. to adult status, all future hearings will be open to the public.
See United States v. L.M.,
