IN THE GUARDIANSHIP OF James E. FAIRLEY
No. 04-19-00196-CV
Fourth Court of Appeals San Antonio, Texas
March 11, 2020
Opinion by: Liza A. Rodriguez, Justice
From the Probate Court No. 2, Bexar County, Texas
Trial Court No. 2011-PC-1068
Honorable Polly Jackson Spencer, Judge Presiding
Sitting: Rebeca C. Martinez, Justice; Patricia O. Alvarez,
OPINION
AFFIRMED
Aрpellant Juliette Fairley (“Juliette“) appeals from the trial court‘s interlocutory order denying her motion to dismiss filed pursuant to the Texas Citizens Participation Act (“TCPA“), also known as Texas‘s anti-SLAPP statute. See
respond to the motion with any evidence in support of their claims. We affirm the trial court‘s order.
PROCEDURAL BACKGROUND
The dispute between the parties has its origins in a 2014 guardianship proceeding involving James E. Fairley (“James“), the husband of Mauricette and father of Juliette. On October 28, 2014, Mauricette filed an Application for Appointment of Temporary Guardian of the Person in Bexar County
On December 8, 2014, Mauricette filed an Application for Appointment of Permanent Guardian of the Person in Probate Court No. 2, requesting that she be named permanent guardian of James. The record reflects that the citation was prepared by the county clerk on December 10, 2014. The “Sheriff‘s or Officer‘s Return” reflects that James E. Fairley was served in person with Mauricette‘s application for appointment as permanent guardian on January 9, 2015, at 3:44 p.m. by a private
On December 12, 2014, the probate court appointed Mauricette temporary guardian pending a contest filed by Juliette. On November 20, 2015, the probate court declared James “totally incapacitated without the authority to exercise any rights or powers for himself or his Estate” and appointed Mauricette the permanent “Guardian of the Person of James E. Fairley, an Incapacitated Person, with all of the duties, powers, and limitations hereby granted to a guardian by the laws of this state.”
Four years later, on December 27, 2018, James diеd. Before the guardianship proceeding was settled or closed, on January 2, 2019, Juliette filed a wrongful death suit against her sister Dorothy2 and Mauricette in the 225th Judicial District Court of Bexar County, Texas, which was docketed as Cause No. 2019-CI-00085. Juliette sought to enjoin Mauricette from making any funeral arrangements or otherwise disposing of James‘s remains. Juliette sued Mauricette individually and as trustee of the Fairley Family Trust. Juliette sued Dorothy individually and also as a beneficiary of the Fairley Family Trust. Juliette alleged that on December 27, 2018, both Mauricette and Dorothy knew that James “was in severe pain and distress” and that despite Juliettе requesting James be transported to the emergency room, Mauricette “refused medical care to James,” which led to his death that afternoon. She further brought a survival action, arguing that James, “before dying, had a cause of action against” Mauricette and Dorothy “for negligence, gross negligence, and/or claim for their wrongful and/or felonious conduct which resulted in his emotional suffering, and breach of fiduciary duties.” Juliette further alleged that as trustee of the family trust, Mauricette had breached fiduciary duties owed to Juliette.
On January 7, 2019, Mauricette filed in the probate court a Motion to Transfеr Matter Related to Guardianship, arguing that pursuant to section 1022.007 of the Texas Estates Code, the
wrongful death cause of action filed by Juliette, Cause No. 2019-CI-00085, should be transferred to the pending guardianship proceeding. On February 28, 2019, the probate court signed an order transferring Cause No. 2019-CI-00085 to the pending guardianship proceeding. On March 4, 2019, Mauricette and Dorothy filed a Motion to Dismiss Pursuant to Texas Rule of Civil Procedure 91a, arguing that Juliette‘s claims against them had no basis in law or fact. On March 6, 2019, Juliette filed a motion to dismiss pursuant to the TCPA, arguing that Mauricette‘s “Motion to Transfer,” along with Mauricette and Dorothy‘s “Rule 91a Mоtion to Dismiss,” were “classic examples of Strategic Lawsuit Against Public Participation, or ‘SLAPP’ ‘legal actions’ and an attempt to restrict [Juliette‘s] freedom of speech, right to petition, and right to association.” After Mauricette and Dorothy responded to Juliette‘s motion to dismiss, the probate court denied Juliette‘s motion. Juliette then filed this interlocutory appeal, arguing that the trial court should have granted her motion to dismiss pursuant to the TCPA.
SUBJECT-MATTER JURISDICTION
Juliette first argues that the probate court‘s orders in the underlying proceeding
According to Juliette, the probate court never acquired subject-matter jurisdiction over its proceedings because James was served with citation for Mauricette‘s guardianship application by a private process server, which Juliette argues violates section 1051.103 of the Texas Estates Code.3 Section 1051.103, titled “Service of Citation for Application for Guardianship,” provides in relevant part the following:
The sheriff or other officer shall personally serve citation to appear and answer an application for guardianship on: (1) a proposed ward who is 12 years of age or older . . . .
In support of her argument that the probate court never acquired subject-matter jurisdiction over the underlying cause, Juliette relies on the following sentence from In re Guardianship of V.A., 390 S.W.3d 414, 420-21 (Tex. App.—San Antonio 2012, pet. denied): “We do not dispute
the contention that a probate court lacks jurisdiction over a guardianship proceeding where the proposed ward has not been properly served.” In Guardianship of V.A., 390 S.W.3d at 416, this court considered the issue of whether a probate court lacked subject-matter jurisdiction over a guardianship proceeding “because the court failed to comply with the mandatory requirements of section 633” of the Texas Probate Code.5 This court first noted that
The appellant in Guardianship of V.A. argued that noncompliance with subsections (f) and (d-1)8 of former section 633 resulted in the probate court failing to acquire subject-matter jurisdiction over the proceeding. This court noted that it was undisputed that neither subsection (f) оr (d-1) had been strictly complied with. Further, the plain language of subsections (f) and (d-1) contained mandatory language. See Guardianship of V.A., 390 S.W.3d at 420. “However, neither section 633(f) nor 633(d-1) contain[ed] express language indicating a legislative intent to make these provisions jurisdictional.” Id. Further, this court explained that the legislature had “given specific consequences
Appellants argue that courts have routinely held that personal service on a proposed ward of the application for guardianship is jurisdictional. We do not dispute the
contention that a probate court lacks jurisdiction over a guardianship proceeding where the proposed ward has not been properly served. However, compliance with the ten-day requirement of 633(f) and the affidavit requirement of 633(d–1) is inherently different from failing to personally serve a proposed ward. Determining subsections (f) and (d–1) are jurisdictional and subject to attack by a party who does not belong to section 633(c) or (d)(1) could subject a multi-decade long guardianship case to attack by a person wholly unconcerned or unconnected with the ward.
Id. at 420-21 (emphasis added) (citations omitted). Thus, this court held that the requirements in subsection (f) and (d-1) were not jurisdictional. Id.
As noted, Juliette cites Guardianship of V.A. for the proposition that the probate court in the underlying cause never acquired subject-matter jurisdiction over the guardianship proceeding, relying on the statement that a probate court lacks jurisdiction over a guardianship proceeding where the proposed ward has not been served. See id. However, the appellate recоrd in this case shows that the proposed ward, James, was personally served. Thus, this is not a case where the ward was never served. See Gauci v. Gauci, 471 S.W.3d 899, 901-02 (Tex. App.—Houston [1st Dist.] 2015, no pet.) (“Failure to personally serve an application for guardianship on a proposed ward deprives the court of jurisdiction.“); In re Martinez, No. 04-07-00558-CV, 2008 WL 227987, at *1 (Tex. App.—San Antonio 2008, orig. proceeding) (explaining that the “trial court‘s jurisdiction over a proposed guardianship requires service of citation on the proposed adult ward” and because it was undisputed that the proposed ward was not served, the probate court never acquired jurisdiction to sign orders in the proceeding). Instead, the issue is whether service on the ward by a private process server as authorized by the administrative order conferred subject-matter jurisdiction to the probate court. We hold that it did.
Juliette argues that service by a “sheriff or other officer” as required by
Constable or other elected official, not private process servers.” However, in support of this assertion she cites a court of appeals opinion that was reversed by the supreme court: Insurance Co. v. Lejuene, 261 S.W.3d 852 (Tex. App.—Texarkana 2008), rev‘d, 297 S.W.3d 254 (Tex. 2009) (”Lejuene I“).
Finally, we note that
Process—inсluding citation and other notices, writs, orders, and other papers issued by the court—may be served anywhere by (1) any sheriff or constable or other person authorized by law, (2) any person authorized by law or by written order of the court who is not less than eighteen years of age, or (3) any person certified under order of the Supreme Court. Service by registered or certified mail and citation by publication must, if requested, be made by the clerk of the court in which the case is pending. But no person who is a party to or interested in the outcome of a suit may serve any process in that suit, and, unless otherwise authorized by a written court order, only a sheriff or constable may serve a citation in an action of forcible entry and detainer, a writ that requires the actual taking of possession of a person, property or thing, or process requiring that an enforcement action be physically enforced by the person delivering the process. The order authorizing a person to serve process may be made without written motion and no fee may be imposed for issuance of such order.
(emphasis added). In this case, the 1994 administrative order authorized private process servers to serve process in the probate courts of Bexar County. Further, in 2006, the supreme court issued an Amended Order оn Certification or Persons Authorized to Serve Process under Rules 103 and
536(a), Texas Rules of Civil Procedure, which provides the procedure for becoming certified to serve process in Texas. The appellate record reflects that on December 11, 2014 at 11:17 a.m., citation was personally served on James by LeeAnn Magee, PSC-7047, who was licensed to serve process in Bexar County and who was certified under order of the supreme court. Thus, Magee was a person authorized by law and authorized by written order of the court who is not less than eighteen years of age. See
MOTION TO DISMISS
In her second issue, Juliette argues the trial court should have granted her motion to dismiss pursuant to the TCPA. The TCPA‘s stated purpose is to “encourage and safeguard the constitutional rights of persons to petition, speak freely, associate freely, and otherwise participate in government to the maximum extent permitted by law and, at the same time, protect the rights of a person to file meritorious lawsuits for demonstrable injury.”
In the underlying proceeding, Juliette brought a survival action on behalf of James in state district court, alleging that Mauricette and Dorothy were negligent and grossly negligent and that
their alleged wrongful conduct resulted in James‘s physical and emotional suffering. Juliette also alleged that Mauricette and Dorothy breached their fiduciary duties to James. Because Juliette had filed the lawsuit in state district court and not the probate court, Mauricette moved to transfer the proceeding to the probate court pursuant to section 1022.007 of the Texas Estates Code, which was granted. Further, in response to Juliette‘s lawsuit, Mauricette and Dorothy filed a motion to dismiss Juliette‘s claims against them pursuant to Texas Rule of Civil Procedure 91a. Juliette then filed her own motion to dismiss under the TCPA. She argued the transfer of her lawsuit to the probate court, along with Mauricette and Dorothy‘s motion to dismiss pursuant to rule 91a, were “legal actions” that were based on, related to, or were in response to her exercise of her rights to petition, speak freely, associate freely, “and otherwise participate in government to the maximum extent permitted by law.” Because wе conclude that neither Mauricette‘s motion to transfer nor Mauricette and Dorothy‘s motion to dismiss pursuant to rule 91a were “legal actions” for purposes of the TCPA, we affirm the trial court‘s order denying Juliette‘s motion to dismiss.
Whether the TCPA applies to the motion to transfer pursuant to section 1022.007 of the Estates Code or to the motion to dismiss pursuant to rule 91a are issues of statutory interpretation that we review de novo. Youngkin v. Hines, 546 S.W.3d 675, 680 (Tex. 2018). In construing the TCPA, we “determine and give effect to the Legislature‘s intent” as expressed in the language of the statute. Id. In doing so, “we consider both the specific statutory language at issue аnd the statute as a whole.” Misko v. Johns, 575 S.W.3d 872, 876 (Tex. App.—Dallas 2019, pet. denied) (citations omitted). “We endeavor to read the statute contextually, giving effect to every word, clause, and sentence.” Id. And, we “apply the statute‘s words according to the plain and common meaning, ‘unless a contrary intention is apparent from the context, or unless such a construction leads to absurd results.‘” Id. (quoting Youngkin, 546 S.W.3d at 680).
Neither the motion to transfer pursuant to section 1022.007 of the Estates Code nor the motion to dismiss pursuant to rule 91a is “a lawsuit, cause of action, petition, complaint, cross-claim, or counterclaim.”
Given this limited application, we conclude Mauricette‘s motion to transfer Juliette‘s claims to the probate court pursuant to section 1022.007 is not a legal action under the TCPA. Instead, it is a procedural vehicle relating to which court should decide the underlying matter; it was not an adjudication of the merits of Juliette‘s claims. See
Similarly, we conclude that Mauricette and Dorothy‘s motion to dismiss pursuant to rule 91a is not a “legal action” as contemplated by the TCPA. Rule 91a and the TCPA were both the result of the 2011 Texas Legislature. The 2011 Texas Legislature directed the supreme court to
adopt rules to provide for the dismissal of causes of action that have no basis in law or fact on motion and without evidence. The rules shall provide that the motion to dismiss shall be granted or denied within 45 days of the filing of the motion to dismiss. The rules shall not apply to actions under the Family Code.
expedited dismissal procedure, such an interpretation would lead to an absurd result not intended by the Legislature).
Moreover, in looking at the plain meaning of “legal action” as used in
MOTION TO DISMISS FRIVOLOUS APPEAL WITH SANCTIONS
As part of their appellees’ brief, Mauricette and Dorothy have filed a motion to dismiss this appeal as frivolous and a request for sanctions against Juliette.
Mauricette and Dorothy argue that Juliette‘s subject-matter jurisdiction argument was brought in bad faith because this court and thе supreme court had previously denied petitions for writ of mandamus she had filed on the issue. See In re Guardianship of Fairley, No. 18-0579 (Tex. Jan. 11, 2019) (orig. proceeding); In re Guardianship of Fairley, No. 04-18-00190-CV, 2018 WL 1610924 (Tex. App.—San Antonio Apr. 4, 2018, orig. proceeding [mand. denied]). They stress that relitigating issues already decided can be a basis for sanctions. See Glassman v. Goodfriend, 522 S.W.3d 669, 675 (Tex. App.—Houston [14th Dist.] 2017, pet. denied); Nguyen v. Intertex, Inc., 93 S.W.3d 288, 299 (Tex. App.—Houston [14th Dist.] 2002, no pet.). However, the opinion from this court regarding Juliette‘s petition for writ of mandamus states that her petition was
“denied” and did not give its reasons. See In re Guardianship of Fairley, No. 18-0579 (Tex. Jan. 11, 2019) (orig. proceeding). Therefore, we cannot conclude that Juliette‘s issue had already been decided on its merits.
Similarly, Mauricette and Dorothy argue that Juliette‘s TCPA issue had no basis in law. However, given the expansive reading appellate courts have given issues relating to interpretation of the TCPA, we cannot conclude that her issue had no basis in law. We thus deny the motion to dismiss frivolous appeal with sanctions.
CONCLUSION
Because we conclude the probate court has subject-matter jurisdiction over the underlying proceedings and because we hold probate court did not err in denying Juliette‘s motion to dismiss pursuant to the TCPA, we affirm the order of the probate court.
Liza A. Rodriguez, Justice
