Lead Opinion
OPINION
The Texas Association of Business (TAB), on behalf of its members, brought this declaratory judgment action seeking a ruling that statutes empowering two state administrative agencies to levy civil penalties for violations of their regulations conflict with the open courts and jury trial provisions of the Texas Constitution. The administrative agencies denied TAB’s claims, and along with two Intervenors,
Following a bench trial, the trial court denied the relief sought by TAB, and as requested by the State and Intervenors, declared that section 4.041 of the Texas Clean Air Act, sections 26.136 and 27.1015 of the Texas Water Code, and section 8b of the Texas Solid Waste Disposal Act, as well as the rules and regulations promulgated under those statutes, are constitutional with regard to the open courts and jury trial provisions. We affirm the trial court’s judgment as it relates to TAB’s jury trial challenge and reverse its judgment as to TAB’s open courts challenge.
An overview of the regulatory scheme enacted by the legislature and these agencies is essential to an understanding of this case. In 1967, the Texas Legislature enacted the Clean Air Act of Texas. Clean Air Act of Texas, 60th Leg., R.S., ch. 727, 1967 Tex.Gen.Laws 1941. The Clean Air Act was designed to safeguard the state’s air resources without compromising the economic development of the state. Id. at § 1. The Act created the Texas Air Control Board and granted it the authority to promulgate regulations to accomplish the Act’s goals. Id. at § 4(A)(2)(a). In the event the Air Control Board determined that a violation of its regulations had occurred, it was authorized to enforce those regulations in district court. Upon a judicial determination that a violation of the Air Control Board’s regulations had occurred, two cumulative remedies were available, injunctive relief to prohibit further violations and assessment of a fine ranging from $50 to $1,000 for each day the violations persisted. Id. at § 12(B).
In 1969, the Texas Legislature enacted the Solid Waste Disposal Act. Solid Waste Disposal Act, 61st Leg., R.S., ch. 405, 1969 Tex.Gen.Laws 1320. The express purpose for this legislation was to protect public health and welfare by regulating the “collection, handling, storage, and disposal of solid waste.” Id. at § 1. The Texas Water Quality Board was designated the primary agency to effectuate the Disposal Act’s purpose. Id. at § 4(f). Like the Air Control Board, the Water Quality Board was authorized to enforce its rules and regulations in state district court. The Solid Waste Disposal Act provided the same remedies as the Clean Air Act. See id. at § 8(c).
In the last of the relevant statutory enactments, in 1969, the Texas Legislature promulgated a revised version of the Water Quality Act. Water Quality Act — Revision, 61st Leg., R.S., ch. 760,1969 Tex.Gen.Laws 2229. By that Act, the Water Quality Board was given the power to develop a statewide water quality plan, to perform research and investigations, and to adopt rules and issue orders necessary to effectuate the Act’s purposes. Id. at § 3.01-3.10. The Water Quality Act provided the same remedies as the Solid Waste Management Act and the Clean Air Act. See id. at § 4.02.
Originally, neither the Water Quality Board nor the Air Control Board had the power to levy civil penalties directly in the event it determined that its regulations or orders had been violated. Instead, each board was required first to file suit against the violator in district court. Only the district court had the power to assess civil penalties.
The legislature substantially changed this enforcement scheme in 1985. That year the Air Control Board and the Water Commission (formerly the Water Control Board) were granted the power to assess civil penalties directly of up to $10,000 per day per violation.
After the Air Control Board or Water Commission assesses a penalty, the offender must either timely pay the penalty or file suit in district court. However, a su-persedeas bond or cash deposit paid into an escrow account, in the full amount of the penalty, is a prerequisite to judicial review. Tex.Health & Safety Code §§ 382.089(a), (b), 361.252(k), (l); Tex.Water Code § 26.-136(j). A party who fails to make a cash deposit or file a bond forfeits all rights to judicial review. Tex.Health & Safety Code §§ 361.252(m), 382.089(c); Tex.Water Code § 26.136(k).
TAB alleges that it is a Texas not-for-profit corporation, that its members do business throughout Texas, and that it is authorized to represent its members on any matter that may have an impact on their businesses.
TAB filed this suit under the Uniform Declaratory Judgments Act, Tex.Civ.PRAC. & Rem.Code §§ 37.001-37.011, alleging that some of its members had been subjected to civil penalties assessed by either the Air Control Board or the Water Commission. TAB further alleged that all of its other members that operate their businesses pursuant to the pertinent provisions of the Texas Clean Air Act, the Texas Water Code, or the Texas Solid Waste Disposal Act or any rules or orders issued pursuant to those provisions were put at “substantial risk (if not certainty)” of being assessed civil penalties by the Air Control Board or the Water Commission. Thus this suit does not challenge specific instances of the Air Control Board’s or the Water Commission’s exercise, or threatened exercise, of the civil penalty power. Instead, TAB’s suit is a facial challenge to the constitutionality of this administrative enforcement scheme under the Texas Constitution.
The Defendants and Intervenors counterclaimed seeking a declaratory judgment that the statutes, rules, and regulations challenged by TAB do not, on their face, conflict with the open courts and jury trial provisions of our constitution. The trial court granted the Defendants’ and Interve-nors’ requested declaratory judgment and denied TAB’s request for a declaratory judgment. The court also denied TAB’s request for injunctive relief.
TAB appealed directly to this court. See Tex.Gov’t Code § 22.001(c);
I. Standing
Before we reach the merits of this case, we first consider the matter of the trial court’s jurisdiction, as well as our own; specifically we determine whether TAB has standing to challenge the statutes and regulations in question. Because TAB’s standing to bring this action is not readily apparent, and because our jurisdiction as well as that of the trial court depends on this issue, we requested supplemental briefing on standing at the oral argument of this case. In response, the parties insist that any question of standing has been waived in the trial court and cannot be raised by the court for the first time on appeal. We disagree.
Subject matter jurisdiction is essential to the authority of a court to decide a case. Standing is implicit in the concept of subject matter jurisdiction. The standing requirement stems from two limitations on subject matter jurisdiction: the separation of powers doctrine and, in Texas, the open courts provision. Subject matter jurisdic
One limit on courts’ jurisdiction under both the state and federal constitutions is the separation of powers doctrine. See Tex.Const. art. II, § 1; Valley Forge Christian College v. Americans United for Separation of Church and State,
The distinctive feature of an advisory opinion is that it decides an abstract question of law without binding the parties. Alabama State Fed’n of Labor v. McAdory,
The separation of powers doctrine is not the only constitutional basis for standing. Under federal law, standing is also an aspect of the Article III limitation of the judicial power to “cases” and “controversies.” Sierra Club v. Morton,
All courts shall be open, and every person for an injury done him, in his lands, goods, person or reputation, shall have remedy by due course of law.
Tex. Const. art. I, § 13 (emphasis added). Because standing is a constitutional prerequisite to maintaining a suit under both federal and Texas law, we look to the more extensive jurisprudential experience of the federal courts on this subject for any guidance it may yield.
Under federal law, a lack of standing deprives a court of subject matter jurisdiction because standing is an element of such
Subject matter jurisdiction is an issue that may be raised for the first time on appeal; it may not be waived by the parties. Texas Employment Comm’n v. International Union of Elec., Radio and Mach. Workers, Local Union No. 782,
If we were to conclude that standing is unreviewable on appeal at least three undesirable consequences could result. First and foremost, appellate courts would be impotent to prevent lower courts from exceeding their constitutional and statutory limits of authority. Second, appellate courts could not arrest collusive suits. Third, by operation of the doctrines of res judicata and collateral estoppel, judgments rendered in suits addressing only hypothetical injuries could bar relitigation of issues by a litigant who eventually suffers an actual injury. We therefore hold that standing, as a component of subject matter
We are aware that this holding conflicts with Texas Industrial Traffic League v. Railroad Commission,
Consequently, we proceed to determine here, on our own motion, whether TAB has standing to bring this suit.
Because standing is a component of subject matter jurisdiction, we consider TAB’s standing under the same standard by which we review subject matter jurisdiction generally. That standard requires the pleader to allege facts that affirmatively demonstrate the court’s jurisdiction to hear the cause. Richardson v. First Nat’l Life Ins. Co.,
Here, however, we are not reviewing a trial court order of dismissal for want of jurisdiction, we are considering standing for the first time on appeal. A review of only the pleadings to determine subject matter jurisdiction is sufficient in the trial court because a litigant has a right to amend to attempt to cure pleading defects if jurisdictional facts are not alleged. See Tex.R.Civ.P. 80. Failing that, the suit is dismissed. When an appellate court questions jurisdiction on appeal for the first time, however, there is no opportunity to cure the defect. Therefore, when a Texas appellate court reviews the standing of a party sua sponte, it must construe the petition in favor of the party, and if necessary, review the entire record to determine if any evidence supports standing.
TAB asserts standing on behalf of its members. The general test for standing in Texas requires that there “(a) shall be a real controversy between the parties, which (b) will be actually determined by the judicial declaration sought.” Board of Water Engineers v. City of San Antonio,
The United States Supreme Court has articulated a standard for associational standing that lends itself to our use. We adopt that test today. In Hunt v. Washington State Apple Advertising Commission, the Court held that an association has standing to sue on behalf of its members when “(a) its members would otherwise have standing to sue in their own right; (b) the interests it seeks to protect are germane to the organization’s purpose; and (c) neither the claim asserted nor the relief requested requires the participation of individual members in the lawsuit.”
We now apply the Hunt standard to the case before us. Reviewing the record in its entirety for evidence supporting subject matter jurisdiction, and resolving any doubt in TAB’s favor, we conclude that TAB has standing to pursue the relief it seeks in this case.
The first prong of the Hunt test requires that TAB’s pleadings and the rest of the record demonstrate that TAB’s members have standing to sue in their own behalf. This requirement should not be interpreted to impose unreasonable obstacles to associational representation. In this regard the United States Supreme Court stated that “the purpose of the first part of the Hunt test is simply to weed out plaintiffs who try to bring cases, which could not otherwise be brought, by manufacturing allegations of standing that lack any real foundation.” New York State Club Ass’n,
The second prong of Hunt requires that TAB’s pleadings and the rest of the record demonstrate that the interests TAB seeks to protect are germane to the organization’s purpose. TAB was chartered to “represent the interests of its members on issues which may impact upon its members’ businesses.” Considering a very similar question in New York State Club Association, the United States Supreme Court held that: “[T]he associational interests that the consortium seeks to protect are germane to its purpose: appellant’s certificate of incorporation states that its purpose is ‘to promote the common business interests of its
Under the third and final prong of the Hunt test, TAB’s pleadings and the record must demonstrate that neither the claim asserted nor the relief requested require the participation of individual members in the lawsuit. The Supreme Court has interpreted this prong as follows:
[W]hether an association has standing to invoke the court’s remedial powers on behalf of its members depends in substantial measure on the nature of the relief sought. If in a proper case the association seeks a declaration, injunction, or some other form of prospective relief, it can reasonably be supposed that the remedy, if granted, will inure to the benefit of those members of the association actually injured.
Hunt,
By seeking damages on behalf of its members, necessitating that each individual prove lost profits particular to its operations, the organization in Warth lacked standing to sue; rather, each individual member had to be a party to the suit. These facts are distinguishable from Brock, in which the union challenged an administrative interpretation of statutory provisions relating to unemployment compensation.
Having found that TAB meets all three prongs of the Hunt test, we conclude that TAB has standing to pursue the relief it seeks in this case.
II. Open Courts
TAB contends that the forfeiture provisions of the statutes and regulations in question violate the open courts provision of the Texas Constitution by unreasonably restricting access to the courts. After the agency has found a party to be in violation of any of these statutes and regulations, the offender must either tender a cash deposit or post a supersedeas bond in the full amount of the penalties assessed, or forfeit the right to judicial review.
Historically, we have recognized at least three separate constitutional guarantees emanating from our open courts provision. First, courts must actually be open and operating, so that, for example, the legislature must place every county within a judicial district. Runge & Co. v. Wyatt, 25 Tex.Supp. 294 (1860). Second, citizens must have access to those courts unimpeded by unreasonable financial barriers, so that the legislature cannot impose a litigation tax in the form of increased filing fees to enhance the state’s general revenue, LeCroy v. Hanlon,
Here the second guarantee is applicable. This is not a question of the abrogation of any well-established common law
The stated purpose of the regulatory statutes at issue here is to protect our state’s natural resources.
In considering these rationales, we note that the prepayment provisions actually consist of two elements. First, the assessed penalty must be paid, or financial security provided, within thirty days; enforcement is not stayed pending any period of judicial review.
We conclude that the forfeiture provision is an unreasonable restriction on access to the courts. While the requirement of prepayment or the posting of a bond to stay enforcement furthers the state’s important environmental interests by creating a strong incentive for timely payment of the assessed penalties, the forfeiture provision serves no additional interest.
III. Jury Trial
TAB also claims that the statutes empowering these agencies to assess civil penalties violate the right to a jury trial guaranteed by the Texas Constitution.
Artiele I, section 15 of our constitution
In Credit Bureau, we concluded that a suit for civil penalties for violation of an injunction issued pursuant to the Texas Deceptive Trade Practices Act was analogous to the common law action for debt, tried to a jury at the time our constitution was adopted.
We should not be misunderstood to say that the legislature may abrogate the right to trial by jury in any case by delegating duties to an administrative agency. Here, we simply reaffirm what this court held almost a half century ago, in Corzelius v. Harrell,
There is no doubt that the legislature delegated the power to assess these civil penalties to the Air Control Board and the Water Commission as a manifestation of the public’s interest in preserving and conserving the state’s air and water resources. That intent is apparent from the policy statements of the relevant statutes.
Of course, the fact that no jury trial is provided by the legislature to an alleged violator of these environmental protection laws does not mean that the agencies’ power to assess penalties is unbridled.
For the reasons set out above, we reverse that portion of the trial court’s judgment declaring that section 4.041 of the Texas Clean Air Act, sections 26.136 and 27.1015 of the Texas Water Code, and section 8b of the Texas Solid Waste Disposal Act and the rules and regulations promulgated under those statutes comport with the open courts provision of our constitution, article I, section 13. We declare that the requirement of a supersedeas bond or cash deposit paid into an escrow account as a prerequisite to judicial review under Tex. Health & Safety Code §§ 361.252(m) (first clause), 382.089(c) (first sentence), and Tex.WateR Code § 26.136(k) (first sentence) is unconstitutional. We affirm that portion of the trial court’s judgment declaring that the listed statutes, rules, and regulations do not violate the jury trial provision of our constitution, article I, section 15.
. The League of Women Voters and the Lone Star Chapter of the Sierra Club intervened in the suit and were aligned as defendants with the Texas Air Control Board and the Texas Water Commission. Justice Doggett contends that the standing of the Intervenors should be addressed along with TAB’S. We disagree. Standing concerns a party's faculty to invoke the court’s subject matter jurisdiction. Once it has been invoked by a plaintiff, a court’s subject matter jurisdiction is not affected by the status of defendants or intervenors aligned in interest with defendants.
. Act of June 14, 1985, 69th Leg., R.S., ch. 637, § 33, 1985 Tex.Gen.Laws 2350, 2359 (amending Texas Clean Air Act codified at Tex.Rev.Civ.Stat. Ann. art. 4.041 (Vernon 1976), currently codified as amended at Tex.Health & Safety Code § 382.-088; Act of June 15, 1985, 69th Leg., R.S., ch. 795, § 6.001, 1985 Tex.Gen.Laws 2719, 2813 (amending Solid Waste Disposal Act codified at Tex.Rev.Civ.Stat.Ann. art. 4477-7 (Vernon 1976), currently codified as amended at Tex.Health & Safety Code § 361.252; Act of June 15, 1985, 69th Leg., R.S., ch. 795, § 5.007, 1985 Tex.Gen. Laws 2719, 2806 (amending Tex.Water Code § 26.136).
. Although some amendments have been adopted since, they are not relevant to the issue presented in this case. See Diana C. Dutton, Environmental, 45 Sw. L.J. 389 (1991) (summarizing statutory developments).
. "An appeal may be taken directly to the supreme court from an order of a trial court granting or denying an interlocutory or permanent injunction on the ground of the constitutionality of a statute of this state.” Tex.Gov’t Code § 22.001(c).
. Justice Doggett confuses subject matter jurisdiction with personal jurisdiction. Only the latter can be waived when uncontested. See TEX. R.CIV.P. 120a.
. The analysis is the same under the federal constitution. See e.g. Correspondence of the Justices, Letter from Chief Justice John Jay and the Associate Justices to President George Washington, August 8, 1793 in Laurence H. Tribe, American Constitutional Law 73 n. 3 (2nd ed. 1988).
. Of the states listed by Justice Doggett, only Illinois, Iowa, Kentucky, New York, South Dakota, and perhaps Ohio, Pennsylvania and Washington actually treat jurisdictional standing as waivable. See
. Justice Doggett disagrees that standing is a component of subject matter jurisdiction, yet he declines to explain what role standing plays in our jurisprudence. From his harsh critique of the doctrine, it seems that he not only objects to the conclusion that standing cannot be waived but also to the conclusion that standing is a requirement to initiate a lawsuit.
. Texas Industrial Traffic League relied on two cases to support its holding that standing cannot be raised for the first time on appeal: Coffee v. William Marsh Rice University,
. Justice Doggett claims that we overrule three additional decisions of this court. See Central Educ. Agency v. Burke,
. In most other jurisdictions, such prepayment provisions are required only to stay execution of judgments and are not prerequisites to the right to appeal itself. See Gary Stein, Expanding the Due Process Rights of Indigent Litigants: Will Texaco Trickle Down?, 61 N.Y.U.L.Rev. 463, 469 (1986).
. Thus, contrary to Justice Doggett’s reading of our opinion, the Sax test is inapplicable.
. The Clean Air Act was implemented to "safeguard the state’s air resources from pollution by controlling or abating air pollution and emissions of air contaminants_” TEX.HEALTH & SAFETY CODE § 382.002(a). The Texas Water Code was implemented to “maintain the quality of water in the state consistent with the public health and enjoyment ...” Tex.Water Code § 26.003.
. The importance is evidenced by article XVI, section 59(a) of our constitution, which provides in relevant part that: "The conservation and development of all the natural resources of this State ... and the preservation and conservation of all such natural resources ... are each and all ... public rights and duties.” TEX. CONST. art. XVI, § 59(a).
. If the person charged does not make payment or post bond within thirty days, the agency may forward the matter to the attorney general for enforcement. TEX.HEALTH & SAFETY CODE § 382.089(c), § 361.252(m); TEX.WATER CODE § 26.136(k).
. It has been argued that our procedure of allowing immediate enforcement of trial court judgments violates federal due process when the judgment debtor is financially unable to post a supersedeas bond and immediate enforcement will cause irreparable injury. Texaco, Inc. v. Pennzoil Co.,
. Thus, contrary to Justice Doggett’s assertion, we do not strike down the penalties themselves. Nothing in this opinion prohibits the state's collection of assessed penalties. We hold as viola-tive of our open courts provision only the requirement that the penalties be paid as a condition to judicial review. Furthermore, nothing in our opinion requires that penalties already paid be refunded.
. That the affected parties may be able to afford prepayment is irrelevant. The guarantee of constitutional rights should not depend on the balance in one’s bank account.
. TAB claims that the lack of a jury trial before the agency as well as the lack of a trial de novo violate article I, section 15. We limit our inquiry to the absence of a trial de novo because, as this court has said: "Trial by jury cannot be claimed in an inquiry that is non-judicial in its character, or with respect to proceedings before an administrative board.” Middleton v. Texas Power & Light Co.,
. Article I, section 15, provides, in pertinent part:
The right of trial by jury shall remain inviolate. The Legislature shall pass such laws as may be needed to regulate the same, and to maintain its purity and efficiency. * * *.
TAB has not presented in this court, as it did below, its complaint that the statutes and regulations also violate the right to jury trial under article V, section 10 of the Texas Constitution.
. While the Credit Bureau court specifically referred to the broader jury trial provision in article V, section 10 when it discussed the administrative proceeding exception, that exception necessarily also applies to the narrower provision found in article I, section 15.
. We do not consider nineteenth century criminal nuisance laws comparable to modern environmental regulations. See
. Despite Justice Doggett’s trumpeting of our constitution's guarantee of trial by jury, he agrees that the right does not attach under the circumstances of this case.
. Justice Doggett contends that the basis for our jury trial holding is overbroad. Instead, he would have us adopt the "imperfectly employed” federal test first enunciated in Atlas Roofing Co. v. Occupational Safety & Health Review Comm'n,
.The Clean Air Act proclaims:
The policy of this state and the purpose of this chapter to safeguard the air resources of the state from pollution by controlling or abating air pollution and emissions of air contaminants, consistent with the protection of public health, general welfare, and physical property of the people, including the aesthetic enjoyment of air resources by the public and the maintenance of adequate visibility.
TEX.HEALTH & SAFETY CODE § 382.002. The Texas Water Code proclaims in relevant part:
It is the policy of this state and the purpose of the subchapter to maintain the quality of*452 water in the state consistent with the public health and enjoyment
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TEX.WATER CODE § 26.003.
. The actions of the agencies involved in this proceeding are subject to the Administrative Procedure and Texas Register Act (APTRA), which specifically affords a "full panoply of procedural safeguards” to a party to contested case before those agencies. Southwestern Bell Tel. Co. v. Public Util. Comm'n of Tex.,
1)in violation of constitutional or statutory provisions;
2) in excess of the statutory authority of the agency;
3) made upon unlawful procedure;
4) affected by other error of law;
5) not reasonably supported by substantial evidence in view of the reliable and probative evidence in the record as a whole; or
6) arbitrary and capricious or characterized by abuse of discretion or clearly unwarranted exercise of discretion.
Id.
We have held that judicial review under AP-TRA based on the record developed before the agency “furnishes more assurance of due process and a surer means of determining whether an agency acted arbitrarily, capriciously and without due regard for the evidence." Imperial Am. Resources Fund, Inc. v. Railroad Comm’n of Tex.,
Concurrence Opinion
concurring and dissenting.
“Don’t Mess With Texas”
—A motto that captures the Texas spirit.
Texans understand the directive “Don’t Mess With Texas”; the majority does not. If the mess is big enough, if the stench is strong enough, no matter how great the danger to public health and safety, an industrial litterer can “mess” with Texas without fear of immediate punishment or legally effective citizen action.
And what an occasion for permitting polluters to “mess” with Texas air and water. Our state tops the nation in total toxic emissions and ranks dead last among the fifty states in important measures of environmental quality.
Today’s opinion delivers a double whammy to protection of our natural resources. Polluters are first shielded from swift punishment for harming our environment, and then the courthouse door is slammed shut in the face of Texans who organize to object. Incredibly, this second punch was not even sought by the corporate organization that brought this challenge; it was wholly designed by the majority during the three years that this cause has lingered in this court. Announced today is an easily manipulable “friends in, foes out” rule to prevent further actions by those who organize to protect taxpayers, consumers or the environment.
Through its broad writing designed to eviscerate administrative enforcement of our state’s environmental laws, the majority has also created significant new uncertainties for a wide range of state governmental activity — tax collection is imperiled, laws to protect nursing home residents are effectively voided, and even a leading weapon in the war on drugs is threatened. At a time of budgetary crisis exacerbated by the majority’s great misadventure in public school finance,
This major blow to our environment is matched only by the threat to our system of justice lurking in the arcane language of today’s opinion. Hidden within its lengthy legal mumbo-jumbo is an unprecedented blow to our jury system. The constitutional right of trial by jury, already suffering at the hands of this majority, is no longer inviolate; it may be abrogated at any time. Instead of walking into a courthouse, where a jury is guaranteed, citizens may be detoured to an administrative agency, to explain their problems to bureaucrats not directly answerable to the community.
Today precedent and tradition have been trampled as the majority’s long-standing fear of ordinary people in our legal system has taken firm hold. The drafters of our Texas Constitution realized something that the majority has long ceased to appreciate — ordinary Texans can make an extraordinary contribution to our system of justice. The more their collective voice expressed in a jury verdict is disregarded, the more new barriers are contrived to shut them out of our system of justice, the less justice that system will offer.
I. Open Courts
The ability of state agencies to enforce environmental laws through the assessment of administrative penalties is declared unconstitutional by the majority as contradicting our state guarantee of open courts. While concluding that TAB certainly has a right to judicial review on behalf of its members, I disagree that the statutory restrictions it challenges unreasonably restrict access to the courts.
Access to the courts is unquestionably a fundamental constitutional and common law right. Article I, section 13 of the Texas Constitution forms the nucleus of this protection:
*454 The open courts provision specifically guarantees all litigants the right to redress their grievances — to use a popular and correct phrase, the right to their day in court. This right is a substantial state constitutional right.
LeCroy v. Hanlon,
In Sax v. Votteler,
The second part of the Sax test, however, continues to be applied in all open courts cases.
Because a substantial right is involved, the legislature cannot arbitrarily or unreasonably interfere with a litigant’s right of access to the courts. Thus, the general open courts provision test balances the legislature’s actual purpose in enacting the law against that law’s interference with the individual’s right of access to the courts. The government has the burden to show that the legislative purpose outweighs the interference with the individual’s right of access.
Applying this test, we have permitted certain restrictions on access to the courts, while disallowing others. Compare LeCroy,
Whether examined under either the vague test employed today or my more exacting formulation, the majority’s conclu-sory analysis suffers from at least three major flaws: (1) a failure to recognize the compelling interest, grounded in our state constitution, served by administrative penalties, including prepayment provisions; (2) a disregard of the extensive statutory constraints on penalty usage which represents the least restrictive means to achieve this purpose; and (3) an assumption that the prepayment provision interferes with individual access to the courts unsupported by even a single specific instance of such a restrictive effect.
The balancing required by Sax mandates careful consideration of the rights being affected. The more significant the right the litigant asserts, the more onerous the government’s burden becomes. TAB has asserted a right to judicial review of penalties imposed against its members. This interest is encompassed within the right of access to the courts, which we declared a “substantial state constitutional right.” LeCroy,
The State has met its burden by demonstrating a compelling interest in employing administrative penalties reflected in constitutionally-guaranteed protection of our state’s natural resources. Although not critical in overcoming an open courts challenge, a constitutional predicate for the state’s interest is a highly persuasive factor in the balancing process. As declared in article XVI, section 59(a)
[T]he preservation and conservation of all ... natural resources of the State are each and all declared public rights and duties; and the Legislature shall pass all laws as may be appropriate thereto.
This very mandate of the people, as well as protection of the public health and safety was effectuated in the Clean Air Act,
Requiring that assessed penalties be paid, or a bond in the same amount be posted, prior to challenging the agency action in court is not unreasonable under these circumstances. Unlike the filing fee held violative of the open courts provision in LeCroy, the legislative purpose is not to raise money by making it more expensive for citizens to enforce their legal rights. Instead, the legislative objective is to deter and punish violations of the law that pose an environmental threat.
The wheels of justice grind slowly, with final resolution often years in reaching. Indeed, in this court they sometimes hardly grind at all. Clearly those willing to profit from polluting our natural resources will not hesitate to employ the delays in the judicial system to their advantage. A declaration of bankruptcy by a perhaps deliberately undercapitalized corporation during the pendency of a suit is likely to relieve the polluter of any responsibility to remedy the damage it has caused.
Showing no awareness of the purpose of and need for administrative penalties, the majority finds that “expeditious payment” is adequately guaranteed by the ability of the agency, through the attorney general, to initiate an enforcement action to collect the amount assessed.
Given the time and expense that must be devoted to pursuing an enforcement action in court, the State will have the capability to proceed against only the most egregious wrongs. The vast majority of administrative penalties to date have been relatively small, reflecting technical yet important statutory violations.
Eliminating the need to prove actual restrictive effect, the majority declares “irrelevant” that “the affected parties may be able to afford prepayment.”
Nor is the majority restrained by Texas decisional law validating similar requirements. We long ago upheld against this same type of challenge the condition that a corporation pay its franchise taxes in order to file a court action. Federal Crude Oil Co. v. Yount-Lee Oil Co.,
The majority also ignores the certainty that far more than three statutes are impacted by today’s decision. A broad range of regulatory enforcement programs vital to protection of the public health and safety will be stripped of their most timely and effective sanctions to deter harmful conduct. Laws designed to protect the old— residents in nursing homes
The most widespread damage, however, from today’s decision will be in the enforcement of laws protecting our environment, where the Legislature has determined again and again that such penalties are the most effective means of assuring compliance and preventing pollution of our air, water and land.
Other statutes that impose administrative penalties permit the filing of an affidavit of inability to pay in lieu of prepayment or the posting of a bond.
Today’s writing poses a potentially crippling effect for collection of taxes. All of our state statutes in this area require that assessed taxes, penalty and interest be prepaid before a suit challenging them may be filed. See generally Tex.Tax Code §§ 112.-051, 112.101. If such requirements are unconstitutionally void even to fulfill a constitutional mandate of environmental protection, their validity for tax collection is certainly subject to question. See R Communications, Inc. v. Sharp,
Nor has the majority sought to consider the consequences of its decision for a major weapon in the war against drugs, forfeiting prior to judicial review money, vehicles and other property alleged to have been used in violating our criminal laws. Tex. Crim.Proc.Code art. 59.02-.11. Most frequently invoked to seize assets from drug dealers, such as money and cars that could finance their defense, this statute provides for the return of property prior to trial only
Procedures within our judicial system are also threatened. Why is not the requirement that corporations and other organizations appear in court only through counsel a violation of the open courts provision, since the cost of retaining an attorney in most cases exceeds the average administrative penalty considered here?
Inadequately considered by the majority’s opinion is its effect on the millions of dollars in administrative penalties that have already been paid under the statutes now declared unconstitutional. Yet, under the general rule that our decisions apply retroactively, past violators of environmental laws may stand to reap a substantial windfall.
The majority today throws a large wrench into the workings of the important administrative mechanism of our Texas government. By severely limiting enforcement powers, the majority leaves law enforcers little choice but to forego prosecution of law violators. Our laws designed to protect and conserve our natural resources are substantially weakened at the time their strength is most needed.
II. Trial by Jury
The harm caused to our environment by today’s writing is equalled only by the severe blow struck against our fundamental right of trial by jury. In holding that TAB and its members have no right to a jury trial, the majority employs an analysis that has far-reaching ramifications. While I recognize the need to accommodate the evolution of the administrative state, the history of this important guarantee mandates that only the narrowest of exceptions be permitted.
The ability of each individual to have a case heard by other members of the community is a vital part of our heritage and law. Long ago, Texans emphasized the paramount importance of this guarantee, stating in their grievances against the Mexican government:
It has failed and refused to secure, on a firm basis, the right of trial by jury, that palladium of civil liberty, and only safe guarantee for the life, liberty, and property of the citizen.
The Declaration of Independence of the Republic of Texas (1836), reprinted in Tex. Const.app. 519, 520 (Vernon 1955). A strong guarantee of this right had been unsuccessfully sought in an 1833 draft constitution,
The central role of the jury as a democratic institution was firmly recognized, indeed celebrated, in our early jurisprudence by the Supreme Court of the Republic of Texas:
The institution of jury trial has, perhaps, seldom or never been fully appreciated. It has been often eulogized in sounding*460 phrase, and often decried and derided. An occasional corrupt, or biased, or silly verdict is not enough for condemnation; and when it is said the institution interposes chances of justice and checks against venality and oppression, the measure of just praise is not filled. Its immeasurable benefits, like the perennial springs of the earth, flow from the fact that considerable portions of the communities at stated periods are called into the courts to sit as judges of contested facts, and under the ministry of the courts to apply the laws.... Let us then preserve and transmit this mode of trial not only inviolate, but if possible purified and perfected.
Bailey v. Haddy,
In 1845, expanding the scope of this right was the subject of spirited debate in the deliberations over the new constitution for statehood. In addition to the previous guarantee, which was carried forward in a new Bill of Rights,
Urging support of the additional Judiciary Article guarantee, Convention President Thomas Rusk declared:
It is a dangerous principle to trust too much power in the hands of one man. Would it not be better to trust a power of this nature in the hands of twelve men, than to confide it to the breast of one?
William F. Weeks, Debates of the Texas Convention 268 (1846). He was opposed by John Hemphill, later the first Chief Justice of this court, who actually “preferred the civil law” system, id. at 271-73, and Jefferson County delegate James Armstrong, who insisted the new section would “operate very injuriously.” Id. at 270. He declared:
It would be better, in my opinion, to leave it to the legislature to apply these things; it is enough for us to say in the constitution that the trial by jury shall be preserved inviolate. If we intend the jury to determine every thing, it would be better to dispense with the judge altogether, as a useless appendage of the court.
Id. Today it is this same fear of juries, fortunately rejected in 1845, that now unfortunately prevails.
The original language providing for trial by jury in the Judiciary Article of 1845 was retained in later constitutions, Tex. Const. art. IV, § 16 (1861), Tex. Const. art. IV, § 20 (1866), but was thereafter extended to “all cases of law or equity.” Tex. Const. art. V, § 16 (1869). It took its final form in our present Constitution of 1876, which continues to afford not one but two assurances on this vital subject:
In the trial of all causes in the District Courts, the plaintiff or defendant shall, upon application made in open court, have the right to trial by jury....
Tex. Const. art. V, § 10.
The right of trial by jury shall remain inviolate.
Tex. Const. art. I, § 15. Rather than keeping it “inviolate,” the majority today severely violates this right.
Today’s opinion accurately describes one element of the dual constitutional protection for this fundamental liberty:
Article I, section 15 of our constitution preserves a right to trial by jury for those actions, or analogous actions, tried to a jury at the time the constitution of 1876 was adopted.
With its hangnail sketch of Texas history limited to one historian’s very generalized description of Texas in the era “between 1835 and 1861”,
If any person ... shall in anywise pollute, or obstruct any water course, lake, pond, marsh or common sewer, or continue such obstruction or pollution so as to render the same unwholesome or offensive to the county, city, town or neighborhood thereabouts, or shall do any act or thing that would be deemed and held to be a nuisance at common law, shall be ... fined in any sum not exceeding five hundred dollars... .29
In an early decision considering whether a criminal nuisance was posed by á tallow factory near Galveston at which cattle were slaughtered and their carcasses and offal were allowed to accumulate, this court stated:
It requires no aid of the common law to convince any one accustomed to pure air, and who has been brought by accident or necessity within the sickening and malarious influence of one of our modern tallow and beef factories, that it is a disgusting and nauseous nuisance, even for miles around it ... [those] so offending should be indicted and punished to the extent of the law.
Allen v. State,
Defilement of the environment was not only made punishable as a crime, but also subject to a common law action for nuisance. See generally Horace Wood, Wood’s Law of Nuisances 501-21, 576-692 (2d ed. 1883) (discussing nuisance recovery at common law for various forms of air and water pollution). Such actions were regularly brought in Texas before 1876 to halt activities harmful to our air and water. In 1856, this court recognized that “[w]hat constitutes a nuisance is well defined.”
his home was rendered almost uninhabitable; his family and himself were kept in bad health; and he was, in the language of a witness, “a walking skeleton.”
This court further observed that
The stench was so offensive that he had to shut the doors to eat and sleep.... The testimony shows that the filth on this place of deposit was so indescribable, and was so offensive as to make persons sick, and could be perceived a mile away.
Id. Affirming the judgment declaring the dump a common law nuisance, this court declared:
There is also no doubt that every person has a right to have the air diffused over his premises free from noxious vapors and noisome smells....
Id.
The majority’s suggestion that “pollutants ... are phenomena of relatively recent origin,”
The law is not irretrievably locked in the days before televisions and videocamer-as, nor limited to operators of telegraphs and horse-drawn carriages.
Boyles v. Kerr (Tex.1992) (Doggett, J., dissenting). There is nothing about technological change that has made trial by jury any less vital.
But because there was no modern bureaucracy in 1876, the majority insists: “no governmental schemes akin to these existed.” Id. at 451. While our laws and society have grown more complicated, the man
Seizing upon the rather obvious proposition that the administrative state had not yet been created in 1876, the majority concludes that there is no right to trial by jury in judicial review of an administrative proceeding. But under article I it is the nature of the cause of action that controls, not the procedures under which it is enforced. Each of the three statutes considered today defines “pollution” of air, water or land to incorporate early nuisance concepts. Tex. Health & Safety Code § 382.-003(3) (contaminants that “are or may tend to be injurious to or to adversely affect human health or welfare, animal life, vegetation or property [or] interferes with the normal use and enjoyment of animal life, vegetation, or property”); id. § 361.003(44) (“contamination of any land land or surface or subsurface water in the state that renders the land or water harmful, detrimental, or injurious to humans, animal life, vegetation”); Tex. Water Code § 26.001(13) (contamination that “renders the water harmful, deterimental, or injurious to humans, animal life, vegetation, or property”). The majority fails to examine these provisions and makes no attempt to distinguish their substance from nuisance actions at the time the constitution was adopted. The focus must be on the nature of civil and criminal nuisance actions as they existed in 1876, not on whether administrative agencies existed then to bring such actions. That the creation of some administrative agency was not contemplated in 1876 does not mean that any type of factfinding transferred to that agency in 1993 or hereafter is beyond the purview of a jury. With its new approach, the majority is only clearing the way for a steady expansion of factfinding and decisionmak-ing by bureaucracy at the expense of trial by jury.
Concluding that no common law action analogous to the assessment of administrative penalties existed in 1876, the majority professes a superficial limit on its holding tied to article XVI, § 59(a) of the Texas Constitution, as interpreted in Corzelius v. Harrell,
The constitutional limitation on legislative power to delegate away the people’s right to trial by jury was amply demonstrated by the writing of this court in White v. White,
trial by jury means something more than a hearing before a commission....
Id.
[contrary] reasoning [in other jurisdictions] as to the right of the legislature to dispense with jury trials is not applicable to our judicial system and laws, and it is obnoxious to our [Texas] Constitution....”
Id. I maintain that the wholesale transfer of authority for factfinding from juries to the bureaucracy announced here is no less offensive to the rights our Constitution guarantees.
Beginning with the constitutional amendment that led to the creation of the Railroad Commission,
To preserve the workings of modern government, some exception for administrative, proceedings may be necessary, but it should be drawn narrowly so as not to encompass every conceivable action that could arguably be assigned to some existing or future administrative body. And that is precisely what, until today, our Texas courts have usually done. In two decisions concerning administrative cancellation of a permit to sell liquor, courts narrowly recognized that no “cause of action” was involved. The court in Bradley v. Texas Liquor Control Bd.,
This concern for “the safety of the people of Texas” — the rights and needs of the public, id., is not dissimilar from the doctrine of “public rights” rather imperfectly employed by the federal courts. State cancellation of a liquor license essentially represents a “public right.” In Atlas Roofing Co. v. Occupational Safety & Health Review Comm’n,
At least in cases in which “public rights” are being litigated — e.g., cases in which the government sues in its sovereign capacity to enforce public rights created by statutes ... [the constitutional right to a jury trial] does not prohibit ... assignment of] the factfinding function to an administrative forum with which the jury would be incompatible.
Id. at 450,
Bradley and Jones are also consistent with writings in other jurisdictions strictly excluding from any administrative public rights exception actions invoking private
Although the award of general compensatory damages may have substantive effect, in that it deters violation of the regulatory scheme ... when the damages awarded advance a substantial private interest in remuneration that is disproportionate to the concept of public relief, the right to a jury trial is implicated and a jury is required.
McHugh v. Santa Monica Rent Control Bd.,
Fortunately the rights of Texans are not constrained by whether the right to a jury trial was preserved in analogous actions in 1876. We have written quite clearly that an even broader right to trial by jury is afforded under article V, section 10 than under article I, section 15.
as identical in meaning, that is, as protecting the right of trial by jury only as it existed at common law or by statutes in effect at the time of the adoption of the Constitution.
Instead of heeding this holding, the majority seizes upon a citation to a commentary in that writing as an excuse to rewrite the Constitution. In the discussion of the article V jury trial guarantee in Credit Bureau, which involved no administrative action, we noted a few “isolated” proceedings that do not constitute a “cause” that have been identified on a “case-by-case determination.” Id. at 293. We made shorthand reference to a commentator’s brief list of exceptions carved from the otherwise inviolate right to trial by jury. Id. (citing Whitney R. Harris, Jury Trial in Civil Cases—A Problem in Constitutional Interpretation, 7 Sw.L.J. 1, 8 (1953) (listing child custody by habeas corpus and adoption proceedings, election contests, and contempt proceedings)). Additionally, Harris relied upon Jones for the broader proposition that proceedings originally brought before administrative agencies are excepted from constitutional jury rights. 7 Sw.L.J. at 12-13.
I would accordingly clarify any existing exception for administrative proceedings to preserve the right to trial by jury in all suits except those in which the state is enforcing a regulation or statute protecting the public. If construed too broadly, however, even this exception limited to “public rights” could destroy our traditional reliance on the jury system.
Here TAB’S members are not entitled to a jury trial because the state is enforcing public regulations by imposing administrative penalties. Although this action is analogous to a common law nuisance claim, here the state is protecting the public’s right to a clean environment rather than an
The right to trial by jury is a critical state constitutional guarantee. Denigrating my concern with protecting this liberty, the majority dismisses my writing as “trumpeting.”
The inviolate nature of the right to trial by jury demands that this vital guarantee be circumscribed in only the most extraordinary circumstances and that any exception to it be clearly and narrowly construed. Although I do not disagree with the result announced by the majority, the analysis employed is designed to destroy one of our most precious freedoms as Texans. The alternative I offer would permit our administrative bodies to implement efficiently their regulations, while ensuring that efficiency concerns do not envelop a fundamental civil liberty.
III. Standing
The issue of standing is a stranger to this litigation. No party before this court has ever asserted that the Texas Association of Business lacked capacity to challenge the actions of state government. How rare the occasion when all litigants agree on the proper resolution of an issue, but how truly extraordinary is such unanimity when the parties are two state regulatory agencies, the Texas Association of Business, the Sierra Club and the League of Women Voters. This, nonetheless, is the exceptional circumstance in which we find ourselves today as all of these diverse parties have urged the court not to decide this matter in the manner adopted. Addressing the question of standing solely at the belated insistence of the majority, all parties asserted that this issue was not in dispute; that, under recent precedent, standing had been waived;
While devoting over half of today’s opinion to a nonissue in this litigation, the majority oddly limits its inquiry to only one of the three organizations asserting standing here. Nothing is said as to the League of Women Voters and the Sierra Club, both of which intervened in the trial court and were aligned as defendants with the State. Asserting the interests of its members in water and air quality, as well as its involvement in protecting the state’s natural resources, the League of Women Voters claimed standing to defend the challenged regulations. Similarly, the Sierra Club
To achieve this result, the majority must overcome what, until recently, was viewed as a considerable obstacle — Texas law. This court has repeatedly held that the issue of standing may not be raised for the first time on appeal, either by the parties or by the court. In Texas Industrial Traffic League v. Railroad Comm’n of Texas,
A party’s lack of justiciable interest must be pointed out to the trial court ... in a written plea in abatement, and a ruling thereon must be obtained or the matter is waived.
No plea challenging the standing of [the party] was filed in the district court. The issue of standing was therefore waived, and the court of appeals erred in writing on the issue at all.
(Emphasis supplied). The sole issue presented in Coffee v. William Marsh Rice University,
Time and time again, the courts of appeals have also refused to consider challenges to standing not first raised in the trial court.
The majority has a simple way to deal with this venerable body of law — overrule only one case, making today’s abrupt change in the law appear less drastic, while ignoring the rest. In fact, six Texas Supreme Court cases must be overruled and no less than twenty-five decisions of the courts of appeals must be disapproved to reach today’s result. The concept of reliance on the prior decisions of Texas courts has long since ceased to offer the slightest restraint on this majority.
Bulldozing a new path through this jurisprudential forest, the majority vaults standing to a new and remarkable prominence by suddenly discovering that it has not just one but two constitutional bases. And what unusual constitutional pillars each of these new finds represents. First, the proscription of the separation of powers doctrine against issuance of advisory judicial opinions allegedly requires rigorous enforcement of standing even when no party debates its existence. This link between standing and separation of powers is not predicated on any directly relevant prior court decision,
The authorities addressing the prohibition on advisory opinions cited in support of this proposition, of course, in no way implicate the question of standing. This precedent-setting concern with advisory opinions contrasts markedly with the eagerness to issue this very type of writing within the last year. See Edgewood Indep. Sch. Dist. v. Kirby,
The second newly-announced constitutional basis is equally ironic — our state’s vital guarantee that “[a]ll courts shall be open,” Tex. Const. art. I, § 13, in some inexplicable way, mandates that they be closed to some and requires continual judicial monitoring of all who attempt to enter. No authority of any type is cited for this
Then, with a final flourish, standing is conveniently classified as a nonwaivable component of subject matter jurisdiction. Until today, Texas followed the rule, adopted by many of our sister states considering the issue, that objections to a party’s standing are waived if not first raised in the trial court.
Texas has with good reason determined that standing is not excepted from traditional rules of appellate procedure. Our appellate system is predicated on the requirement of presentation of complaints to the lower court coupled with preservation and briefing in the reviewing court. See Tex.R.App.P. 52; 74(d), 131(e). Appellate courts face considerable difficulties in deciding an issue not presented to the trial court; ordinarily, the necessary facts will not be fully developed. The unstated effect of today’s opinion is to require trial courts to develop facts as to undisputed issues or risk subsequent appellate reversal. This is not an effective use of our limited judicial resources.
The requirement that issues first be presented to the trial court serves another function — preventing parties from “laying behind the log”:
The reason for the requirement that a litigant preserve a trial predicate for complaint on appeal is that one should not be permitted to waive, consent to, or neglect to complain about an error at trial and then surprise his opponent on appeal by stating his complaint for the first time.
Pirtle v. Gregory,
Three purported policy justifications for the majority’s actions are offered, with not a single supporting authority. The first concern is that a strict standing rule is necessary to prevent collusive litigation. Under Texas law, the filing of a fictitious suit constitutes contempt by counsel, Tex.R.Civ.P. 13, and may serve as the basis for a host of sanctions, including dismissal with prejudice. Tex.R.Civ.P. 215 2b(5). Nor does our Texas judiciary lack the ability to reject collusive litigation. Felderhoff v. Felderhoff,
The second virtue proclaimed for today’s holding is the guarantee that the lower courts will be restrained from exceeding their jurisdictional powers.
Lastly, the majority expresses concern as to the res judicata effect on other potential litigants of a judgment rendered in the absence of genuine standing.
The manufactured nature of the majority’s concerns becomes all the more evident when the real world experience of Texas is considered. The majority is unable to point to a single example of collusion during the three decades our Texas rule, which allows the issue of standing to be waived, has been in place. During this period there have likewise been no examples of lower courts making a grab for extrajurisdictional power, nor of oppressed litigants shackled by the res judicata effect of contrived litigation.
In defining state requirements for standing, we are in no way bound by federal jurisprudence founded upon converse jurisdictional principles from our own. Texas courts can afford their citizens access to justice in circumstances where they would have been unable to establish standing in the federal courts. See City of Los Angeles v. Lyons,
The differences between our Texas Constitution and the Federal Constitution not only justify, but also require, that citizen groups be accorded a broader right of ac
All courts shall be open, and every person for an injury done him, in his lands, goods, person or reputation, shall have remedy by due course of law.
Tex. Const. art. 1, § 13. As this court has recognized,
The provision’s wording and history demonstrate the importance of the right of access to the courts.... The right of access to the courts has been at the foundation of the American democratic experiment.
LeCroy v. Hanlon,
This constitutional mandate is reflected in decisions of this court adopting an “open courts” approach to standing in general and associational standing in particular. On several occasions, we have recognized the power of the Legislature to exempt litigants from proof of “special injury.” Scott v. Board of Adjustment,
This court has previously extended its “open courts” approach to groups representing the interests of their members.
Some of [the respondents] are owners of imported foreign manufactured products suitable for highway construction purposes. All of them are actively engaged in the sale and use of imported manufactured products_ [S]uch parties clearly have the right and litigable interest to have the challenged ... Order declared null and void.
Id. at 531. Similarly, in Touchy v. Houston Legal Foundation,
The “open courts” approach
Yet in these cases in which the merits of standing are preserved for appellate court review, the Texas test applied has not been complicated. We simply look to whether a party has a stake in the action sufficient to ensure adversarial presentation of the issues and to whether the court’s judgment will have any effect on those before it. See Board of Water Engineers v. City of San Antonio,
Today, however, to justify meddling with Texas standing law, the majority declares that “we foresee difficulties” not here with TAB, but in future cases involving organizational standing.
The benefits of permitting an association to represent the concerns of its members are manifest. As recognized in United Auto Workers,
Special features, advantageous both to the individuals represented and to the judicial system as a whole, ... distinguish suits by associations on behalf of their members.... An association suing can draw upon a pre-existing reservoir of expertise and capital. “Besides financial resources, organizations often have specialized expertise and research resources relating to the subject matter of the lawsuit that individual plaintiffs lack.” ... These resources assist both courts and plaintiffs.
Id. at 289-90,
These benefits are ignored as the majority declares that henceforth the right of associations to bring suit in Texas courts will be constricted by a three-part federal test set forth in Hunt v. Washington State Apple Advertising Comm’n,
Yet the Hunt test won’t hunt in Texas. It is adopted purportedly because of the similarities between the state and federal constitutional underpinnings of the standing doctrine. Two critical factors are ignored: (1) the significant differences between the Texas and United States Constitutions and (2) the fact that much of federal standing doctrine is not mandated by the federal charter, but is imposed solely on the grounds of judicial “prudence.” Warth v. Seldin,
The majority works a grave disservice to our Texas Constitution by equating our open courts provision, affirmatively guaranteeing all Texans access to our judicial system, with an express federal constitutional limitation on the right to seek redress in court. Despite the fact that the two provisions are vastly different in language, history and purpose, the majority nonetheless determines to “look to the more extensive jurisprudential experience of the federal courts” to determine standing. This is clearly an erroneous course. See Davenport v. Garcia,
Even the federal constitutional constraint is a simple one, looking to whether “the plaintiff has ‘alleged such a personal stake in the outcome of the controversy’ as to warrant his invocation of the court’s remedial powers on his behalf.” Warth,
Moreover, in turning to the federal law of standing, the majority invokes a doctrine that has been criticized more heavily and justifiably than perhaps any other. See, e.g., Gene R. Nichol, Jr., Rethinking Standing, 72 Cal.L.Rev. 68, 68 (1984); Mark V. Tushnet, The “Case or Controversy” Controversy, 93 Harv.L.Rev. 1698, 1713-21 (1980). Even the United States Supreme Court has recognized that federal standing requirements have an “iceberg quality,” Flast v. Cohen,
The concept of standing is “employed to refuse to decide the merits of a legal claim.” Charles A. Wright, Arthur R. Miller & Edward H. Cooper, Federal Practice & Procedure § 3531, at 338. Critics of the doctrine’s complexity and uncertainty have recognized how subject it is to manipulation: “standing ... is no more than a convenient tool to avoid uncomfortable issues or to disguise a surreptitious ruling on the merits.” Id. at 348 (citing commentaries).
Even during the three years that this particular cause has been pending here, the federal courts have been hard at work to manipulate standing requirements to bar public interest groups from seeking judicial vindication of rights common to their members. In Lujan v. National Wildlife Federation,
Rather than a careful consideration of our Texas precedent and our unique Texas Constitution, today Texans are handed yet another unthinking embrace of federal law. Claiming “guidance” from federal precedent,
While today the corporate members of the Texas Association of Business are permitted to challenge the bureaucracy, tomorrow this same reasoning will be employed to bar public interest, neighborhood, environmental and consumer groups from vindicating the rights of their members. Today’s opinion not only repudiates our past “open courts” approach to access to the judicial system but also eliminates the long-recognized appellate requirement that
To the extent this case is about standing, it is about standing still, about closing the courthouse door, once standing open. For today the majority extends a standing invitation to those who would harm our environment to act without fear of citizen challenge in the Texas courts.
IV. Conclusion
Today the environment is the immediate victim. Those who pollute our rivers, release toxins into our air, and damage our land cannot be promptly penalized. Instead, only after the very slow wheels of our judicial system have creaked to a stop will violators of environmental protection laws be held accountable.
Yet the environment is not the whole story. Much as a river may seem pure and clear even at the place where illegal sewage is being pumped into it, the danger from a court’s opinion may not be immediately apparent on its surface. Only after the reasoning is applied in other cases is the severity of the resulting harm to our system of justice revealed. Today’s impairment of the ability of concerned citizens to vindicate the rights of many in our courts and the majority’s knockout punch to the right of trial by jury will unfold in future cases to bar participation of ordinary citizens in Texas courts.
The mess in Texas is not only with our environment but with the misinterpretation of the law.
. Statistics compiled from data sent by companies to the Environmental Protection Agency show that in 1990 535.7 million pounds of toxic chemicals were released into the Texas environment, more than in any other state. Texas also ranked first in the release of chemicals known to cause both cancer and birth defects. See
. See Carrollton-Farmers Branch Indep. Sch. Dist. v. Edgewood Indep. Sch. Dist.,
. See, e.g., H. Runge & Co. v. Wyatt, 25 Tex.Supp. 291 (1860) (placement of counties within judicial districts); Dillingham v. Putnam,
. Oddly, the majority asserts that “the Sax test is inapplicable" to today’s open courts decision,
. This natural resources provision receives conflicting treatment in today’s opinion, amply demonstrating both the malleability of the Sax test as applied by the majority and the majority’s disdain for the right to trial by jury. While declaring that article XVI, § 59(a) will not permit payment of even the most modest penalties under our open courts provision, the majority inexplicably finds that it forms an insurmountable barrier to the right to jury trial. The majority makes no attempt to reconcile its inconsistent analysis of these constitutional guarantees.
. Tex.Health & Safety Code § 382.002, provides that:
It is the policy of this state and the purpose of this Act to safeguard the air resources of the state from pollution by controlling or abating air pollution and emissions of air contaminants, consistent with the protection of health, general welfare, and physical property of the people, including the aesthetic enjoyment of the air resources by the people and the maintenance of adequate visibility.
. Tex.Water Code § 26.003, provides that:
It is the policy of this state and the purpose of this subchapter to maintain the quality of water in this state consistent with the public health and enjoyment, the propagation and protection of terrestrial and aquatic life, the operation of existing industries, and the economic development of the state....
. Tex.Health & Safety Code § 361.002, declares that:
It is the policy of this state and the purpose of this Act to safeguard the health, welfare, and physical property of the people, and to protect the environment, through controlling the management of hazardous wastes, including the accounting for hazardous wastes generated.
. Tex.Health & Safety Code § 382.088(c)(1-5) (Clean Air Act), § 361.251(c)(1-5) (Solid Waste Disposal Act); Tex.Water Code § 26.136(c). The Texas Water Code imposes additional considerations, including “the impact of the violation on a receiving stream or underground water reservoir, on the property owners ... and on water users,” as well as the extent of previous violations, the degree of culpability involved, any good faith effort to correct the violation and any economic benefit gained as a result of the illegal conduct. Tex.Water Code § 26.136(c).
. See Appendices to Brief of Appellees Texas Air Control Board and Texas Water Commission.
. See Appendices to Brief of Appellees Texas Air Control Board and Texas Water Commission at 27, 44, 55.
. See Tex.Health & Safety Code § 242.066 (administrative penalty for statutory violations "threaten[ing] the health and safety of a resident” of a convalescent or nursing home); id. § 242.069 (penalty must be prepaid or a bond posted prior to judicial review).
. Tex.Health & Safety Code §§ 141.016-141.-018 (providing for administrative penalties for violation of laws regulating youth camps and requiring their payment or the posting of a bond prior to judicial review).
. Tex.Health & Safety Code §§ 773.065-.067 (administrative penalties to enforce Emergency Medical Services Act).
. Tex.Rev.Civ.Stat.Ann. art. 4582b, § 6G (Vernon Supp.1992) (administrative penalties for violation of statutes governing funeral directing and embalming).
. Tex.Health & Safety Code §§ 431.054-.056 (Texas Food, Drug & Cosmetic Act); id. § 466.-
. Tex.Health & Safety Code §§ 433.094-.096 (Texas Meat & Poultry Inspection Act); id. §§ 144.081-.083 (Texas Renderers’ Licensing Act).
. See also Tex.Rev.Civ.Stat.Ann. art. 5069-51.17 (Vernon 1987 & Supp.1992) (administrative penalties for violation of the Texas Pawnshop Act).
. Tex.Rev.Civ.Stat.Ann. art. 1446c, § 73A (Vernon Supp.1992) (permitting assessment of civil penalty for violation of Public Utility Regulatory Act "result[ing] in pollution of the air or water of this state or posting] a threat to the public safety”); Tex.Rev.Civ.Stat.Ann. art. 4477-3a, § 16 (Vernon Supp.1992) (Texas Asbestos Health Protection Act); Tex.Rev.Civ.Stat.Ann. art. 5920-11, § 30 (Vernon Supp.1992) (Texas Coal Mining and Surface Reclamation Act); Tex.Rev.Civ.Stat.Ann. art. 6053-2 (Vernon Supp.1992) (safety standards for transportation of gas and for gas pipeline facilities); Tex.Rev.Civ.Stat. Ann. art. 8905, § 9 (Vernon Supp.1992) (Water Well Pump Installers Act); Tex.Nat.Res.Code § 40.252 (Oil Spill Prevention and Response Act); id. § 81.0531-0533 (assessment of penalties for violation of Railroad Commission statutes and rules “which pertain to safety or the prevention or control of pollution”); id. § 116.-143-.145 (violation of laws relating to compressed natural gas “result[ing] in pollution of the air or water of this state or posting] a threat to the public safety”); id. § 131.2661-2663 (violations of Uranium Surface Mining and Reclamation Act "result[ing] in pollution of the air or water of this state or posfing] a threat to the public safety”); id. § 141.013-.015 (violation of geothermal resources regulations "pertainfing] to safety or the prevention or control of pollution”); id. Tex.Water Code 13.4151 (regulation of water and sewer utilities); id. § 27.1013-.1015 (Injection Well Act); id. § 28.067 (regulation of water wells and mine shafts); id. § 29.-047 (Salt Water Haulers Act); id. § 33.009 (regulation of water well pump installers); Tex. Health & Safety Code § 372.004 (water saving performance standards); id. § 401.389 (Texas Radiation Control Act).
.Tex.Ag.Code § 12.020(1) (violation of agricultural statutes); id. § 76.1555 (failure to comply with pesticide regulations); Tex.Water Code § 34.011 (irrigation regulation); Tex.Rev.Civ. Stat.Ann. art. 41a-1, § 21D(f) (Vernon Supp.1992) (public accounting); Tex.Rev.Civ.Stat. Ann. art. 135b-6, § 10B(k) (Vernon Supp.1992) (Structural Pest Control Act); Tex.Rev.Civ.Stat. Ann. art. 5155, § 5(h) (Vernon Supp.1992) (labor wage laws); Tex.Rev.Civ.Stat.Ann. art. 5282c, § 23A(k) (Vernon Supp.1992) (Professional Land Surveying Practices Act); Tex.Rev. Civ.Stat.Ann. art. 6573a, § 19A(k) (Vernon Supp.1992) (Real Estate License Act); Tex.Rev. Civ.Stat.Ann. art. 9100, § 17(m) (Vernon Supp.1992) (Texas Department of Licensing and Regulation).
. Under recent and highly erratic writings determining retroactivity, of course, anything can happen. See, e.g., Carrollton-Farmers Indep. Sch. Dist.,
. "The right of trial by jury, and the privilege of the Writ of Habeas Corpus shall be established by law, and shall remain inviolable.” Proposed Constitution for the State of Texas art. 4 (1833), reprinted in Documents of Texas History, 80 (Ernest Wallace ed., 1963).
. See Eugene C. Barker, Stephen F. Austin, in The Handbook of Texas 84 (Walter Prescott Webb ed., 1952).
. Constitution of the Republic of Texas, Declaration of Rights, Section 9 (1836), reprinted in Tex. Const. app. 523, 536 (Vernon 1955), provided that "the right of trial by jury shall remain inviolate."
. In our time this great constitutional principle continues to be reaffirmed:
It is fundamental to our system of justice and the intention and policy of the law to permit all persons to have a trial by jury of disputed fact issues essential for a determination of [their rights]. The right of trial by jury is a valuable right which should be guarded jealously by all state courts.
Steenland v. Texas Commerce Bank Nat'l Ass'n,
. Tex. Const. art. I, § 12 (1845) (retaining identical language from 1836 provision).
. See, e.g., May v. United Services,
. T.R. Fehrenbach, Lone Star: A History of Texas and the Texans 279 (1983).
. Act of Feb. 11, 1860, Tex.Gen Laws 97, a later version of which was referenced by this court in Gulf, Colo. & Santa Fe Ry. v. Reed,
. The court further stated: "The word means, literally, annoyance; in law, it signifies, according to Blackstone, 'anything that worketh hurt, inconvenience, or damage.’_ ‘So closely (says Blackstone) does the law of England enforce that excellent rule of Gospel morality, of doing to others as we would they should do unto ourselves.’ ” Id. at 492. Accord Miller v. Burch,
. See also Rhodes v. Whitehead,
. Although some critics allege that juries are not competent to deal with complex scientific and technological issues, empirical data demonstrates otherwise.
Research shows ... that the opportunity exists for meaningful [juror] participation in a wide range of adjudicatory and regulatory proceedings_ To the extent that juries encounter difficulties, these difficulties often vex judges as well.... The full potential of lay participation in adjudication has not been realized.
Joe Cecil, Valerie Hans, and Elizabeth Wiggins, Citizen Comprehension of Difficult Issues: Lessons From Civil Jury Trials, 40 Am.U.L.Rev. 727, 773-74 (1991).
. See Tex. Const. art. X, § 2 and interp. commentary (Vernon 1955) (noting that the provision was added to authorize the Legislature to regulate railroads after the people had issued strong complaints against them).
. See also State v. De Silva,
.In the commentary for recommended article V, section 14(e) of the proposed 1974 Constitution, the significance of holdings regarding this more expansive language was also noted:
[T]he right of trial by jury guaranteed in Article V, Section 10 of the 1876 Constitution is not dependent on the existence of the right at the time the Constitution was adopted in 1876. The guarantee extends to any "cause” instituted in the district court. A "cause" is defined as a suit or action concerning any question, civil or criminal, contested before a court of justice.
See Texas Constitutional Revision Commission, A New Constitution for Texas: Text, Explanation, Commentary 120-21 (1973).
. The Credit Bureau opinion was authored for the court by now former Chief Justice Jack Pope, who had written previously, ‘‘[t]he struggle for survival by the institution we call the jury is truly the epic of our law.” Jack Pope, The Jury, 39 Tex.L.Rev. 426 (1961). That struggle continues today.
. Though he wrote in unnecessarily global terms regarding this exception, even Harris recognized that
[t]he plain language of the Judiciary section conferring the right of trial by jury in all causes in the district courts would seem to entitle parties to jury trials irrespective of whether that right existed at the time of the adoption of the Constitution.
Harris, supra, at 6-7.
. The majority notes the existence of other statutory procedural protections, such as those contained in the Administrative Procedure and Texas Register Act, Tex.Rev.Civ.Stat. art. 6252-13a, § 19(e).
. To some extent every action legislatively entrusted to an administrative agency involves a public right. At the same time even actions by private parties may have incidental regulatory effects and are unquestionably invested with a public interest. See The Dallas Morning News, Inc. v. Fifth Court of Appeals,
.The "public rights" concept has been recently muddled by the federal courts. In Granfinanciera, S.A. v. Nordberg,
. In view of recent attacks nationwide on the jury system, a recent study determined that
Our central conclusion is that the civil jury system is valuable and works well.... It is [not] "broken," and therefore it need not be "fixed.” The jury system is a proven, effective, an important means of resolving civil disputes.
The Brookings Institution, Charting a Future for the Civil Jury System 2 (1992).
. As the majority recognizes, "the parties insist that any question of standing has been waived in the trial court and cannot be raised by the court for the first time on appeal.”
. Despite the clear statement in Sabine River that "[w]e assume without deciding that Sabine has no justiciable interest,”
. See, e.g., Espiricueta v. Vargas,
. Texas Dep’t of Mental Health v. Petty,
. See, e.g., Boyles v. Kerr (Tex.1992) (Doggett, J., dissenting) (objecting to majority’s overruling of landmark Texas Supreme Court decision permitting recovery for negligence resulting in emotional distress); Walker v. Packer,
.The United States Supreme Court has clearly stated that standing does not implicate separation of powers concerns. See Flast v. Cohen,
. See section I, supra.
. See, e.g., Brown v. Robinson,
.See Texas Industrial Traffic League,
. Our past acknowledgement of the legislative power to expand access to Texas courts is inconsistent with todays conclusion that we must narrowly limit access. See Mark V. Tushnet, The New Law of Standing: A Plea for Abandonment, 62 Corn.L.Rev. 663 (1977) (because court decisions do not question legislative power to confer standing by statute, they suggest that standing rules are not constitutionally grounded).
. Despite the participation of associational litigants before this court, we have never before questioned standing on our own motion. See, e.g., Austin Indep. Sch. Dist. v. Sierra Club,
. See Safe Water Foundation of Texas v. City of Houston,
. Accord Hunt v. Bass,
. These requirements are allegedly necessary to protect “the members’ best interest.”
. Charles A. Wright, Arthur R. Miller & Edward H. Cooper, Federal Practice & Procedure, § 3531.3, at 418 (“The problems [of standing] are difficult enough without the compounding effect of constitutional attribution.’’).
. See also, e.g., Valley Forge Christian College v. Americans United for Separation of Church and State,
. See Katherine B. Steuer and Robin L. Juni, Court Access for Environmental Plaintiffs: Standing Doctrine in Lujan v. National Wildlife Federation, 15 Harv.Envtl.L.Rev. 187, 232-33 (1991); Sarah A. Robichaud, Note, Lujan v. National Wildlife Federation: The Supreme Court Tightens the Reins on Standing for Environmental Groups, 40 Cath.U.L.Rev. 443, 470-74 (1991); V. Maria Cristiano, Note, In Determining an Environmental Organization's Standing to Challenge Government Actions Under the Land Withdrawal Review Program, the Use of Lands in the Vicinity of Lands Adversely Affected by the Order of the Bureau of Land Management Does Not Constitute Direct Injury—Lujan v. National Wildlife Federation, 2 Seton Hall Const. L.J. 445 (1991); Michael J. Shinn, Note, Misusing Procedural Devices to Dismiss an Environmental Lawsuit, 66 Wash.L.Rev. 893, 904-12 (1991); Lynn Robinson O’Donnell, Note, New Restrictions in Environmental Litigation: Standing and Final Agency Action After Lujan v. National Wildlife Federation, 2 Vill.Envtl.L.J. 227, 251 (1991); Bill J. Hays, Comment, Standing and Environmental Law: Judicial Policy and the Impact of Lujan v. National Wildlife Federation, 39 Kan. L.Rev. 997, 1042-43 (1991).
Concurrence Opinion
concurring and dissenting.
Though I would prefer not to write separately, I find I am unable to agree entirely with any single opinion of the court’s other members. I must write this concurring and dissenting opinion because, while I agree with the disposition of this cause, I disagree with substantial portions of the reasoning and language in the majority’s opinion and I agree with part of Justice Doggett’s concurring and dissenting opinion.
I agree with the preliminary portion of Justice Cornyn’s majority opinion, which correctly sets forth the regulatory scheme and basic dispute.
I agree substantially with Part II of Justice Doggett’s opinion and his jury trial discussion. In my view, whether or not a suit is a “cause” for purposes of the right to a jury trial is not controlled by whether it was first determined by an administrative agency. I also agree with Part III of Justice Doggett’s opinion relating to standing, which I will further address below. I agree with Part II of Justice Cornyn’s majority opinion. The statutes may not condition access to the courts on prepayment of a penalty. The principle here is the same as for a supersedeas bond. The statute may condition the right to restrain the prevailing party (the State) from executing (enforcing) its judgment (administrative order) on the posting of a bond for the full amount. It may not, however, condition the right to appeal the judgment on posting of the full penalty imposed. Dillingham v. Putnam,
As to the issue (or non-issue) of standing, the majority in effect adopts the position of federal courts that standing is a jurisdictional question. Otherwise it cannot be fundamental error to be addressed when no party raises it. Standing was not raised and should not be addressed in this cause.
Even assuming standing is an element of subject matter jurisdiction, the court should not write on the issue in this case. Even though a judgment is void and subject to collateral attack at any point if there is an absence of subject matter jurisdiction, see Mercer v. Phillips Natural Gas Co.,
The basis for the majority’s discussion is its sudden revelation that “[sjtanding is implicit in the concept of subject matter jurisdiction.”
The majority’s struggle to put standing in issue when it is not prompts me to address two statements in its opinion which strike me as either misleading or just plain wrong. The majority asserts, without citation to authority, that “[s]ubject matter jurisdiction is never presumed,”
Connected with this discussion is the implicit assertion in another footnote that there is a “jurisdictional standing” that is different from “objections to join a real party in interest or to a party’s capacity to sue rather than jurisdictional standing.”
There is no need to create this confusion. The majority’s fomenting it, however, requires that I address it to some extent. I will discuss the “subject matter never presumed” proposition first, then weave into the “jurisdictional standing” language.
I agree that subject matter jurisdiction is never presumed in one respect. Subject matter jurisdiction exists when the nature of the case falls within a general category of cases the court is empowered to adjudicate under the applicable constitutional and statutory provisions. See Pope v. Fergu
But what the majority addresses here under the rubric of “standing” is not a court assuming jurisdiction over a type of dispute for which the statutes do not grant it power. The district court undoubtedly had jurisdiction over the declaratory judgment and injunction action brought there, since district courts may entertain declaratory judgment and injunction actions. The question of standing the majority gratuitously addresses here is related to an incidental party issue.
This court has expressly held that some facts or similar matters relating to party issues are presumed. For example, for many years the subject matter jurisdiction for certain trial courts as set by the statutes has included a jurisdictional amount, sometimes as a minimum amount in controversy and sometimes as both a maximum and minimum. Womble v. Atkins,
There is a type of lack of standing that this court formerly held to be fundamental error. When there was a joint interest in property involved in the litigation, and the joint owner was not joined as a party, this court earlier held that the party defect was jurisdictional fundamental error that could be raised for the first time on appeal. The injustice which that rule caused prompted
In an appeal of or other direct attack on a trial court default judgment, it is service on the defendant and related due process requirements which must affirmatively appear on the record. In such cases personal jurisdiction cannot be presumed. Capitol Brick, Inc. v. Fleming Mfg. Co.,
The majority should not adopt the federal courts’ position that “standing” is jurisdictional. There is a fundamental difference between federal law and state law that controls here. Federal courts are courts of limited jurisdiction. Marbury v. Madison,
. Before it adopts a federal test and federal gloss, the majority asserts the "general test for standing in Texas” is what it quotes from Board of Water Engineers v. City of San Antonio,
. Richardson v. First Natl Life Ins. Co.,
Concurrence Opinion
concurring and dissenting.
I agree with the substance of the concurring and dissenting opinion by Justice Dog-gett. I write separately, however, to explain why I would uphold the statutory requirement that those who run afoul of environmental laws make timely payment of administrative penalties before seeking judicial review.
In two other causes decided today, this court has considered open courts challenges to the statutory requirement that state mineral lessees prepay administrative deficiency assessments before seeking judicial review of those assessments. State v. Flag-Redfern Oil Co. and State v. Rutherford Oil Corp.,
The present case, in contrast, does not involve a litigation tax. The Clean Air Act, the Solid Waste Disposal Act, and the Water Quality Act embody this state’s commitment to protect the environment; and the prepayment requirements struck down today were intended to give force to that commitment, not to raise revenue. Without the need to prepay administrative penalties, polluters will be left with little if any incentive to timely comply with environmental laws and regulations.
The effects of today’s decision, though, extend far beyond the statutes at issue in this case. By rejecting these prepayment requirements, without regard to the state interest involved, the majority has struck a severe blow to this state’s ability to enforce a broad range of regulations in the public interest. The similar statutory provisions identified in the opinion by Justice Doggett,
The Texas Constitution cannot be construed in absolutes. The basic right of access to the courts must be balanced against the need to protect the public’s health and safety. While the restriction at issue in this case may be substantial, I would hold that the public’s interest in clean air and water, combined with the due process afforded to TAB’s members in the administrative process, tips the balance in favor of the prepayment requirement. I therefore dissent.
