Jerome J. Scalise v. Richard ThornburghJerome J. Scalise v. Richard Thornburgh
In this appeal, the Attorney General contests the district court’s conclusion that § 4102(4) of the Transfer of Offenders To and From Foreign Countries Act, P.L. No. 95-144, 91 Stat. 1212,
I. FACTUAL BACKGROUND
Plaintiffs below, Jerome Scalise and Arthur Rachel, are United States citizens. In 1980, they committed an armed robbery of a jewelry store in London, escaping with jewels worth $3.6 million, including the famous Marlborough diamond. Scalise and Rachel were arrested and subsequently convicted in the United Kingdom of robbery and possession of a firearm with intent to commit an indictable offense in violation of the United Kingdom’s 1968 Theft Act and Firearms Act of 1968. 1 Each was sentenced to 15 years in prison in the United Kingdom with the sentences to commence on August 6, 1984. Plaintiffs, however, do not wish to remain in England during their terms of incarceration.
On July 1, 1985, the United States and the United Kingdom ratified the Convention on the Transfer of Sentenced Persons (“the Convention”). This treaty provides for the transfer of foreign prisoners from the country of their incarceration to their home countries. Under the Transfer of Offenders To and From Foreign Countries Act, the Attorney General is granted the authority to implement the Convention. 2 Specifically, under § 4102(4) of the Act, “[t]he Attorney General is authorized ... to make regulations for the proper implementation of such treaties in accordance with this chapter and to make regulations to implement this chapter....”
After the Convention went into effect, Scalise and Rachel sought transfer to the United States under its terms. The Attorney General refused to approve their request. In a letter to plaintiff’s counsel, the Department of Justice, acting on behalf of the Attorney General, explained:
The principal factors we took into consideration in making the decision not to request Mr. Scalise’s transfer were: the relative seriousness of his offense; his extensive criminal record; the manner ofhis return to the United Kingdom; his “A” security classification in the United Kingdom, the highest security category; and, the likelihood that a transfer would not further his rehabilitation.
On September 11, 1988, Scalise and Rachel filed this action in federal district court seeking a writ of mandamus or, alternatively, a mandatory injunction to compel the Attorney General to seek their transfer and to issue substantive guidelines for his administration of the Convention. In a subsequent motion for summary judgment, Scalise and Rachel alleged that the Attorney General had breached a mandatory duty under § 4102(4) of the Act to publish regulations establishing standards for his review of prisoner transfer requests under international treaties. Scalise and Rachel further alleged that they had a liberty interest entitling them to due process in consideration of their transfer request and that the failure of the Attorney General to provide them with a hearing prior to denial of this request violated their fifth amendment rights.
The Attorney General argued that
The district court held that
II. DISCUSSION
In this appeal, the Attorney General contests each of the district court’s findings. Most significant, however, is the appeal of the district court’s initial determination that
Mandatory Duty to Issue Regulations Under
In determining whether
The district court’s determination that the Attorney General is mandated to issue regulations was based primarily on the language of the Committee Report of the House Judiciary Committee, H.Rep. No. 95-720, 95th Cong., 1st Sess.,
reprinted in
1977 U.S.Code Cong. and Admin. News 3146, 3155.
6
This Committee Report
The Act simply authorizes the Attorney General to issue regulations; it does not, however, provide substantive guidelines by which the Attorney General should exercise his discretion. Nor does the Act provide guidance in the issuance of such regulations should the Attorney General choose to issue regulations.
8
This fact is important in our survey of congressional intent in that this discretion which Congress has bestowed upon the Attorney General in carrying out his duties under the Act is reasonable in light of the unique nature of prisoner transfer decisions. This court has recognized in
Shango v. Jurich,
The record indicates that such a discretionary assessment of various considerations was undertaken by the Attorney General in denying plaintiffs’ requests. In a letter to Plaintiff’s counsel, the Department of Justice, acting on behalf of the Attorney General, recited the principal factors it took into consideration in deciding not to request Mr. Scalise’s transfer. The Attorney General highlighted the relative seriousness of his offense; his extensive criminal record; the manner of his return to the United Kingdom; his “A” security classification in the United Kingdom, the highest security category; and, the likelihood that a transfer would not further his rehabilitation. (Appellant’s Separate App. p. 41). While these considerations may not appease those most intimately concerned, it is not our job to second guess the Attorney General’s weighing of these considerations in his decision-making process. As we recognized in
Shango,
“[s]uch discretionary decisions are the business of penologists and ‘are not the business of federal judges.’ ”
Id.
at 1102 (quoting
Meachum,
In reaching our conclusion, we note that our construction of
Likewise, in
Arnow v. United States Nuclear Regulatory Comm’n,
Finally, in
Markgraf
this court was asked to rule on the nature of the Secre
As pointed out earlier, a final factor to be considered in determining congressional intent is the interpretation given to the statute by the agency charged with enforcing the statutory provision. As we stated in
Markgraf,
“[i]t is a well-established maxim that courts will give substantial deference to an agency’s interpretation of a statute that it is charged with enforcing.”
Id.
at 1183. There can be no question as to how this consideration cuts under the present circumstances. The Attorney General’s fundamental premise underlying all issues in this appeal is that
In sum, based on the statutory language, the lack of any dispositive evidence in the legislative history, the unique nature of prisoner transfer decisions, and the deference owed to the Attorney General’s interpretation of this statutory provision, we conclude that
Writ of Mandamus
Relying on the authority apparently granted by
Under
(1) a clear right in the plaintiff to the relief sought;
(2) a plainly defined and peremptory duty on the part of the defendant to do the act in question;
(3) no other adequate remedy available.
Burnett v. Bowen,
Under this section, the Attorney General does not have a “plainly defined and peremptory duty” to issue substantive regulations governing his exercise of discretion. As we concluded above,
Review of Attorney General’s Discretion Under
The Administrative Procedure Act provides generally for judicial review of final agency action when a person has suffered legal wrong as a result of an agency action.
In
Webster v. Doe,
In all of these cases, judicial review of the agency decision was precluded by virtue of the fact that the reviewing court would have no law to apply under the statute in question by which to review the action undertaken by the agency. The language of
Liberty Interest
The district court’s determination that the provisions of the Act create a liberty interest under the due process clause of the fifth amendment in favor of those prisoners seeking an international transfer was premised, in large part, on the Supreme Court’s reasoning in
Olim v. Wakinekona,
As the Court stated in
Olim,
however, before a protected liberty interest can be said to have been created, “an inmate must show ‘that particularized standards or criteria guide the State’s decisionmakers.’ ”
For the foregoing reasons, the decision of the district court granting plaintiffs’ motion for summary judgment is reversed and remanded for proceedings consistent with this opinion.
Notes
. Prior to their capture, however, Scalise and Rachel successfully arranged for the jewels to be mailed to the United States. To the best of this court’s knowledge, these jewels have not yet been recovered by the British authorities.
. Even though the Act was passed prior to the effective date of the Convention, all parties to this case agree that the provisions of the Act govern the Convention.
See
. Although this argument was not raised at the district court level, we conclude that the Attorney General may raise this jurisdictional issue in this appeal. The Attorney General’s argument under APA
. We do not intend to sound pedantic in pointing out this distinction. Congress unquestionably knows how to and is capable of imposing mandatory obligations on Executive branch officials to issue regulations.
See, e.g.,
The Clean Air Amendments of 1970,
(a)(1) The Administrator—
(A) within 30 days after the date of enactment of the Clean Air Amendments of 1970, shall publish proposed regulations_” (emphasis added).
. Under Seventh Circuit precedent, it is proper for a court to look beyond the express language of a statute in order to give force to congressional intent only in those situations where the statutory language is ambiguous, or where a literal interpretation of the statutory language would thwart the overall purpose of the statutory scheme.
United States v. Stewart,
. This Report provides in part:
Under existing treaties and this legislation, the Attorney General must agree to the receipt or transfer of an offender. The committee was concerned that the Attorney General exercise his discretion on this consent with care. In most cases, and possibly almost all cases, he should agree to any receipt or transfer, if the offender requests or voluntarily consents to such transfer. However, they [sic] may be an unusual situation, involving possibly a dangerous offender, where the Attorney Generalshould not agree to the return of the offender, and his immediate eligibility for parole, to the United States. Similarly, there may be an unusual situation, involving an individual in American persons [sic], who for matters of future law enforcement, continuing investigation, or other national interests, should not be sent to his home country. The committee therefore expects the Attorney General to promptly establish regulations and to provide standards and guidelines which will govern the exercise of his discretion as to his consent to receive or transfer offenders.
. Our reluctance to adopt as dispositive this language from the House Committee Report is premised not only on the lack of support which this "expectation” receives in either the Senate Report, see S.Rep. No. 95-435, 95th Cong., 1st Sess., 1977 U.S.Code Cong. & Admin.News, p. 3146, or the statutory language as it was finally enacted, but also from the contradictory nature of the legislative history itself. The uncertain nature of the legislative history is evidenced by the statements of Rep. Eilberg, the sponsor of the bill, during floor debates on the date of passage in the House. Responding to concerns expressed by Rep. Kazen, Rep. Eilberg emphasized the discretion to be accorded the Attorney General under the provisions of this Act:
[A prisoner] is not automatically entitled to be exchanged to the United States after conviction and sentence. It would require the discretionary consent of [the foreign government] and the discretionary consent of our our [sic] Government, as exercised here by the Attorney General_ The Attorney General would exercise his discretion as he deems reasonable, (emphasis added).
. The Attorney General has published regulations governing the procedural mechanics of prisoner transfers in accordance with the discretion granted to him in
. In dicta, this court further implied that the language in
. Like the district court below, we have found no authority on the liberty interests, if any, of American citizens imprisoned in foreign countries who seek international prison transfers. We believe, however, that there is no reason to treat these prisoners seeking international prison transfers differently from American prisoners who claim a due process right to be, or not to be, transferred interstate from prison to prison.
. We need not address the propriety of the Attorney General's actions under a due process analysis since we find that