Miller v. FrenchMiller v. French
Lead Opinion
delivered the opinion of the Court.
The Prison Litigation Reform Act of 1995 (PLRA) establishes standards for the entry and termination of prospective relief in civil actions challenging prison conditions. §§801-810, 110 Stat. 1321-66 to 1321-77. If prospective relief under an existing injunction does not satisfy these standards, a defendant or intervenor is entitled to “immediate termination” of that relief.
I
A
This litigation began in 1975, when four inmates at what is now the Pendleton Correctional Facility brought a class
The Court of Appeals affirmed the amended remedial order as to those aspects governing overcrowding and double celling, the use of mechanical restraints, staffing, and the quality of food and medical services, but it vacated those portions pertaining to exercise and recreation, protective custody, and fire and occupational safety standards. Id., at 1258. This ongoing injunctive relief has remained in effect ever since, with the last modification occurring in October 1988, when the parties resolved by joint stipulation the remaining issues related to fire and occupational safety standards. 1 Record, Doc. No. 14.
In 1996, Congress enacted the PLRA. As relevant here, the PLRA establishes standards for the entry and termination of prospective relief in civil actions challenging conditions at prison facilities. Specifically, a court “shall not grant or approve any prospective relief unless the court finds that such relief is narrowly drawn, extends no further than necessary to correct the violation of the Federal right, and is the least intrusive means necessary to correct the violation of the Federal right.”
“In any civil action with respect to prison conditions, a defendant or intervener shall be entitled to the immediate termination of any prospective relief if the relief was approved or granted in the absence of a finding by the court that the relief is narrowly drawn, extends no further than necessary to correct the violation of the Federal right, and is the least intrusive means necessary to correct the violation of the Federal right.”
A court may not terminate prospective relief, however, if it “makes written findings based on the record that prospective relief remains necessary to correct a current and ongoing violation of the Federal right, extends no further than necessary to correct the violation of the Federal right, and that the prospective relief is narrowly drawn and the least intrusive means necessary to correct the violation.”
Finally, the provision at issue here,
“Any motion to modify or terminate prospective relief made under subsection (b) shall operate as a stay during the period—
“(A)(i) beginning on the 30th day after such motion is filed, in the ease of a motion made under paragraph (1) or (2) of subsection (b);...
“(ii) ... and
“(B) ending on the date the court enters a final order ruling on the motion.”
As one of several 1997 amendments to the PLRA, Congress permitted courts to postpone the entry of the automatic stay for not more than 60 days for “good cause,” which cannot include general congestion of the court’s docket. § 123, 111 Stat. 2470, codified at
C
On June 5, 1997, the State filed a motion under
The Court of Appeals for the Seventh Circuit affirmed the District Court’s order, concluding that although
We granted certiorari,
II
We address the statutory question first. Both the State and the prisoner class agree, as did the majority and dissenting judges below, that
Nonetheless, the Government contends that reading the statute to preserve courts’ traditional equitable powers to enter appropriate injunctive relief is consistent with this text because, in its view,
Such an interpretation, however, would subvert the plain meaning of the statute, making its mandatory language merely permissive.
Viewing the automatic stay provision in the context of
The critical flaw in this construction, however, is that
The Government contends that if Congress’ goal were to prevent courts from circumventing the PLRA’s plain commands, mandamus would have been a more appropriate remedy than appellate review. But that proposition is doubtful, as mandamus is an extraordinary remedy that is “granted only in the exercise of sound discretion.” Whitehouse v. Illinois Central R. Co.,
Finally, the Government finds support for its view in
Thus, although we should not construe a statute to displace courts’ traditional equitable authority absent the “clearest command,” Califano v. Yamasaki,
r-i HH H-4
The Constitution enumerates and separates the powers of the three branches of Government in Articles I, II, and III, and it is this ‘Very structure” of the Constitution that exemplifies the concept of separation of powers. INS v. Chadha,
Respondent prisoners contend that
Haybum’s Case arose out of a 1792 statute that authorized pensions for veterans of the Revolutionary War. See Act of Mar. 23,1792, ch. 11, 1 Stat. 243. The statute provided that the circuit courts were to review the applications and determine the appropriate amount of the pension, but that the Secretary of War had the discretion either to adopt or reject the courts’ findings. Hayburn’s Case, supra, at 408-410.
Unlike the situation in Hayburn’s Case,
We concluded that this retroactive command that federal courts reopen final judgments exceeded Congress’ authority. Id., at 218-219. The decision of an inferior court within the Article III hierarchy is not the final word of the department (unless the time for appeal has expired), and “[i]t is the obligation of the last court in the hierarchy that rules on the case to give effect to Congress’s latest enactment-, even when that has the effect of overturning the judgment of an inferior court, since each court, at every level, must 'decide according to existing laws.’” Id., at 227 (quoting United States v. Schooner Peggy,
Plaut, however, was careful to distinguish the situation before the Court in that ease — legislation that attempted to reopen the dismissal of a suit seeking money damages — from legislation that “altered the prospective effect of injunctions entered by Article III courts.”
In Wheeling Bridge I, we held that a bridge across the Ohio River, because it was too low, unlawfully “obstructed] the navigation of the Ohio,” and ordered that the bridge be raised or permanently removed.
Applied here, the principles of Wheeling Bridge II demonstrate that the automatic stay of
By establishing new standards for the enforcement of prospective relief in
The entry of the automatic stay under
For the same reasons,
Here, the prisoners argue that Congress has similarly prescribed a rule of decision because, for the period of time until the district court makes a final decision on the merits of the motion to terminate prospective relief,
Finally, the prisoners assert that, even if
In contrast to due process, which principally serves to protect the personal rights of litigants to a full and fair hearing, separation of powers principles are primarily addressed to the structural concerns of protecting the role of the independent Judiciary within the constitutional design. In this action, we have no occasion to decide whether there could be a time constraint on judicial action that was so severe that it implicated these structural separation of powers concerns. The PLRA does not deprive courts of their adjudicatory role, but merely provides a new legal standard for relief and encourages courts to apply that standard promptly.
Through the PLRA, Congress clearly intended to make operation of the automatic stay mandatory, precluding courts from exercising their equitable powers to enjoin the stay. And we conclude that this provision does not violate separation of powers principles. Accordingly, the judgment of the Court of Appeals for the Seventh Circuit is reversed, and the action is remanded for further proceedings consistent with this opinion.
It is so ordered.
Notes
As originally enacted,
Concurrence Opinion
with whom Justice Ginsburg joins, concurring in part and dissenting in part.
I agree that
A prospective remedial order may rest on at least three different legal premises: the underlying right meant to be secured; the rules of procedure for obtaining relief, defining requisites of pleading, notice, and so on; and, in some cases, rules lying between the other two, such as those defining a required level of certainty before some remedy may be ordered, or the permissible scope of relief. At issue here are rules of the last variety.
Congress has the authority to change rules of this sort by imposing new conditions precedent for the continuing enforcement of existing, prospective remedial orders and requiring courts to apply the new rules to those orders. Cf. Plant v. Spendthrift Farm, Inc.,
Whether this constitutional issue arises on the facts of this action, however, is something we cannot yet tell, for the
The Court forecloses the possibility of a separation-of-powers challenge based on insufficient time under the Prison Litigation Reform Act of 1995 (PLRA): “In this action, we have no occasion to decide whether there could be a time constraint on judicial action that was so severe that it implicated these structural separation of powers concerns. The PLRA does not deprive courts of their adjudicatory role, but merely provides a new legal standard for relief and encourages courts to apply that standard promptly.” Ante, at 350.
Other provisions of the PLRA narrow the scope of the underlying entitlements that an order can protect, but some orders may have been issued to secure constitutional rights unaffected by the PLRA. In any event, my concern here is solely with the PLRA’s changes to the requisites for relief
The constitutional question inherent in these possible circumstances does not seem to be squarely addressed by any of our cases. Congress did not engage in discretionary review of a particular judicial judgment, cf. Plant v. Spendthrift Farm, Inc.,
Neither did the Court of Appeals. It merely speculated that “[i]t may be . . . that in some cases the courts will not be able to carry out their adjudicative function in a responsible way within the time limits imposed by (e)(2),” French v. Duckworth,
Dissenting Opinion
with whom Justice Stevens joins, dissenting.
The Prison Litigation Reform Act of 1995 (PLRA) says that "any party or intervener” may move to terminate any “prospective relief” previously granted by the court,
We here consider a related procedural provision of the PLRA. It says that “[a]ny motion to modify or terminate prospective relief . . . shall operate as a stay” of that prospective relief “during the period” beginning (no later than) the 90th day after the filing of the motion and ending when the motion is decided.
The majority interprets the words “shall operate as a stay” to mean, in terms of my example, that the 1980 injunction must become ineffective after the 90th day, no matter what. The Solicitor General, however, believes that the view adopted by the majority interpretation is too rigid and calls into doubt the constitutionality of the provision. He argues that the statute is silent as to whether the district court can modify or suspend the operation of the automatic stay. He would find in that silence sufficient authority for the court to create an exception to the 90-day time limit where circumstances make it necessary to do so. As so read, the statute would neither displace the courts’ traditional equitable authority nor raise significant constitutional difficulties. See Califano v. Yamasaki,
I agree with the Solicitor General and believe we should adopt that “ ‘reasonable construction’ ” of the statute. Ibid. (quoting Hooper v. California,
At the outset, one must understand why a more flexible interpretation of the statute might be needed. To do so, one must keep in mind the extreme circumstances that at least some prison litigation originally sought to correct, the complexity of the resulting judicial decrees, and the potential difficulties arising out of the subsequent need to review those decrees in order to make certain they follow Congress’ PLRA directives. A hypothetical example based on actual circumstances may help.
In January 1979, a Federal District Court made 81 factual findings describing extremely poor — indeed “barbaric and shocking” — prison conditions in the Commonwealth of Puerto Rico. Morales Feliciano v. Romero Barcelo,
The District Court held that these conditions amounted to constitutionally forbidden “cruel and unusual punishment.” Id., at 33-36. It entered 30 specific orders designed to produce constitutionally mandated improvement by requiring the prison system to, for example, screen food handlers for communicable diseases, close the “calabozos,” move mentally ill patients to hospitals, fix broken plumbing, and provide at least 35 square feet (i. e., 5 feet by 7 feet) of living space to each prisoner. Id., at 39-41.
The very pervasiveness and seriousness of the conditions described in the court’s opinion made those conditions difficult to cure quickly. Over the next decade, the District Court entered further orders embodied in 15 published opinions, affecting 21 prison institutions. These orders concerned, inter alia, overcrowding, security, disciplinary proceedings, prisoner classification, rehabilitation, parole, and drug addiction treatment. Not surprisingly, the related proceedings involved extensive evidence and argument consuming thousands of pages of transcript. See Morales Feliciano v. Romero Barcelo,
Prison conditions subsequently have improved in some respects. Morales Feliciano v. Rossello Gonzalez,
It is at least possible, then, that the statute, as the majority reads it, would sometimes terminate a complex system of orders entered over a period of years by a court familiar with the local problem — perhaps only to reinstate those orders later, when the termination motion can be decided. Such an automatic termination could leave constitutionally prohibited conditions unremedied, at least temporarily. Alternatively, the threat of termination could lead a district court to abbreviate proceedings that fairness would otherwise demand. At a minimum, the mandatory automatic stay would provide a recipe for uncertainty, as complex judicial orders that have long governed the administration of particular prison systems suddenly turn off, then (perhaps selectively) back on. So read, the statute directly interferes with a court’s exercise of its traditional equitable authority, rendering temporarily ineffective pre-existing remedies aimed at correcting past, and perhaps ongoing, violations of the Constitution. That interpretation, as the majority itself concedes, might give rise to serious constitutional problems. Ante, at 350.
The Solicitor General s more flexible reading of the statute avoids all these problems. He notes that the relevant language says that the motion to modify or terminate prospective relief “shall operate as a stay' after a period of 30 days, extendable for “good cause” to 90 days.
Is this interpretation a “reasonable construction” of the statute? Edward J. DeBartolo Corp.,
Nor does this more flexible interpretation deprive the procedural provision of meaning. The filing of the motion to terminate prospective relief will still, after a certain period, operate as a stay without further action by the court. Thus, the motion automatically changes the status quo and imposes upon the party wishing to suspend the automatic stay the burden of demonstrating strong, special reasons for doing so. The word “automatic” in the various subsection titles does not prove the contrary, for that word often means self-starting, not unstoppable. See Websters Third New International Dictionary 148 (1998). Indeed, the Bankruptcy Act uses the words “automatic stay” to describe a provision stating that “a petition filed... operates as a stay” of certain other judicial proceedings — despite the fact that a later portion of that same provision makes clear that under certain circumstances the bankruptcy court may terminate, annul, or modify the stay.
Further, the legislative history is neutral, for it is silent on this issue. Yet there is relevant judicial precedent. That precedent does not read statutory silence as denying judges authority to exercise their traditional equitable powers. Rather, it reads statutory silence as authorizing the exercise of those powers. This Court has said, for example, that “[o]ne thing is clear. Where Congress wished to deprive the courts of this historic power, it knew how to use apt words— only once has it done so and in a statute born of the exigencies of war.” Scripps-Howard, supra, at 17. Compare Lockerty v. Phillips,
Finally, the more flexible interpretation is consistent with Congress’ purposes as revealed in the statute. Those purposes include the avoidance of new judicial relief that is overly broad or no longer necessary and the reassessment of pre-existing relief to bring it into conformity with these standards. But Congress has simultaneously expressed its intent to maintain relief that is narrowly drawn and necessary to end unconstitutional practices. See
The upshot is a statute that, when read in light of its language, structure, purpose, and history, is open to an interpretation that would allow a court to modify or suspend the automatic stay when a party, in accordance with traditional equitable criteria, has demonstrated a need for such an exception. That interpretation reflects this Court’s historic reluctance to read a statute as depriving courts of their traditional equitable powers. It also avoids constitutional difficulties that might arise in unusual cases.
For these reasons, I believe that the Solicitor General’s more flexible reading is the proper reading of the statute before us. I would consequently vacate the decision of the Court of Appeals and remand this action for further proceedings.