CHRYSTAL D. HAVENS, personal representative of the estate of Darrell L. Havens v. COLORADO DEPARTMENT OF CORRECTIONS; STATE OF COLORADO; RICK RAEMISCH; TOM CLEMENTS; ARISTEDES ZAVARES; DAVID JOHNSON; ROSA FRAYER; DENVER RECEPTION & DIAGNOSTIC CENTER
No. 16-1436
United States Court of Appeals, Tenth Circuit
July 26, 2018
PUBLISH
Appeal from the United States District Court for the District of Colorado (D.C. No. 1:14-CV-03024-MSK-MEH)
Edward J. LaBarre, Sausalito, California, for Plaintiff-Appellant.
Robert C. Huss, Assistant Attorney General, Office of the Attorney General, Denver, Colorado, for Defendants-Appellees.
Before HARTZ, HOLMES, and BACHARACH, Circuit Judges.
Darrell Havens, a former Colorado state prisoner, appealed from the district court’s grant of summary judgment against his claims of discrimination on the basis of his disability. Mr. Havens claimed that certain decisions and policies of the Colorado Department of Corrections (“CDOC”) caused him to be excluded from access to the facilities and services available to able-bodied inmates of the Colorado prison system, in violation of Title II of the Americans with Disabilities Act (“ADA”),
Exercising jurisdiction pursuant to
I2
Mr. Havens was an “incomplete quadriplegic” in the custody of CDOC from 2008 until 2015.3 Aplt.’s Opening Br. at 4. Early
Mr. Havens had access to an exercise yard, day room, and dining hall at Fort Lyons, where he could socialize with the general population of able-bodied inmates. He also had access to a law library and a recreational library for several hours each day. Mr. Havens attended a number of educational programs and was able to obtain a General Educational Development degree (“GED”). Fort Lyons also offered “jobs that [Mr. Havens] could apply for and do.” Aplt.’s App. at 183 (Aff. of Darrell Havens, dated Feb. 10, 2016). Mr. Havens had access to “the same benefits as the able-bodied inmates” at Fort Lyons. Aplt.’s Opening Br. at 8.
Fort Lyons closed in 2011, and Mr. Havens was transferred to the Special Medical Needs Unit (“SMNU”) at the Denver Reception and Diagnostic Center (“DRDC”). CDOC also considered placing prisoners with special medical needs at La Vista Correctional Facility, which is able to accommodate inmates in wheelchairs.
CDOC placed Mr. Havens at DRDC, however, because it was the only facility able to provide the full-time medical care that Mr. Havens required. Mr. Havens required twenty-four-hour-per-day assistance because he had an “indwelling foley catheter,” “was at risk for skin breakdown due to immobility,” and “required total assistance for dressing and toileting.” Aplt.’s App. at 111–12 (Def.’s Ex. H, Aff. of Susan Tiona, M.D., dated Jan. 7, 2016). The decision to place Mr. Havens at DRDC was reached by a multidisciplinary team that included wardens, clinical staff, and management staff.
DRDC is primarily a facility “designed for the temporary housing of felons coming into the CDOC system for diagnosis, evaluation[,] and classification before being sent to serve their sentences in other correctional facilities.” Aplt.’s Opening Br. at 9–10. As a generally temporary facility, DRDC lacked some of the “programs and facilities that were available to inmates in long[-]term correctional facilities.” Id. at 10.
DRDC has neither a law library nor a recreational library. However, inmates could access the library at the nearby Denver Women’s Correctional Facility for part of Mr. Havens’s incarceration, and could access legal resources online and other materials by request thereafter.
Mr. Havens was restricted from accessing some of the facilities available to the able-bodied inmates at DRDC on account of his disability. SMNU inmates, like Mr. Havens, were able to access the facilities used by the general population only when staff members were available to accompany them through security barriers, called “sliders,” that set the SMNU apart from the rest of the prison. Aplt.’s App. at 185–86, 483 (Def.’s Reply Supp. of Summ. J. Mot., dated Mar. 21, 2016). Consequently, SMNU inmates were mostly limited to the use of a separate day room that contained only a “cabinet with some games in it” and a television. Id. at 352 (Dep. of Christopher Gray, dated Sept. 24, 2015). Inmates in the SMNU received their meals in their cells, rather than in the dining hall. The meals often arrived cold but there was a “microwave to reheat the food” available in the SMNU. Id. at 187. These restrictions limited Mr. Havens’s ability to socialize with inmates apart from “about a dozen other inmates [in the SMNU] who [had] severe disabilities.” Aplt.’s Opening Br. at 27–28.
II
In November 2014, Mr. Havens filed a pro se complaint seeking injunctive relief and damages against CDOC, the State of Colorado, DRDC, and a number of individual defendants. Mr. Havens alleged violations of his federal statutory rights, including claims under Title VI of the Civil Rights Act,
Thereafter, pursuant to
Mr. Havens was granted medical parole on July 1, 2015, and obtained counsel the following month. His counsel did not seek leave to further amend the operative (amended) complaint, nor did counsel move the court to reconsider its dismissal rulings regarding Mr. Havens’s constitutional claims.
CDOC filed a motion for summary judgment in January 2016, arguing that Mr. Havens’s Title II claim was barred by Eleventh Amendment immunity; that Mr. Havens’s claims for injunctive relief were mooted by his release on parole; and that Mr. Havens could not recover damages under Title II and § 504 of the Rehabilitation Act because he could not show discriminatory intent.
In response, Mr. Havens argued that CDOC waived its Eleventh Amendment immunity with respect to his Title II claims by accepting federal funds; and that CDOC’s discriminatory conduct was intentional or deliberately indifferent, and it was thus “liable . . . for compensatory damages.” Aplt.’s App. at 133 & n.8 (Pl.’s Resp. Def.’s Mot. for Summ. J., dated Feb. 19, 2016). Significantly, Mr. Havens did not argue that Title II validly abrogated CDOC’s Eleventh Amendment sovereign immunity as to his claim. CDOC replied, reiterating its invocation of immunity, but making clear that it asserted immunity only as to Mr. Havens’s Title II damages
The district court granted summary judgment for CDOC, finding, first, that Mr. Havens’s Title II claim was barred by Eleventh Amendment immunity. The court was puzzled by the parties’ failure to cite to the Supreme Court’s decision in United States v. Georgia, 546 U.S. 151 (2006), in which the Court held that Title II validly abrogates sovereign immunity with respect to certain conduct that is also violative of constitutional rights. In this regard, the court noted Georgia’s “clear relevance to the Eleventh Amendment inquiry and [its] factual similarity to this case.” Aplt.’s App. at 526 n.3 (Op. & Order, dated Sept. 29, 2016). Though acknowledging that it had previously dismissed Mr. Havens’s constitutional claims, the court stated that “the necessary implication of Georgia is that at least some Title II ADA claims that do not necessarily implicate constitutional guarantees can nevertheless fall within the category of claims for which Congress validly abrogated states’ Eleventh Amendment immunity.” Id. at 526–27.
The court noted that the “question of whether Congress abrogated states’ sovereign immunity in a given situation is a highly-detailed inquiry, requiring extensive review of statutory language and legislative history.”5 Id. at 527. And, given that “[t]he parties ha[d] not offered to lead [the district court] through such a detailed analysis,” the court declined to do so. Id. The court reasoned that the party with the burden of proof on the abrogation issue must bear the consequences of the parties’ failure “to adequately develop” it, and the court ruled that Mr. Havens was that party. Id. Accordingly, the court granted summary judgment in CDOC’s favor regarding Mr. Havens’s Title II claim based on CDOC’s assertion of Eleventh Amendment sovereign immunity. The district court next found that Mr. Havens failed to make the requisite showing of discrimination to support his § 504 Rehabilitation Act claim.
III
Before the parties’ briefing was completed and oral arguments were commenced, we learned informally through a media report—and not from the parties’ counsel—that Mr. Havens had died.6 More specifically, he died on April 23, 2017. We deemed it necessary and appropriate to assess whether it was proper to go forward and resolve the merits of this appeal under such circumstances. Though we ultimately have determined that we can indeed reach the merits, we delineate the path we traveled to reach this conclusion, given that we found a paucity of legal authority to guide our way. We recognize that the particular circumstances of each case will be important. We set forth our course of action as merely one path—within a conceivable range of reasonable ones—for addressing the circumstances here.
A
After receiving informal notice of Mr. Havens’s death, the court issued an order directing the parties to show cause why the appeal should not be dismissed, noting that neither party had filed a suggestion of death nor moved the court under
Before the time to respond to the show-cause order had expired, Mr. Havens’s counsel filed a motion for substitution of Chrystal Havens as plaintiff-appellant, stating that Ms. Havens had the permission of her parents to maintain her deceased brother’s claim, and attaching a document entitled “Collection of Personal Property by Affidavit Pursuant to § 15-12-1201, C.R.S.” (“Affidavit”). Mr. Havens’s counsel claimed that this affidavit conferred upon Ms. Havens “the right to proceed to attempt to obtain monetary compensation” under
Shortly thereafter, the parties responded to the court’s order to show cause. Mr. Havens’s counsel asserted that Mr. Havens’s claims “should survive his death” and that Chrystal Havens had expressed her “desire to be substituted for her brother . . . as the Plaintiff” and had asked counsel to “represent her in the continued prosecution of the case.” No. 16-1436, Doc. 10498397, at 1, 7–8 (Aplt.’s Resp. Order to Show Cause Why Appeal Should Not Be Dismissed, dated Sept. 15, 2017). For its
The court issued a second order, directing Mr. Havens’s counsel to specifically respond to CDOC’s argument that this court lacked subject-matter jurisdiction over the appeal due to the absence of a personal representative for Mr. Havens’s estate. The court posed three specific questions to Mr. Havens’s counsel:
1) whether [CDOC] is correct that we currently have no jurisdiction over this action because there is no personal representative here;
2) if so, is the appointment of a personal representative under Colorado law permissible at this time; and
3)[] if so, under what time frame could an appointment be made?
Id., Doc. 10498430 (Order, dated Sept. 18, 2017). Mr. Havens’s counsel responded, arguing that the court maintained jurisdiction; that
B
Thereafter, the court heard oral arguments on both the merits of the appeal and the issues arising from Mr. Havens’s death. Mr. Havens’s counsel represented to the court that Chrystal Havens could be formally appointed as personal representative of Mr. Havens’s estate under Colorado law. This would obviate the need for the court to definitively opine regarding the effect—if any—of Ms. Havens’s Affidavit in this proceeding. Both parties represented to the court that the appointment of Ms. Havens as personal representative would not cause undue hardship to CDOC. Thereafter, in an exercise of discretion, we elected to abate the appeal to allow for the formal appointment of a personal representative under Colorado law for Mr. Havens’s estate, and to allow for the filing of a motion to substitute that personal representative as plaintiff-appellant pursuant to Rule 43(a)(1).
A little less than two months later, Chrystal Havens filed a renewed motion for substitution under Rule 43(a)(1), attaching letters of administration demonstrating that she had been appointed as the personal representative of her brother’s estate. We granted her motion. Consequently, the sole predicate for CDOC’s challenge to our subject-matter jurisdiction—that is, the absence of a personal representative—evaporated. Therefore, even if CDOC was correct that the absence of a personal representative implicated our subject-matter jurisdiction, this potential jurisdictional malady has been cured. Furthermore, we discern no other ground to
Accordingly, we proceed to the merits.
IV
A
“We review the district court’s grant of summary judgment . . . de novo, applying the same legal standard as the district court.” Shero v. City of Grove, 510 F.3d 1196, 1200 (10th Cir. 2007); accord Barber ex rel. Barber v. Colo. Dep’t of Revenue, 562 F.3d 1222, 1227 (10th Cir. 2009). Summary judgment is appropriate where “there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.”
Mr. Havens argues on appeal that Title II of the ADA validly abrogates sovereign immunity with respect to his claim in light of the Supreme Court’s decision in Georgia. Mr. Havens further argues that the district court erred in deciding that Mr. Havens failed to make the requisite showing of discrimination under § 504 of the Rehabilitation Act.
We conclude that Mr. Havens has forfeited the argument that Title II validly abrogates sovereign immunity as to his claim by failing to raise this argument before the district court, and he has effectively waived the argument on appeal by not arguing under the rubric of plain error. We further hold that the district court did not err in ruling against Mr. Havens with respect to his § 504 claim. Consequently, we uphold the district court’s judgment in full.
B
The district court granted summary judgment in favor of CDOC on Mr. Havens’s Title II ADA claim, finding that sovereign immunity barred money damages, and that Mr. Havens’s claim for injunctive relief was mooted by his release from prison. Mr. Havens attacks this judgment on appeal solely on the ground that, because Title II validly abrogates sovereign immunity as to his claim under the Supreme Court’s decision in Georgia, he may pursue that claim for damages against CDOC. However, Mr. Havens has not preserved this argument for review, and we decline to reach its merits.
More specifically, while Mr. Havens argued that CDOC affirmatively waived immunity by accepting federal funds, it is beyond peradventure that Mr. Havens failed to raise an argument for abrogation under the Georgia framework before the district court. We ordinarily deem arguments that litigants fail to present before the district court but then subsequently urge on appeal to be forfeited. See, e.g., Richison v. Ernest Grp., Inc., 634 F.3d 1123, 1128 (10th Cir. 2011) (noting that “if the theory simply wasn’t raised before the district court, we usually hold it
Consequently, a litigant’s “failure to argue for plain error [review] and its application on appeal—surely marks the end of the road for an argument for reversal not first presented to the district court”—viz., ordinarily, we will not review the argument at all. Richison, 634 F.3d at 1131; accord Bishop v. Smith, 760 F.3d 1070, 1095 (10th Cir. 2014); see Fish v. Kobach, 840 F.3d 710, 729–30 (10th Cir. 2016) (noting that litigant failed to “make an argument for plain error review on appeal” and, as a consequence, his “argument has come to the end of the road and is effectively waived”); Speir & Mohebbi, supra, at 301 (noting that “[t]he court will not, on its own, craft a plain-error argument for the appellant”). This is the cold reality facing Mr. Havens: he has not argued for plain-error review on appeal, and, therefore, we may decline any review of his abrogation argument.
To be sure, Mr. Havens’s argument relates to Eleventh Amendment sovereign immunity and, therefore, implicates our jurisdiction. See, e.g., Pennhurst State Sch. & Hosp. v. Halderman, 465 U.S. 89, 119–20 (1984) (noting that the Eleventh Amendment “deprives a federal court of power to decide certain claims against States that otherwise would be within the scope of Art. III’s grant of jurisdiction”); see also U.S. ex rel. Burlbaw v. Orenduff, 548 F.3d 931, 941 (10th Cir. 2008) (noting that the “Eleventh Amendment immunity doctrine” “contain[s] traits more akin to subject-matter jurisdiction”); Sutton v. Utah State Sch. for the Deaf & Blind, 173 F.3d 1226, 1231 (10th Cir. 1999) (noting that “the Eleventh Amendment defense has jurisdictional attributes”). And, federal courts unquestionably “have an independent obligation to determine whether subject-matter jurisdiction exists, even in the absence of a challenge from any party.” Arbaugh v. Y&H Corp., 546 U.S. 500, 514 (2006); accord 1mage Software, Inc. v. Reynolds & Reynolds Co., 459 F.3d 1044, 1048 (10th Cir. 2006); Devon Energy Prod. Co., L.P. v. Mosaic Potash Carlsbad, Inc., 693 F.3d 1195, 1208 n.10 (10th Cir. 2012).
However, as the district court recognized, the onus is on Mr. Havens to demonstrate that CDOC’s assertion of Eleventh Amendment sovereign immunity does not bar his Title II claim. See Sydnes v. United States, 523 F.3d 1179, 1183 (10th Cir. 2008) (cautioning that we must “bear[] in mind that the party asserting jurisdiction bears the burden of proving that sovereign immunity has been waived”); accord Muscogee (Creek) Nation v. Okla. Tax Comm’n, 611 F.3d 1222, 1227–28 (10th Cir. 2010); see also Steel Co. v. Citizens for a Better Env’t, 523 U.S. 83, 104 (1998) (noting that “the party invoking federal
of the Constitution—is lacking where a waiver would not increase the risk of a court proceeding without jurisdiction. We believe that application of the waiver doctrine is therefore appropriate.”).
Therefore, we may deem forfeited Mr. Havens‘s late-blooming argument under Georgia—viz., his argument that CDOC‘s sovereign immunity as to his Title II claim is abrogated—even though his argument implicates our subject-matter jurisdiction. See, e.g., Somerlott v. Cherokee Nation Distribs., Inc., 686 F.3d 1144, 1151–52 (10th Cir. 2012) (finding lack of preservation of argument challenging tribal sovereign immunity); Iowa Tribe of Kan. & Neb. v. Salazar, 607 F.3d 1225, 1231 (10th Cir. 2010) (declining to address forfeited argument against federal government sovereign immunity). And, because Mr. Havens has not argued for plain-error review, we may further treat his abrogation argument under Georgia‘s framework as “effectively waived” and, thus, decline to review it at all. Fish, 840 F.3d at 730; see Richison, 634 F.3d at 1131. Consequently, we uphold the district court‘s judgment against Mr. Havens‘s Title II claim on
C
Turning to the merits of Mr. Havens‘s claim under
disincline[d] to take up this strand of argument for numerous reasons, most significantly because the decision of where to locate a given prison unit [] is a textbook example of the type of prison administration decision that Turner7 emphasizes must be left to the expertise of CDOC, not usurped by the Court.
Id. at 532 n.6. The court further observed, however, that “Mr. Havens’ casual suggestions that DRDC was the wrong place to establish the SMNU is far from the type of expert evidence that would be necessary to warrant the Court embarking on such an intrusive examination of CDOC‘s decisionmaking in this regard.” Id. Third, and lastly, the court found that Mr. Havens‘s access to the programs and services at DRDC was “still meaningful,” even though “many” of those “activities were constrained, to one degree or another, by restrictions imposed for security, medical, administrative, or logistical reasons.” Id. at 534.
1
“To establish a prima facie claim under
“The Supreme Court has recognized that
In construing the scope of liability under
Mr. Havens seeks only damages on appeal based on his
Deliberate indifference is sufficient to satisfy the intentional-discrimination requirement for compensatory damages under
This deliberate-indifference standard is consistent with the purposes animating the
As to the second prong, “failure to act [is] a result of conduct that is more than negligent, and involves an element of deliberateness.” Barber, 562 F.3d at 1229 (alteration in original) (quoting Lovell v. Chandler, 303 F.3d 1039, 1056 (9th Cir. 2002)); accord J.V., 813 F.3d at 1298; see Duvall, 260 F.3d at 1139 (observing that “bureaucratic slippage” does not amount to deliberate indifference, nor does “deliberate indifference . . . occur when a duty to act may simply have been overlooked”); Ferguson v. City of Phoenix, 157 F.3d 668, 675 (9th Cir. 1998) (holding that “not uncommon bureaucratic inertia” in updating a city‘s 9-1-1 system to make it accessible to the hearing-disabled, coupled with “some lack of knowledge and understanding” about regulatory requirements, did not amount to deliberate indifference); cf. McCulley v. Univ. of Kan. Sch. of Med., 591 F. App‘x 648, 651 (10th Cir. 2014) (unpublished) (holding that summary judgment for the defendant was appropriate where a university “engaged in an iterative process with [the plaintiff] and allowed her ample opportunity to request accommodations and demonstrate their feasibility,” showing that it “was hardly indifferent to [the plaintiff‘s] need for accommodations”).
Our Barber decision is particularly illustrative with regard to this second prong‘s application. In Barber, this court addressed claims by a mother and daughter challenging a Colorado statute that required drivers under the age of sixteen to practice only “under the supervision of [a licensed] parent, stepparent, or guardian”; the plaintiffs claimed that the statute discriminated against them under
2
The district court‘s summary-judgment analysis seemed to primarily turn on the question of whether CDOC discriminated against Mr. Havens at all (i.e., quite apart from whether it did so intentionally) by placing him in the SMNU at DRDC and implementing specific security and access policies limiting his access to some of the programs and facilities available to able-bodied inmates at DRDC. The court answered this question in the negative. In light of the services and programs that seriously disabled inmates like Mr. Havens did have access to—evidenced in part by the fact that Mr. Havens completed a number of educational programs—the district court found that Mr. Havens had “meaningful access.” Aplt.‘s App. at 534.
Notably, the parties’ arguments primarily focus not on the discrimination vel non question but rather on whether any allegedly discriminatory conduct by CDOC was the product of deliberate indifference (i.e., intentional) and, thus, a predicate for compensatory damages under
Mr. Havens claims on appeal that CDOC demonstrated deliberate indifference in: (1) its decision to place and operate a SMNU in DRDC, a generally temporary facility with less accessible infrastructure for disabled persons and fewer programs for long-term prisoners;
More specifically, as for the decision to locate and operate a SMNU at DRDC, Mr. Havens argues that “[w]hen the CDOC made the policy decision to establish [a SMNU] at DRDC . . . it should have been apparent to CDOC policy makers that the pursuit of that policy decision would lead to deprivations of the
Plaintiff‘s rights under the
As for the SMNU‘s specific security and access policies, Mr. Havens contends that he “suffered segregation and discrimination that was simply the result [of] CDOC policies that were unreasonable,” including policies that limited his computer access, required him to eat his meals in his cell, and “prohibit[ed Mr. Havens] from interacting or associating with the able-bodied inmates at DRDC.” Id. at 19. Mr. Havens argues that CDOC “must have known that its policies to segregate the inmates in the SMNU from the other inmates at DRDC” would violate his rights under the
3
The fundamental weakness of both of Mr. Havens‘s claims is that neither (1) the choice to place and operate a SMNU at DRDC, or (2) the specific security and access policies governing the SMNU demonstrates deliberate indifference on the part of CDOC, see Barber, 562 F.3d at 1229, because Mr. Havens has not shown that CDOC had knowledge that either course of conduct would result in a substantial likelihood of harm to his federally protected rights (i.e.,
“Whether a prison official had the requisite knowledge of a substantial risk is a question of fact subject to demonstration in the usual ways, including inference from circumstantial evidence . . . .” McCullum v. Orlando Reg‘l Healthcare Sys., Inc., 768 F.3d 1135, 1147 (11th Cir. 2014) (articulating the deliberate indifference standard with respect to the plaintiff‘s
There is no significant or meaningful direct evidence of such knowledge in this case. Nor is there a reasonable probability that such knowledge on CDOC‘s part can be inferred from the circumstances. With the SMNU located and operating at DRDC, disabled inmates, like Mr. Havens, actually did have considerable access to programs and activities available to the general population of able-bodied inmates. In light of the evidence before us, we cannot say that risk of harm to Mr. Havens was “obvious.” McCullum, 768 F.3d at 1147.
In other words, we would be hard-pressed to circumstantially discern a triable inference that CDOC had knowledge of a substantial likelihood of harm to the federal rights of Mr. Havens, as well as other disabled inmates, in the placement and operation of the SMNU and in the fashioning of its specific security and access policies, when the actual operations of the SMNU evinced no such harms or objective indications that such harms were substantially likely to occur. That is, the SMNU‘s actual operations at DRDC demonstrate that, contrary to Mr. Havens‘s contention, it would not have been obvious to the prison officials in placing and operating the SMNU at DRDC or in fashioning SMNU‘s specific security and access policies that doing so would be substantially likely to infringe the federal rights of disabled inmates like Mr. Havens. See Meagley, 639 F.3d at 389 (concluding that there was “no evidence that the zoo knew [its] bridges . . . did not comply with
Far from establishing such knowledge, the circumstances here would suggest that any concerns by CDOC regarding harms to the
We turn now to examine the circumstances of the actual operations of the SMNU. Mr. Havens recognizes—and the record before the district court reflected—multiple accommodations the CDOC implemented to ensure that Mr. Havens and his fellow disabled inmates in the SMNU would retain meaningful access to programs and services while incarcerated at DRDC.
In particular, CDOC provided full-time aides and designed a prison job that Mr. Havens was able to perform. Mr. Havens was given computer access, albeit for limited periods of time when a computer was available, and had access to online legal resources as well as recreational books and media by request. CDOC provided a separate day room inside the SMNU. And Mr. Havens could access other parts of the facility with the assistance of staff members, when staff were available. The provision of these accommodations disinclines us to hold that CDOC had “actual knowledge”
In addition, the fact that Mr. Havens completed a number of educational and training programs while incarcerated at DRDC also suggests that the district court correctly found he was not denied meaningful access to such programs. And, more to the point, his ability to complete a meaningful selection of such programs is evidence that CDOC would not have been aware of a substantial likelihood that Mr. Havens, as well as other disabled SMNU inmates, would suffer violations of his federal rights by CDOC‘s decision to place and operate the SMNU in DRDC and its decision to fashion and implement the specific security and access policies for the SMNU at issue. In other words, Mr. Havens‘s successful participation in DRDC‘s educational and training programs forcefully militates against any reasonable inference that the risk that his
In sum, in light of these accommodating measures and evidence that inmates of the SMNU at DRDC retained meaningful access to prison programs and services, CDOC cannot be charged with “knowledge that a harm to a federally protected right [was] substantially likely” to result from the decision to place and operate the SMNU at DRDC, let alone with “a failure to act upon that . . . likelihood.” Barber, 562 F.3d at 1229 (alteration in original) (quoting Duvall, 260 F.3d at 1139). Furthermore, a panel of this court has cogently held, “it is not necessary for [a prison system] to duplicate programs [available in each facility] in all other facilities.” Whitington v. Moschetti, 423 F. App‘x 767, 771 (10th Cir. 2011) (unpublished). Mr. Havens has not shown that CDOC was aware of a substantial likelihood that the above measures were insufficient to ensure meaningful access to the programs and activities at DRDC. And, under the reasoning of Whitington, the fact that those programs and activities were more modest than those available at other penal facilities in the CDOC is not determinative of whether Mr. Havens‘s
Further, based upon substantially the same undisputed facts, Mr. Havens has not shown that CDOC actually had knowledge of a substantial likelihood that the specific security and access policies of DRDC at issue here—which governed the movement and activities of SMNU inmates—would deprive them, and in particular Mr. Havens, of meaningful access to programs and services. CDOC addressed inmates’ limited mobility outside of the SMNU by, among other things, providing online access to legal resources, books and media by request, and a day room within the SMNU.
And the district court persuasively reasoned that CDOC‘s security and access
at 532–33.
The district court‘s sound reasoning is congruent with our view that meaningful access and the question of whether accommodations are reasonable must be assessed through the prism of the prison setting.11 See Turner, 482 U.S.
1995). As the Fourth Circuit held, in Torcasio:
In view of [the] consensus that any rights prisoners enjoy—including the right of disabled inmates to some degree of accommodation—must be assessed in light of the requirements of prison administration, [the defendants] could certainly have reasonably concluded that their actions were consistent with “[the plaintiff‘s] right to the modification of specific [prison] services and facilities.”
. . . .
This portfolio of accommodations of course did not satisfy all of [the plaintiff‘s] requests, but certainly could have been viewed by a reasonable prison administrator as a satisfactory accommodation of whatever right [the plaintiff] had to modification of prison facilities [and policies] . . . .
57 F.3d at 1356 (fourth alteration in original).12
4
Mr. Havens argues, without citing controlling authority, that “the issue of intent is not appropriate for summary judgment.” Aplt.‘s Opening Br. at 20. It is true that courts are cautious about resolving questions of intent in summary-judgment proceedings. See Randle v. City of Aurora, 69 F.3d 441, 453 (10th Cir. 1995) (“Judgments about intent are best left for trial . . . .”); Romero v. Union Pac. R.R., 615 F.2d 1303, 1309 (10th Cir. 1980) (debatable issues of motive and intent are “particularly inappropriate for summary judgment disposition”).
However, on many occasions, we have affirmed summary judgment for a defendant based upon the absence of any genuine dispute of material fact regarding discriminatory intent.
Notably, we affirmed summary judgment for the defendants in Barber against a
Indeed, in two of these cases, the court acknowledged the need to treat issues of discriminatory intent cautiously at the summary judgment stage, but nevertheless held that the plaintiff had failed to offer a showing sufficient to raise a genuine dispute of material fact for trial. See, e.g., Pinkerton, 563 F.3d at 1066 (“Certainly, ‘[i]t is not the purpose of a motion for summary judgment to force the judge to conduct a “mini-trial” to determine the defendant‘s true state of mind.’ . . . However, Ms. Pinkerton did not present . . . evidence [upon which a jury could infer discriminatory motive], and therefore has not established a genuine issue for trial on the retaliation claim.” (alteration in original) (citation omitted) (quoting Randle, 69 F.3d at 453)); Morgan, 108 F.3d at 1324 (“Even though all doubts concerning pretext must be resolved in plaintiff‘s favor, a plaintiff‘s allegations alone will not defeat summary judgment.”). Accordingly, we reject Mr. Havens‘s assertion that the issue of intent is categorically inappropriate for resolution on summary judgment. This assertion
V
For the reasons discussed above, we AFFIRM the judgment of the district court.
Notes
(continued...)
“[T]he problems of prisons in America are complex and intractable, and, more to the point, they are not readily susceptible of resolution by decree.” Running a prison is an inordinately difficult undertaking that requires expertise, planning, and the commitment of resources, all of which are peculiarly within the province of the legislative and executive branches of government. Prison administration is, moreover, a task that has been committed to the responsibility of those branches, and separation of powers concerns counsel a policy of judicial restraint. Where a state penal system is involved, federal courts have, as we indicated in [Procunier v. Martinez], additional reason to accord deference to the appropriate prison authorities.
Id. at 84–85 (citation omitted) (quoting Procunier v. Martinez, 416 U.S. at 404–05). Further, “[w]here ‘other avenues’ remain available for the exercise of the asserted right, courts should be particularly conscious of the ‘measure of judicial deference owed to corrections officials.‘” Id. at 90 (citations omitted) (first quoting Jones v. N.C. Prisoners’ Labor Union, Inc., 433 U.S. 119, 131 (1977), then quoting Pell v. Procunier, 417 U.S. 817, 827 (1974)). The Court later reaffirmed in Thornburgh the principle that prisoners’ “rights must be exercised with due regard for the ‘inordinately difficult undertaking’ that is modern prison administration.” 490 U.S. at 407 (quoting Turner, 482 U.S. at 85).These variables would include “security and cost,” see Onishea, 171 F.3d at 1300, and “maintaining . . . order[,] and operating an institution in a manageable fashion,” Castle v. Eurofresh, Inc., 731 F.3d 901, 911 (9th Cir. 2013) (quoting (continued...))
at 84–85; Wright v. N.Y. State Dep‘t of Corr., 831 F.3d 64, 78 (2d Cir. 2016) (“[P]risons are unique environments where ‘deference to the expert views’ of prison administrators is the norm.” (quoting Pierce, 526 F.3d at 1217)). Prison officials have the obligation to consider security and other factors unique to the prison environment in their decision-making, and courts have accorded them considerable discretion to do so. See Onishea v. Hopper, 171 F.3d 1289, 1300 (11th Cir. 1999) (en banc); Torcasio v. Murray, 57 F.3d 1340, 1355 (4th Cir.
Pierce, 526 F.3d at 1217)). And these particular variables have played a significant role in resolving the question of meaningful access or accommodations in favor of prison administrators. See Wagoner, 778 F.3d at 592–93 (holding prisoner was not “deni[ed] [] services within the meaning of [
