Lead Opinion
Plaintiffs-Appellants, Julianna Barber and Marcia Barber, appeal from the district court’s grant of summary judgment in favor of the Defendants-Appellees, Colorado Department of Revenue, Colorado Division of Motor Vehicles, M. Michael Cook in her official capacity as executive director of the Colorado Department of Revenue, and Joan Vecchi in her official capacity as Senior Director of the Colorado Division of Motor Vehicles (collectively, “DMV”), and the district court’s subsequent denial of the Barbers’ motion to reconsider and to alter judgment.
. This appeal arises out of the Barbers’ claim that the DMV violated § 504 of the Rehabilitation Act of 1973, 29 U.S.C. § 794, and intentionally discriminated against Marcia Barber when it required a “parent, stepparent, or guardian” with a valid driver’s license to supervise Julianna Barber’s driving practice, as required by
Background
Julianna Barber turned fifteen on September 8, 2004. Under Colorado law at that time, any minor age fifteen who was enrolled in an approved driver education course could apply for a minor’s driving instruction permit. Colo.Rev.Stat. § 42-2-106(l)(b) (2004) (amended 2005). Julianna obtained her minor’s permit on October 13, 2004. To qualify for a driver’s license, persons under the age of eighteen were required to hold a permit for at least twelve months, complete fifty hours of supervised driving, and be at least sixteen years old. See Colo.Rev.Stat. § 42-2-104(4)(a) (2004). Therefore, the earliest date upon which Julianna was eligible to apply for a driver’s license was October 13, 2005. After meeting all of Colorado’s requirements, Julianna obtained her driver’s license on November 14, 2005.
Under the 2004 Colorado statute, a driver under the age of sixteen could practice driving only “under the supervision of the parent, stepparent, or guardian who cosigned the application for the minor’s instruction permit if such parent, stepparent, or guardian holds a valid driver’s license.” Colo.Rev.Stat. § 42-2-106(l)(b) (2004) (amended 2005). We note that, on its face, the statute does not address what type of guardianship is required under the “guardian” option. When a minor reached the age of sixteen, those restrictions eased to allow supervision by “a licensed driver, twenty-one years of age or over.” Colo. Rev.Stat. § 42-2-106(l)(a) (2004). Thus, Julianna was required by statute to drive under the supervision of a parent, stepparent, or guardian until she reached age sixteen on September 8, 2005. Because Julianna’s mother, Marcia Barber, suffers from retinitis pigmentosa and is blind, she cannot hold a driver’s license. Therefore, under the statute, she could not supervise Julianna’s driving during the period October 13, 2004, through September 8, 2005. In addition, Julianna’s father does not have a driver’s license, does not have custody of Julianna, and does not live in Colorado.
Upon learning of the supervision requirement from Julianna’s driving school instructors, Marcia Barber" called her local DMV office, “asked for a reasonable accommodation, that [Julianna] be allowed to practice with another licensed driver, such as her grandfather,” and was referred to Steve Tool, then senior director of the Colorado DMV. In mid to late October or early November, Marcia Barber and Steve Tool communicated about the Barbers’ situation, and he began an investigation. Mr. Tool requested an informal opinion from the State Attorney General’s Office “con
On December 2, 2004, Marcia Barber sent Mr. Tool a letter thanking him for his assistance and reiterating her request for an exception to the guardian requirement due to her disability. In that letter, she cited to the Americans with Disabilities Act (ADA)
Marcia Barber then called Colorado Attorney General John Suthers in January 2005. Mr. Suthers testified that during the call he indicated that the legislature needed to address the statute, and that in the short-term he thought the problem could be solved with a limited delegation of authority. Marcia Barber testified that she did not recall Mr. Suthers discussing any solution that did not involve assigning parental rights. Although the testimony conflicts on whether a limited guardianship was discussed, we will assume, consistent with Marcia Barber’s version of the call, that it was not, even though this is not a material fact given our disposition. However, during her deposition, Marcia Barber made it clear that she did not consider any form of guardianship a reasonable accommodation, and she voiced that sentiment in clear and unmistakable terms.
On January 21, 2005, Marcia Barber wrote to Mr. Suthers thanking him for his time, expressing her dissatisfaction with the suggestion “that another person might be a more suitable guardian, even temporarily,” attaching an excerpt from the ADA that discusses the “reasonable modification” requirement, and reiterating her request for a reasonable modification to the statute that would permit Julianna to practice her driving. Then, on January 25, 2005, Marcia Barber wrote again to Mr. Suthers and also to Mr. Dodd, indicating that she had filed a Title II ADA complaint with the Department of Justice, and once more requesting that the “state simply provide reasonable modification under the statute (i.e.[, allowing my daughter to drive with a parent-delegate such as an
Finally, on February 3, 2005, attorney Chris Méndez of The Legal Center for People with Disabilities and Older People wrote to Mr. Dodd on Marcia Barber’s behalf, requesting a reasonable modification to allow an adult family member to supervise Julianna’s driving. Mr. Dodd responded on February 23, 2005, indicating that the requested accommodation could not be made and that it was “critical that [minor drivers] be under the direct and immediate supervision of someone with full parental authority.” In closing, Mr. Dodd indicated that the pending legislative amendment to the statute might provide Marcia Barber with satisfactory relief.
On May 27, 2005, the statute was amended to allow a grandparent with power of attorney who holds a valid driver’s license to supervise drivers under the age of sixteen. CoIo.Rev.Stat. § 42-2-106(l)(b) (2005). Finally, effective July 1, 2006, the statute was further amended to allow the appointment of an alternate permit supervisor who holds a valid Colorado driver’s license and is twenty-one years or older. CoIo.Rev.Stat. § 42-2-106(l)(b) (2006). In the interim, on August 10, 2005, the DMV allowed Marcia Barber to sign a “designation,” granting Julianna’s grandfather permission to supervise Julianna’s driving until she turned sixteen. The designation form indicated that, by signing it, Marcia Barber was “in no way relinquishing any parental rights.”
According to her driving logs, Julianna practiced six hours of driving with her driving school in October and November of 2004; six hours of driving with a driving instructor who donated his time in May, June, July, and early August of 2005; and the remainder of her required fifty hours with her grandfather and a family friend in August, September, October, and November of 2005. As discussed, while the earliest date upon which Julianna was eligible for a Colorado driver’s license was October 13, 2005, she was granted her license on November 14, 2005, after meeting the DMV’s requirements. The Barbers argue that their injury arises not from the brief delay in Julianna being issued her license, but rather from the fact that, because of the statute, Julianna was deprived of the full year of supervised driving experience that is the goal of the Colorado statute. See CoIo.Rev.Stat. § 42-2-105.5(l)(b).
The Barbers filed their second amended complaint against the DMV on January 20, 2006, alleging violations of the ADA and the Rehabilitation Act. The statutory amendments rendered these allegations moot, save for the matter of the Barbers’ entitlement to compensatory damages under § 504 of the Rehabilitation Act. Barber,
Discussion
We review the grant of summary judgment de novo and apply the same standard as the district court. T-Mobile Cent., LLC v. Unified Gov’t of Wyandotte County,
We review a district court’s denial of a Fed.R.Civ.P. 59(e) motion for reconsideration under an abuse of discretion standard. Phelps v. Hamilton,
I. Applicable Statutory Language
Section 504 of the Rehabilitation Act provides:
No otherwise qualified individual with a disability ... shall, solely by reason of her or his disability, be excluded from the participation in, be denied the benefits of, or be subjected to discrimination under any program or activity receiving Federal financial assistance or under any program or activity conducted by any Executive agency or by the United States Postal Service.
29 U.S.C. § 794(a). The provision includes in its definition of a “program or activity” the operations of any “department, agency, special purpose district, or other instrumentality of a State or of a local government.” 29 U.S.C. § 794(b)(1)(A). To establish a prima facie claim under § 504, a plaintiff must demonstrate that “(1) plaintiff is handicapped under the Act; (2)[she] is ‘otherwise qualified’ to participate in the program; (3) the program receives federal financial assistance; and (4) the program discriminates against plaintiff.” Hollonbeck v. U.S. Olympic Comm.,
To recover compensatory damages under § 504, a plaintiff must establish that the agency’s discrimination was intentional. Powers,
II. Analysis
The Barbers claim that they introduced sufficient evidence to demonstrate that the DMV acted with deliberate indifference to Marcia Barber’s federally protected rights under § 504 when the DMV had knowledge of potential harm to those rights and failed'to act on it. The facts in this unusual case require us to disagree.
The Supreme Court has recognized that § 504 is intended to ensure that “an otherwise qualified handicapped individual [is] provided with meaningful access to the benefit that the grantee offers.... [T]o assure meaningful access, reasonable accommodations in the grantee’s program or benefit may have to be made.” Alexander v. Choate,
Turning to the level of intent required to satisfy the “failure to act” prong of the deliberate indifference test, a
“failure to act [is] a result of conduct that is more than negligent, and involves an element of deliberateness.” Under the second element, “a public entity does not ‘act’ by proffering just any accommodation: it must consider the particular individual’s need when conducting its investigation into what accommodations are reasonable.”
Lovell v. Chandler,
Two cases from our sister circuits are illustrative. In Ferguson v. City of Phoenix,
In another case, the Fifth Circuit affirmed a district court’s denial of judgment as a matter of law, finding that a hearing-impaired arrestee produced sufficient evidence to uphold a jury verdict in his favor under the ADA and the Rehabilitation Act. Delano-Pyle v. Victoria County, Tex.,
The unusual facts of this case indicate that the DMV did not act with deliberate indifference. First, the DMV offered Marcia Barber the option of some form of guardianship, which was an eminently reasonable solution already included in the Colorado statute. According to Marcia Barber, Mr. Tool, then senior director of the DMV, seemed “genuinely concerned” and “very sympathetic” about the situation. Initially, Mr. Tool consulted the State Attorney General’s Office in an effort to find a legally acceptable resolution to the issue. Although the State Attorney General’s Office would not permit Julianna’s grandfather to supervise her driving without some recognition of the statute’s legal requirements, it did offer her the opportunity to permit him to do so with a guardianship.
Second, in as early as November 2004, the DMV was aware that the statute was progressing toward amendment. Ordinarily, we would not view the fact of statutory amendment via the legislative process as evidence of action on the part of an accommodating institution. However, it is clear here that the DMV was aware that amendment was coming swiftly. The speed and diligence with which senior state officials sought to amend the statute figures prominently in our view of the case. In fact, the Colorado legislature acted about as quickly as a legislature can act. Under these unusual circumstances, we do not view the DMV as having acted with deliberate indifference. However, we stress that our holding in no way supports the view that state officials should be permitted to refuse an accommodation in favor of the more usual, lengthier legislative process.
We recognize that the accommodation proposed by Ms. Barber was very close to the one ultimately accepted by Colorado through legislative amendment. The fact that it was objectively reasonable, however, does not carry the day given another objectively reasonable alternative was
[W]hat I was asking for was a reasonable accommodation. Guardianship was guardianship. I thought that was an unreasonable requirement. That’s not a reasonable accommodation. That’s unreasonable.
It’s a legal requirement imposed — that would be imposed on me because of my disability that would not be imposed on any other ablebodied person. It called my parenting abilities into question. It required me to give up decision-making responsibility. I wasn’t looking to give up my parenting role.
In fact, Marcia Barber later indicated that she didn’t “see why [she] should have been required to explore anything,” referring to accommodations other than the one she requested that might have satisfied the statute. That Mr. Suthers chose not to respond to Marcia Barber’s follow-up letters for her requested accommodation, which had already been discussed and foreclosed, does not merit a finding of deliberate indifference.
Essentially, Ms. Barber believed that (1) only her suggested accommodation was reasonable, (2) a guardianship would require her to give up her parenting role, and (3) a guardianship called her parenting ability into question. In contrast to Ms. Barber’s position, “both parties have an obligation to proceed in a reasonably interactive manner” to ascertain a reasonable accommodation. Smith v. Midland Brake, Inc.,
However, as Marcia Barber made clear in her deposition, she was unwilling to accept any form of guardianship. In doing so, she foreclosed her ability to show that the interactive process would have led to a reasonable accommodation. Prior cases establish that a disabled plaintiff alleging that an employer failed to properly engage in the interactive process must also establish that the interactive process would have likely produced a reasonable accommodation. For example, in Frazier v. Simmons, this court held that a claimant alleging that his employer failed adequately to partake of the interactive process required by the ADA will lose on summary judgment if he fails to show “ ‘that a reasonable accommodation was possible,’ ” and that the interactive process would have led to an accommodation.
Furthermore, the Supreme Court has indicated, in the context of the ADA, that Congress has not defined “reasonable” as simply meaning the same as “effective,” and that “demand for an effective accommodation could prove unreasonable because of its impact.” U.S. Airways, Inc. v. Barnett,
In a related argument, the Barbers claim that the district court erred in concluding that the DMV could not have discriminated because it was adhering to a state statute when denying her requested accommodation. In making this claim, the Barbers specifically point to the following language in the district court’s order:
An accommodation that would have required defendants to willfully ignore or violate the law is per se not reasonable. Plaintiffs’ frustration with the limited legal options available to them short of amendment of the statute is insufficient to sustain their burden of showing that defendants were deliberately indifferent to their federally protected rights.
Barber,
It is well established that “Congress has the power to preempt state law.” Crosby v. Nat’l Foreign Trade Council,
The Supremacy Clause does not govern the outcome of this case; there was no conflict because Marcia Barber had an option under the statute other than simply seeking amendment or being denied meaningful access, namely, some form of guard
In so holding, we in no way affirm the district court’s conclusion that “[a]n accommodation that would have required defendants to willfully ignore or violate the law is per se not reasonable.” Barber,
In this case, the DMV took adequate steps to ameliorate the situation by engaging in discussion about guardianship and pursuing legislative amendment. Further, even assuming that the DMV did not adequately participate in the interactive process in this case, the Barbers have failed to show that the DMV’s participation in the interactive process would have likely produced a reasonable accommodation. Therefore, we affirm the district court’s grant of summary judgment and find no grounds to reverse its denial of the motion to reconsider.
AFFIRMED.
Notes
. Julianna Barber’s mother, Marcia, is blind and thus cannot obtain a driver’s license, and Julianna’s father does not have custody of her, does not have a driver’s license, and lives out of state.
. The ADA and § 504 of the Rehabilitation Act both require reasonable modification. See Chaffin v. Kan. State Fair Bd.,
. We do so in light of the fact that the government has not raised this issue on appeal.
. Although a full guardianship was not a reasonable accommodation, the statute clearly also authorized a limited guardianship. The Attorney General and DMV officials may never have called that portion of the statute to Marcia Barber’s attention, but it was a part of Colorado law, and, because it was an objectively reasonable reading of that law, we are bound to defer.
Concurrence Opinion
concurring in the judgment.
When this dispute began, Colorado law provided that 15-year old minors could receive a permit to practice driving under the supervision of a “parent, stepparent, or guardian” before becoming eligible for a full driver’s license at age 16. Colo.Rev. Stat. § 42-2-106. The public safety rationale for this statute was obvious: to ensure that new, minor, and as-yet unlicensed, drivers operated under the care of someone with lawful authority to control their conduct on the roads. At the same time, the guardian discussed in the statute didn’t have to be a person with full guardianship authority. Instead, it could be an individual with authority limited solely to overseeing the child’s driving. See Colo. Rev.Stat. § 15-14-102(4) (recognizing limited guardianships); Colo.Rev.Stat. § 15-14-105 (“a parent or guardian” may delegate “any power,” however small, “regarding care, custody, or property” of a child to another). Under Colorado law, then, Ms. Barber was free simply to sign a piece of paper — no court involvement or other formality required — giving any person of her choosing authority to supervise (only) her daughter’s practice driving sessions. Plaintiffs have admitted that they never considered, and would never have agreed to, this option. But no one has shown why this option — designed to ensure that 15 year-old minors operate motor vehicles under the supervision of an adult with lawful authority over them — discriminated against the handicapped, such that the need for a remedial interactive process aimed at finding a reasonable accommodation was triggered. Alexander v. Choate,
If Colorado law had discriminated on the basis of disability, in violation of the Rehabilitation Act, the State defendants argue they still shouldn’t be held liable, in part because they were bound to follow State law unless and until the State legislature stepped in to change State law. But a state law at odds with a valid Act of Congress is no law at all. M’Culloch v. Maryland,
. Plaintiffs argue that, in a February 23, 2005 letter, the State misrepresented Colorado law by asking Ms. Barber to sign a document giving full, not limited, guardianship authority to another person. The letter, however, simply stated that, for the "youngest of drivers just learning to drive,” State law required "that they be under the direct and immediate supervision of someone with full parental authority.” By definition, a limited guardian has full parental authority, albeit for prescribed purposes, sometimes even very modest purposes (such as the supervision of a minor while driving). The State thus did not misrepresent to plaintiffs the availability or nature of its limited guardianship statutes.
