PAUL GREENAN v. SUZANNE GREENAN
(AC 34320)
Appellate Court of Connecticut
Argued December 9, 2013—officially released May 20, 2014
Beach, Robinson and Sheldon, Js.*
(Appeal from Superior Court, judicial district of Stamford-Norwalk, Calmar, J. [motion to seal, judgment]; Emons, J. [motion to seal, motion for attorney’s fees].)
The ‘‘officially released’’ date that appears near the beginning of each opinion is the date the opinion will be published in the
All opinions are subject to modification and technical correction prior to official publication in the Connecticut Reports and Connecticut Appellate Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the
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Norman A. Roberts II, for the appellee (defendant).
Karen L. Dowd, with whom, on the brief, was Melissa J. Needle, for the minor children.
Opinion
BEACH, J. In this marital dissolution action, the plaintiff, Paul Greenan, challenges certain orders entered by the trial court in the course of the proceedings dissolving his marriage to the defendant, Suzanne Greenan. The plaintiff claims that the court erred in (1) denying his motion to seal the trial court’s memorandum of decision, (2) mentioning his erased arrest record in its decision and improperly drawing an adverse inference from his assertion of the fifth amendment privilege against self-incrimination, (3) declining to award him alimony, (4) finding him to be in contempt of the court’s automatic orders pursuant to
I
The plaintiff first claims that the court erred in denying his request to issue a sealed memorandum of decision.1 We disagree.
During the pendency of this appeal, on September 26, 2012, the court, Emons, J., heard argument on the plaintiff’s November 30, 2011 motion to seal. The plaintiff’s attorney requested that the entire memorandum of decision be sealed. The court denied the motion. In a January 14, 2013 articulation, the court, Emons, J., explained that it denied the plaintiff’s November 30, 2011 motion to seal because ‘‘the plaintiff offered and/or furnished no new reasons to alter Judge Calmar’s two (or more) rulings and/or decisions that are presently on appeal. The motion was not properly before this court.’’
‘‘We review a trial court’s decision granting or denying a motion to seal to determine whether, in making the decision, the court abused its discretion. . . . Inherent . . . in the concept of judicial discretion is the idea of choice and a determination between competing considerations. . . . When reviewing a trial court’s exercise of the legal discretion vested in it, our review is limited to whether the trial court correctly applied the law and reasonably could have concluded as it did.’’ (Citations omitted; internal quotation marks omitted.) Vargas v. Doe, 96 Conn. App. 399, 408–409, 900 A.2d 525, cert. denied, 280 Conn. 923, 908 A.2d 546 (2006).
‘‘The presumption of openness of court proceedings . . . is a fundamental principle of our judicial system. . . . This policy of openness is not to be abridged lightly. In fact, the legislature has provided for very few instances in which it has determined that, as a matter of course, certain privacy concerns outweigh the public’s interest in open judicial proceedings.’’ (Citation omitted; internal quotation marks omitted.) Id., 406. The legislature, however, statutorily permits closed hearings and sealing of records in ‘‘family relations matters’’3 where ‘‘the welfare of any children involved or the nature of the case so requires. . . .’’
‘‘[The public] policy of openness is not to be abridged lightly.’’ (Internal quotation marks omitted.) Vargas v. Doe, supra, 96 Conn. App. 406; see also
II
The plaintiff next claims that the court erred in (1) mentioning his erased arrest record in its memorandum of decision and (2) improperly drawing an adverse inference from his assertion of his rights and privileges under the fifth amendment. We disagree.
A
In its January 18, 2012 memorandum of decision, the court mentioned that the plaintiff had been arrested on February 8, 2010, on drug related charges, that the resultant criminal case was resolved by way of a court-ordered diversionary program and that the plaintiff reported that these charges had been erased pursuant to
The plaintiff’s claim requires us to review the applicability of a statutory provision
The plaintiff argues that the decision in the dissolution case was issued ‘‘in contravention of the erasure statute’’ and ‘‘created a new public record of the plaintiff’s erased arrest after the plaintiff had successfully completed a diversionary program.’’ Evidence was admitted at trial to support the court’s findings regarding the plaintiff’s arrest. The plaintiff has not established that this evidence was admitted in contravention of
The plaintiff’s attorney introduced further evidence of his arrest. The plaintiff’s attorney elicited testimony on direct examination from Dr. Eric Frazer, the court-appointed evaluator, regarding the plaintiff’s arrest and drug related involvement in the context of their effect on supervised visitation and his reputation at his children’s school. The plaintiff’s attorney also entered into evidence Frazer’s custody evaluation, which referred to statements the plaintiff made regarding his arrest. Furthermore, the plaintiff’s attorney referenced the plaintiff’s arrest during closing argument. The plaintiff cannot now complain that the court found facts in its opinion regarding his arrest, which facts are supported by his testimony and other evidence submitted by his attorney.
B
On direct examination, the plaintiff testified as to his arrest. On cross-examination, the plaintiff was asked, ‘‘[w]here were you on the evening of February 8, 2010,’’6 and was further questioned regarding the details of that night. The plaintiff invoked the fifth amendment in response to these questions. The defendant’s attorney questioned the applicability of the fifth amendment due to the fact that the criminal case stemming from those charges had been disposed of and records relating to it erased. In its August 30, 2012 decision, the court noted that the plaintiff was cross-examined at trial regarding the events leading up to the arrest, and regarding drug use generally, and that he invoked his fifth amendment privilege. The court stated that it drew a negative inference from the plaintiff’s refusal to testify concerning the February, 2010 incident.
Despite being able to testify lawfully that he had never been arrested; see
The court did not err in drawing an adverse inference from the plaintiff’s refusal to testify as to the events of February 8, 2010, because such adverse inferences are permitted in civil actions.7 ‘‘The fifth amendment privilege against self-incrimination not only protects the individual against being involuntarily called as a witness against himself in a criminal prosecution but also privi-leges him not to answer official questions put to him in any other proceeding, civil or criminal, formal or informal, where the answers might incriminate him in future criminal proceedings. . . . The privilege does not, however, forbid the drawing of adverse inferences against parties to civil actions8 when they refuse to testify in response to probative evidence offered against them. The prevailing rule is that the fifth amendment does not preclude the inference where the privilege is claimed by a party to a civil cause.’’ (Citation omitted; emphasis omitted; footnote added; internal quotation marks omitted.) Olin Corp. v. Castells, 180 Conn. 49, 53, 428 A.2d 319 (1980). There also was other evidence from which the court could have concluded that the plaintiff had been involved in drug use.9 It was not error for the court to draw an adverse inference about substance abuse from the plaintiff’s refusal to testify on that subject and to rely on that adverse inference in crafting its orders.
III
The plaintiff next claims that the court erred in declining to award him alimony. He argues that the court, Calmar, J., abused its discretion in determining ‘‘without any explanation’’ that the plaintiff was not to receive alimony in light of the fact that Judge Shay had previously ordered an increase in a pendente lite alimony award to the plaintiff. We disagree.
In April, 2009, the court, Shay, J., granted the plaintiff’s motion for alimony and child support pendente lite, and ordered the defendant to pay the plaintiff unallocated alimony and child support in the amount of $1500 per month. In its April, 2011 decision on motions to modify filed by the parties, the court, Shay, J., determined that there had been a substantial change in circumstances and ordered that the defendant pay the plaintiff $4000 per month in unallocated alimony and child support.
In its August 30, 2012 decision, the court did not award alimony to either party.
In Wolk v. Wolk, 191 Conn. 328, 464 A.2d 780 (1983), our Supreme Court adjudicated a claim similar to the one presented in the present case. The court stated: ‘‘The claim that the court erroneously disturbed alimony pendente lite orders without a clear basis for doing so appears to misunderstand the difference between temporary orders prior to the dissolution of a marriage and final orders at the time of the dissolution of a marriage. The purpose of an award of alimony and support pendente lite is to provide [a party with support during the pendency of the dissolution action].11 The final orders of alimony and support granted at the time of the dissolution necessarily address the long term conditions under which the reorganization of the family is to take place and include distribution of assets such as the family home and other significant assets. Since the purposes of pendente lite awards and final orders are different, there is no requirement that the court give any reason for changing the pendente lite orders.’’ (Citation omitted; footnote added; internal quotation marks omitted.) Id., 330–31. The court did not err in declining expressly to discuss the reasons for changing the pendente lite orders.
The trial court has broad discretion in its award of alimony. See McMellon v. McMellon, 116 Conn. App. 393, 397, 976 A.2d 1 (so long as trial court considers all statutory criteria, it may exercise broad discretion in awarding alimony), cert. denied, 293 Conn. 926, 980 A.2d 911 (2009). The court specifically stated that it considered the statutory factors set forth in
IV
The plaintiff next claims that the court erred in finding him to be in contempt of the court’s automatic orders pursuant to
‘‘The abuse of discretion standard applies to a trial court’s decision on a
The court noted that the defendant claimed in her motion for contempt that the plaintiff, ‘‘without the knowledge or consent of the defendant, and in violation of the automatic orders: (1) drew on the credit lines secured by the [parties’] investment property [on Maryanne Lane] in Stamford and expended all of those funds in the approximate amount of $420,000; (2) borrowed approximately $400,000 from his mother since the commencement of the dissolution action; (3) expended approximately $80,000 to make improvements to the Maryanne Lane property, which improvements were not made in the usual course of business or for customary and usual household expenses; (4) expended over $400,000 to pay legal fees since the commencement of the action; and (5) withdrew over $50,000 from his retirement accounts and converted one of his retirement accounts from a traditional IRA account to a Roth IRA account, incurring a significant tax expense.’’ The court stated that, in sum, the defendant alleged that ‘‘the plaintiff transformed his family estate, which had no debt and $1.5 million in equity in real estate, into an estate with $1.5 million in mortgage obligations and little equity.’’
The plaintiff argued before the trial court that ‘‘he did not violate the automatic orders because he drew down $420,000 on the property [on Maryanne Lane], borrowed $400,000 from his mother and withdrew over $50,000 from his retirement accounts to make $80,000 worth of necessary repairs to the property [on Maryanne Lane], pay necessary legal fees and cover his living expenses.’’ The court rejected the plaintiff’s argument. The court stated, ‘‘Although extra expenses were necessary to establish the plaintiff’s separate housing and secure legal representation, the plaintiff, without the knowledge or consent of the defendant, mortgaged assets, took out loans and converted assets, all the while exercising little restraint over his spending and acting with a sense of entitlement. . . . The court finds the plaintiff intentionally and wilfully violated the automatic orders, and his unilateral expenditures depleted assets that would have otherwise been available for distribution. The court finds the plaintiff in wilful contempt of court. Rather than issue a specific order to restore the funds at this time, the court has taken the plaintiff’s self-help into consideration in fashioning its orders.’’ (Citations omitted.)
The court found that, although some degree of extra expense was necessary to establish the plaintiff’s separate housing and secure legal representation, the plaintiff, without the knowledge or consent of the defendant, mortgaged assets, took out loans and converted assets, exercising little or no restraint on his spending. Such spending reasonably could be found to be beyond the usual course of business or ‘‘for customary and usual household expenses’’ and assets were undisputedly encumbered. For example, the plaintiff himself testified that approximately $80,000 was spent for repairs to the Maryanne Lane property, including fixing the foundation, removing walls to fix the foundation, repairing electrical problems found as a result of removing the walls, and cutting the foundation in order to install larger windows downstairs. He further testified to taking out a $420,000 equity line of credit on the Maryanne Lane property; borrowing $400,000 from his family and expending over $400,000 in legal fees. The court reasonably could have determined that the plaintiff wilfully violated the automatic orders without the defendant’s knowledge or permission of the court. The court did not abuse its discretion in concluding that the plaintiff violated the automatic orders.
V
The plaintiff next claims that the court erred in ordering the parties to pay the fees submitted by the attorney for the minor children and by the guardian ad litem. The plaintiff argues that the fees were unreasonable in light of counsels’ level of diligence in representing the interests of the parties’ minor children and the absence of an evidentiary hearing with respect to the reasonableness of their fees. We are not persuaded.
The court ordered that the parties each pay one-half of the outstanding fees and costs to the attorney for the minor children and to the guardian ad litem. The court determined that the attorney for the minor children was owed $74,131.68 as of November 30, 2011, and the guardian ad litem was owed $52,683.73 as of November 29, 2011. The court stated that it had reviewed the affidavits regarding fees submitted by the attorney for the minor children and by the guardian ad litem and found them ‘‘fair and reasonable under the circumstances of this difficult and lengthy case.’’
‘‘The court may order either party to pay the fees for [a] guardian ad litem [and the attorney for the minor children] pursuant to
‘‘The statutory authority for the award of fees for a court-appointed guardian ad litem is found in
‘‘[Trial] courts have a general knowledge of what would be reasonable compensation for services which are fairly stated and described. . . . Because of this general knowledge, [t]he court [is] in a position to evaluate the complexity of the issues presented and the skill with which counsel had dealt with these issues. . . . While the decision as to the liability for payment of such fees can be made in the absence of any evidence of the cost of the work performed . . . the dollar amount of such an award must be determined to be reasonable after an appropriate evidentiary showing.’’ (Citations omitted; internal quotation marks omitted.) Rubenstein v. Rubenstein, 107 Conn. App. 488, 503, 945 A.2d 1043, cert. denied, 289 Conn. 948, 960 A.2d 1037 (2008).
We are constrained by our standard of review, which dictates that a court has broad discretion in such matters and that, in the absence of an abuse of discretion, we defer to the judgment of the trial court, which is in a better position than we are to assess the entire scenario. In this case, the guardian ad litem and attorney for the minor children presented evidence from which the court could have determined the amount of the fees and the reasonableness of the fees. See Hartford Electric Light Co. v. Tucker, 183 Conn. 85, 91–92, 438 A.2d 828 (procedural due process requirements satisfied when party opposing reasonableness of attorney’s fees is afforded opportunity to present evidence and cross-examine opposing parties’ witnesses on question of reasonableness), cert. denied, 454 U.S. 837, 102 S. Ct. 143, 70 L. Ed. 2d 118 (1981).13 Attorney Eric J. Broder, the guardian ad litem for the parties’ children, testified as to the complexity of the case, the services he rendered and the resulting amount of his outstanding bill. He testified that in the approximately two years between the time of his appointment as guardian ad litem and the time of trial, he had interacted with the children and had met with the plaintiff ‘‘many’’ times. He noted the ways in which he kept up with the progress of the case and explained that he did not have extensive meetings with the children because ‘‘they don’t want to see me.’’ He testified that he had attended almost every court proceeding. His affidavit regarding fees was entered into evidence as a full exhibit. He testified that he billed at $500 per hour and that his total charges had amounted to approximately $142,575 through the previous day of trial, October
Melissa J. Needle, the attorney who represented the minor children during the eleven day trial, also submitted an affidavit regarding her fees.14 On the first day of trial, much of the plaintiff’s testimony was related to his motion to remove Needle as the attorney for the minor children. In her closing argument to the court, Needle noted that ‘‘this has been a very difficult case. It’s been going for almost three years . . . .’’ She detailed her involvement in the case, including meetings with counsel, reviewing Frazer’s reports, reviewing e-mails between the parties’ attorneys, dealing with correspondence, pleadings, court transcripts, financial affidavits, attendance at ‘‘numerous’’ pendente lite hearings, and spending some time with the minor children.
The plaintiff has not specifically attacked any individual item included in the lists of hours and rates submitted by Needle and Broder in their affidavits. Rather, his claim centers on their level of diligence and their conduct during the case. On the first day of trial, the court denied the plaintiff’s motion to remove Needle as the attorney for the minor children. As noted, Broder and Needle both provided affidavits regarding fees and both described to the court, either in testimony or in closing argument, their involvement in the case. The court determined that the fees submitted by the guardian ad litem and the attorney for the minor children were reasonable. In light of the length and complexity of the trial, the protracted and adversarial nature of the proceedings on the whole, and the testimony of Broder and Needle as to the work performed, we are not persuaded that the court abused its discretion in its findings.
VI
The plaintiff last claims that the court erred in its orders regarding his 529 college savings plan accounts. We disagree.
The following additional facts are relevant to this claim. The court ordered that the minor children’s 529 accounts15 shall
The plaintiff argues that the court’s orders regarding the 529 accounts violated
Although 529 accounts pertain to education expenses; see
The court did not err in its distribution of the 529 accounts. It is afforded broad discretion in its award of property. See, e.g., id., 374–75 (trial court afforded broad discretion when distributing marital property as long as it takes into account statutory factors in
The judgment is affirmed.
In this opinion the other judges concurred.
