Lead Opinion
Opinion
The plaintiffs, Paul Carrubba and his minor son, Matthew Carrubba, appeal from the judg
The following facts are relevant to the resolution of the plaintiffs’ appeal. In the prior marital dissolution action between Paul Carrubba and his former wife, Carrubba v. Carrubba, Superior Court, judicial district of Hartford, Docket No. 541518 (September 2, 1994), the defendant served as court-appointed counsel for the minor children, Jessica Carrubba and Matthew Car-rubba. The marriage was dissolved on February 11, 1997. On November 2, 1998, in a postjudgment motion, Paul Carrubba sought to disqualify the defendant.
On November 13, 2000, the plaintiffs commenced the present action by filing a two count complaint. In the first count, the plaintiffs claimed that the defendant intentionally or negligently had caused Paul Carrubba to suffer emotional distress. In the second count, Matthew
I
The plaintiffs first claim that the court improperly determined that the defendant was immune from suit for claims that, in her capacity as a court-appointed attorney for the minor, Matthew Carrubba, she had caused Paul Carrubba to suffer emotional distress. To resolve the claim, we must determine, (1) as a matter of first impression, whether attorneys appointed pursuant to General Statutes § 46b-54 are entitled to immunity, (2) the contours of that immunity and (3) the proper procedural vehicle for raising such immunity as a defense. We conclude that attorneys appointed pursuant to § 46b-54 are entitled to qualified quasi-judicial immunity, and that such immunity is properly pleaded as a special defense and the issue raised by using either a motion to strike or a motion for summary judgment.
The following additional facts are necessary for our resolution of the plaintiffs’ claim. In its memorandum of decision dismissing the plaintiffs’ complaint, the trial court determined that, with respect to the emotional
We agree with the trial court that attorneys appointed to represent minor children, pursuant to § 46b-54, fulfill a role that is closely related to the role of a guardian ad litem appointed pursuant to General Statutes § 45a-132. Our review of the issue leads us to the conclusion that we should extend immunity to attorneys appointed
A
At the outset, a brief review of the history of judicial immunity will facilitate our discussion. “The common law recognized a judicial immunity, which protected judges, jurors and grand jurors, members of courts-martial, private arbitrators, and various assessors and commissioners. That immunity was absolute, but it extended only to individuals who were charged with resolving disputes between other parties or authoritatively adjudicating private rights. When public officials made discretionary policy decisions that did not involve actual adjudication, they were protected by quasi-judicial immunity, which could be defeated by a showing of malice, and hence was more akin to what we now call qualified, rather than absolute, immunity.” (Internal quotation marks omitted.) Kalina v. Fletcher,
When determining which officials perform functions that might justify an exemption from liability, the United States Supreme Court has undertaken an “inquiry into the immunity historically accorded the relevant official at common law and the interests behind it.” (Internal quotation marks omitted.) Antoine v. Byers & Anderson, Inc.,
B
With the foregoing principles in mind, we now turn to the first question presented under the facts and circumstances of this case; that is, whether attorneys appointed pursuant to § 46b-54 are entitled to immunity. In dissolution actions, § 46b-54 (a) and (b) permit a court to appoint an attorney for a minor child. The underlying purpose of the appointment is to serve the best interest of the child. See General Statutes § 46b-54 (a). The appointment of counsel, therefore, lies firmly within the trial court’s discretion while resting on the best interest of the child. See General Statutes § 46b-54 (c); see also Salvio v. Salvio,
Typically, an attorney representing a minor “is just that, an attorney, arguing on behalf of his or her client . . . .” Ireland v. Ireland,
We now address the specific question presented, that is, whether attorneys appointed pursuant to § 46b-54 are entitled to immunity protection. Our Supreme Court’s opinion in Spring v. Constantino,
Guided by the Spring court’s rationale for denying judicial immunity to public defenders, we determine that public defenders serve a different function, for purposes of immunity, from that of attorneys for minor children appointed pursuant to § 46b-54. Unlike public defenders, an attorney for minor children serves at the discretion of the court, not the client. The appointed attorney for minor children has substantially less independence in representing his minor client than does a public defender. See Schult v. Schult, supra,
Public policy reasons have been asserted to support the idea that attorneys representing minor children must exercise good faith in reaching an independent position on the child’s behalf. See Schult v. Schult, supra,
The plaintiffs argue that the public policy reasons for extending immunity should not apply to attorneys for minor children because they merely are “advocates.” Designating an attorney appointed under § 46b-54 as an “advocate” is an oversimplification and does not accurately describe the variety of the functions performed. Those attorneys serve as counselors, advisers, negotiators, conciliators and investigators. More than
Without the appointment of independent counsel for minor children, the court may be unaware of important interests of children in the course of proceedings that often are contentious. One commentator has noted that the attorney for the minor child assists the court in ascertaining the child’s true interests because (1) the child often feels more comfortable talking with the attorney than with others because the interview can take place in a familiar setting rather than in a courthouse, (2) the attorney acts as an independent fact finder and can assist the court in determining relevant evidence free from the parents’ bitterness and (3) the child’s attorney has the opportunity to interview the child’s parents before they have been “coached” by their attorneys to determine the true demeanor of the parents. See K. Landsman, “Lawyering for the Child: Principles of Representation in Custody and Visitation Disputes Arising from Divorce,” 87 Yale L. J. 1126, 1136 n.47 (1978).
Having considered those factors, we conclude that an attorney appointed under § 46b-54 has a hybrid role of advocate (attorney) and proponent (guardian) of the child’s interests. See Bradt v. White,
The threat of civil liability would seriously impair the ability of a court-appointed attorney to represent the child client. As a result, the ability of the court to perform its judicial duties also would be impaired. Because those appointed attorneys exercise discretion and make critical judgments on behalf of their clients and the court, they must be protected by judicial immunity from needless collateral litigation that would undermine their good faith efforts to represent the interests of children, including the zealous pursuit of positions adverse to those of the parents. Failing to extend immunity would be contrary to the strong public policy requiring the appointed attorney to exercise good faith in reaching an “independent” position on the child’s behalf.
Although we have concluded that attorneys appointed by the court pursuant to § 46b-54, are entitled to some type of judicial immunity, we must define the contours of that immunity. “Absolute immunity ... is strong medicine . . . .” (Internal quotation marks omitted.) Lombard v. Edward J. Peters, Jr., P.C.,
Qualified immunity shields government officials performing discretionary functions “from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known. ” Harlow v. Fitzgerald, supra,
On the basis of our thorough review of the functions of those appointed attorneys, we conclude that qualified rather than absolute immunity should apply.
Our Supreme Court has defined malice as acting with an improper or unjustifiable motive. See Haxhi v. Moss,
In the present case, we have thoroughly reviewed the record. We have found no allegations that would support a conclusion that the defendant acted with malice, wantonness or an intent to injure during her representation of Matthew Carrubba. Accordingly, we conclude that the corut properly dismissed the plaintiffs’ claims.
D
Having decided that attorneys appointed to represent children under § 46b-54 are protected by qualified quasi-judicial immunity, we now proceed to address the proper procedural vehicle to raise a claim of that type of immunity.
“A motion to dismiss tests, inter alia, whether, on the face of the record, the court is without jurisdiction. . . . Furthermore, whether subject matter jurisdiction exists is a question of law, and our review of the court’s resolution of that question is plenary.” (Citation omitted; internal quotation marks omitted.) Berlin Batting Cages, Inc. v. Planning & Zoning Commission,
In the present case, the defendant raised the immunity defense by filing a motion to dismiss. Ordinarily, such a motion would be improper because, as we have stated, qualified quasi-judicial immunity does not implicate the court’s subject matter jurisdiction. The plaintiffs, however, chose to waive any claim of a procedural error. In their brief, the plaintiffs stated: “The trial court dismissed the first count of the plaintiffs’ complaint, holding that ‘[the defendant’s] actions in that role should be protected from tort liability.’ The issue of judicial immunity, however, does not implicate the court’s jurisdiction. The court treated the defendant’s motion to dismiss as a motion to strike or a motion for summary judgment. In doing so, the plaintiffs believe the court [acted improperly]. For the sake of judicial economy, however, the plaintiffs ask the Appellate Court to address the issue of whether attorneys for minor children are entitled to judicial immunity.” (Emphasis added.)
Both this court and our Supreme Court have waived technical procedural irregularities in the past. For example, in Fort Trumbull Conservancy, LLC v. Alves,
In Sullivan v. State,
II
The plaintiffs’ final claim is that the court improperly granted the defendant’s motion to dismiss when it determined that Paul Carrubba, as next friend of Matthew Carrubba, lacked standing to bring a legal malpractice claim against the defendant.
The following facts are necessary to the proper resolution of the plaintiffs’ claim. Paul Carrubba brought count two of the complaint on behalf of his son, Matthew Carrubba. The count alleged that during the custody and dissolution action, Carrubba v. Carrubba, supra, Superior Court, Docket No. 541518, the defendant deviated from the standard of care required by attorneys who represent minor children. In its memorandum of decision, the court concluded that the plaintiff father did not have standing because (1) his interests were adverse to his child’s interests and (2) he failed to demonstrate prejudice to his own case.
At the outset, we reiterate the applicable standard of review. “In ruling upon ... a motion to dismiss, a court must take the facts to be those alleged in the complaint, including those facts necessarily implied from the allegations, construing them in a manner most favorable to the pleader. ... A motion to dismiss tests, inter alia, whether, on the face of the record, the court is without jurisdiction. . . . Furthermore,
“The issue of standing implicates the court’s subject matter jurisdiction.” (Internal quotation marks omitted.) Ragin v. Lee, 78 Conn. App. 848, 859,
We have stated that the only real test to determine whether a person is a proper or improper person to act as a guardian or next friend for a minor is whether that person’s interests are adverse to those of the child. Caron v. Adams,
In its memorandum of decision, the court relied on Busby v. Barbarula, Superior Court, judicial district of Stamford-Norwalk, Docket No. 167925 (June 29, 1999) (
We agree with the trial court’s conclusion that Paul Carrubba’s interests were adverse to those of Matthew Carrubba and, therefore, that he was not the proper next friend. The defendant was responsible for undertaking actions that represented the best interest of the minor, Matthew Carrubba, and it was precisely those actions to which Paul Carrubba had objected. If parents could penetrate the shield of immunity merely by bringing suit in the child’s name, that tactic would undermine the public policy goals supporting the immunity that we extended in part II. Although the complaint was couched in the traditional language of a legal malpractice case, the substance of the claim was not that the defendant violated the standard of care of lawyers representing a client, but that the defendant improperly exercised her judgment in determining the wishes of Matthew Carrubba due to his infancy.
Of particular importance to our reasoning is the fact that on November 2,1998, during the dissolution action, Carrubba v. Carrubba, supra, Superior Court, Docket No. 541518, Paul Carrubba filed a postjudgment motion to disqualify the defendant, which ultimately was denied, based on claims substantially similar to those raised in the present action. For example, in both the motion and the complaint, Paul Carrubba alleged that the defendant had acted as a “de facto” guardian ad litem for Matthew Carrubba and that the defendant “unleashed a barrage of insults” at him. The record also indicates that issues surrounding Matthew Carrubba’s custody remain highly contested between the parties and a motion concerning Matthew Carrubba’s custody was filed as recently as March 27, 2000, approximately seven months prior to the inception of the present
Our case law also is clear- that a person cannot gain standing by asserting the due process rights possessed by another individual. See Shaskan v. Waltham Industries Corp.,
The court appointed the defendant to represent Matthew Carrubba’s interests. Because Paul Carrubba was asserting a right that did not belong to him, and was effectively bringing a claim of malpractice on his behalf,
The judgment is affirmed.
In this opinion LAVERY, C. J., concurred.
Notes
Paul Carrubba sought to disqualify the defendant because (1) Matthew Carrubba’s therapist had indicated to Paul Carrubba that it may not have been in the child’s best interest for the defendant to represent him, (2) the defendant had verbally insulted Paul Carrubba, (3) the defendant had a conflict of interest because the law firm of Berman, Bourns and Currie, the same firm that represented Paul Carrubba’s former wife, Andrea Carrubba, represented the defendant as a client, (4) the defendant had acted as a de facto guardian ad litem as opposed to an attorney, (5) the defendant had recommended that Paul Carrubba seek counseling prior to Matthew Carrubba’s return, (6) the defendant had misrepresented that Matthew Carrubba was doing well at home with Andrea Carrubba, (7) the defendant improperly stated that the Institute of Living, a mental health facility in Hartford, had requested her to terminate Paul Carrubba’s parental rights and (8) the defendant was biased against Paul Carrubba.
The plaintiffs alleged that the defendant had deviated from the standard of care for attorneys representing minor children by (1) failing to advocate Matthew Carrubba’s position and, instead, acting as a de facto guardian ad litem, and (2) abandoning Matthew Carrubba as a client. Consequently, the plaintiffs alleged that Matthew Carrubba was denied his right to legal representation, suffered the effects of the depletion of his father’s assets and sustained emotional distress. The plaintiffs also alleged that his educational progress was hindered.
General Statutes § 46b-54 provides: “(a) The court may appoint counsel for any minor child or children of either or both parties at any time after the return day of a complaint under section 46b-45, if the court deems it to be in the best interests of the child or children. The court may appoint counsel on its own motion, or at the request of either of the parties or of the legal guardian of any child or at the request of any child who is of sufficient age and capable of making an intelligent request.
“(b) Counsel for the child or children may also be appointed on the motion of the court or on the request of any person enumerated in subsection (a) of this section in any case before the court when the court finds that the custody, care, education, visitation or support of a minor child is in actual controversy, provided the court may make any order regarding a matter in controversy prior to the appointment of counsel where it finds immediate action necessary in the best interests of any child.
“(c) Counsel for the child or children shall be heard on all matters pertaining to the interests of any child, including the custody, care, support, education and visitation of the child, so long as the court deems such representation to be in the best interests of the child.”
Despite the label of “advocate” affixed to attorneys representing children in dissolution actions, some courts have suggested that such advocacy roles in dissolution actions deserve immunity irrespective of the label of the role because the attorney functions on behalf of the court. See, e.g., Collins v. Tabet,
In Ridgeway v. Ridgeway, supra,
The defendant in Spring, a public defender, also sought immunity on the basis of common-law sovereign immunity and statutory sovereign immunity under General Statutes § 4-165. Spring v. Constantino, supra,
Although our Supreme Court did not extend immunity to public defenders on any of the theories advanced by the defendant in Spring v. Constantino, supra,
We also note that principles of statutory sovereign immunity lend support to the extension of immunity to court-appointed attorneys. It is the settled law of Connecticut that the state is immune from suit unless it consents to be sued. Lacasse v. Burns,
Connecticut has a clear public policy interest in protecting state officers and employees, as codified within § 4-165. “The manifest legislative intent expressed by chapter 53 [of which § 4-165 is a part] is that an employee is immune where and because the state may be sued, and that the state may be sued in instances where a private person would be liable.” Spring v. Constantino, supra,
General Statutes § 4-141 provides in relevant part: “ ‘[Sjtate officers and employees’ includes every person elected or appointed to or employed in any office, position or post in the state government, whatever such person’s title, classification or function and whether such person serves with or without remuneration or compensation .... In addition to the foregoing, ‘state officers and employees’ includes . . . attorneys appointed by the court as special assistant public defenders . . . .” Thus, § 4-141 on its face makes § 4-165 applicable to attorneys appointed by the court, but limits it to “attorneys appointed as victim compensation commissioners, attorneys appointed by the Public Defenders Services Commission as public defenders, assistant public defenders or deputy assistant public defenders, and attorneys appointed by the court as special assistant public defenders . . . .” General Statutes § 4-141; see also Lemoine v. McCann,
In further support of extending the definition of “state employees and officers” under § 4-141 to include attorneys appointed under § 46b-54, in Connecticut, court-appointed personnel are considered “arms of the court” and cannot be sued because they are deemed to be acting according to the will of that court. See Summerbrook West, L.C. v. Foston,
We are aware that some trial courts have concluded that absolute judicial immunity can be raised properly in a motion to dismiss. See Janicki v. Subbloie, Superior Court, judicial district of New Haven at Meriden, Docket No. 277848 (April 3, 2002) (
General Statutes § 4-165 provides in relevant part that “[n]o state officer or employee shall be personally liable for damage or injury, not wanton, reckless or malicious, caused in the discharge of his duties or within the scope of his employment. . . .”
“It has long been the established practice that a minor may bring a civil action only though a guardian or next friend.” Caron v. Adams,
The court stated: “[The father] is not a proper ‘next friend’ of the minor plaintiffs, his children, for purposes of bringing this malpractice action against the defendant, the court-appointed counsel in the pending divorce action. Because [the father’s] interests are adverse to those of the minor plaintiffs, he cannot be relied upon to communicate his children’s interests to the court; his judgment may be ‘clouded with emotion and prejudice,’ due to his pending divorce. Therefore, [the father] does not have standing to bring this action, thus, the court lacks subject matter jurisdiction. Accordingly, the court, sua sponte, dismisses this action.” Busby v. Barbarula, supra,
Dissenting Opinion
dissenting. I respectfully dissent from the conclusion of the majority that those appointed pursuant to General Statutes § 46b-54 as attorneys for minor children are entitled under the common law to qualified quasi-judicial immunity for actions taken during their representation in such matters. I believe that it is the legislature and not the judiciary that should, if it chooses, exercise its authority to extend immunity to court-appointed attorneys for minors. It is clear that neither the statutes of this state, nor the decisions of this court or our Supreme Court, extend the protections of immunity to court-appointed attorneys for minor children under § 46b-54. Consequently, I perceive the conclusion of the majority to be synonymous with legislating and “[m]ore importantly . . . [as] exceeding our constitutional limitations by infringing on the prerogative of the legislature to set public policy through its statutory enactments.” State v. Reynolds,
The majority begins its analysis with the proposition that the common law recognized a judicial immunity that protected judges from suit when they resolved disputes between parties or adjudicated private rights. Common-law immunity has, in recent times, been extended to those whose adjudicatory functions or other involvement with the judicial process was deemed to warrant protection from harassment, intimidation or other interference with impartial decision making. The
In contrast, the lack of a judge like decision-making function resulted in our Supreme Court denying the protections of judicial immunity to public defenders. Id., 566-67. It is for that same reason that judicial immunity should be denied to attorneys appointed to represent minors pursuant to § 46b-54. It has been argued that public defenders are an integral part of the judicial process and that “there is a public interest aspect to the public defender system in that it functions to fulfill the constitutional requirement that indigents be ensured competent representation . . . .” (Citations omitted.) Id. Our Supreme Court, however, denied immunity to public defenders, finding that their independent representation of the client and the decisions and judgments emanating from that representation do not present the functional comparability to a judge required to grant public defenders immunity.
The immunity proposed by the majority for attorneys appointed to represent minors pursuant to § 45b-54 should be addressed to a lawmaking body. “It is not
I would reverse the judgment of dismissal as to count one of the complaint and remand the matter for further proceedings.
The legislature, through the enactment of Public Acts 1976, No. 76-371, § 2, added public defenders to the definition of “state officers and employees” for purposes of statutory sovereign immunity pursuant to General Statutes § 4-165.
