GRAMIAK v. BEASLEY
S18A0784
Supreme Court of Georgia
October 9, 2018
304 Ga. 512
BENHAM, Justice.
FINAL COPY
This сase involves the grant of a post-conviction petition for habeas corpus. After a jury trial, Isaac Beasley was found guilty of rape, aggravated sodomy, kidnapping with bodily injury, and aggravated assault. He was convicted and sentenced to 20 years for the rape offense, 10 years for aggravated sodomy, to be served consecutive to the rape sentence, life imprisonment for kidnapping with bodily injury, to be served concurrent with the sentence for rape, and 10 years for aggravated assault, to be served concurrent with the sentence for aggravated sodomy. Beasley’s direct appeal was affirmed by the Court of Appeals in an unpublished decision. Beasley v. State, 331 Ga. App. XXV (Case No. A14A1522) (March 16, 2015) Beasley then filed a pro se habeas petition in which he asserted he received ineffective assistance of appellate counsel for failure to raise on direct appeal Beasley’s claim that trial counsel failed to advise him that he faced a
The habeas court adopted counsel’s proposed order setting aside the convictions and sentences. The final order concluded that Beasley’s trial counsel provided deficient representation when he failed to advise Beasley that he would face a mandatory life sentence if convicted of kidnapping with bodily injury. The order also concluded that appellate counsel was ineffective for failing to raise the issue on appeal because there was a reasonable probability of a different result on appeal if the issue had been raised. These conclusions were based on the habeas court’s finding that, had Beasley been advised of the mandatory sentence he was facing, he would have pleaded guilty and would have been sentenced to serve ten years in prison.
I.
Under the familiar test of Strickland v. Washington,1 to prevail on a claim of ineffective assistance of counsel, the party asserting the claim must demonstrate both deficient performance of counsel and prejudice as a result of it. Where the issue is the ineffective assistance of appellate counsel, the showing of prejudice calls for a demonstration that a reasonable probability exists that, but for appellate counsel’s deficient performance, the outcome of the appeal would have been different. See Humphrey v. Lewis, 291 Ga. 202, 211 (IV) (728 SE2d 603) (2012), citing Nelson v. Hall, 275 Ga. 792, 794 (573 SE2d 42) (2002). Consequently, where the alleged ineffective assistance of appellate counsel is premised upon the failure to raise
To find that appellate counsel provided ineffective assistance, a reviewing court must find appellate counsel’s failure to raise trial counsel’s ineffectiveness on appeal represents deficient professional conduct. Even if deficient performance of appellate counsel is shown, a demonstration of prejudice requires a showing that, had the ineffective assistance of trial counsel been raised on direct appeal, a reasonable probability exists that the outcome of the appeal would hаve been different. This, in turn, requires a finding that trial counsel provided deficient representation and that the defendant was prejudiced by it. In this case, if Beasley cannot show his trial counsel provided ineffective assistance of counsel, then Beasley also cannot show ineffective assistance of appellate counsel, because an attorney is not deficient for failing to raise a meritless issue on appeal. See Shelton v. Lee, 299 Ga. 350, 357 (3) (788 SE2d 369) (2016); Humphrey v. Lewis, supra, 291 Ga. at 214 (V) (A) (i). Because the ineffectiveness of trial counsel plays a role in both prongs of the test of ineffectiveness of appellate counsel, we start by examining whether Beasley has demonstrated that trial counsel was ineffective.
A.
Addressing first the deficient performance prong of ineffective assistance, the habeas court correctly concluded that trial counsel’s performance was deficient. The transcript of the motion for new trial hearing, which was made a part of the habeas court record, shows trial
B.
To establish ineffective assistance of trial counsel, however, Beasley must also show he was prejudiced by trial counsel’s deficient performance. See Hall v. Lewis, 286 Ga. 767, 770 (II) (692 SE2d 580) (2010) (“To decide whether [an appellant] was prejudiced by appellate counsel’s failure to raise trial counsel’s ineffectiveness, this Court must examine the underlying ineffectiveness of trial counsel claim and determine whether that claim would have had a reasonable probability of success.“). See also Rozier v. Caldwell, 300 Ga. 30, 32 (2) (793 SE2d 73) (2016) (because the habeas petitioner failed
In a case such as this one, involving the alleged ineffective assistance of counsel in the context of a rejected plea offer, the United States Supreme Court has held that where the performance of a criminal defendant’s trial counsel was deficient, the defendant “must show the outcome of the plea process would have been different with competent advice.” Lafler v. Cooper, 566 U. S. 156, 163 (II) (B) (132 SCt 1376, 182 LE2d 398) (2012). Three criteria must be met to satisfy the prejudice prong of the Strickland test. The defendant must show:
[1] that but for the ineffective advice of сounsel there is a reasonable probability that the plea offer would have been presented to the court (i.e., that the defendant would have accepted the plea and the prosecution would not have withdrawn it in light of intervening circumstances), [2] that the court would have accepted its terms, and [3] that the conviction or sentence, or both, under the offer’s terms would have been less severe than under the judgment and sentence that in fact were imposed.
Id. at 164. See also Missouri v. Frye, 566 U. S. 134 (132 SCt 1399, 182 LE2d 379) (2012).3 While this Court has not expressly applied this multi-
Because the courts of this Statе are obligated to follow the rulings of the United States Supreme Court with respect to the Sixth Amendment standard for determining prejudice in cases asserting ineffective assistance of counsel, Georgia courts must apply the standard established in Lafler and Frye for demonstrating compliance with the Sixth Amendment right of counsel in cases involving plea offers. Accord Alcorn v. State, 121 So. 3d 419 (III) (Fla. 2013) (concluding that the requirements imposed by the United States Supreme Court to demonstrate prejudice in cases involving the assertion that the defendant received ineffective assistance of counsel during the plea-bargaining process apply to the courts of Florida under the Sixth Amendment).
The third criterion for demonstrating prejudice is readily established in this case. The sentence under the offer’s terms (if accepted by the defendant and the trial court) would have been less severe than the mandatory life sentence imposed for the conviction for kidnapping with bodily injury. It is the first and second criteria that pose difficult issues in this case.
C.
With respect to whether the plea offer would have been presented to the trial court, the record reflects no intervening circumstances that might
Before Lafler and Frye, this Court hеld that in a case in which the defendant complains he went to trial instead of pleading guilty because his plea counsel provided deficient representation, prejudice from counsel’s deficient performance “can only be shown by some indication that the defendant was amenable to the offer made by the state.” Lloyd v. State, 258 Ga. 645, 648 (2) (b) (373 SE2d 1) (1988). Rather than adopting a strict rule to govern this issue — such as a presumption that a defendant would have accepted any plea offer that was more favorable than the actual outcome of the trial had he received constitutionally effective representation of plea counsel, or a requirement that a defendant show he had evidencеd a pre-verdict interest in entering a plea — this Court stated: “[W]e prefer to examine the facts of each case and grant relief where there is at least an
The circumstances in this case are different from those in Lee. For one, in Lee, the defendant sought to set aside his guilty plea on the ground his trial counsel did not properly inform him of the consequences of accepting the plea offer, whereas in this case the defendant seeks relief from his trial conviction and sentence on the ground his trial counsel did not properly inform him of the consequences of rejecting the plea offer and risking a conviction after trial. Moreover, in the case now before us, the record contains, at best, conflicting contemporaneous evidence with respect to whether Beasley would have accepted the State’s plea offer, as opposed to the clear indication in Lee that the defendant would not have accepted the plea offer but for trial counsel’s deficient representation. Beasley’s trial counsel testified at the motion for new trial hearing that Beasley was uninterested in discussing a plea deal and was focused on contesting the facts of the case at trial. On the other hand, on cross-examination by the State, trial counsel agreed with the prosecutor’s apparent mischaraсterization of his direct testimony (without objection) as being that although Beasley was interested in a plea, he wanted to contest the case.
If, on remand, the habeas court determines there was no reasonable probability that Beasley would have accepted the plea but for the deficient performance of trial counsel, then applying the Lafler test, the court would be required to deny habeas relief. If Beasley cannot establish a reasonable likelihood that he would have prevailed on direct appeal, then even assuming
D.
With respect to the second criterion of the Lafler test — that the trial court would have accepted the terms of the offered plea — the habeas court made no finding, apparently failing to recognize that Lafler added criteria to the prejudice analysis for rejected plea offers that this Court had set forth in Lloyd and Cleveland. In Georgia, a trial court is not bound by a plea agreement between the defendant and the State and has the discretion to refuse to acceрt a negotiated guilty plea. See
Making such a showing may be difficult in the context of a habeas proceeding because it requires a prediction about what the trial court would have done had the defendant accepted the plea offer. But, similar to a determination of a reasonable probability that the defendant would have accepted the plea offer if he had been afforded reasonably competent advice of сounsel, the probability that the trial court would have accepted the plea needs only to be sufficient to undermine the confidence that the plea would not have been approved.
At a brief hearing conducted immediately prior to trial at which Beasley reiterated his not guilty plea, the trial court asked whether any plea discussions had been conducted with the defendant. The court was informed of the terms of the offer that was made and that the State would recommend a sentence of ten years to serve if the offer was accepted, but counsel announced that Beasley rejected the offer. The court did not indicate it would have accepted the recоmmended sentence if Beasley had entered a
II.
Finally, we address the issue of whether appellate counsel provided constitutionally ineffective assistance. The required prejudice prong of this analysis is discussed above. But to prevail on his claim that appellate counsel’s failure to raise ineffective assistance of trial counsel on appeal establishes ineffective assistance of appellate counsel, Beasley must also demonstrate that this omission represents deficient professional conduct — that is, that it was “outside the wide range of professionally competent assistance.” Strickland v. Washington, supra, 466 U. S. at 690 (III) (A). This requires a showing that no reasonаble attorney would have made the same choice with respect to raising, or failing to raise, an issue on appeal. See Trim v. Shepard, 300 Ga. 176, 177 (794 SE2d 114) (2016). Compare State v. Worsley, 293 Ga. 315, 323 (3) (745 SE2d 617) (2013) (addressing deficient performance of trial counsel). “And to carry that burden, the defendant must
Among other things, appellate counsel testified at the habeas hearing about his experience and qualifications as appellate counsel in criminal cases and about his process for deciding which issues to raise on Beasley’s appeal. Appellate counsel raised ineffective assistance of trial counsel on this ground in Beasley’s amended motion for new trial, but then expressly abandoned that claim. On direct appeal he did not raise this issue and instead picked only the issues he thought had the best chance of success after speaking to Beasley, trial counsel, the investigator who helped prepare Beasley’s defense, and Beasley’s fiancée. As noted earlier in this opinion, appellate counsel disclosed that a note in his file indicated Beasley’s fiancée told him Beasley would have pleaded guilty had he known he was facing a life sentence upon conviction. Counsel, however, was not questioned about, and did not testify to, any analysis he made concerning whether he could demonstrate both deficient performance of trial counsel and prejudice resulting from it and therefore prevail on appeal. Basеd on his investigation of possible grounds for appeal, counsel testified he advised Beasley to raise on appeal only issues relating to venue and an arguably improper jury charge, and to wait to raise ineffective assistance of trial counsel until the habeas stage should he lose the direct appeal. Even though Beasley wanted him to raise ineffective assistance of trial counsel on appeal, counsel testified he raised those issues he thought were the “best issues.” The Court of Appeals rejected the issues that were raised on appeal and affirmed the trial court.
On remand, even if the habeas court finds ineffective assistance of trial counsel, and also finds appellate counsel’s decision not to pursue the issue on appeal prejudiced Beasley because it was likely a winning argument, the habeas court must make a determination of whether the failure to pursue this issue amounts to deficient performance of appellate counsel. The habeas court order incorrectly recites that if a reasonable probability of a different result exists if an issue had been raised on appeal, then “it follows” that appellate counsel was deficient for failing to raise the issue on appeal. This
III.
In summary, we vacate the habeas court’s order granting Beasley’s petition for habeas relief and remand for further consideration and findings in accordance with this opinion. This includes a required determination of whether prejudice resulted from trial counsel’s deficient representation. On remand, the habeas court is instructed to apply the prejudice test for trial counsel’s performance set forth by the United States Supreme Court in Lafler and Frye. Only if both deficient representation by trial counsel and prejudice as a result of that deficiency are found is there a reasonable probability that Beasley would have prevailed had he raised ineffective assistance of trial counsel on appeal. And even if the habeas court reaches this conclusion and determines that Beasley was prejudiced by appellate counsel’s failure to raise ineffective assistance of trial counsel on direct appeal, ineffective assistanсe of appellate counsel requires a finding that counsel’s performance was deficient by his failure to raise that issue.
Additionally, if the habeas court concludes both prongs of the ineffective assistance test for appellate counsel are met, then the habeas court must consider the remedy for that violation of Beasley’s Sixth Amendment
Judgment vacated and case remanded with direction. All the Justices concur.
Decided October 9, 2018.
Habeas corpus. Ware Superior Court. Before Judge Blount, Senior Judge.
Christopher M. Carr, Attorney General, Patricia B. Attaway Burton, Deputy Attorney General, Paula K. Smith, Senior Assistant Attorney General, Michael A. Oldham, Assistant Attorney General, for appellant.
Zell & Zell, Rodney S. Zell, for appellee.
