FRIENDS OF THE EVERGLADES, FLORIDA WILDLIFE FEDERATION, Plaintiffs Counter-Defendants Appellees Cross-Appellants, FISHERMEN AGAINST DESTRUCTION OF THE ENVIRONMENT, Plaintiff Counter-Defendant Appellee, MICCOSUKEE TRIBE OF INDIANS OF FLORIDA, Intervenor-Plaintiff Counter-Defendant Appellee Cross-Appellant, versus SOUTH FLORIDA WATER MANAGEMENT DISTRICT, Defendant Counter-Claimant Cross-Appellee, CAROL WEHLE, Executive Director, Defendant-Appellant, UNITED STATES OF AMERICA, U.S. SUGAR CORPORATION, Intervenor-Defendants Appellants.
No. 07-13829
IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT
JUNE 4, 2009
D. C. Docket No. 02-80309-CV-CMA; [PUBLISH]; FILED U.S. COURT OF APPEALS ELEVENTH CIRCUIT JUNE 4, 2009 THOMAS K. KAHN CLERK
(June 4, 2009)
Before DUBINA, Chief Judge, CARNES, Circuit Judge, and GOLDBERG,* Judge.
CARNES, Circuit Judge:
This appeal turns on whether the transfer of a pollutant from one navigable body of water to another is a “discharge of a pollutant” within the meaning of the Clean Water Act,
I.
The unique geography of South Florida is once again before us. See Miccosukee Tribe of Indians of Fla. v. United States, __ F.3d ___, No. 08-10799, 2009 WL 1199871, at *1 (11th Cir. May 5, 2009). Lake Okeechobee is part of that geography. Historically, the lake had an ill-defined southern shoreline because during rainy seasons it overflowed, spilling a wide, shallow sheet of water overland to the Florida Bay. “But progress came and took its toll, and in the name of flood control, they made their plans and they drained the land.”1
In the 1930s the Herbert Hoover Dike was built along the southern shore of Lake Okeechobee. It was intended to control flooding but failed during the hurricanes of 1947 and 1948. Congress then authorized the Central and Southern Florida Flood Project; as part of it the Army Corps of Engineers expanded the
The area south of Lake Okeechobee‘s shoreline was designated the Everglades Agricultural Area. The Corps dug canals there to collect rainwater and runoff from the sugar cane fields and the surrounding industrial and residential areas.2 Not surprisingly, those canals contain a loathsome concoction of chemical contaminants including nitrogen, phosphorous, and un-ionized ammonia. The water in the canals is full of suspended and dissolved solids and has a low oxygen content.
Those polluted canals connect to Lake Okeechobee, which is now virtually surrounded by the Hoover Dike. The S-2, S-3, and S-4 pump stations are built into the dike and pump water from the lower levels in the canals outside the dike into the higher lake water. They do that by spewing water through the dike and into “rim canals” open to the lake. This process moves the water containing Agricultural Area contaminants uphill into Lake Okeechobee, a distance of some sixty feet. The pumps do not add anything to the canal water; they simply move it
Two organizations, the Friends of the Everglades and the Fishermen Against the Destruction of the Environment, filed this lawsuit against the Water District in 2002. The plaintiffs (whom we will call collectively the Friends of the Everglades) sought an injunction to force the Water District to get a permit under the Clean Water Act‘s National Pollution Discharge Elimination System (NPDES) program before pumping the polluted canal water into the lake. The court allowed a number of interveners to enter the lawsuit. Asserting that the pollution of Lake Okeechobee threatens its way of life, the Miccosukee Tribe joined on the plaintiffs’ side. The United States, “on behalf of” the EPA and the Corps, joined on the defense side, as did the U.S. Sugar Corporation. In an amended complaint, the plaintiffs added the Water District‘s executive director as a defendant.
In early 2006 there was a two-month bench trial in the United States District Court for the Southern District of Florida. See Miccosukee Tribe v. S. Fla. Water Mgmt. Dist., 559 F.3d 1191, 1192–94 (11th Cir. 2009) (describing that trial). After the trial, the district court decided that the Water District was immune under
II.
We begin with the cross-appeal, which contests the dismissal of the Water District on Eleventh Amendment immunity grounds. The parties disagree mightily about this issue and had gotten so wrapped up in the arguments about it that none of them had stepped back to ask why it matters. We asked that question of the attorneys at oral argument, and once they got past the deer-in-the-headlights moment they could offer no good reason why we, or they, should care if the Water District is in or out of this lawsuit. We believe that it does not matter at all.
No party disputes that the executive director of the Water District has been properly sued under the Ex parte Young doctrine. That doctrine provides an
At one time it appeared that the Eleventh Amendment issue might matter because the executive director had initially argued that some of the relief requested by the Friends of the Everglades was beyond the proper scope of the Ex parte Young doctrine. If true, that part of the requested relief would have been unavailable unless the Water District itself could be sued. But Jonathan Glogau, the attorney representing the Water District, conceded at oral argument that if the plaintiffs are entitled to the relief they seek, all of that relief can be obtained by
Two-and-a-half weeks after oral argument, however, we received a supplemental letter from attorney Nutt in which, referring to himself in the third person, he stated: “The Executive Director‘s counsel did not have an opportunity to address the Court‘s question, posed at the very end, whether the remedies available against the Executive Director through the fiction of Young are the same as the remedies available as [sic] against the District were it not immune. They are not.” The belated letter is not helpful. As a general matter it is conceivable that
The plaintiffs have the greatest interest in the availability of remedies. They are satisfied that, as the attorney for the Water District assured us at oral argument, “the remedies sought by Plaintiffs can be obtained against the Executive Director of the District.” We are, too. To enjoin the executive director of the Water District is for all practical purposes to enjoin the Water District. And equity is practical.
An issue is moot “when it no longer presents a live controversy with respect to which the court can give meaningful relief.” Fla. Ass‘n of Rehab. Facilities, Inc., 225 F.3d at 1217; see also Powell v. McCormack, 395 U.S. 486, 496, 89 S. Ct. 1944, 1951 (1969). To decide a moot issue is to issue an advisory opinion, one unnecessary to the judicial business at hand and outside the authority of Article III courts. Fla. Ass‘n of Rehab. Facilities, Inc., 225 F.3d at 1216–17; see also B&B Chem. Co. v. EPA, 806 F.2d 987, 989 (11th Cir. 1986) (“A justiciable controversy is thus distinguished from a difference or dispute of a hypothetical or abstract character; from one that is academic or moot.“). To decide questions that do not matter to the disposition of a case is to separate Lady Justice‘s scales from her sword. That we will not do. Cf. George E. Allen, The Law as a Way of Life, 27 (1969) (“The scales of justice without the sword is the impotence of law.“).
III.
Having disposed of the Eleventh Amendment issue, we turn now to whether the S-2, S-3, and S-4 pumps require NPDES permits. The Clean Water Act bans the “discharge of any pollutant” without a permit.
It is undisputed that the agricultural and industrial runoff in the canals contains “pollutants,” that Lake Okeechobee and the canals are “navigable waters,” and that these three pump stations are “point sources” even though they add nothing to the water as they move it along. See S. Fla. Water Mgmt. Dist. v. Miccosukee Tribe, 541 U.S. 95, 102, 105, 124 S. Ct. 1537, 1542–43 (2004). The question is whether moving an existing pollutant from one navigable water body
A.
The Water District‘s central argument is based on the “unitary waters” theory. That theory is derived from the dictionary definition of the word “addition,” which is not defined in the Act. See generally S.D. Warren Co. v. Me. Bd. of Envtl. Prot., 547 U.S. 370, 376, 126 S. Ct. 1843, 1847 (2006) (stating that an undefined statutory term is to be read “in accordance with its ordinary or natural meaning” (quotation omitted)). The dictionary definition of “addition” is
The unitary waters theory holds that it is not an “addition . . . to navigable waters” to move existing pollutants from one navigable water to another. An addition occurs, under this theory, only when pollutants first enter navigable waters from a point source, not when they are moved between navigable waters. The metaphor the Supreme Court has adopted to explain the unitary waters theory is: “If one takes a ladle of soup from a pot, lifts it above the pot, and pours it back into the pot, one has not ‘added’ soup or anything else to the pot.” Miccosukee, 541 U.S. at 110, 124 S. Ct. at 1545–46 (alteration and quotation marks omitted). Under that metaphor the navigable waters of the United States are not a multitude of different pots, but one pot. Ladling pollution from one navigable water to another does not add anything to the pot. So no NPDES permit is required to do that.
The unitary waters theory has a low batting average. In fact, it has struck out in every court of appeals where it has come up to the plate. See, e.g., Catskill Mountains Ch. of Trout Unlimited, Inc. v. City of New York (Catskills I), 273 F.3d 481, 491 (2d Cir. 2001) (“[T]he transfer of water containing pollutants from one body of water to another, distinct body of water is plainly an addition and thus
We have no controlling circuit precedent on the unitary waters theory. We did at one time decide to reject it, but that decision was vacated. See Miccosukee Tribe v. S. Fla. Water Mgmt. Dist., 280 F.3d 1364, 1368 (11th Cir. 2002) (concluding that “addition . . . to navigable waters” includes pumping polluted water from one navigable water body into another), vacated, Miccosukee, 541 U.S. 112, 124 S. Ct. 1547. Parts of decisions that are vacated and have not
In Miccosukee, we addressed whether the law required an NPDES permit before polluted water could be moved through the S-9 pump from some particular Everglades canals into a water conservation area. 280 F.3d at 1367. In a footnote, we declined to adopt the unitary waters theory. Id. at 1368 n.5 (“We reject the Water District‘s argument that no addition of pollutants can occur unless pollutants are added from the outside world insofar as the Water District contends the outside world cannot include another body of navigable waters.“). Instead we said that “the receiving body of water is the relevant body of navigable water” and that “the relevant inquiry is whether—but for the point source—the pollutants would have been added to the receiving body of water.” Id. at 1368. For that proposition we cited Catskills I, a Second Circuit decision rejecting the unitary waters theory. Because the polluted canal water would not have flowed into the conservation area but for S-9‘s pumping, we concluded that S-9 was adding pollutants to a meaningfully distinct water body, so an NPDES permit was
In sum, all of the existing precedent and the statements in our own vacated decision are against the unitary waters theory. That precedent and those statements take the view that the transfer of pollutants from one meaningfully distinct navigable body of water to another is an “addition . . . to navigable waters” for Clean Water Act permitting purposes. If nothing had changed, we might make it unanimous. But there has been a change. An important one. Under its regulatory authority, the EPA has recently issued a regulation adopting a final rule specifically addressing this very question. Because that regulation was not available at the time of the earlier decisions, they are not precedent against it. We are the first court to address the “addition . . . to navigable waters” issue in light of the regulation—to decide whether the regulation is due Chevron deference.
B.
The EPA‘s new regulation, which became final on June 13, 2008, explains that it was adopted to:
clarify that water transfers are not subject to regulation under the National Pollution Discharge Elimination System (NPDES) permitting program. This rule defines water transfers as an activity that conveys or connects waters of the United States without subjecting the transferred water to intervening industrial, municipal, or commercial use.
NPDES Water Transfers Rule, 73 Fed. Reg. 33,697–708 (June 13, 2008) (codified at
The Friends of the Everglades’ position is that the EPA‘s regulation does not warrant Chevron deference because the meaning of the “addition . . . to
C.
Both sides pitch several decisions to us. The Water District, arguing for ambiguity, throws us National Wildlife Federation v. Consumers Power Co., 862 F.2d 580 (6th Cir. 1988), and National Wildlife Federation v. Gorsuch, 693 F.2d 156 (D.C. Cir. 1982). In those cases the courts concluded that the “discharge of a pollutant” language in the Clean Water Act was ambiguous and deferred to the
In Gorsuch the National Wildlife Federation sued the EPA for failing to require NPDES permits for dams. 693 F.2d at 161. The man-made dams and their reservoirs caused changes in the water‘s temperature, nutrient loads, and oxygen content, and the affected water was then released through the dams into the rivers below. Id. The EPA gave two reasons why no permit was required: (1) the changes caused by the dams were not pollutants; and (2) even if they were, releasing water through a dam did not add those pollutants to the water because the water would have reached the downstream river anyway, and its passage through the dam did not change it. Id. at 165. The D.C. Circuit concluded that neither the language of the statute nor its legislative history conclusively supported either side‘s position about what “discharge of a pollutant” meant under the circumstances of that case, so the court deferred to the EPA‘s position.5 Id. at 175, 183.
The other decision the Water District pitches us is Consumers Power. In that case a power plant sucked water containing some unlucky fish out of Lake Michigan, pumped the water uphill, and then directed it and the fish back downhill through turbines that generated electricity. 862 F.2d at 581. In the process the
Gorsuch and Consumers Power involved water that wound up where it would have gone anyway. That is not the case here. Water from the agricultural canals would not flow upstream into Lake Okeechobee if the S-2, S-3, and S-4 pumps did not move it there. Here, unlike in Gorsuch and Consumers Power, pollutants are being moved between meaningfully distinct water bodies.6 The fact that those decisions found the statute ambiguous as applied to different factual
The Friends of the Everglades, arguing against ambiguity, pitch us other decisions. See, e.g., Catskills I, 273 F.3d at 481; Catskills II, 451 F.3d at 77; Miccosukee, 280 F.3d at 1367, vacated, 541 U.S. at 112, 124 S. Ct. at 1547; Dubois, 102 F.3d at 1273. They argue that all of the courts of appeals that have addressed the issue have found that “any addition of any pollutant to navigable waters” includes moving polluted water between meaningfully distinct water bodies. That statement depends, however, on what one means by “the issue.” Each decision the Friends of the Everglades rely on addressed which interpretation of the statutory language was most plausible or preferable. Because they all came out before the EPA‘s new regulation went into effect, none of those decisions addressed the issue before us, which is whether the EPA‘s interpretation of the statutory language is reasonable, even if we might prefer another one. Deciding how best to construe statutory language is not the same thing as deciding whether
Still, the Friends of the Everglades urge us to infer from the opinions in those other cases that the courts believed the Act‘s language unambiguously requires a permit in these circumstances, and they argue that we should be persuaded by that inference. In the Catskills cases, the Second Circuit held that pumping polluted water from the Schoharie Reservoir into the Esopus Creek required an NPDES permit. Catskills I, 273 F.3d at 489. Those water bodies were hydrologically connected; they both flowed into the Hudson River. But because of directional flow and gravity, waters from the reservoir “under natural conditions . . . would never reach Esopus Creek.” Id. at 484. The Second Circuit stated that “[n]o one can reasonably argue that the water in the Reservoir and the Esopus are in any sense the ‘same.‘” Id. at 492.
Importantly, the Second Circuit explicitly refused to foreclose the possibility that its decision might be different if Chevron deference applied. Catskills I, 273 F.3d at 490 (“If the EPA‘s position had been adopted in a rulemaking or other formal proceeding, deference of the sort applied by the
Our opinion in Miccosukee followed the same line of reasoning as the Second Circuit in the Catskills cases and reserved the same question, which is the question before us now. Miccosukee, 280 F.3d at 1367, vacated, 541 U.S. at 112, 124 S. Ct. at 1547. In Miccosukee we stated our belief that the
None of the decisions the parties have thrown our way helps either side much. The Water District‘s decisions found ambiguity in the relevant provision of the
IV.
In the first step of Chevron analysis we apply the traditional tools of statutory construction to ascertain whether Congress had a specific intent on the precise question before us. See Chevron, 467 U.S. at 843 n.9, 104 S. Ct. at 2782 n.9 (“If a court, employing traditional tools of statutory construction, ascertains that Congress had an intention on the precise question at issue, that intention is the law and must be given effect.“). If Congress did, then the statute is not ambiguous and Chevron has no role to play. The traditional tools of statutory construction include “examination of the text of the statute, its structure, and its stated purpose.” Miami-Dade County v. EPA, 529 F.3d 1049, 1063 (11th Cir. 2008); see also Robinson v. Shell Oil Co., 519 U.S. 337, 341, 117 S. Ct. 843, 846 (1997) (“The plainness or ambiguity of statutory language is determined by reference to
A.
The
The question is whether “addition . . . to navigable waters“—meaning addition to “the waters of the United States“—refers to waters in the individual sense or as one unitary whole. Under the Water District‘s unitary waters theory, “to navigable waters” means to all navigable waters as a singular whole. As a result, pollutants can be added to navigable waters only once, and pollutants that are already in navigable waters are not added to navigable waters again when
The common meaning of the term “waters” is not helpful. In ordinary usage “waters” can collectively refer to several different bodies of water such as “the waters of the Gulf coast,” or can refer to any one body of water such as “the waters of Mobile Bay.” An “addition . . . to navigable waters” could encompass any addition to a single body of navigable water regardless of source (like water pumped from one navigable body of water to another), or it could mean only an addition to the total navigable waters from outside of them (like a factory pumping pollutants into a navigable stream). Because the statutory language could be used either way, we turn next to its immediate context.
B.
The context in which language is used is important. See Robinson, 519 U.S. at 341, 117 S. Ct. at 846; Koons Buick Pontiac GMC, Inc. v. Nigh, 543 U.S. 50, 60, 125 S. Ct. 460, 467 (2004) (“A provision that may seem ambiguous in isolation is often clarified by the remainder of the statutory scheme . . . because the same terminology is used elsewhere in a context that makes its meaning clear . . . .“); FDA v. Brown & Williamson Tobacco Corp., 529 U.S. 120, 132, 120 S. Ct. 1291, 1300–01 (2000) (“The meaning—or ambiguity—of certain words or phrases may only become evident when placed in context.“). The Water District argues that the context of
“Discharge” is defined in the Act as “[a]ny addition of any pollutant to navigable waters from any point source.”
There is also the fact that Congress knows how to use the term “any navigable water[s]” when it wants to protect individual water bodies instead of navigable waters as a collective whole. Within the
That context does not, however, establish that the meaning of the statutory language is clear. Although Congress did use the term “any navigable waters” in the
The result so far is that we are not persuaded that the meaning of the statutory provision at issue, read either in isolation or in conjunction with similar provisions, is plain one way or the other. The statutory context indicates that sometimes the term “navigable waters” was used in one sense and sometimes in the other sense.
C.
The “broader context of the statute as a whole” does not resolve the ambiguity. Robinson, 519 U.S. at 341, 117 S. Ct. at 846; see also Koons Buick, 543 U.S. at 60, 125 S. Ct. at 467 (explaining that a seemingly ambiguous provision may be clarified by the broad context of the statute if “only one of the
The objective of this chapter is to restore and maintain the chemical, physical, and biological integrity of the Nation‘s waters. In order to achieve this objective it is hereby declared that, consistent with the provisions of this chapter— (1) it is the national goal that the discharge of pollutants into the navigable waters be eliminated by 1985. . . .
First, they assert that the permitting program itself is designed to protect individual water bodies. State water quality standards, which are specific to individual water bodies, are intertwined with the NPDES permitting process. If a water body fails to meet the state water quality standards, the government alters the terms of the NPDES permits held by contributing point sources in order to ratchet down the load of pollutants that may be pumped into that water body. Miccosukee, 541 U.S. at 107, 124 S. Ct. at 1544; see also
Second, the Friends of the Everglades argue that reading the statute to protect only the navigable waters as one unitary whole could lead to results even more absurd than pumping dirty canal water into a reservoir of drinking water. If an “addition . . . to navigable waters” occurs only at a pollutant‘s first entry into navigable waters, and not when it is transferred to a different water body, then the NPDES program—the centerpiece of the
These horrible hypotheticals are frightening enough that we might agree with the Friends of the Everglades that the unitary waters theory does not comport with the broad, general goals of the
No one disputes that the NPDES program is restricted to point sources. Non-point source pollution, chiefly runoff, is widely recognized as a serious water quality problem, but the NPDES program does not even address it. See generally Rapanos, 547 U.S. at 777, 126 S. Ct. at 2247 (Kennedy, J., concurring) (observing that agricultural runoff from farms along the Mississippi River creates an annual hypoxic “dead zone” in the Gulf of Mexico that is nearly the size of New Jersey); Or. Natural Desert Ass‘n v. U.S. Forest Serv., 550 F.3d 778, 780 (9th Cir. 2008) (stating that the “disparate treatment of discharges from point sources and nonpoint sources is an organizational paradigm of the [Clean Water] Act“). Not only are ordinary non-point sources outside the NPDES program, but Congress even created a special exception to the definition of “point source” to exclude
The point is that it may seem inconsistent with the lofty goals of the
As the Supreme Court once said, “[a]fter seizing every thing from which aid can be derived we are left with an ambiguous statute.” United States v. Bass, 404 U.S. 336, 347, 92 S. Ct. 515, 522 (1971) (internal alteration and citation omitted). There are two reasonable ways to read the
D.
Having concluded that the statutory language is ambiguous, our final issue is whether the EPA‘s regulation, which accepts the unitary waters theory that transferring pollutants between navigable waters is not an “addition . . . to navigable waters,” is a permissible construction of that language. Chevron, 467 U.S. at 843, 104 S. Ct. at 2782. In making that determination, we “need not conclude that the agency construction was . . . the reading the court would have reached if the question initially had arisen in a judicial proceeding.” Id. at 837, 843 n.11, 104 S. Ct. at 2782 n. 11; see also id. at 844, 104 S. Ct. at 2782 (“[A] court may not substitute its own construction of a statutory provision for a reasonable interpretation made by the administrator of an agency.“). Because the EPA‘s construction is one of the two readings we have found is reasonable, we cannot say that it is “arbitrary, capricious, or manifestly contrary to the statute.” Id. at 844, 104 S. Ct. at 2782.
Sometimes it is helpful to strip a legal question of the contentious policy interests attached to it and think about it in the abstract using a hypothetical. Consider the issue this way: Two buckets sit side by side, one with four marbles in it and the other with none. There is a rule prohibiting “any addition of any marbles to buckets by any person.” A person comes along, picks up two marbles from the first bucket, and drops them into the second bucket. Has the marble-mover “add[ed] any marbles to buckets“? On one hand, as the Friends of the Everglades might argue, there are now two marbles in a bucket where there were none before, so an addition of marbles has occurred. On the other hand, as the Water District might argue and as the EPA would decide, there were four marbles
Like the marbles rule, the
In the defendants’ appeal, we REVERSE the district court‘s judgment that the operation of the S-2, S-3, and S-4 pumps without NPDES permits violates the
REVERSED in part and DISMISSED in part.
Notes
Counsel: In this case, all of the relief that [the plaintiffs] wanted, they got.
Court: Alright, let me ask you this: Are you now conceding to this Court that under Ex parte Young, with the Director in, all of the relief that they are now seeking they can obtain through the Director?
Counsel: Yes.
Court: Okay. (OA Trans., Jan. 16, 2009)
The permitting requirement does not apply unless the bodies of water are meaningfully distinct. Miccosukee, 541 U.S. at 112, 124 S. Ct. at 1547. The district court concluded that Lake Okeechobee and the agricultural canals are meaningfully distinct based on ten fact findings that it detailed at considerable length. Our review of those findings is limited to looking for clear error, see Anderson v. City of Bessemer City, 470 U.S. 564, 574, 105 S. Ct. 1504, 1512 (1985), and the defendants do not even challenge them as clearly erroneous. Given the fact findings the district court made, we are satisfied that the agricultural canals and Lake Okeechobee are meaningfully distinct water bodies.
The EPA wrote an opinion letter that attempted to build a case for the waters not being meaningfully distinct. That letter is not entitled to Chevron deference. See Christensen v. Harris County, 529 U.S. 576, 587, 120 S. Ct. 1655 (2000) (“Interpretations such as those in opinion letters . . . do not warrant Chevron-style deference.“). Applying Skidmore v. Swift & Co., 323 U.S. 134, 140, 65 S. Ct. 161 (1944), we find the EPA‘s informal view of the term “meaningfully distinct” unpersuasively narrow.
