EQUAL EMPLOYMENT OPPORTUNITY COMMISSION, Plaintiff-Appellee, v. NEW BREED LOGISTICS, Defendant-Appellant.
No. 13-6250.
United States Court of Appeals, Sixth Circuit.
Argued Oct. 9, 2014. Decided and Filed April 22, 2015.
1057
IV. CONCLUSION
The district court should have granted the Funds’ motion to strike the defenses of laches and equitable estoppel, and we decline to consider the district court‘s ruling on the waiver defense. Accordingly, we AFFIRM in part, REVERSE in part, and REMAND the case to the district court for further proceedings consistent with this opinion.
Before: COLE, Chief Judge; KEITH and BATCHELDER, Circuit Judges.
OPINION
DAMON J. KEITH, Circuit Judge.
The Equal Employment Opportunity Commission (“EEOC“) brought this
I. BACKGROUND
New Breed is a supply-chain logistics company with a warehouse in Memphis, Tennessee (the “Avaya Facility“). When New Breed opened the Avaya facility in
James Calhoun was a supervisor in the Receiving Department in the Avaya facility. R. 266-1 at 77, Page ID# 6572. In April 2008, New Breed hired Tiffany Pete and Jacquelyn Hines through Select Staffing, a staffing agency. R. 259 at 10, Page ID# 5450; R. 266 at 111, Page ID# 6476. Pete and Hines were assigned to the Shipping Department. R. 259 at 9, Page ID# 5449; R. 266 at 113, Page ID# 6478. A few days after they joined the Shipping Department, Calhoun transferred Pete and Hines to his department. R. 259 at 11, Page ID# 5451; R. 266 at 113, Page ID# 6478.
Capricius Pearson met Calhoun for the first time when he assisted her with securing employment at New Breed. R. 259 at 101-02, Page ID# 5541-42. Upon arriving to New Breed, Pearson was assigned to Receiving. Id. at 108, Page ID# 5548. Christopher Partee was a forklift driver in Receiving, also under Calhoun‘s supervision. R. 260 at 79-80, Page ID# 5671-72. While under Calhoun‘s supervision, Partee worked closely with Calhoun, doing “little special project[s]” for him. Id. at 105-06, Page ID# 5697-98.
A. Calhoun‘s Sexual Harassment and the Claimants’ Responses
Calhoun repeatedly made sexually suggestive comments to Pete, Pearson, and Hines while they were in his department, some of which were overheard by Partee.1
Pete: At trial, Pete testified that Calhoun would make sexual comments to her several times a day, “every day.” R. 259 at 16-17, Page ID# 5456-57. Pete testified that she told Calhoun to “leave [her] alone” daily. Id. at 17, Page ID# 5457.
Pearson: Pearson testified that Calhoun made similar sexually explicit comments to her during her employment. Pearson also testified that Calhoun‘s harassment often involved physical contact. For example, on one occasion, Calhoun walked up behind Pearson and pressed his stomach and private parts to her backside. Id. at 121, Page ID# 5561. Pearson testified that she told Calhoun to “stop touching” her. Id. at 114, Page ID# 5554. On another occasion, Pearson overheard a few of the other female employees discussing a plan to record Calhoun‘s sexually harassing comments. Id. Consequently, Pearson approached Calhoun and “ask[ed] him to stop talking dirty to me like he was and to other people as well because he was going to get in trouble.” Id. Calhoun laughed and responded “that he wasn‘t going to get in trouble, that he ran th[e] area, [and that] anybody who went to Luanne on him
Hines: Calhoun also directed his sexually explicit comments to Hines. One day, Calhoun made a sexual comment to Hines at her desk. R. 260 at 12-13, Page ID# 5604-05. Hines testified that she “went off” and told Calhoun to “get the f— out of my face. I d[on‘t] want to hear that [s—] today.” Id. at 13, Page ID# 5605. Hines testified that, the next day, Calhoun informed the entire Receiving Department: “This is [my] department, [I] run this [s—].” Id. at 14, Page ID# 5606.
Partee: While he was employed at New Breed, Partee both witnessed and overheard Calhoun‘s harassment towards female employees in Receiving. Id. at 86, Page ID# 5678. Partee testified that, on one occasion, he admonished Calhoun, telling him to “calm down on making them comments because I don‘t believe them women was liking that.” Id. at 93, Page ID# 5685. Calhoun responded, “I just be playing with them, and I don‘t be meaning no harm.” Id.
B. Adverse Employment Action
In quick succession, Hines, Pete, Pearson, and Partee were all terminated from New Breed. Evidence was adduced at trial to demonstrate that Calhoun was directly or indirectly involved in each employee‘s termination.
Hines‘s dismissal: Hines testified that, while she worked under Calhoun‘s supervision, she was tardy for her shift on several occasions. Id. at 11, Page ID# 5603. Calhoun informed Hines not to clock in if she was late because he would clock her in manually so the system would not reflect that she was tardy. Id. Hines asked Calhoun to clock her in on two occasions pursuant to his instruction. Id. On the day she complained to Calhoun about his harassment, however, Select Staffing called to warn her about attendance. Id. at 72, Page ID# 5664. According to Hines, Select Staffing had never called her before with any attendance concerns. Id. A week later, Select Staffing called to terminate Hines for attendance reasons. Id. at 18, Page ID# 5610. Although Select Staffing communicated the termination decision, at trial, Woods testified that Calhoun terminated Hines‘s employment. R. 267 at 27, Page ID# 6670; see also R. 261 at 60, Page ID# 5798 (Hearn testifying that Calhoun had unilateral authority to terminate temporary employees).
Pete‘s call to the complaint line; Pete‘s and Pearson‘s subsequent transfer and dismissal: At some unspecified time, Calhoun learned that Pete intended to make a complaint against him via New Breed‘s complaint line. R. 266-1 at 100, Page ID# 6595. Calhoun testified that he discussed the anticipated complaint with Hearn and Sheldon Culp, the plant manager and Calhoun‘s direct supervisor. Id. at 124, Page ID# 6619. Calhoun testified that, during the meeting, Hearn and Culp decided to fire Pete and Pearson per his recommendation. Id.
On May 13, as anticipated, Pete placed an anonymous call to New Breed‘s complaint line. Pete stated: “James Calhoun makes sexually explicit remarks to female employees.” R. 259 at 22, Page ID# 5462, Doc. 34 at 7. The “Alertline Confidential Memorandum” generated for the call indicated that the caller stated that s/he would not report the issue to management for fear of retaliation. Id. at 8. The memorandum also requested that a company representative investigate the matter by speaking with employees at the location. Id. Valitutto emailed Woods and requested that she investigate the complaint. Id. at 6. On May 14, Woods traveled to the Avaya facility and interviewed Calhoun for a
At some unspecified time, Calhoun transferred Pete and Pearson to the Returns Department.2 R. 259 at 25, Page ID# 5465. Elizabeth Malone was the supervisor in Returns. R. 266-1 at 98, Page ID# 6593. Calhoun testified that he told Malone that Pete and Pearson started altercations so she would need “to keep an eye on them.” Id. at 99, Page ID# 6594. Calhoun also told Malone that they “were not good workers.” Id. Calhoun warned Malone that Pete and Pearson talked more than they worked. R. 266-2 at 24, Page ID# 6667.
On May 17, New Breed terminated Pete‘s and Pearson‘s employment. Pete and Pearson testified that, on the day they were terminated, they saw Malone and Calhoun talking for about forty-five minutes to an hour. R. 259 at 30, Page ID# 5470; R. 266 at 14, Page ID# 6379. Pearson testified that she could not hear what was said. R. 266 at 14, Page ID# 6379. At trial, Calhoun took credit for getting Pete and Pearson fired. R. 266-1 at 124, Page ID# 6619. Calhoun confirmed that he “didn‘t need the authority to fire [Pete and Pearson] when all [he] had to do [wa]s ... speak to Ms. Malone and let her know what [he] thought about them as employees.” R. 266-1 at 142, Page ID# 6637.
Malone stated that she recommended that Pete and Pearson be terminated because they made a number of errors, including a final error with a “Gaylord box,” a box for storing returned products. R. 266-2 at 46, Page ID# 6689. Malone indicated, however, that Pete and Pearson corrected the error after she counseled them on the box. Id. at 79, Page ID# 6722. At trial, Malone conceded that Pete and Pearson were in training during the majority of the time they were in her department. Id. at 81, Page ID# 6724. She offered inconsistent testimony regarding how much time employees are given to improve following training. In her deposition, Malone stated that she gives employees about a month or two to improve after training. Id. at 82, Page ID# 6725. At trial, however, Malone stated that she only gives employees a week or two to improve. Id. at 81, Page ID# 6724. While Malone initially testified that Pete and Pearson worked in her department for two to four weeks, id. at 16, Page ID# 6659, she later testified that they were only in her department for about a week, id. at 72, Page ID# 6715.
Partee‘s Dismissal: On May 21, Pete, who was no longer employed with New Breed at this time, placed another call to the compliance hotline to identify Partee as a witness. Doc. 34 at 12. Woods contacted Partee for an interview. R. 260 at 112, Page ID# 5704. The same day that Woods interviewed Partee about the harassment, Hearn informed Partee that he was being terminated because Calhoun accused him of “stealing time“—clocking in early or staying late without authoriza-
C. Jury Trial
Before the district court submitted the case to the jury, New Breed moved for judgment as a matter of law pursuant to
II. DISCUSSION
We review de novo a district court‘s decision to deny a renewed motion for judgment as a matter of law under
We review the district court‘s decision to deny a
Since New Breed‘s
A. New Breed is Not Entitled to Judgment as a Matter of Law or a New Trial as to the Retaliation Verdict.
On appeal, New Breed argues that the evidence does not support the jury‘s retaliation verdict because: 1) neither Hines, Pearson, nor Partee engaged in protected activity, constituting opposition while employed at New Breed; 2) the relevant decision makers did not know of any protected activity; and 3) any protected activity was not the but-for cause of the adverse employment action. We will address each of these issues in turn.
1. Protected Activity
New Breed contends that neither Hines, Pearson, nor Partee engaged in protected activity before their terminations. Specifically, New Breed argues that the act of telling Calhoun to cease his harassment does not constitute protected activity under
New Breed contends that we should not follow the reasoning of Berthiaume and Reed. Instead, we should adopt a rule that concludes that resisting a harasser‘s advances or talking back to a harasser is not protected activity under
The language of the “opposition” clause of
Applying these broad definitions, we conclude that a demand that a supervisor cease his/her harassing conduct constitutes protected activity covered by
We note that only one of our sister circuits has concluded that communication directed solely to a harassing supervisor does not constitute protected activity. In Frank v. Harris County, 118 Fed.Appx. 799, 804 (5th Cir.2004), the Fifth Circuit held that the plaintiff “provide[d] no authority for the proposition that a single ‘express rejection’ to [a harassing supervisor] constitutes as a matter of law a protected activity.” In reaching this conclusion, the Fifth Circuit neither assessed the language of the opposition clause of
Here, at the very least, all four complainants requested that Calhoun stop his sexually harassing behavior before their terminations. Consistent with our holding today, these complaints constitute protected activity. Accordingly, the district court did not err in concluding that there is evidence sufficient to support the jury‘s verdict on the retaliation claim as to the protected-activity prong.
2. Knowledge of Protected Activity and Adverse Action
New Breed next contends that the jury‘s retaliation verdict is unsupported because
Hines: As to Hines, New Breed reiterates its argument that Hines never engaged in communication constituting protected activity covered under the statute. We have already concluded that Hines engaged in protected activity when she opposed Calhoun‘s sexually harassing comments. Thus, Calhoun had knowledge of Hines‘s protected activity (since it was directed towards him) when he subsequently terminated her employment.
Pete and Pearson: With regard to Pete and Pearson, New Breed asserts that there is no evidence that Malone knew of any protected activity when she recommended that Pete and Pearson be terminated for poor performance. The district court rejected this argument and concluded that “the jury had competent evidence in front of it that Calhoun influenced Malone‘s decision to recommend Pete and Pearson‘s termination[s].” R. 269 at 23, Page ID# 7139.
The theory that New Breed may still be held liable for Malone‘s termination of Pete and Pearson is known as the “cat‘s paw” theory of liability. Under the cat‘s paw theory of liability, we focus on whether another individual and not the actual decision maker “is the driving force behind the employment action.” Roberts v. Principi, 283 Fed.Appx. 325, 333 (6th Cir.2008); see also Staub v. Proctor Hosp., 562 U.S. 411, 419 (2011). Thus, “[w]hen a decisionmaker acts in accordance with a retaliator‘s bias without [her]self evaluating the employee‘s situation, the retaliator clearly causes the tangible employment action, regardless of which individual actually enforces the adverse transfer or termination.” Roberts, 283 Fed.Appx. at 333 (internal quotations and citation omitted). Applying liability in this circumstance accords with agency principles in that “the [retaliator] is the decisionmaker, and the titular decision-maker is a mere conduit for the [retaliator‘s] discriminatory animus.” Id. (internal quotations and citation omitted); see also Madden v. Chattanooga City Wide Serv. Dep‘t, 549 F.3d 666, 678 (6th Cir. 2008).
Here, the EEOC presented evidence to the jury to show that, after Pete and Pearson were transferred to Returns, Calhoun disparaged their work ethic to Malone. Trial testimony established that, on the day Pete and Pearson learned that they were being terminated, they saw Calhoun and Malone engaging in a conversation. Later that day, Malone terminated Pete and Pearson. Malone stated that the reason for the termination was poor performance. However, Pete and Pearson had only been in Returns for a week. Importantly, at trial, Malone admitted to the jury that she usually trains new employees for two weeks and then gives them a month or two to adjust to the department. Furthermore, at trial, Calhoun took credit for getting Pearson and Pete fired. He stated that he “didn‘t need the authority to fire [Pete and Pearson] when all [he] had to do [wa]s ... speak to Ms. Malone and let her know what [he] thought about them as employees.” R. 266-1 at 142, Page ID# 6637. The jury could have reasonably concluded from this evidence that Calhoun influenced Malone‘s decision to
3. But-For Causation
New Breed argues, lastly, that the evidence does not establish that any protected activity was the but-for cause of the adverse employment actions taken against any claimant. As noted previously, under Nassar, a
The district court concluded that it was permissible for the jury to infer causation between the protected activities of Hines, Pete, Pearson, and Partee and their terminations due to their close temporal proximity. New Breed argues that, after Nassar, close temporal proximity, alone, is not sufficient to create an inference of causation. The district court did not, however, confine its analysis of causation to close temporal proximity. The district court further found that the EEOC submitted evidence sufficient for the jury to reject New Breed‘s legitimate, nonretaliatory reasons for the claimants’ terminations—Hines (attendance reasons), Pete and Pearson (performance reasons), and Partee (time-clock improprieties)—as pretextual. Thus, in other words, the district court concluded that the jury had before it evidence sufficient to conclude that Calhoun‘s retaliation was the but-for cause of the claimants’ adverse employment actions. New Breed contends that the district court erred when it found evidence sufficient to support causation. We disagree.
Hines: New Breed contends that but-for causation is lacking because Calhoun recommended Hines‘s termination for attendance reasons. The EEOC presented evidence, however, to show that, prior to her rejection of his sexual advances, Calhoun had no problems with Hines‘s tardiness, even offering to clock in for Hines when she was late. The jury could have reasonably concluded, based on this evidence, that but-for Calhoun‘s retaliation, Hines would not have been terminated.
Pete and Pearson: New Breed contends that Pete and Pearson cannot establish that their protected activity was the but-for cause of their terminations. Specifically, New Breed again argues that it was Malone who recommended that Pete and Pearson be terminated for performance reasons. As noted previously, however, the jury could have reasonably inferred from the circumstances surrounding Malone‘s treatment of Pete and Pearson that, but-for Calhoun‘s disparaging remarks (motivated by retaliation), Malone would not have recommended that Pete and Pearson be terminated.
Partee: As to Partee, New Breed contends that he was terminated because “independent inquiries” by Hearn and Culp confirmed that he engaged in time-clock improprieties. This argument ignores that the jury heard evidence that it was Calhoun who reported to Hearn that Partee violated time-clock practices. Additionally, the jury heard Hearn and Woods testify that Calhoun had the authority to clock Partee in and out manually and did, in fact, exercise this authority. The jury could have reasonably dismissed New Breed‘s assertion that an independent investigation verified Calhoun‘s allegations since Calhoun had the authority to control
Accordingly, we affirm the district court‘s judgment denying New Breed‘s motions for a new trial and judgment as a matter of law as to the retaliation claim.
B. New Breed is Not Entitled to a New Trial on the Sexual Harassment Verdict Because Calhoun‘s Harassment Resulted in Tangible Employment Action.
An employer is vicariously liable for a supervisor‘s harassment of an employee under the supervisor‘s authority when the harassment results in tangible employment action. Burlington Industries, Inc. v. Ellerth, 524 U.S. 742, 762, 118 S.Ct. 2257, 141 L.Ed.2d 633 (1998). A tangible employment action is any action effecting “a significant change in employment status, such as hiring, firing, failing to promote, reassignment with significantly different responsibilities, or a decision causing a significant change in benefits.” Id. at 761, 118 S.Ct. 2257. “When a plaintiff proves that a tangible employment action resulted from a refusal to submit to a supervisor‘s sexual demands, he or she establishes that the employment decision itself constitutes a change in the terms and conditions of employment that is actionable under
New Breed contends that the district court erred in denying its motion for a new trial as to harassment claim because: 1) there exists no causal connection between Calhoun‘s harassment and the terminations of Pete, Pearson, and Hines, and 2) Pete, Pearson, and Hines unreasonably failed to take advantage of methods to report and correct the harassment. The district court concluded that the jury could have reasonably determined that Calhoun‘s sexual harassment culminated in the tangible employment action taken against Pete, Pearson, and Hines, making New Breed vicariously liable. We find no error in this conclusion.
As discussed in detail above, sufficient evidence was presented to the jury from which it could reasonably conclude that Calhoun: 1) terminated Hines, pursuant to his authority to unilaterally terminate temporary employees, and 2) used his supervisory authority to influence Malone to terminate Pete and Pearson, after these individuals opposed his sexual harassment. Thus, the jury could have reasonably concluded that, not only should New Breed be vicariously liable for Calhoun‘s direct termination of Hines, but New Breed should also be liable for Malone‘s termination of Pete and Pearson. See, e.g., Noble v. Brinker Int‘l, Inc., 391 F.3d 715, 737 (6th Cir.2004) (Clay, J., dissenting) (noting that if there is evidence from which a jury “could find that a supervisor not only acted as a conduit for a former‘s supervisor‘s discriminatory animus, but also knowingly based his termination decision on that animus, the employer [should be] unquestionably subject to vicarious liability“).
C. New Breed is Not Entitled to Judgment as a Matter of Law or a New Trial as to the Punitive Damages Award.
Punitive damages are recoverable in a
The jury verdict form permitted the jury to award punitive damages for sexual harassment and/or retaliation. New Breed contends that neither the retaliation claim nor the harassment claim provides support for the jury‘s award of punitive damages.5 New Breed challenges the punitive damages award as to the retaliation claim under the first prong of Kolstad. Specifically, New Breed argues that the relevant decision makers could not have acted in the face of a perceived risk that their conduct violated federal law since they were not aware of any protected activity. New Breed does not challenge the punitive damages award as to the retaliation claim under Kolstad‘s second prong. New Breed challenges the punitive damages award underlying the harassment claim under the second prong of Kolstad, arguing that punitive damages should not be awarded because sexual harassment was not in the scope of Calhoun‘s employment. Finally, New Breed contends that it should not be liable for punitive damages for Calhoun‘s conduct since it undertook good-faith efforts to prevent and correct sexual harassment and retaliation.
The district court upheld the jury‘s award of punitive damages. The district court concluded that there was evidence from which the jury could find that Calhoun acted in a managerial capacity and that, where sexual harassment results in tangible employment action, it can fall within the scope of employment and be imputed to the employer. The district court also concluded that there was evidence from which a jury could find that New Breed did not undertake good-faith efforts to prevent harassment and retaliation. The district court noted that the EEOC presented evidence that New Breed did not distribute its anti-harassment policies to temporary employees like Pete, Pearson, and Hines. The EEOC also presented evidence that Woods failed to investigate Pete‘s first call to the compliance hotline; instead, she merely asked Calhoun if the charges were true. As such, the district court found that it was appropriate to leave the jury‘s determination as to the punitive damages award undisturbed. For the following reasons, we agree with the district court‘s conclusions.
We find that the evidence is sufficient to show that Calhoun acted with malice or reckless indifference to federally protected rights in retaliating against the claimants. Evidence was presented to show that Calhoun subjected Hines, Pete, and Pearson to sexual harassment and then, either directly or indirectly, engineered the terminations of all three women and Partee after they all complained about his harassment. Thus, the jury had before it evidence from which it could reasonably conclude that Calhoun “engage[d] in conduct that carrie[d] with it a perceived risk that [his] actions [would] violate federal law.” See Harbert-Yeargin, Inc., 266 F.3d at 513 (citation omitted). We also reject New Breed‘s assertion that the inquiry is on the other decision makers’ knowledge and conduct and not Calhoun‘s. The EEOC only had to show that the “individual[] perpetrating the discrimination [or,
New Breed challenges the punitive damages award as to the harassment claim only under Kolstad‘s second prong. To demonstrate that the employer should be liable for punitive damages under this prong of Kolstad, the plaintiff must show that the discriminatory actor worked in a managerial capacity and acted within the scope of his employment. Indeed, “even intentional torts are within the scope of an agent‘s employment if the conduct is ‘the kind [the employee] is employed to perform,’ ‘occurs substantially within the authorized time and space limits,’ and ‘is actuated, at least in part, by a purpose to serve the’ employer.” Kolstad, 527 U.S. at 543 (citations omitted). The employer‘s liability for such conduct, however, is explicitly limited by the caveat that “in the punitive damages context, an employer may not be vicariously liable for the discriminatory employment decisions of managerial agents where these decisions are contrary to the employer‘s ‘good faith efforts to comply with Title VII.’ ” Id. at 545, 119 S.Ct. 2118.
We find that the claimants have demonstrated that Calhoun‘s sexually harassing conduct meets the first two requirements of Kolstad‘s second prong. New Breed employed Calhoun to manage and supervise the department in which Pete, Pearson, and Hines worked. Calhoun took advantage of his managerial role and used it as a means to supervise women in a sexually harassing way. Whether Calhoun‘s harassing conduct was “actuated, at least
Regarding the third Kolstad prong, we reject New Breed‘s contention that it is entitled to a new trial because it made good-faith efforts to prevent sexual harassment and retaliation. In assessing whether an employer engaged in good-faith efforts to comply with
Accordingly, we affirm the district court‘s denial of judgment as a matter of law and a new trial as to punitive damages.
D. New Breed is Not entitled to a New Trial Based on the Punitive Damages and Retaliation Jury Instructions.
This court reviews a district court‘s jury instructions for an abuse of discretion. United States v. Ross, 502 F.3d 521, 527 (6th Cir.2007). The court assesses “whether, taken as a whole, the instructions adequately inform the jury of the relevant considerations and provide the jury with a sound basis in law with which to reach a conclusion.” Pivnick v. White, Getgey & Meyer Co., LPA, 552 F.3d 479, 488 (6th Cir.2009). Erroneous jury instructions only require reversal if they are confusing, misleading, and prejudicial. Id. An erroneous jury instruction
1. Punitive Damages Instructions
New Breed first alleges that the punitive damages instructions were erroneous because they only captured the first two elements of the Kolstad test. Specifically, the instructions only informed the jury that the EEOC had to demonstrate: 1) that Calhoun acted with knowledge that his actions would violate federal law and 2) that New Breed is liable because Calhoun acted in a managerial position and within the scope of his employment. R. 225 at 47, Page ID# 4238. The district court did not instruct the jury that, under Kolstad, New Breed could avoid liability by showing that it engaged in good-faith efforts to comply with
When New Breed raised this omission in its motion for a new trial, the district court concluded that New Breed waived this objection by not raising it at the charge conference. Relevantly, at the charge conference, New Breed only requested substitution of the word “employer” for “person” and the word “defendant” for “individual or individuals perpetrating the discrimination.” R. 265 at 9, Page ID# 6219. New Breed made no mention of the absence of the Kolstad affirmative defense. To avoid the consequences of this waiver, New Breed contends that the fact that it submitted a proposed instruction including the Kolstad affirmative defense served to preserve its objection. In support of its position, New Breed states that, during a separate exchange, unrelated to the punitive damages instruction, the district court stated:
I‘m going to consider at this point any additional request is—I‘m assuming that you‘re going to maintain that the other version, other than the one that I adopt, that you‘re preserving your right to still object to that. So, you don‘t have to state that each time.
R. 267-1 at 12, Page ID# 6826. There is no indication that the district court‘s statement was intended to insulate New Breed from making any substantive objections to the jury instructions for the remainder of the charge conference. Notably, on the occasion when the district court made this statement, the district court was addressing New Breed‘s objection to the EEOC‘s proposed amendment to the district court‘s burden-of-proof instruction. Id. at 10-11, Page ID# 6824-25. New Breed did not acquiesce in the district court‘s proposed instruction and the district court chose to adopt the EEOC‘s version. Id. at 11, Page ID# 6825. Thus, if put into context, the district court‘s instruction that New Breed need not restate an objection appeared to only apply when New Breed refused to acquiesce in the instruction adopted by the district court.
Furthermore, as noted above, New Breed did in fact object to the language of the punitive damages instructions—though not to the absence of the good-faith affirmative-defense language. Thus, one can strongly infer that New Breed did not interpret the district court‘s statement to mean that New Breed did not have to raise each of its objections during the charge conference. Therefore, the record reflects that New Breed did acquiesce to the punitive damages instructions.
New Breeds contends that, even if waiver applies, it is entitled to a new trial because the failure to include the good-faith affirmative-defense language constitutes plain error.
2. Retaliation Instructions
New Breed challenges the retaliation instructions on three grounds: 1) the instructions failed to require but-for causation; 2) the instructions permitted the jury to find causation based on temporal proximity alone; and 3) the instructions stated that complaints to a harassing supervisor constitute protected activity and are sufficient to impute knowledge to the employer.
a. Causation
We will address grounds one and two together since they both address causation. New Breed first contends that the retaliation instructions were erroneous because the district court informed the jury that, in order to find New Breed liable for retaliation, the EEOC only had to show “that there was a causal connection between the claimant‘s protected activity and the adverse employment action.” New Breed contends that this instruction required something less than but-for causation under Nassar. We disagree. The district court‘s retaliation instruction further informed the jury that: “To recover on its retaliation claims against the defendant, the plaintiff ... must establish that [the claimants] were subjected to adverse employment actions by the defendant because of their internal complaints about alleged sex discrimination.” R. 265 at 121, Page ID# 6331. The phrase “because of” denotes a but-for causation relationship. See Gross v. FBL Fin. Servs., Inc., 557 U.S. 167, 176, 129 S.Ct. 2343, 174 L.Ed.2d 119 (2009). Thus, although the Supreme Court had not yet decided Nassar, the retaliation instruction nonetheless articulated a but-for causation standard.
New Breed also contends that the retaliation instructions were erroneous because they informed the jury that it could find causation based on temporal proximity alone. New Breed reiterates its argument that temporal proximity alone is no longer sufficient under Nassar. Even assuming that this is the case, the instant jury instructions were not erroneous. The retaliation instructions informed the jury that “[c]lose timing between the claimant‘s protected activity and an adverse action against the claimant may provide the causal connection needed to make out a prima facie case of retaliation.” R. 265 at 121, Page ID# 6331 (emphasis added). The instructions then went on to state: “However, you should be mindful that the fact that an adverse employment action occurred close in time to a protected activity does not always mean that one caused the other.” Id. Following this statement, the instructions made clear that the EEOC could only establish its retaliation claim if it showed that the claimants were subjected to adverse employment actions “because of” their protected activity. Id. As just noted, the “because of” language embodies a but-for causation standard. Therefore, the jury instructions did not mislead or confuse the jury into thinking that it only had to find close temporal
b. Protected Activity/Knowledge
New Breed contends that the district court erred in instructing the jury as to the protected activity and employer knowledge prongs of the prima facie case. New Breed first asserts that the district court abused its discretion in instructing the jury that complaints to a harassing supervisor constitute protected activity. Because we have already affirmed the district court‘s conclusion in this regard, we will move to New Breed‘s challenge to the employer-knowledge instruction.
New Breed next argues that the district court erroneously informed the jury that “[a]n employer is deemed to have notice of harassment reported to any supervisor or department head who has been authorized or is reasonably believed by a complaining employee to have been authorized to receive and respond to or forward such complaints to management.” R. 265 at 120-21, Page ID# 6330-31 (emphasis added). New Breed contends that this instruction is inconsistent with the requirement that the relevant decision maker must have knowledge of the protected activity.
We find that the district court did not abuse its discretion in instructing the jury on the issue of employer knowledge. New Breed‘s objection is unavailing as to Hines. Calhoun knew of Hines‘s protected conduct because she communicated her complaints about the harassment directly to him before he terminated her employment. New Breed‘s objection is similarly unavailing as to Pete, Pearson, and Partee. As noted previously, New Breed‘s liability for Pete‘s, Pearson‘s, and Partee‘s terminations is premised on a theory a cat‘s paw liability—that the relevant decision makers were conduits of Calhoun‘s retaliatory animus. See Madden, 549 F.3d at 678; Roberts, 283 Fed.Appx. at 333. To prevail on this theory, the EEOC only had to show that the retaliatory animus of the biased supervisor influenced the decision maker. Goodsite v. Norfolk S. Ry. Co., 573 Fed.Appx. 572, 586 (6th Cir.2014). Therefore, the retaliation instructions did not have to instruct the jury that the decision makers had to possess knowledge of the protected activity in order to find that the adverse employment actions were occasioned by Calhoun‘s retaliatory animus. Accordingly, the district court‘s retaliation instructions were not an abuse of discretion under the circumstances of this case.
III. CONCLUSION
For the foregoing reasons, we AFFIRM the judgment of the district court.
DAMON J. KEITH
UNITED STATES CIRCUIT JUDGE
