ELECTRONIC PRIVACY INFORMATION CENTER, Appellee v. UNITED STATES DEPARTMENT OF HOMELAND SECURITY, Appellant.
No. 14-5013.
United States Court of Appeals, District of Columbia Circuit.
Decided Feb. 10, 2015.
777 F.3d 518
IV.
For the foregoing reasons, we affirm the judgment of the District Court.
So ordered.
Argued Dec. 11, 2014.
Marc Rotenberg argued the cause and filed the brief for appellee.
Before: ROGERS, Circuit Judge, and SENTELLE and RANDOLPH, Senior Circuit Judges.
Opinion for the Court filed by Circuit Judge ROGERS.
Pursuant to the Freedom of Information Act (“FOIA“),
I.
SOP 303 is an “Emergency Wireless Protocol” that codifies a “unified voluntary process for the orderly shut-down and restoration of wireless services during critical emergencies such as the threat of radio-activated improvised explosive devices.” Decl. James Holzer, ¶ 20, June 28, 2013; see Nat‘l Sec. Telecomm. Advisory Comm., Termination of Cellular Networks During Emergency Situations, NSTAC Issue Review 2006–07, at 139 (2007) (“NSTAC Issue Review“).1 After the 2005 bombings of the transportation system in London, England, in which cellular telephones were used to detonate explosives remotely, the President‘s Nationаl Security Telecommunications Advisory Committee identified the need for a “single governmental process to coordinate determinations of if and when cellular shutdown activities should be undertaken in light of the serious impact on access by the public to emergency communications services during these situations and the need to preserve the public trust in the integrity of the communications infrastructure.” Holzer Decl. ¶ 20; see also NSTAC Issue Review, at 139. The National Coordinating Center for Communications (“NCC“, formerly known as the NCC for Telecommunications), part оf the Department‘s National Cybersecurity and Communications Integration Center, developed SOP 303, under which the NCC “function[s] as the focal point for coordinating any actions leading up to and following the termination of private wireless network connections.” NSTAC Issue Review, at 139. State Homeland Security Advisors, or their designees, or representatives of the Department‘s Homeland Security Operations Center make the decision to suspend cellular service. Id. Once one of these entities requests a shutdown, the NCC “operate[s] as an authenticаting body, notifying the carriers in the affected area of the decision.” Id. The NCC also
On July 10, 2012, EPIC submitted a FOIA request to the Department seeking the full text of SOP 303, the series of questions used to determine whether a shutdown is necessary, and any related protocols or guidelines. The Department initially responded that it had conducted a comprehensive search, but was unable to locate or identify any responsive records. Following an administrative appeal, however, the Department conducted another search and located one responsive record: SOP 303. See Nat‘l Coordinating Ctr. for Telecomm. Standard Operating Procedure 303 (Sept. 25, 2009) (“SOP 303“). The SOP included the full text of the predetermined series of questions that determines if a shutdown is necessary, and the executing protocols related to the implementation of SOP 303. Holzer Decl. ¶ 21.
Pursuant to FOIA Exemptions 6 and 7(C), which protect certain personal information, see
On February 27, 2013, EPIC filed suit seeking the release of SOP 303 in its entirety. See
The Department appeals, and our review of the grant of summary judgment is de novo, viewing the evidence in the light most favorable to the non-moving party. Pub. Emps. for Envtl. Responsibility v. U.S. Section, Int‘l Boundary & Water Comm‘n, U.S.-Mexico, 740 F.3d 195, 200 (D.C.Cir.2014) (“PEER“).
II.
The FOIA “mandates that an agency disclose records on request, unless they fall within one of nine exemptions.” Milner v. Dep‘t of Navy, 562 U.S. 562, 131 S.Ct. 1259, 1262, 179 L.Ed.2d 268 (2011); see
A.
To fall within FOIA Exemption 7, “documents must first meet a threshold requirement: that the records were ‘compiled for law enforcement purposes.‘” PEER, 740 F.3d at 202-03 (quoting
Applying these principles, the court held in PEER that emergency action plans and inundation maps created to prevent attacks on two dams on the U.S.-Mexico border and to maintain order and ensure dam security during emergencies satisfied Exemption 7‘s gateway requirement. Id. at 204. Here, too, the Department has shown that it compiled SOP 303 for law enforcement purposes. SOP 303 was developed after the 2005 bombings of London‘s transportation system to address deficienсies in the United States’ ability to address and respond to such threats. The Holzer declaration explains that SOP 303 sets forth the steps taken to decide whether and when to disrupt wireless networks during critical emergencies to, for example, “efficiently and effectively deter the triggering of radio-activated improvised explosive devices.” Holzer Decl. ¶ 25. As so described, SOP 303 was created to prevent crime and keep people safe, which qualify as law enforcement purposes. PEER, 740 F.3d at 202-04. SOP 303 meets Exemption 7‘s threshold test.
B.
Even if a record satisfies Exemption 7‘s threshold test, an agеncy may only withhold the record pursuant to Exemption 7(F) if the record‘s release “could reasonably be expected to endanger the life or physical safety of any individual.”
EPIC maintains, however, that Exemption 7(F) requires the Department to identify with some specificity the individuals who would be endangered by SOP 303‘s disclosure. It relies on American Civil Liberties Union v. Department of Defense, 543 F.3d 59 (2d Cir.2008) (“ACLU“), vacated on other grounds, 558 U.S. 1042 (2009). In that case, the Defense Department had refused to release twenty-one photographs depicting abusive treatment of detainees by United States soldiers in at least seven different locations in Afghanistan and Iraq, invoking Exemption 7(F) on the ground that release of the photographs could reasonably be expected to endanger the life and physical safety of U.S. and Coalition troops, as well as civilians in Iraq and Afghanistan. ACLU, 543 F.3d at 64-65. The Second Circuit observed that “[t]he phrase ‘any individual’ may be flexible, but is not vacuous,” id. at 67, and conclud-
Our decision in PEER does not foreclose this interpretation of Exemption 7(F), for in PEER the court had no occasion to decide whether it agreed with it. The court stated that “even if we agreed with the Second Circuit‘s reading of Exemption 7(F), ... the [agency] would prevail even under the Second Circuit‘s approach.” PEER, 740 F.3d at 206 (emphasis added). Unlike in PEER, however, here the Department does not point to a “particularized threat to a discrete population,” id., but rather maintains its non-production falls within Exemption 7(F) because release of SOP 303 would endanger anyone in the United States who happens to be near an unexploded bomb or frequents high value targets. In the Department‘s view, it would be anomalous if it could withhold SOP 303 if disclosure poses a danger to a small group of specifically identifiable people but not where many or most people would be endangered by production. Furthermore, the Department contends that, even under the Second Circuit‘s interpretation, it has identified the individuals most likely to be at risk with the requisite degree of specificity because “there are identifiable groups who are more likely to be harmed” from SOP 303‘s disclosure, including “people near unexploded bombs, people who frequent high-value targets, and bomb squads and other first responders.” Appellant‘s Br. 19. If viewed without regard to SOP 303‘s requirement that there be a critical emergency for a shutdown to take place, then the Department‘s interpretation may not accord with the Second Circuit‘s approach. See ACLU, 543 F.3d at 71. Significantly, however, the context addressed by the Second Circuit involved “vast” populations and the court disclaimed that it was confronting a case where there was a showing of a reasonable expectation of danger with respect to one or more individuals, see id., which we conclude there is here.
The court must both narrowly construe the FOIA‘s exemptions and apply the statute‘s plain text. See Milner, 131 S.Ct. at
EPIC maintains that Congress’ choice to condition Exemption 7(F)‘s availability on danger to an individual, rather than danger in general, indicates a requirement that the subject of the danger be identified with at least reasonable specificity. And according to EPIC, to reject its interpretation would read “individual” out of the statute, see ACLU, 543 F.3d at 70, thereby violating the anti-superfluity canon. See Milner, 131 S.Ct. at 1268; Qi-Zhuo v. Meissner, 70 F.3d 136, 139 (D.C.Cir.1995). But understood in context, the phrasе “any individual” makes clear that Exemption 7(F) now shields the life or physical safety of any person, not only the law enforcement personnel protected under the pre-1986 version of the statute. The district court took note of the 1986 amendment but went beyond the exemption‘s plain text to impose a requirement divorced from the language Congress enacted. See EPIC, 999 F.Supp.2d at 32-34. Contrary to EPIC‘s suggestion that Congress could have made explicit that the government need not identify the individuals at risk with specificity, “the mere possibility of clearer phrasing cannot defеat the most natural reading of a statute.” Caraco Pharm. Labs., Ltd. v. Novo Nordisk A/S, 566 U.S. 399, 132 S.Ct. 1670, 1682, 182 L.Ed.2d 678 (2012).
EPIC suggests that if there is a real danger from disclosure, then the Department should classify SOP 303, bringing it within FOIA Exemption 1, which protects materials that are classified pursuant to certain Executive orders. See
[i]t would be anomalous if an agency that could not meet the requirements for classification of national security material could, by characterizing the material as having been compiled for law enforcement purposes, evade the strictures and safeguards of classification аnd find shelter in [E]xemption 7(F) simply by asserting that disclosure could reasonably be expected to endanger someone unidentified somewhere in the world.
ACLU, 543 F.3d at 73. But the possibility of classification and the concomitant protection from disclosure provided by Exemption 1 do not render Exemption 7(F) superfluous. The Department has plausibly identified “practical barriers” to classifying SOP 303, including the fact that it “must be shared with federal law enforcement officials, [S]tate homeland security officials, and national cellular carriers.” Reply Br. 6. Nor does adhering to the plаin text of Exemption 7(F) eviscerate Exemption 1, which applies even to records not compiled for law enforcement purposes.
The NCC is presumed to be aware of the need to restore service promptly, particularly in an age in which wireless communication is a critical component of peoples’ lives. See Riley v. California, 134 S.Ct. 2473, 2484, 2489 (2014); United States v. Jones, 132 S.Ct. 945, 957 (2012) (Sotomayor, J., concurring); id. at 963 (Alito, J., concurring in the judgment). It remains for EPIC and other litigants to seek additional judicial scrutiny by requesting findings on specific matters or in camera review. At some point, as our precedent indicates, the element of trust takes оver where an agency has filed a sufficiently specific sworn declaration by a knowledgeable official. See Juarez v. U.S. Dep‘t of Justice, 518 F.3d 54, 60 (D.C.Cir.2008); King v. U.S. Dep‘t of Justice, 830 F.2d 210, 217 (D.C.Cir.1987). Even if SOP 303‘s shutdown protocol is a matter of significant
Finally, to the extent EPIC looks to Exemption 7(F)‘s legislative history, the court‘s choice when “presented, on the one hand, with clear statutory language and, on the other, with dueling [congressional statements],” is foreordained. See Milner, 131 S.Ct. at 1267. Prior to the 1986 FOIA amendments, Exemption 7(F) protected records the release of which would “endanger the life or physical safety of law enforcement personnel.” See
EPIC views Congress’ amendment of Exemption 7(F) in 1986 to bring only witnesses, interviewees, victims, informants, and families of law-enforcement personnel within the exemption. There are statements of Members of Congress and the Executive Branch that reflect concern about those groups’ prior omission. See 130 Cong. Rec. 3,502 (daily ed. Feb. 27, 1984) (statement of Sen. Hatch) (“The bill would extend[] [E]xemption 7(F) to include such persons as witnessеs, potential witnesses, and family members whose personal safety is of central importance to the law enforcement process.“); 130 Cong. Rec. 3,520 (daily ed. Feb. 27, 1984) (statement of Sen. Leahy) (describing certain changes to the FOIA as “narrowly aimed so that they will not interfere with the public‘s right to know where law enforcement is not seriously jeopardized“). Other Members’ statements viewed the amendment to Exemption 7(F) as relatively broad. For instance, Senator Hatch, the principal sponsor of the amendment, remarked that the changes to Exemption 7 were “intended to ease considerably a Federal law enforcement agency‘s burden in invoking” it. 132 Cong. Rec. 31,424 (daily ed. Oct. 15, 1986). Although General Dinkins stated that the language of Exemption 7 would be “modified slightly—not revised wholesale,” 131 Cong. Rec. 248, she also expressed concern that the prior version of the exemption did not protect “the life of any other person” besides law enforcement personnel. Id. at 253. And her explanation that the 1986 amendments expanded Exemption 7(F) “to include such persons as witnesses, potential witnesses, and family members,” id. (emphasis added), is reasonably understood as illustrative not exclusive. In any event, what Congress enacted was broad language that was not limited to protection of law enforcement personnel and related persons. See PEER, 740 F.3d at 205. “We will not allow[] ambiguous legislative history to muddy clear statutory language.” Milner, 131 S.Ct. at 1266. “All we hold today is that Congress has not enacted the FOIA exemption [EPIC] desires. We leave to Congress, as is appropriate, the question whether it should do so.” Id. at 1271.
