MEMORANDUM OPINION
This case concerns efforts of the Electronic Privacy Information Center under the Freedom of Information Act to obtain documents related to the Department of Homeland Security’s Standard Operating Procedure 303. This protocol governs the shutdown of wireless networks in' emergencies to, inter alia, prevent the remote detonation of explosive devices. After DHS withheld the lion’s share of the one responsive document it found, EPIC brought this action. DHS now moves for summary judgment, arguing that its search for documents was adequate, that it properly withheld the bulk of SOP 303 under applicable FOIA exemptions, and that no other non-exempt parts of the document could be released. EPIC cross-moves for summary judgment, contending that the two exemptions DHS relied on to withhold most of the document, 7(E) and 7(F), do not apply here. As the Court believes EPIC has the better of this argument, it will dispose of the Motions accordingly.
I. Background
Standard Operating Procedure 303 is an “Emergency Wireless Protocol ] ... codifying a shutdown and restoration process for use by commercial and private wireless networks during national crises.” National Security Telecommunications Advisory Committee, NSTAC Issue Review 2006-07 at 139 (2007), http://www.dhs.gov/sites/ default/files/publications/2006-2007% 20NSTAC% 20Issue% 20Review_0.pdf. The wireless networks could be shut down in certain emergency situations to, inter alia, “deter the triggering of radio-activated improvised explosive devices.” See Def. Mot., Exh. 2 (Declaration of James V.M.L. Holzer), ¶ 25.
On July 10, 2012, EPIC submitted a FOIA request to DHS seeking: —“(1) the full text of Standard Operating Procedure 303 (SOP 303), which describes a shutdown and restoration process for use by ‘commercial and private wireless networks’ in the event of a crisis; (2) the full text of the pre-determined ‘series of questions’ that determines if a shutdown is necessary; and (3) any executing protocols or guidelines related to the implementation of SOP 303, distributed to DHS, other federal agencies, or private companies, including protocols related to oversight of shutdown determinations.” Id., ¶ 9. DHS responded to EPIC on August 21, 2012, saying that it “had conducted comprehensive searches for records that would be responsive to the request[, but] ... that [DHS was] unable to locate or identify any responsive records.” Id., ¶ 16. EPIC administratively appealed on October 2, 2012, and on March 25, 2013, the United States Coast Guard, Office of the Chief Administrative Law Judge — the office that reviews these FOIA appeals — “remanded the matter back to DHS Privacy for further review.” Id., ¶¶ 17-18.
Upon additional inspection, DHS located one responsive record, the very document EPIC had requested: Standard Operating Procedure 303.
Id.,
¶¶ 19-20. “Included as part of SOP 303 itself are the two other
Portions of SOP 303 — “names, direct-dial telephone numbers, and email addresses for state homeland security officials” — were withheld from EPIC under Exemptions 6 and 7(C), which generally permit withholding of personal information. Id., ¶¶ 23-24. The remainder of the document was withheld under Exemptions 7(E) and 7(F), which permit withholding of certain law-enforcement information if it, respectively, would “disclose techniques and procedures for law enforcement investigations or prosecutions” or “could reasonably be expected to endanger the life or physical safety of any individual.” 5 U.S.C. § 552(b)(7); Holzer Deck, ¶¶ 25-26.
On February 27, 2013, EPIC filed this lawsuit seeking the release of the withheld portions of SOP 303. Both parties have now cross-moved for summary judgment.
II. Legal Standard
Summary judgment may be granted if “the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed.R.Civ.P. 56(a). A genuine issue of material fact is one that would change the outcome of the litigation.
See Anderson v. Liberty Lobby, Inc., 477
U.S. 242, 248,
FOIA cases typically and appropriately are decided on motions for summary judgment.
See Defenders of Wildlife v. Border Patrol,
III. Analysis
Congress enacted FOIA in order to “pierce the veil of administrative
In moving for summary judgment, DHS first contends that its search was adequate. EPIC does not contest this point. DHS next maintains that its withholding of personal identifying information under Exemptions 6 and 7(C) was appropriate. EPIC makes no challenge here either. See Opp. at 5 n.l. Instead, it saves its ammunition for DHS’s claim that it properly withheld the bulk of SOP 303 under both Exemption 7(E) and 7(F). Because the Court ultimately finds that the agency’s invocation of these exemptions was not proper, it need not address the last issue EPIC raises — namely, whether DHS performed an appropriate segregability analysis. The Court will begin with a discussion of 7(E) and then move to a consideration of 7(F).
A. Exemption 7(E)
Exemption 7 authorizes the Government to withhold “records or information compiled for law enforcement purposes, but only to the extent that the production of such law enforcement records or information” meets one of six requirements. 5 U.S.C. § 552(b)(7);
see Keys v. Dep’t of Justice,
DHS clearly surpasses the first hurdle. “Steps by law enforcement officers to prevent terrorism surely fulfill ‘law enforcement purposes.’ ”
Milner v. Dep’t of Navy,
— U.S. -,
DHS’s trouble comes at the second step, which requires that the disclosure would reveal “techniques and procedures for law enforcement investigations or prosecutions.” 5 U.S.C. § 552(b)(7)(E). The key question is whether the agency has sufficiently demonstrated how SOP 303, which articulates protective measures, is a technique or procedure “for law enforcement investigations or prosecutions.” Id.
The Court must begin by “presum[ing] that a legislature says in a statute what it means and means in a statute what it says there.”
Connecticut Nat’l Bank v. Germain,
Looking at the amended language, the Court agrees with the Government that Exemption 7’s mention of “law enforcement purposes” may certainly include preventive measures.
See
Mot. at 9-10. The problem is that 7(E)’s reference to “law enforcement investigations and prosecutions” does not. This distinction finds support in Justice Alito’s concurrence in
Milner,
a case that dealt with the applicability of Exemption 2. In his opinion, Justice Alito explained that “[t]he ordinary understanding of law enforcement [purposes] includes not just the investigation and prosecution of offenses that have already been committed, but also proactive steps designed to prevent criminal activity and to maintain security.”
Milner,
If “techniques and procedures for law enforcement investigations or prosecutions” is given its natural meaning, it cannot encompass the protective measures discussed in SOP 303. This term refers only to acts by law enforcement after or during the commission of a crime, not crime-prevention techniques. Reading Exemption 7(E) as such, moreover, is in keeping with FOIA’s “basic policy that disclosure, not secrecy, is the dominant objective of the Act,”
Pub. Citizen, Inc. v. Rubber Mfrs. Ass’n,
In arguing against such an interpretation, DHS relies on a nearly 30-year-old case from this district that upheld the Secret Service’s invocation of Exemption 7(E) to shield “records pertaining to ... two armored limousines for the President.”
U.S. News & World Report v. Dep’t of Treasury,
The agency’s last gambit is a post hoc attempt in its Reply to classify SOP 303 as an investigative technique. It claims that “[preventing explosives from detonating preserves evidence ... and, thereby, facilitates the investigation into who built and placed the bomb.” See Def s Reply at 5-6. This is too little, too late. As EPIC notes, “[N]o ordinary speaker of the English language” would describe SOP 303 — “a protocol for verifying that circumstances exist that would justify shutting down wireless networks” “to efficiently and effectively deter the triggering of radio-activated improvised explosive devices,” Holzer Deck, ¶ 25 — as an evidence-gathering technique. Pi’s Reply at 3.
The Court will thus read Exemption 7(E) in a manner that harmonizes with FOIA’s purpose of disclosure, the canons of statutory construction, and the Supreme Court’s guidance to read FOIA’s exemptions narrowly.
B. Exemption 7(F)
DHS next argues that SOP 303 was also properly withheld under Exemption 7(F).
Yet again, though, the second requirement leads to DHS’s undoing. DHS must show that production would “endanger the life or physical safety of any individual.” 5 U.S.C. § 552(b)(7)(F) (emphasis added). The agency argues that SOP 303’s “disclosure could reasonably be expected to endanger the physical safety of individuals near unexploded bombs.” Mot. at 13. DHS’s thinking goes like this: 1) SOP 303 “describes a procedure for shutting down wireless networks to prevent bombings”; 2) “[r]eleasing information regarding this protocol would enable ‘bad actors’ to blunt its usefulness”; and 3) this “could reasonably be expected to endanger the physical safety of those near a bomb by increasing the chances that the process will fail and the bomb will explode.” Id. In other words, the “any individual” test is satisfied because those endangered are any individuals near a bomb. Although this interpretation holds some appeal, the Court must conclude that the agency reads the “any individual” standard too broadly.
While DHS is correct that Exemption 7(F) is not limited to protecting
law-enforcement
personnel from harm,
see Amuso v. Dep’t of Justice,
The Second Circuit in ACLU considered a similar question to the one raised here, and its opinion is instructive. The Government there wished to apply the “any individual” standard to prevent the release of photographs “depicting] abusive treatment of detainees by United States soldiers in Iraq and Afghanistan” on the ground that “the release of the disputed photographs will endanger United States troops, other Coalition forces, and civilians in Iraq and Afghanistan.” Id. at 63. In an extensive examination of the phrase “any individual” — in light of the Supreme Court’s admonition to interpret FOIA exemptions narrowly — the court rejected the Government’s argument “that it could reasonably be expected that out of a population the size of two nations and two international expeditionary forces combined, someone somewhere will be endangered as a result of the release of the Army photos.” Id. at 71. It concluded that “an agency must identify at least one individual with reasonable specificity and establish that disclosure of the documents could reasonably be expected to endanger that individual.” Id.
Central to the
ACLU
court’s holding was its thorough examination of the legislative history of 7(F), which this Court also finds significant. Prior to the 1986 FOIA amendments, Exemption 7(F) protected records, the release of which would “endanger the life or physical safety of
law enforcement personnel.” See
PL 93-502, Nov. 21, 1974, 88 Stat 1561 (emphasis added). The exemption served to withhold “information which would reveal the identity of undercover agents, State or Federal, working on such matters as narcotics, organized crime, terrorism, or espionage.”
To remedy this omission, the Government asked for an amendment to “modifly] slightly — not revise! ] wholesale” — the scope of 7(F).
Statement of Carol E. Din-kins, Deputy Attorney General,
131 Cong. Rec. S263 (daily ed. Jan. 3, 1985),
cited in ACLU,
The current language in Exemption 7(F) exempts records only if their disclosure would endanger the life of a law enforcement officer. However, the exemption does not give similar protection to the life of any other person. [The proposed amendment] expands Exemption 7(F) to include such persons as witnesses, potential witnesses, and family members whose personal safety is of central importance to the law enforcement process.
Id. cited in ACLU,
Congress ultimately settled on the broader term of “any individual,” as opposed to, for example, “any individual connected to or assisting law enforcement.” The Court, therefore, would be overly restrictive if it defined “any individual” in the latter, cabined manner. Yet, bearing in mind the modest expansion intended and the prescription that exemptions must be read narrowly, the Court must require some specificity and some ability to identify the individuals endangered.
Against this backdrop, the Government here nonetheless seeks a broader interpretation of “any individual” than was rejected
inACLU.
The individuals that DHS claims satisfy the standard are anyone “within the blast radius of a remotely detonated bomb.”
See
Defs Mot. at 12-13; Defs Reply at 11. As EPIC notes, “These hypothetical bombs” — like the hypothetical danger to troops and civilians in ACLU— “could materialize at any time, in any place, and affect anyone in the United States.” Pi’s Reply at 9. These individuals, therefore, are “identified only as a member of a vast population.”
ACLU,
The primary case DHS relies on for the proposition that anyone near unexploded bombs is a specific-enough group,
Living Rivers, Inc. v. U.S. Bureau of Reclamation,
The additional cases DHS cites in its Reply for the proposition that individuals need not be specifically identified all involve far narrower groups with readily identifiable members than those at risk here.
See Zander v. Dep’t of Justice,
Reading 7(F) to encompass possible harm to anyone anywhere in the United States within the blast radius of a hypothetical unexploded bomb also flies in the face of repeated Supreme Court direction to read FOIA exemptions narrowly.
See Milner,
In reaching its conclusion, the Court is not unaware of the potential adverse use to which this information could be put. Its ruling, furthermore, is no judgment on whether it is in the national interest for
IV. Conclusion
For the foregoing reasons, the Court will issue a contemporaneous Order granting judgment in Plaintiffs favor and ordering DHS to turn over SOP 303 — with redactions related only to Exemptions 6 and 7(C) — to Plaintiff within 30 days. Mindful of the national-security implications involved, and appreciating that disclosure of SOP 303 would effectively moot any appeal, this Opinion and accompanying Order will be stayed for 30 days in order to allow for either appeal, should the Government wish to file one, or another type of cure— e.g., classification of the document to exempt it from disclosure under Exemption 1 or legislation exempting it from FOIA under Exemption 3. If DHS notices an appeal by December 12, 2013, the stay shall remain in effect until the Court of Appeals rules on such appeal.
