EL PUENTE, ET AL., APPELLANTS v. UNITED STATES ARMY CORPS OF ENGINEERS, ET AL., APPELLEES
No. 23-5189
United States Court of Appeals FOR THE DISTRICT OF COLUMBIA CIRCUIT
Argued January 25, 2024 Decided May 3, 2024
Emily Jeffers argued the cause for appellants. With her on the briefs were Catherine Kilduff and Marc Fink.
Christophe Courchesne and Jaclyn Lopez were on the brief for amici curiae Toabajeños en Defensa del Ambiente, et al. in support of appellants.
Kevin W. McArdle, Attorney, U.S. Department of Justice, argued the cause for appellees. With him on the brief were Todd Kim, Assistant Attorney General, Rachel Heron and Christopher C. Hair, Attorneys, and Rachel D. Gray, Senior Civil Works Attorney, U.S. Army Corps of Engineers.
Opinion for the Court filed by Circuit Judge PAN.
PAN, Circuit Judge. The U.S. Army Corps of Engineers (“the Corps”) plans to dredge San Juan Harbor to widen and deepen the channels through which ships travel. The project will facilitate the movement of large ships — such as cruise ships, cargo ships, and petroleum tankers — that currently cannot navigate the Harbor or cannot do so easily. The dredging will take approximately a year to complete. The Corps plans to use barges to transport the dredged material from the Harbor to an offshore dumping site.
The Corps published an Environmental Assessment, which concluded that the dredging project would not have a significant impact on the environment. And the National Marine Fisheries Service (“the Service”) determined that the project was not likely to adversely affect certain threatened and endangered species, including seven types of coral. Three environmental groups sued the agencies, asserting that they had failed to adequately consider the project‘s environmental toll. The district court granted summary judgment in favor of the defendant agencies. Because the Corps and the Service did not act arbitrarily or capriciously in carrying out their responsibilities to evaluate environmental concerns, we affirm.
I.
A.
The National Environmental Policy Act (“NEPA”) required the Corps to assess the environmental impacts of its plan to dredge San Juan Harbor before authorizing the project. See
In relevant part, the Corps‘s Environmental Assessment addressed the following four issues:
(1) Transition to Liquid Natural Gas (“LNG”): The Assessment considered the dredging project‘s facilitation of a potential shift in Puerto Rico‘s energy market to increased use of LNG. In the early stages of project planning, and well before the publication of the draft Environmental Assessment, the Puerto Rico Electric Power Authority (“PREPA”) informed the Corps that it intended to construct an LNG terminal on San Juan Harbor, which would receive and process imported LNG that would be used by two existing power plants that would be converted to natural-gas facilities. Due to the size of the tankers that are used to transport LNG, the construction of an LNG terminal and conversion of the power plants would not be
(2) Cumulative Impacts: The Corps discussed the “cumulative impacts” of the project, as required by NEPA. See
(3) Environmental Justice: As required by executive order, the Environmental Assessment included an “environmental justice” analysis that evaluated the project‘s impact on minority and low-income populations. See J.A. 272–75; Executive Order 12,898, § 1-101, 59 Fed. Reg. 7,629 (Feb. 11, 1994) (requiring agencies to “make achieving environmental justice part of [their] mission[s] by identifying and addressing, as appropriate, disproportionately high and adverse human health or environmental effects of [their] programs, policies, and activities on minority populations and low-income populations”). In the original analysis, the Corps considered the effects of the dredging project on marginalized communities within a one-mile radius of the Port of San Juan (not the entire Harbor). The Corps later updated its environmental-justice analysis in a January 2023 supplemental environmental assessment. The supplemental assessment was prepared in connection with a proposed expansion of the project to dredge an additional area, which the Corps ultimately declined to pursue. The updated analysis encompassed environmental-justice communities in areas within a one-mile and five-mile radius of San Juan Harbor.
(4) Coral: Fourth and finally, the Environmental Assessment analyzed the potential impact of the project on seven threatened species of coral. In particular, the Assessment examined the extent to which the process of dredging the Harbor and transporting the dredged material to the open ocean would increase turbidity and/or sedimentation — that is, how much it would muddy the water — and thereby harm or kill corals. The Corps determined that none of the threatened coral
The Endangered Species Act (“ESA”) required the Corps to consult with the Service regarding the impact of the dredging project on threatened and endangered species. See
B.
El Puente de Williamsburg, CORALations, and the Center for Biological Diversity (collectively, “Appellants”) filed a lawsuit challenging the dredging project in August 2022, naming as defendants the Corps, the Service, the U.S. Fish and Wildlife Service, and certain administrators. The Complaint included nine claims alleging various violations of NEPA, the ESA, the Clean Water Act, and the Administrative Procedure Act (“APA”).
In early 2023, the parties filed cross-motions for summary judgment. The district court issued a detailed opinion ruling in favor of the defendants, concluding that they did not act arbitrarily, capriciously, or contrary to any environmental statute in fulfilling their obligations to examine the environmental impacts of the dredging project.2 The district court‘s order resolved only seven of the nine claims alleged in the complaint — Counts 3 and 9 remained outstanding. Accordingly, the district court issued a minute order requiring the parties to file a joint status report on the outstanding counts. In response, the parties filed a joint stipulation of voluntary dismissal of Counts 3 and 9 under Federal Rule of Civil Procedure 41(a)(1)(A)(ii). Appellants then filed the instant appeal.
II.
The parties agree that we have jurisdiction to hear this appeal, but we must independently “assure ourselves of our jurisdiction.” In re Brewer, 863 F.3d 861, 868 (D.C. Cir. 2017). The district court had federal question jurisdiction under
After we brought the jurisdictional issue to the parties’ attention and they filed a joint motion for entry of judgment in the district court, the district court entered summary judgment on Counts 3 and 9, thereby resolving all the claims in the case. As a result, we now have jurisdiction because the district court has entered a final and appealable order. See
III.
We review the district court‘s grant of summary judgment “de novo, as if the agency‘s decision had been appealed to this court directly.” Gerber v. Norton, 294 F.3d 173, 178 (D.C. Cir. 2002) (internal quotations omitted).
We will set aside agency action based on a NEPA or ESA violation if the action was “arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law.”
IV.
NEPA “requir[es] federal agencies to take a hard look at their proposed actions’ environmental consequences.” Sierra Club v. DOE, 867 F.3d at 196 (cleaned up). NEPA is “primarily information-forcing”; it “directs agencies only to look hard at the environmental effects of their decisions, and
Appellants argue that the Corps and the Service failed to take the necessary “hard look” at the environmental effects of the dredging project. Their challenges largely fall into three categories: (1) segmentation issues, in which Appellants contend that the Corps failed to adequately consider the breadth of the project‘s impacts and improperly looked at smaller “segments” of the government‘s actions; (2) environmental-justice issues, in which Appellants argue that the Corps erred in analyzing how the project would affect minority and low-income communities and failed to make the comment process sufficiently accessible; and (3) coral issues, in which Appellants criticize the agencies’ scientific analyses regarding the project‘s impact on certain threatened species of coral.
A.
Applicable regulations ensure that an agency cannot “impermissibly segment its NEPA analysis” by “dividing one project into multiple individual actions each of which individually has an insignificant environmental impact, but which collectively have a substantial impact.” Del. Riverkeeper Network, 753 F.3d at 1314–15 (cleaned up); see
The Corps also was required to consider the dredging project‘s direct, indirect, and cumulative impacts.
[A] meaningful cumulative impact analysis must identify (1) the area in which the effects of the proposed project will be felt; (2) the impacts
that are expected in that area from the proposed project; (3) other actions — past, present, and proposed, and reasonably foreseeable — that have had or are expected to have impacts in the same area; (4) the impacts or expected impacts from these other actions; and (5) the overall impact that can be expected if the individual impacts are allowed to accumulate.
Del. Riverkeeper Network, 753 F.3d at 1319.
Appellants contend that the Corps improperly “segment[ed]” its analysis. See
1. Forfeiture of LNG Arguments
Appellants claim that the Corps should have considered the potential construction of an LNG terminal and its environmental consequences. See Reply Br. 3 (“Whether
Agency challengers, like Appellants, generally may not raise NEPA arguments for the first time in litigation; instead, they must “structure their participation [at the administrative stage] so that it alerts the agency to the parties’ position and contentions, in order to allow the agency to give the issue meaningful consideration.” Pub. Citizen, 541 U.S. at 764 (cleaned up). “[F]ailure to do so ‘forfeit[s] any objection’ to the environmental analysis on that ground.” Sierra Club v. FERC, 827 F.3d 36, 51 (D.C. Cir. 2016) (quoting Pub. Citizen, 541 U.S. at 764) (alteration in original). Here, Appellants never argued to the Corps that it must consider the environmental impacts of a potential shift to LNG. They therefore have forfeited their LNG arguments and we reject those arguments on that basis.
Appellants argue that the LNG issues are properly before us for two reasons, but neither is convincing. First, Appellants note that an attorney for environmental and community groups, after attending the Corps‘s public hearing, sent an email to
Second, Appellants argue that the Environmental Assessment‘s “flaws [were] so obvious that there is no need for a commentator to point them out specifically in order to preserve its ability to challenge a proposed action.” Pub. Citizen, 541 U.S. at 765. We are unpersuaded. As an initial matter, the exception for “obviousness” is narrow. It appears that neither we nor the Supreme Court has ever used the “so obvious” language from Public Citizen to revive a forfeited argument. To the contrary, on the rare occasions when we previously cited that language, we concluded that it did not justify forgiving forfeiture under the circumstances. See New York v. Nuclear Regul. Comm’n, 681 F.3d 471, 482 (D.C. Cir. 2012) (concluding that failure to consider non-health environmental effects of nuclear waste storage and disposal, such as decrease in property values and harm to a Native-American community‘s homeland, was not so obvious as to obviate the need to raise the issue before the agency); see also Pub. Citizen, 541 U.S. at 765 (concluding the agency‘s failure to evaluate un-raised alternatives to the proposed rulemaking was not an obvious flaw).
In any event, the asserted need to analyze the environmental impacts of LNG conversion was far from “obvious” in this case. Although potential LNG conversion
2. Cumulative Impacts Analysis
NEPA required the Corps to consider not just the impacts of the project itself, but the “cumulative impacts” of the project
Appellants first argue that the Corps did not identify “the area in which the effects of the proposed project will be felt” in the cumulative-impacts section of the Environmental Assessment, as mandated by Delaware Riverkeeper Network, 753 F.3d at 1319. Although the Corps did not specify an affected region in its cumulative-impact analysis, it broadly defined the Environmental Assessment‘s “study area” as San Juan Harbor and various federal channels and terminals surrounding the Harbor. See J.A. 94, 96; see also id. at 74 (“The San Juan Harbor, Puerto Rico study area encompasses the bar (entrance) channel, inner harbor channels, offshore dredged material placement sites, beneficial use dredged material placement sites, and any extension of the water bodies and shorelines that could be impacted by proposed improvements.”). Although we have recognized that an agency may identify a broader region for its cumulative-impacts analysis, Sierra Club v. FERC, 38 F.4th 220, 233–34 (D.C. Cir. 2022), we have not previously required a cumulative-impact analysis to expressly designate a region of impact that is
Appellants next argue that the Corps failed to identify enough “past, present, . . . and reasonably foreseeable” other actions, and thus could not analyze the cumulative impacts of the dredging project when combined with such actions. See Delaware Riverkeeper, 753 F.3d at 1319. But as Appellants admit, the Corps did identify two other actions — the proposed expansion of an anchorage area and the relocation of certain buoys — and determined that “the net contribution to cumulative adverse impacts due to the proposed project and the overall cumulative adverse impact will be appropriately minimized.” J.A. 228. The Corps also extensively detailed the existing conditions in the Harbor elsewhere in the Assessment, and then — in the cumulative-impacts section — summarized its conclusion: “Potential cumulative impacts on many resources were considered as part of this study and the majority
B.
A long-standing executive order “require[s] federal agencies to include environmental-justice analysis in their NEPA reviews.” Sierra Club v. FERC, 867 F.3d at 1368; see Executive Order 12,898, § 1-101, 59 Fed. Reg. 7,629 (Feb. 11, 1994). The environmental-justice analysis forces agencies “to consider whether the projects they sanction will have a ‘disproportionately high and adverse’ impact on low-income and predominantly minority communities.” Sierra Club v. FERC, 867 F.3d at 1368; see also Executive Order 12,898, § 3-302(a) (requiring agencies to collect and analyze demographic data “to determine whether their activities have disproportionately high and adverse human health or environmental effects on minority populations and low-income populations”). As for the geographic scope of the environmental-justice analysis — that is, what low-income and minority communities to consider — “an agency‘s delineation of the area potentially affected by the project must be reasonable and adequately explained, . . . and include a rational connection between the facts found and the decision made.” Vecinos para el Bienestar de la Comunidad v. FERC, 6 F.4th 1321, 1330 (D.C. Cir. 2021) (cleaned up). “[A] petitioner may challenge an agency‘s environmental justice analysis as arbitrary and capricious under NEPA and the APA.” Id.
Appellants take issue with three elements of the Corps‘s environmental-justice analysis: (1) its geographic scope, (2) the availability of public participation, and (3) the purportedly
1. Geographic Scope
In conducting its initial environmental-justice analysis as part of the 2018 Environmental Assessment, the Corps limited the scope of its review to a one-mile radius around the Port of San Juan. But in 2023, as part of a supplemental environmental assessment undertaken when the Corps considered expanding the project, the Corps prepared a supplemental environmental-justice analysis that defined the “project area” as the entire San Juan Harbor and analyzed effects to environmental-justice communities in both a one-mile and five-mile “buffer zone” around the Harbor. J.A. 1155–57.
Appellants argue that the geographic scope of the initial environmental-justice analysis in the Environmental Assessment was too narrow, but they do not dispute the adequacy of the expanded geographic scope in the supplemental analysis. Thus, the issue before us is whether we can consider the 2022 supplemental analysis, as the district court did and as the Corps asks us to do. Appellants contend that the later analysis is an impermissible post-hoc rationalization. See DHS v. Regents of the Univ. of Cal., 140 S. Ct. 1891, 1909 (2020). They note that a reviewing court “must judge the propriety of agency action solely by the grounds invoked by the agency” at the time of the action. Calcutt v. Fed. Deposit Ins. Corp., 598 U.S. 623, 624 (2023) (cleaned up).
To start, the agency performed the supplemental analysis as part of its evaluation of a good-faith proposal to expand the project‘s dredging footprint. See
Moreover, it would make little sense for us to remand for the Corps to broaden the scope of the environmental-justice analysis contained in the initial Environmental Assessment because the agency has already conducted the broader analysis in the supplemental assessment. See Better Gov‘t Ass‘n v. Dep‘t of State, 780 F.2d 86, 91 (D.C. Cir. 1986) (“[W]e cannot order the appellee departments to do something they have already done.”). We have declined to order injunctive relief under analogous circumstances, where an agency failed to timely file an environmental impact statement with Congress, as required by NEPA, but later prepared and filed an adequate statement. Realty Income Tr. v. Eckerd, 564 F.2d 447, 457 (D.C. Cir. 1977).5 We therefore conclude that we may properly
Appellants argue that, even if we can consider it, the supplemental analysis does not defeat their challenge because it addressed only the impacts of proposed additional dredging, not the dredging that had already been approved in 2018. But that argument misunderstands the record. Although the supplemental environmental assessment generally “evaluate[d] only the dredging of a new area,” J.A. 1090; see also id. at 1128, that is not the case for the supplemental environmental-justice analysis. The Corps announced in its supplemental environmental assessment that it had decided not to pursue the expanded dredging, and the related supplemental environmental-justice analysis assessed the impact of the project only as authorized (that is, without the additional dredging). It concluded that the project, not the proposed expansion, “will not have disproportionately high or adverse impacts on low income or minority communities.” Id. at 1155–56; see also id. at 1127 (“[I]n response to comments, the [Corps] updated the [environmental-justice] footprint to cover a one- and five-mile radius around the full harbor deepening area . . . . Based on this updated [environmental-justice] analysis, the [Corps] has still determined that the project will not result in disproportionately high or adverse impacts on low income or minority communities.”).
In sum, even if we assume that the geographic scope of the 2018 environmental-justice analysis was arbitrary or
2. Language / Comment Period
Appellants next argue that “[t]he Corps failed to effectively disclose all expected impacts to local communities,” Appellants Br. 28, because (1) it did not translate all materials into Spanish, and (2) it did not extend the comment period for the Environmental Assessment when Hurricanes Irma and Maria struck Puerto Rico.
The Corps‘s decision not to translate the draft Environmental Assessment and all related materials into Spanish was not arbitrary and capricious. The most relevant portion of the Executive Order on environmental justice makes this a discretionary call: “Each Federal agency may, whenever practicable and appropriate, translate crucial public documents, notices, and hearings relating to human health or the environment for limited English speaking populations.” Executive Order 12,898, § 5–5(b) (emphasis added); see United States v. McIlwain, 931 F.3d 1176, 1180 (D.C. Cir. 2019) (“The word ‘may’ clearly connotes discretion.” (quoting Halo Elecs., Inc. v. Pulse Elecs., Inc., 579 U.S. 93, 103 (2016))). Instead of translating the materials, the Corps took other steps: It sent letters in Spanish about the draft environmental assessment to interested parties; it orally provided an overview of the draft in Spanish at the public meeting; and it offered to make the Spanish version of the public-meeting presentation available to the public afterwards. The Corps‘s decision not to do more — such as to translate the lengthy draft Environmental Assessment in its entirety — was not arbitrary or capricious.
As for the comment period, although one commenter asked whether it would be extended, the Corps did not receive any formal requests for an extension of time to comment, and
3. Oil Spills / Pollution
Finally, Appellants briefly argue that the Corps did not “effectively disclose the environmental impacts of a proposed project,” Nat. Res. Def. Council, Inc. v. Nuclear Regul. Comm‘n, 685 F.2d 459, 487 n.149 (D.C. Cir. 1982), because “the Corps failed to disclose all the expected adverse impacts in these [environmental-justice] areas, including the potential concentration of pollutants and the risk of bigger oil spills from larger tankers.” Appellants Br. 29. But the environmental-justice analysis did address the cited concerns: It stated that “[n]o long term adverse direct or indirect impacts from noise or air emissions are expected as a result of the . . . Project,” and that “[t]he Project will increase the security, safety, and efficiency of the San Juan Harbor.” J.A. 1156 (emphases added). Elsewhere in the record, the Corps also noted that the project will “reduc[e] the potential for ship groundings and subsequent oil spills.” Id. at 903. The Corps thus adequately considered pollutants and oil spills and disclosed their related impacts.
C.
Lastly, we turn to the agencies’ analysis of the project‘s impact on seven threatened species of coral. Appellants’ coral-related claims arise under NEPA and the ESA. NEPA required the Corps to “[b]riefly provide sufficient evidence and analysis for [its] finding of no significant impact” in its Environmental Assessment.
Applying those statutory frameworks, the Corps made a “finding of no significant impact” on the environment under NEPA, see
Appellants contend that the Corps‘s NEPA analysis and the Service‘s ESA determination were arbitrary and capricious because the agencies failed to consider the best available science derived from a recent dredging project in Miami, and the agencies improperly relied on uncertain mitigation measures. In addition, Appellants argue that the Corps did not gather adequate baseline data on the presence of coral, and that
1. Best Available Science
Appellants claim that the Corps and the Service did not use the “best scientific and commercial data available,”
could have explained in more detail the “lessons learned from Miami” at the outset, id. at 396, perfection is not required, and the agencies adequately considered the available science and data.
2. Uncertain Mitigation Measures
Next, Appellants attack the agencies’ reliance on a monitoring plan and a promise to take action if turbidity levels unexpectedly exceed projections. The monitoring plan included in the Corps‘s Environmental Assessment stated: “In order to reduce the chances of turbidity and sedimentation impacts to ESA-listed corals . . . from dredging and potential leaks from disposal vessels, the [Corps] will work in conjunction with the [Service] to develop a turbidity monitoring plan.” J.A. 217. Though not every detail of the plan was included in the Environmental Assessment, the Corps provided the contours:
The plan will include turbidity monitoring stations adjacent to ESA-listed corals (if any are found during the pre-construction resource surveys) and at the edges of the [habitat] for elkhorn and staghorn corals near the disposal vessel transit route. The exact number and locations of the monitoring stations will be determined and detailed in the collaborative
monitoring plan. Turbidity in these locations must not exceed 7 Nephelometric Turbidity Units (NTUs) above background as measured at the control locations positioned 200 meters (m) upstream of the dredge. The monitoring plan will include adaptive management measures to be implemented to mitigate turbidity in the event that turbidity exceeds 7 NTUs above background at these locations. Adaptive management may include measures to correct disposal vessel leakage, reducing overflow, etc.
Id.; see also id. at 1186–87 (description of monitoring plan by the Service).
Appellants challenge the turbidity-monitoring plan by citing out-of-circuit cases that have rejected reliance on undefined and unenforceable mitigation measures. See, e.g., Nat‘l Parks & Conservation Ass‘n v. Babbitt, 241 F.3d 722, 733-36 (9th Cir. 2001). But even if we assume, arguendo, that the rule announced in those non-binding cases is correct, the monitoring plan here is not undefined. It includes details, such as the use of turbidity-monitoring stations, a specific threshold at which adaptive management measures will be implemented,7 and the potential targets of those measures, depending on the cause of any increased turbidity. Further, the Service indicated that it would reinitiate consultation if the monitoring plan is not in place or if turbidity persists above the established threshold.
3. Baseline Data
Appellants next argue the Corps failed to conduct sufficient baseline surveys before the project was approved to determine whether corals were present in the mouth of the Harbor, instead relying on a plan to conduct post-approval surveys. Appellants likely forfeited this argument by not raising it in their summary-judgment briefing below, but the Corps has not argued that the issue is forfeited. See ECF No. 20-1 at 24-29 (Motion for Summary Judgment); Flynn v. Comm‘r, 269 F.3d 1064, 1068–69 (D.C. Cir. 2001); BNSF Ry. Co. v. Surface Transp. Bd., 604 F.3d 602, 611 (D.C. Cir. 2010) (“[A] forfeiture can be forfeited by failing on appeal to argue an argument was forfeited.”). In any event, the argument fails on its merits. The Corps looked at video surveys of the dredging areas, which confirmed that no corals were present within the footprint, as well as existing studies of habitats. And the Corps explained the measures it would take to limit leakage during the transportation of dredged materials if corals were present along the transport route. The Corps additionally planned to conduct post-approval surveys of other areas along the vessel disposal routes to confirm the precise locations of coral and to place turbidity-monitoring stations next to them. That approach adequately considered the presence of corals.
4. Service‘s Change in Position
Finally, Appellants note that the Service initially did not concur with the Corps‘s conclusion that corals were not likely to be adversely affected by the dredging project and instead requested further information. Appellants criticize the Service for failing to explain its “flip-flop in position” when the Service
We disagree that there was a “policy change” for the Service to acknowledge or explain: The Service‘s preliminary correspondence about the corals did not embody the sort of authoritative agency policy or position that triggers the rule prohibiting agencies from “ignor[ing] or countermand[ing] [their] earlier factual findings without reasoned explanation for doing so.” FCC v. Fox, 556 U.S. at 537. Moreover, the Corps responded to the Service‘s initial letter by providing additional information, meeting with the Service to discuss the relevant issues, and modifying its plan to monitor turbidity. The record thus reflects that steps were taken to address the Service‘s concerns, and that its final decision to concur with the Corps therefore was not arbitrary or capricious.
*
*
*
For the foregoing reasons, we affirm the judgment of the district court.
So ordered.
