DMS CONSTRUCTION ENTERPRISES, L.L.C. v. DANIEL J. HOMICK, ET AL.
No. 109343
COURT OF APPEALS OF OHIO, EIGHTH APPELLATE DISTRICT, COUNTY OF CUYAHOGA
October 15, 2020
2020-Ohio-4919
EILEEN A. GALLAGHER, J.
JOURNAL ENTRY AND OPINION
JUDGMENT: DISMISSED
RELEASED AND JOURNALIZED: October 15, 2020
Civil Appeal from the Lakewood Municipal Court, Case No. 2019-CVF-375
Hahn Loeser & Parks L.L.P., and Royce R. Remington, David M. Hopkins, and Jack P. Mills, Jr., for appellee.
Allison Hayes, for appellants.
EILEEN A. GALLAGHER, J.:
{¶ 1} Defendants-appellants Daniel and Victoria Homick (collectively, the “Homicks“) appeal from an order of the Lakewood Municipal Court denying their motion for a protective order and allowing plaintiff-appellee DMS Construction Enterprises L.L.C. (“DMS“) to depose the Homicks’ cause-and-origin expert, Adam
Factual Background and Procedural History
{¶ 2} On September 27, 2018, a fire originated in a condominium unit located at Winton Place Condominiums, 12700 Lake Avenue, Unit 2803, Lakewood, Ohio, owned by the Homicks. The Homicks resided in Raleigh, North Carolina and they rented out the property; however, the property was vacant at the time of the fire. Liberty Mutual Insurance Company (“Liberty Mutual“) was the Homicks’ insurer for the property.
{¶ 3} DMS owned condominium unit 2806, adjacent to the condominium unit owned by the Homicks. It was also a rental property. The fire caused damage to DMS’ condominium unit and personal property inside the unit. Due to the fire damage, DMS was allegedly unable to rent out its unit for five weeks.
{¶ 4} On February 15, 2019, DMS filed a complaint in the Lakewood Municipal Court, asserting claims of breach of contract, negligence and trespass against the Homicks. DMS alleged that the fire was caused by the Homicks’ negligence, that, by virtue of the fire, the Homicks had breached the bylaws and rules and regulations of the Winton Place Homeowners Association (of which both DMS and the Homicks were members) and that the fire was an “unlawful trespass upon DMS.” DMS sought to recover compensatory damages estimated at $10,500, plus
{¶ 5} The Homicks filed an answer, denying the material allegations of the complaint and asserting various affirmative defenses. At that time, the Homicks were represented by attorney John Rasmussen, whom Liberty Mutual had assigned to represent them in the action.1 The parties proceeded with discovery. The trial court set a deadline of November 25, 2019 for the exchange of expert reports.
{¶ 6} In June 2019, attorney Rasmussen contacted DMS’ counsel about the Homicks’ plan to schedule an expert inspection of the property and/or items that had been removed from the property following the fire. DMS’ counsel indicated that DMS or its counsel did not need to be present for the inspection provided DMS received information regarding what occurred during the inspection. In a June 13, 2019 email to DMS’ counsel, attorney Rasmussen confirmed the terms of their agreement as follows:
As I informed you in our June 6, 2019 conversation, the defendants have retained an origin and cause fire expert to investigate the fire circumstances.
We are in the process of coordinating an evidence inspection with the other parties making claims related to this fire.
You informed me you will not be involved in the expert inspection process, and do not need to be notified of the inspection date.
I agreed to share with you any evidence developed during the expert inspection and made available to me.
I informed you that I do not need to be present in Columbus for the tests performed on the refrigerator. I do want copies of the reports from those tests. However, Plaintiff is not bound by your investigation and is allowed to perform its own discovery in this matter.
{¶ 8} On August 30, 2019, Roy sent an email to the Homicks’ counsel, DMS’ counsel and others advising that he had been “retained by Liberty Mutual Insurance Co. to conduct a joint laboratory examination of the evidence items recovered and collected” from the Homicks’ condominium unit. He identified the date, time and location of the “joint laboratory examination,” indicated that it would be “destructive in nature” and requested that anyone who planned to attend the examination reply to the email. The examination occurred on or around September 23, 2019.
{¶ 9} In or around mid-October 2019, attorney Allison Hayes replaced attorney Rasmussen as co-counsel for the Homicks. Attorney Hayes filed a notice of substitution of counsel on October 22, 2019.2
{¶ 10} On October 16, 2019, DMS served a “subpoena duces tecum without deposition” on Fire and Explosion Consultants via Federal Express, requesting production of the following within 14 days of service:
- Copies of any and all documents, communications, results, and other items related to the joint laboratory examination of the
evidence items [sic] recovered and collected from the site of the fire that occurred on August 27, 2018, at 12700 Lake Avenue, Unit 2803, Lakewood, OH 44107. - Copies of any and all documents, communications, and other items related to the cause and origin of the fire that occurred on August 27, 2018, at 12700 Lake Avenue, Unit 2803, Lakewood, OH 44107.
{¶ 11} In response to the subpoena, attorney Hayes sent an email to DMS’ counsel stating: “Regardless of whether a report is produced or not,
{¶ 12} The Homicks also filed objections to the subpoena served on Fire and Explosion Consultants, setting forth the following objections to the “documents, communications, results, and other items” requested in the subpoena:
OBJECTIONS: Overly broad, vague, unduly burdensome, protected by attorney work product privilege, and undiscoverable pursuant to
Civ.R. 26(B)(5) . Further answering, and without waiving said objections, all discoverable and non-privileged documents have and/or will be produced prior to the expert and discovery deadlines.
No response to the subpoena was provided by Fire and Explosion Consultants.
{¶ 13} On October 17, 2019, the Homicks served “supplemental responses” to certain of the interrogatories and requests for production DMS had previously served on the Homicks. In their supplemental responses, the Homicks identified Roy as a testifying expert but indicated that he had not yet prepared an expert report:3
INTERROGATORY NO. 7: Identify any and all experts, regardless of whether you intend to call them as a witness at any hearing or trial in this Lawsuit, with whom you have consulted regarding the Fire (including, without limitation, the cause of the Fire and all damages caused by the Fire) and the general topics on which the expert is prepared to render an opinion.
ANSWER: Adam Roy of Fire and Explosion Consultants, LLC will testify as to the cause and origin of the fire.
* * *
INTERROGATORY NO. 10: Identify all inspections and reports of Defendants’ Condo since September 1, 2015, being sure to identify the person, company, or business entity that performed or assisted in performance of each inspection and report.
ANSWER: * * * Defendants’ expert, Adam Roy, of Fire and Explosion Consultants, LLC, inspected the property on September 23, 2019. Mr. Roy determined the cause of the fire was not Defendants. Should a report be produced, it will be timely provided to Plaintiff.
INTERROGATORY NO. 17: Identify the cause and origin of the Fire.
ANSWER: Defendants did not cause the fire and have no duty to establish who caused the fire other than affirmatively establishing that they were not the cause. Further answering, upon information and belie[f] at this time, Defendants believe that the fire originated from the stove [top] and that the sole cause of the [f]ire was the negligence of Winton Place employee, John Rosko, who left an exhaust fan box on top of the stove when two burners were in the “on” position at the time that the fire started.
REQUEST FOR PRODUCTION NO. 1: Produce copies of any and all information, items, and documents provided to any expert witness retained by Homick for purposes of this lawsuit.
RESPONSE: Objection — work product.
REQUEST FOR PRODUCTION NO. 2: Produce copies of any and all information, items, and documents that concern, relate to, or otherwise evidence reports, opinions of fact and/or law, and conclusions of fact and/or law that have been provided to you by any person, with the sole exceptions of your counsel of record in this Lawsuit, in connection with
the investigation of the claims and/or factual assertion set forth in this Lawsuit. This Request includes, but is not limited to, any and all documents concerning, relating to, or otherwise evidencing reports — including any and all drafts, preliminary, final, and supplemental reports — that have been prepared by any person you have contacted or consulted as an expert witness, regardless of whether or not you intend to utilize that person as an expert witness in this Lawsuit. RESPONSE: Objection. This request seeks information that is subject to attorney-client privilege and work product exclusion. Without waiving, Defendants have not yet received Adam Roy‘s expert report. We reserve the right to supplement this response pursuant to the Ohio Rules of Civil Procedure, Court Order and Local Court Rules.
{¶ 14} On October 21, 2019, DMS filed a “written notice of discovery dispute.” DMS asserted that although the Homicks’ former counsel, attorney Rasmussen, had agreed to provide DMS with a copy of “any expert report” and had agreed that “all evidence developed during [Roy‘s] expert inspection would be shared with [DMS],” the Homicks’ new counsel, attorney Hayes, “continues to interfere with [Fire and Explosion Consultants‘] production of the information” requested in DMS’ subpoena.
{¶ 15} The Homicks filed a combined opposition to the notice of discovery dispute and a motion for sanctions, arguing that the information sought in the subpoena was protected from disclosure by the “attorney work product privilege” and was “undiscoverable pursuant to
{¶ 16} DMS filed a motion to strike and/or deny the Homicks’ combined opposition to DMS’ notice of discovery dispute and motion for sanctions, disputing the Homicks’ claims.
{¶ 17} The trial court scheduled a hearing to address the discovery dispute. Because the discovery dispute involved documents that were purportedly in the possession of Fire and Explosion Consultants and/or Liberty Mutual, neither of which were parties to the action, the trial court ordered the parties to give notice of
{¶ 18} Although the issue was not fully resolved at the hearing, some progress appeared to have been made. According to the trial court, the Homicks’ counsel stated at the hearing that she did not object to the subpoena served on Fire and Explosion Consultants or the taking of Roy‘s deposition by DMS; however, she stated that DMS would have to subpoena Roy for deposition because he was not an employee of the Homicks and she “could not require Mr. Roy to attend any deposition or pretrial conference without a subpoena.” Following the hearing, the trial court issued a journal entry, detailing what had occurred at the hearing and the plan, moving forward, as follows:
Two (2) primary issues were raised and disputed by the parties[:] 1) whether Adam Roy was an agent, employee, or witness hired by the defendant[s] and/or the defendant[s‘] law firm and 2) the identity of any persons present when Adam Roy conducted tests on the cause and origin of the fire that is the basis of the claim in this case. Although counsel for the defendant[s] asserted that all parties were given notice of the date and time of the testing, plaintiff‘s counsel asserted that they relied on the representation by prior defense [c]ounsel John Rasmussen that personal attendance by plaintiff‘s counsel or representative was not required and all information and results from the testing would be provided to the plaintiff. Current defense counsel stated that she was not aware of the representation made by Mr.
Rasmussen, although members of the same law firm, and that she did not have any information about the location of Mr. Rasmussen. Notwithstanding the initial discovery dispute, defendant[s‘] counsel stated that she did not object to the subpoena served on Adam Roy or the taking of his deposition by the plaintiff. The record shows that a final pretrial conference is scheduled for December 9, 2019 at 1:30 p.m. This hearing is continued to that date and time with Adam Roy to be present at the hearing. Counsel for the parties shall resolve the specifics of securing Mr. Roy‘s attendance and whether or not a subpoena is required in light of defendant[s‘] counsel[‘s] assertion that Mr. Roy was hired as a defense witness. In the event a deposition of Mr. Roy can be completed prior to December 9, 2019 with production of the requested documents from him, his attendance may be excused from the December 9, 2019 hearing by agreement of counsel.
{¶ 19} The Homicks’ counsel thereafter backed away from her purported statement that she did not object to the subpoena served on Fire and Explosion Consultants or the taking of Roy‘s deposition.7 On November 12, 2019, attorney Hayes sent an email to DMS’ counsel, indicating that she had just spoken with Roy and that he had indicated to her that (1) he had never spoken to anyone at Liberty Mutual other than attorney Rasmussen and attorney Hayes, (2) Roy‘s understanding was that he was to serve as an expert for the Homicks and that Liberty Mutual was paying his fees pursuant to its insurance agreement with the Homicks, (3) Roy‘s examination of the evidence was limited to a visual inspection
{¶ 20} Although there is no indication in the record that the Homicks ever amended their discovery responses to withdraw their identification of Roy as a testifying expert, attorney Hayes asserted in her email that “[t]he Homicks utilized Mr. Roy as a consulting expert but opted not to utilize him as a testifying expert in this matter.” Attorney Hayes further indicated that the Homicks would not pay for Roy to attend the December 9, 2019 hearing and that if DMS “opt[ed] to proceed to the December 9 hearing, Mr. Roy will be submitting his invoice for attending the hearing to Plaintiff.”
{¶ 21} DMS proceeded with efforts to schedule Roy‘s deposition. On November 22, 2019, DMS’ counsel sent an email to attorney Hayes, requesting dates
{¶ 22} On November 25, 2019, the Homicks filed a motion for protective order to preclude DMS from “subpoenaing file materials and eliciting expert testimony” from Roy. The Homicks also requested that the trial court enter an order requiring DMS to subpoena Roy for the December 9, 2019 hearing if DMS did not agree with the Homicks’ proposed resolution of the parties’ discovery dispute as set forth in attorney Hayes’ November 12, 2019 email. The Homicks argued that Roy was an expert they “consulted with and retained in anticipation of litigation” and that Roy‘s file materials and “opinions and testimony” were work product protected from discovery under
{¶ 23} In support of their motion, the Homicks attached an affidavit from Daisy Tran, the Liberty Mutual litigation claims specialist assigned to the matter, in
{¶ 24} DMS opposed the motion. DMS argued that it was entitled to obtain any documents or other materials responsive to its subpoena and to depose Roy because the Homicks had already agreed to provide the documents, information and deposition testimony DMS sought from Roy, i.e., attorney Rasmussen had agreed to provide “a copy of all evidence discovered during the joint laboratory testing performed by Mr. Roy” and attorney Hayes had stated “in open [c]ourt on the record” at the November 6, 2019 hearing that she did not object to the subpoena or the taking of Roy‘s deposition. DMS also contended that (1) the Homicks had failed to establish the information sought was protected from disclosure by the work product doctrine because Roy had been retained by, and prepared a report for, Liberty Mutual rather than the Homicks, (2) there was “good cause” under
{¶ 25} On December 16, 2019, the trial court denied the Homicks’ motion for a protective order and held that DMS could proceed with Roy‘s deposition. Although the Homicks had requested, in their motion for protective order, that DMS be precluded both from subpoenaing documents from Fire and Explosion Consultants and deposing Roy, the trial court addressed only DMS’ request to depose Roy in its December 16, 2019 order.8 The trial court determined that the Homicks had failed to prove that Roy‘s testimony was protected by the “work product privilege” and that even if the “work product privilege” applied, DMS had shown “good cause” to obtain his testimony under
In their motion for protective order, the defendants admit that Mr. Roy is the defendants’ expert, but seek to prevent his deposition. The defendants assert that the testimony of Mr. Roy is within the scope of attorney/client and work product privileges. * * *
From the language of [former
Civ.R. 26(B)(3) ], the work product privilege is not absolute, but may be discovered upon a showing of good cause. * * *It is unclear from the record who employs Mr. Roy. His own conflicting statements in the record, as well as representations by defense counsel, raise a factual issue in this regard. The affidavit
offered by defense counsel does not resolve the issue due to the ambiguities * * * in the record which could only be resolved by his testimony with the opportunity for the plaintiff to cross examine Mr. Roy on the issue. As the general rule as stated by Civil Rule 26, counsel are required to provide discovery. The burden is on the defendants as the moving party to show that the testimony o[f] Mr. Roy is not discoverable or otherwise protected by privilege. * * * As neither party presented witnesses regarding the motion for a protective order, the issue was left for the court to decide based on the record in this case. Based upon the record and without Mr. Roy‘s own testimony under oath, as well as other information, the court finds that the defendants have failed to prove that the testimony of Mr. Roy is protected under the work product privilege.
In the present case the plaintiff asserts that prior defense counsel, John Rasmussen, agreed in June, 2019, prior to the inspection and examination, to share “any evidence developed during the expert inspection.” In addition, the laboratory examination would be “destructive in nature.” In reliance on Mr. Rasmussen‘s representation to plaintiff‘s counsel, the plaintiff did not have anyone attend the inspection/examination. Due to the destructive nature of the examination, the defendants cannot renege on the agreement to share the information with the plaintiff. Although current defense counsel disputes this prior agreement, notwithstanding the emails between counsel, Mr. Rasmussen has not attended either of the past two (2) pretrial conferences, both of which directly involved the representations by Mr. Rasmussen to share the information obtained by Mr. Roy from the examination.
From the record, even if the defendants could prove the work product privilege applied, based upon prior representations of defense counsel, John Rasmussen, and relied on by plaintiff‘s counsel, the court finds that the plaintiff has met its burden of showing good cause within the meaning of
Civil Rule 26(B)(3) .Applying the standard set forth in Squire, Sanders & Dempsey v. Givaudan Flavors Corp., the testimony of Adam Roy, regarding the cause of the fire is directly at issue in this case. In addition, the need for the information is both compelling and cannot be obtained elsewhere due to the destructive nature of the experiments conducted by Mr. Roy. Based on the foregoing, the motion for a protective order
is overruled and the plaintiff is permitted to proceed with the deposition of Adam Roy.
(Footnotes omitted.)
{¶ 26} The trial court further stated that “nothing in [its] order” would prevent the Homicks “from raising timely objections to any questions to Adam Roy on the grounds of attorney-client privilege.” The trial court indicated that, “[i]n the event of such questions,” Roy would be “required to answer the questions and the specific questions and answers shall be excluded from the remainder of the deposition and submitted to the court under seal for an in camera inspection and hearing.”9
{¶ 27} The Homicks appealed, raising a single assignment of error for review:
The trial court erred in denying the Homicks’ motion for protective order and ordering the Homicks’ non-testifying consulting expert to appear and give deposition testimony concerning his opinions formed in anticipation of litigation.
Law and Analysis
{¶ 28} The Homicks contend that Roy was a nontestifying consulting expert retained in connection with litigation. They argue that as a nontestifying consulting expert, Roy‘s opinions are “privileged” work product under former
{¶ 29} The work product doctrine precludes discovery of the mental impressions, conclusions, opinions, strategies and legal theories, both tangible and intangible, generated or commissioned by counsel in anticipation of litigation or preparation for trial. Squire, Sanders & Dempsey, L.L.P., v. Givaudan Flavors Corp., 127 Ohio St.3d 161, 2010-Ohio-4469, 937 N.E.2d 533, ¶ 56-60. The consulting expert “privilege” is a subset of the work product doctrine. An expert consultant‘s work product — the expert consultant‘s knowledge of the facts, opinions and conclusions — are part of the work product of the attorney who retained the expert. As a part of its limits on discovery,
{¶ 30} Unlike the attorney-client privilege, which belongs to the client and can only be waived by the client, work product protection belongs to the attorney and an attorney‘s actions can waive work product protection, including by voluntary disclosure of information to an adverse party. See, e.g., In re Grand Jury, 4th Dist. Washington Nos. 93CA09, 93CA10 and 93CA12, 1995 Ohio App. LEXIS 2567, 41-42, 49 (June 1, 1995) (“If a party from whom discovery is sought has disclosed such materials to third persons, including counsel representing interests adverse to such party from whom discovery is sought, the privilege is destroyed as to such party.“),
{¶ 31} Further,
{¶ 32} Former
Subject to the provisions of subdivision (B)(5) of this rule, a party may obtain discovery of documents, electronically stored information and tangible things prepared in anticipation of litigation or for trial by or for another party or by or for that other party‘s representative (including his attorney, consultant, surety, indemnitor, insurer, or agent) only upon a showing of good cause therefor.
{¶ 33} The purpose of the work-product rule is “(1) to preserve the right of attorneys to prepare cases for trial with that degree of privacy necessary to encourage them to prepare their cases thoroughly and to investigate not only the
{¶ 34} Former
Subject to the provisions of division (B)(5)(b) of this rule and
Civ.R. 35 (B) , a party may discover facts known or opinions held by an expert retained or specially employed by another party in anticipation of litigation or preparation for trial only upon a showing that the party seeking discovery is unable without undue hardship to obtain facts and opinions on the same subject by other means or upon a showing of other exceptional circumstances indicating that denial of discovery would cause manifest injustice.
Former
As an alternative or in addition to obtaining discovery under division (B)(5)(a) of this rule, a party by means of interrogatories may require any other party (i) to identify each person whom the other party expects to call as an expert witness at trial, and (ii) to state the subject matter on which the expert is expected to testify. Thereafter, any party may discover from the expert or the other party facts known or opinions held by the expert which are relevant to the stated subject matter. Discovery of the expert‘s opinions and the grounds therefor is restricted
to those previously given to the other party or those to be given on direct examination at trial.
{¶ 35} “The consulting expert ‘privilege’ is intended to prevent the ‘unfairness that could result from allowing an opposing party to reap the benefits of another party‘s efforts and expense.‘” Nunley v. Nationwide Children‘s Hosp., 10th Dist. Franklin No. 13AP-425, 2013-Ohio-5330, ¶ 16, quoting Plymovent Corp. v. Air Technology Solutions, Inc., 243 F.R.D. 139 (D.N.J. 2007). Although discovery of facts known or opinions held by a nontestifying expert retained in anticipation of litigation or preparation for trial is permitted only upon a showing of “undue hardship to obtain facts and opinions on the same subject” or “other exceptional circumstances indicating that denial of discovery would cause manifest injustice,” once a party identifies an expert as an expert witness it expects to testify at trial, that action entitles any other party to discover the facts known or opinions held by the expert that are relevant to the stated subject matter to the extent the expert‘s opinions have been “previously given to the other party” or are to be given on direct examination at trial. Former
{¶ 36} The party claiming that requested discovery is protected from disclosure by the work product doctrine or the consulting expert “privilege” has the
Jurisdiction
{¶ 37} Before reviewing the merits, we must first consider whether we have jurisdiction to hear this appeal. This court has a duty to examine, sua sponte, potential deficiencies in jurisdiction. See, e.g., Scheel v. Rock Ohio Caesars Cleveland, L.L.C., 8th Dist. Cuyahoga No. 105037, 2017-Ohio-7174, ¶ 7; Arch Bay Holdings, L.L.C., v. Goler, 8th Dist. Cuyahoga No. 102455, 2015-Ohio-3036, ¶ 9. Appellate courts can only “review and affirm, modify, or reverse judgments or final orders.”
{¶ 38} On September 3, 2020, we ordered the parties to submit supplemental briefs addressing the issue of whether the order appealed from constitutes a final, appealable order. In their supplemental brief, the Homicks assert that the order at issue in this case is a final, appealable order under
{¶ 39} Pursuant to
{¶ 40} Discovery orders are generally interlocutory orders that are neither final nor appealable. Walters v. Enrichment Ctr. of Wishing Well, Inc., 78 Ohio St.3d 118, 120-121, 676 N.E.2d 890 (1997). However, under
{¶ 41} In their supplemental brief, the Homicks contend that the trial court‘s order is a final order under
{¶ 42} In its supplemental brief, DMS argues that the trial court‘s order does not satisfy the requirements of
{¶ 43} A party is not required to conclusively prove the existence of privileged or protected information as a precondition to appellate review under
{¶ 44} A “colorable claim” is one that is seemingly genuine or legally valid, i.e., a “plausible legal claim” that has “a reasonable chance of being valid if the legal basis is generally correct and the facts can be proven.” The Legal Information Institute, Wex, https://www.law.cornell.edu/wex/colorable_claim (accessed Sept. 22, 2020). The case law provides little guidance as to what should be considered in determining whether a party has made a “colorable claim” that information or materials are privileged or otherwise protected from discovery. However, it appears that, at a minimum, the appellant must make a plausible argument that is based on the particular facts at issue. See, e.g., Burnham, 151 Ohio St.3d 356, 2016-Ohio-8000, 89 N.E.3d 536, at ¶ 3, 29 (appellant made a “colorable claim” that incident report was governed by the attorney-client privilege where it “plausibly alleged” that incident report contained privileged information).
{¶ 45} The Ohio Supreme Court has held that any “order compelling the production of materials alleged to be protected by the attorney-client privilege is a final, appealable order under
{¶ 46} In Chen, the Ohio Supreme Court held that the appellate court lacked jurisdiction to consider the merits of a trial court order compelling discovery of a surveillance video over an attorney work product objection because the appellants failed to establish that the requirements of
{¶ 47} The Ohio Supreme Court ordered the parties to show cause why the appeal should not be dismissed for lack of a final, appealable order. Id. at ¶ 6. In response, the appellants did not show why they would not be afforded a meaningful
{¶ 48} In determining that the appellate courts lacked jurisdiction to review the order, the Ohio Supreme Court stated in Chen:
The court of appeals correctly observed that the order in this case determined the discovery issue against appellants * * * preventing a judgment in their favor as to that issue. This is not the entire analysis. [Appellants] have never argued, much less established, that they would not be afforded a meaningful or effective remedy through an appeal after a final judgment is entered by the trial court resolving the entire case. They did not address the issue in any of their briefs here or in the court of appeals. * * * We therefore cannot reach the merits of this appeal. There is no indication that the requirement in
R.C. 2505.02(B)(4)(b) has been met.* * *
For an order granting discovery of privileged matter to be a final order, an appellant must affirmatively establish that an immediate appeal is necessary in order to afford a meaningful and effective remedy.
R.C. 2505.02(B)(4)(b) . This burden falls on the party who knocks on the courthouse doors asking for interlocutory relief. Rendering a judgment on the merits of this appeal would signal to litigants that if they are unhappy with discovery orders that might result in their losing their case, they can spend a few years appealing the matter all the way up to this court without proving a real need to do so. [Appellants] failed to establish why an immediate appeal is necessary here, and we must presume an appeal in the ordinary course would be meaningful and effective.This ruling does not adopt a new rule, nor does it make an appeal from an order compelling disclosure of privileged material more difficult to maintain. An order compelling disclosure of privileged material that would truly render a postjudgment appeal meaningless or ineffective may still be considered on an immediate appeal.
Id. at ¶ 6-9.
{¶ 49} In Burnham, the Ohio Supreme Court accepted jurisdiction “to resolve whether an order compelling the production of documents allegedly protected by the attorney-client privilege is a final, appealable order under
{¶ 50} Burnham was a split decision: three justices concurred in a lead opinion, three justices concurred in judgment only and one justice dissented. The justices were split 3-3 on the issue of whether Chen should be limited to cases claiming work product protection or overruled in its entirety. The lead opinion did not explicitly overrule Chen and, instead, “limit[ed] it solely to its facts.” Id. at ¶ 9. The opinion went into great detail about the differences between the attorney-client privilege and the work product doctrine, stating that the work product doctrine
We hold that an order requiring the production of information protected by the attorney-client privilege causes harm and prejudice that inherently cannot be meaningfully or effectively remedied by a later appeal. Thus, a discovery order that is alleged to breach the confidentiality guaranteed by the attorney-client privilege satisfies
R.C. 2505.02(B)(4)(b) and is a final, appealable order that is potentially subject to immediate review. Other discovery protections that do not involve common-law, constitutional, or statutory guarantees of confidentiality, such as the attorney-work-product doctrine, may require a showing underR.C. 2505.02(B)(4)(b) beyond the mere statement that the matter is privileged. Our holding in Chen is limited to the latter context.
Id. at ¶ 2, 26; see also id. at ¶ 16-19.
{¶ 51} The lead opinion emphasized “the explicitly limited nature of [the court‘s] holding in Chen” stated that because Chen “involved a failure to respond to the issue being adjudicated” and involved only the work product doctrine and not attorney-client privilege, it did not “control the outcome” in Burnham. Id. at ¶ 14-15, 27. It further explained:
The attorney-client privilege and the attorney-work-product doctrine provide different levels of protection over distinct interests, meaning that orders forcing disclosure in these two types of discovery disputes do not necessarily have the same result that allows an immediate appeal.
* * *
Any order compelling the production of privileged or protected materials certainly satisfies R.C. 2505.02(B)(4)(a) because it would be impossible to later obtain a judgment denying the motion to compel disclosure if the party has already disclosed the materials. But the irreversible nature of the order alone does not satisfyR.C. 2505.02(B)(4)(b) , which requires consideration of whether an appeal after judgment can rectify the damage of an erroneous trial-court ruling. * * * Given the differing interests and protections of the attorney-client privilege and the attorney-work-product doctrine, the damage that needs to be rectified and the need for immediate appeal may differ as well.* * *
Exposure of the information that is to be protected by attorney-client privilege destroys the confidentiality of possibly highly personal or sensitive information that must be presumed to be unreachable. Taylor v. Sheldon, 172 Ohio St. 118, 121, 173 N.E.2d 892 (1961). * * *
But the same guarantee of confidentiality is not at risk with an attorney‘s work product. * * * [A]ny harm from disclosure would likely relate to the case being litigated, meaning that appellate review would more likely provide appropriate relief. * * * This is not to say that compelling the disclosure of an attorney‘s work product pursuant to
Civ.R. 26(B)(3) would never satisfyR.C. 2505.02(B)(4)(b) and require an interlocutory appeal. But it does not necessarily involve the inherent, extrajudicial harm involved with a breach of the attorney-client privilege.
Id. at ¶ 15, 21, 25-26; see also In re Grand Jury Proceeding of Doe, 150 Ohio St.3d 398, 2016-Ohio-8001, 82 N.E.3d 1115, ¶ 22 (“When a party is compelled to produce material protected by the attorney-client privilege, harm extends beyond the actual case being litigated and causes the loss of a right that cannot be rectified by a later appeal, and
{¶ 53} Thus, although a trial court‘s ruling ordering the disclosure of materials allegedly covered by the attorney-client privilege automatically warrants an immediate appeal, Burnham at ¶ 2, 25, 29, appellate courts must decide on a case-by-case basis whether a trial court ruling ordering the disclosure of information allegedly protected by the work product doctrine is appealable based on whether the appellant has shown that a postjudgment appeal would be “truly * * * meaningless or ineffective“; “the irreversible nature of the order alone does not satisfy
{¶ 54} Although the Homicks assert in their supplemental brief that “[t]he underlying issue in this case is the compelled production of attorney-client/work product evidence,” there is, in fact, no claim of attorney-client privilege at issue in
{¶ 55} Further, it is clear that to the extent the trial court‘s order addressed discovery of allegedly privileged attorney-client communications, it is not a final, appealable order under
{¶ 57} We can certainly envision circumstances and situations in which a party could establish that an order allowing the discovery of information claimed to be protected by the work product doctrine or the consulting expert privilege would satisfy the requirements of
{¶ 58} In their reply brief on the merits, the Homicks assert that the trial court‘s order could result in “irreparable harm to the Homicks” because DMS could “amend[] its Complaint to include new theories of liability.” They also assert that it would be “unfair” to allow DMS to “depose Mr. Roy,
{¶ 59} The trial court‘s order only authorized a discovery deposition of Roy. It did not address whether DMS would be permitted to use Roy‘s testimony or any information obtained from Roy at trial or otherwise in the case. Further, although the Homicks had requested that DMS be required to pay for Roy‘s attendance at the December 9, 2019 hearing, there is nothing in the record to indicate that Roy or the Homicks requested that DMS be required to pay for Roy‘s attendance at deposition. Former
The court may require that the party seeking discovery under division (B)(5)(b) of this rule pay the expert a reasonable fee for time spent in responding to discovery, and, with respect to discovery permitted under division (B)(5)(a) of this rule, may require a party to pay another party a fair portion of the fees and expenses incurred by the latter party in obtaining facts and opinions from the expert.
{¶ 60} Following the July 1, 2020 amendments to the Civil Rules, that issue is now addressed by
{¶ 61} In arguing that the trial court‘s order constituted a final, appealable order in their supplemental brief on the issue of jurisdiction, the Homicks simply recited the requirements of
This constitutes a final, appealable order because a party who is compelled to produce privileged documents, including, but not limited to, attorney-client communications, will be left without an adequate remedy because once production occurs, the bell will have already been rung and the privilege cannot be restored through a later appeal. * * * Simply put, if the party compelled to produce the privileged document is not afforded the right to an immediate appeal, there can be no remedy after trial has concluded or the matter is otherwise resolved because there can be no return to the time when the privileged information was not disclosed to the adversarial party.
The Homicks did not discuss Burnham or Chen.
{¶ 62} The Homicks’ argument in support of jurisdiction, as stated in their supplemental brief, does not match the facts of this case. As stated above, the trial court‘s order did not compel the production of any documents and did not compel the disclosure of any attorney-client privileged communications. At issue here is the trial court‘s decision to allow the discovery deposition of Roy to proceed over the Homicks’ objections based on the work product doctrine and the consulting expert privilege.
{¶ 63} The Ohio Supreme Court has held that an appellant appealing a discovery order involving the production of information or materials allegedly
{¶ 64} Where an appellant fails to establish why an immediate appeal is necessary in a particular case, the appellate court must presume an appeal in the ordinary course would be meaningful and effective. Chen at ¶ 8. We, therefore, lack jurisdiction over the trial court‘s discovery order and must dismiss the Homicks’ appeal. Id. at ¶ 7-8; see also In re Special Grand Jury Investigation, 2018-Ohio-760, 107 N.E.3d 793, at ¶ 11-17.
{¶ 65} Appeal dismissed.
It is ordered that appellee recover from appellants the costs herein taxed.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of the Rules of Appellate Procedure.
EILEEN A. GALLAGHER, JUDGE
SEAN C. GALLAGHER, P.J., and
ANITA LASTER MAYS, J., CONCUR