COMMONWEALTH vs. RAYMOND ZACHARY PAQUETTE.
Supreme Judicial Court of Massachusetts
October 27, 2016
475 Mass. 793 (2016)
Hampshire. April 4, 2016. Present: GANTS, C.J., SPINA, CORDY, BOTSFORD, DUFFLY, LENK, HINES, JJ.
This court concluded that the term “misleads” in
At the trial of indictments charging the defendant with misleading a police officer during two interviews, the instruction to the jury incorrectly indicated that a defendant “misleads” police if he or she knowingly makes any false statement to police or omits or conceals material information with the intent to mislead police or give them a false impression, thereby creating a substantial risk of a miscarriage of justice [802]; further, the evidence presented might have allowed a correctly instructed jury to conclude that the defendant‘s statements at the first interview violated
At the trial of indictments charging the defendant with misleading a police officer during two interviews, the judge‘s decision declining to instruct the jury as the defendant requested regarding the specific intent to impede, obstruct, delay, harm, punish, or otherwise interfere with a police investigation was not prejudicial error, where the defendant‘s statements were more extensive than a simple exculpatory “no” and, in any event, were not the only evidence of his intent to interfere in some way with the police investigation. [802-804]
INDICTMENTS found and returned in the Superior Court Department on June 24, 2014.
The cases were tried before C. Jeffrey Kinder, J.
The Supreme Judicial Court granted an application for direct appellate review.
Thomas D. Frothingham for the defendant.
Steven E. Gagne, Assistant District Attorney, for the Commonwealth.
Justices Spina, Cordy, and Duffly participated in the deliberation on this case prior to their retirements.
Yale Yechiel N. Robinson, pro se, amicus curiae, submitted a brief.
LENK, J. This case considers whether any lie to police during a criminal investigation “misleads” police in violation of
1. Background. We recite the facts the jury could have found, reserving certain details for later discussion. On the night of May 3, 2014, the defendant and his sister hosted a party at their father‘s house in Westhampton. Two of the guests, Patrick Bousquet and Tyler Spath, became involved in an argument in the kitchen after a remark by Spath that Bousquet perceived as an insult to his girl friend. The argument turned violent when Bousquet hit Spath over the head with a glass bottle, shattering the bottle and slicing open Spath‘s head and neck. A larger fight erupted, involving multiple other guests. Soon afterwards, the defendant annоunced that the party was over, and he urged everyone to go home. As the bleeding Spath left to go to the hospital, the defendant said to him, “[Y]ou weren‘t here, don‘t tell anyone you were here, nothing happened.”
State police troopers interviewed the defendant twice in the course of the ensuing investigation. The first interview took place
The defendant recalled seeing Spath and several other people in the kitchen after the fight, but only identified one person, a friend of Spath‘s, by name. He provided physical descriptions of three other men who were in the kitchen and who, he believed, might have been involved in the fight, and he noted that Spath‘s girl friend also might have been present. He emphasized, however, that these individuals were not his friends, and that he only interacted with them “after the fact,” while telling party-goers to leave. He added, “As far as I‘m concerned, if people are going to start fighting in my house, I don‘t need anything to get broken. I don‘t — I don‘t need, you know, police officers coming to my house and doing this.”
The troopers did not think the defendant‘s account credible — they believed that he was friends with some of the people involved in the fight, and did not want to incriminate those people. One of the troopers explained to the defendant that they did not “want people imрeding an investigation,” noting that “there‘s all kinds of charges that are involved with that.” The interview ended shortly thereafter.
Subsequent interviews during the investigation reinforced the troopers’ suspicions: five guests, including Spath, specifically placed the defendant in the kitchen at the time of the fight. Those interviews indicated that the defendant had sought unsuccessfully to mediate the verbal argument between Bousquet and Spath before it came to blows. The interviews also led police to identify Bousquet as the person who hit Spath. By the third week of May, 2014, Bousquet had been arrested and charged in connection with the incident.3
The second interview of the defendant took place on the after-
The defendant insisted that he had not noted who, aside from Spath, had been present. He elaborated that he was on sleep medication and “blackout drunk” during the party, and reiterated his account from the first interview that he was outside collecting cans at the time of the fight. Eventually, however, the defendant stated that he had heard secondhand that “Pat,” an acquaintance of his, “got in a fight with somebody and hit [him] with a bottle.”
Over the course of the second interview, the troopers repeatedly warned the defendаnt that he could face criminal liability if he misled them in their investigation. Nonetheless, the defendant maintained that he was not present during the fight. The troopers informed the defendant that they would be forwarding the recording of their interview to the district attorney for “further review.”
2. Procedural posture. On June 24, 2014, a grand jury returned two indictments charging the defendant with misleading a police officer, one for each interview, in violation of
The defendant‘s theory of the case was that the Commonwealth‘s witnesses misremembered his location at the time of the fight because they had been drunk, and were otherwise not credible. A friend of the defendant testified on his behalf, stating that he had been outside with the defendant at the time of the fight. The defendant did not testify.
3. Discussion. Witnesses ordinarily have no obligation to disclose information to police. See Commonwealth v. Hart, 455 Mass. 230, 238 (2009). When a witness does choose to speak with police, however, § 13B makes it criminal to “mislead[ ]” them in certain circumstances. The section provides, in relevant part:
“Whoever, directly or indirectly, willfully misleads . . . [a] police officer . . . with the intent to impede, obstruct, delay, harm, punish or otherwise interferе thereby . . . with . . . a [criminal] proceeding shall be punished.”
a. Jury instructions. The jury were instructed largely in accor-
i. Misleading element. The defendant argues for the first time on appeal that the jury were not instructed properly regarding the misleading element of § 13B.9 The jury were instructed that “[t]o
In our few prior cases involving § 13B, we adopted a working definition of “misleads” from the descriрtion of “misleading conduct” in
“(A) knowingly making a false statement; (B) intentionally omitting information from a statement and thereby causing a portion of such statement to be misleading, or intentionally concealing a material fact, and thereby creating a false impression by such statement; (C) with intent to mislead, knowingly submitting or inviting reliance on a writing or recording that is false, forged, altered, or otherwise lacking in authenticity; (D) with intent to mislead, knowingly submitting or inviting reliance on a sample, specimen, map, photograph, boundary mark, or other object that is misleading in a material respect; or (E) knowingly using a trick, scheme, or device with intent to mislead.”
Id., quoting
“When a statute does not dеfine its words we give them their usual and accepted meanings, as long as these meanings are consistent with the statutory purpose” (citation omitted). Bayless v. TTS Trio Corp., 474 Mass. 215, 219 (2016). Dictionaries have defined “mislead” as “[t]o lead in the wrong direction,” The American Heritage Dictionary of the English Language 1124 (4th ed. 2006), and “to lead or guide wrongly; lead astray,” Webster‘s New Universal Unabridged Dictionary 1230 (2003). These definitions indicate that to “mislead[ ]” principally entails sending a person on a proverbial “wild goose chase,” by inducing the person to go somewhere materially different from where he or she otherwise would have gone.
Our cases similarly have fоcused implicitly on whether, given the information known to police at the time of the defendant‘s alleged statements, the statements reasonably could have led police astray, i.e., caused them to pursue a course of investigation materially different from the course they otherwise would have pursued. In Figueroa, 464 Mass. at 372-373, for example, we affirmed a defendant‘s conviction under § 13B where the evidence indicated that the defendant, a parolee, had presented a detailed false alibi to his parole officer during her investigation into possible violations of the conditions of his parole.10 Although that conduct did not actually mislead the parole officer, we concluded that it reasonably could have done so. See id. at 373. The Appeals Court likewise has affirmed a conviction under § 13B of a defendant who, after being shot, falsely told police that the shooter had been a considerable distance away, although forensic evidence indicated that the shooter had been within feet of him. See Commonwealth v. Fortuna, 80 Mass. App. Ct. 45, 47, 50-51 (2011). The court noted specifically that “the statements
In Morse, supra at 372, we observed that each aspect of the working definition of “misleads” suggests “a knowing or intentional act calculated to lead another person astray.” We further observed that “intimidat[ing]” and “harass[ing]” conduct, both of which are prohibited under the same subsection of § 13B as “mislead[ing]” conduct, similarly involve “malicious acts calculated to produce certain effects on a third party.” See id. at 375, citing
Understanding the definition of “misleads” to include only those lies that reasonably could lead investigators to pursue a materially different course of investigation is in keeping with the statutory purpose of § 13B.14 In Morse, 468 Mass. at 367-370, we examined in detail the statutory history of § 13B and its relationship to other crimes against public justice. We concluded that § 13B is targeted specifically at “countering the effect of witness intimidation on the successful prosecution of criminals.” See id. at 367.15 The prohibition against misleading conduct in § 13B advances that purpose by criminalizing conduct that reasonably could affect in a material way the investigation culminating in such a prosecution.
The judge understandably instructed the jury in accordance with the definition of “misleading conduct” that we adopted in Figueroa, 464 Mass. at 372. That instruction, however, indicated incorrectly that a defendant “misleads” police if he or she knowingly makes any false statement to police, or omits or conceals material information with the intent to mislead police or give them a false impression.16 Because the instruction allowed the jury to conclude that the defendant “misled” police even if his false or incomplete statements could not reasonably have led police to pursue a materially different course of investigation, it created a substantial risk of a miscarriage of justice.17 See Alphas, 430 Mass. at 13.
ii. Impeding element. The defendant also argues that the jury were not properly instructed regarding the impeding element of § 13B. Only some of the defendant‘s requested language con-
The judge‘s decision to omit such language was not prejudicial error. See Commonwealth v. Kaeppeler, 473 Mass. 396, 406 (2015). It is possible that the defendant in this case, like the defendant in Morse, 468 Mass. at 374, intended only to minimize his involvement in the events being investigated by police out of concern that he might be exposed to criminal liability, either for his involvement, however minimal, in the circumstances surrounding the assault on Spath, or for his involvement in other criminal activity that was not the primary focus of the investigation by police, such as underage drinking.18 Nonetheless, it was not necessary to instruct the jury specifically regarding other intentions that the defendant might have had during his conversations with pоlice. In Morse, supra at 374, we chiefly considered whether a suspect‘s short exculpatory denial, on its own, allowed for an inference of specific intent to interfere with the police‘s investigation. We concluded the denial did not allow for such an inference, because, unlike “a content-laden fabrication designed to send police off course, thereby interfering with their investigation,” it left police “in the same position they would have been in had the [suspect] instead remained silent.” Id.
Here, by contrast, the defendant‘s statements were more extensive than a simple exculpatory “no,” and in any event were not the only evidence of his intent to interfere in some way with the police‘s investigation. Other evidence included the defend-
b. Sufficiency of the evidence. Although the jury were not instructed correctly regarding the misleading element of § 13B, we consider whether, had a correct instruction been given, the evidence would have been insufficient to allow the jury to convict on either indictment. See Commonwealth v. Lapage, 435 Mass. 480, 486 (2001). “[W]e apply the well-settled and familiar Latimore standard: that is, viewing the evidence in the light most favorable to the Commonwealth, we ask whether the evidencе and the inferences that reasonably could be drawn from it were ‘of sufficient force to bring minds of ordinary intelligence and sagacity to the persuasion of [guilt] beyond a reasonable doubt.‘” Commonwealth v. Scott, 472 Mass. 815, 820 (2015), quoting Commonwealth v. Latimore, 378 Mass. 671, 676-677 (1979).
The evidence presented might have allowed a correctly instructed jury to conclude that the defendant‘s statements at the first interview violated § 13B. Although the Commonwealth did not present any direct evidence of the effect of the defendant‘s statements at that interview on the investigation by police,19 the statements were made while the investigation still was in its early stages. Accordingly, the jury might have inferred that the defendаnt “misled” police within the meaning of § 13B by lying about his location at the time of the fight, or by misrepresenting that he did not know the identities of certain people involved, if they found that such statements reasonably could have influenced the investigation in a material way. The jury also might have inferred from circumstantial evidence that the defendant specifically in-
By contrast, even if the jury had been instructed correctly, no view of the evidence would have allowed them to conclude that the defendant violated § 13B at the second interviеw. As noted, statements are not misleading within the meaning of § 13B unless, given the information known to police at the time the statements were made, the statements reasonably could have led police to pursue a materially different course of investigation. The Commonwealth presented no direct evidence, however, that the defendant‘s statements at the second interview reasonably could have led police astray in this manner. Nor was the evidence that was presented sufficient to allow for an inference to that effect. By the time of the second interview, police already hаd conducted an extensive investigation, and Bousquet had been arrested and charged. Furthermore, once police asked the defendant to “clear the air,” they presented him with the unenviable choice between admitting that he had lied and omitted information at his first interview, and repeating his misstatements from the first interview, either of which could expose him to potential criminal liability under § 13B. Given the timing of the defendant‘s statements and what police already knew, and in the absence of other evidence indicating that the statements reasonably could have affected the police investigation in a material way, the evidence was not sufficient to allow for the conclusion that the defendant “misled” police, within the meaning of § 13B, at the second interview. See Scott, 472 Mass. at 820. Therefore, the defendant‘s motion for a required finding of not guilty with respect to the second indictment, pertaining to the second interview, should have been allowed.
4. Conclusion. The judgments of conviction are vacated and set aside. The matter is remanded to the Superior Court for entry of a required finding of not guilty with respect to the second indictment, alleging that the defendant misled police at the second interview, and further proceedings consistent with this opinion.
So ordered.
Notes
“Now, let me turn to the specific charges in this case. The defendant is charged with two counts of misleading a police officer; one on May 4, 2014, and one on May 29, 2014.
“In order for you to find the defendant guilty of this offense, the Commonwealth must prove the following three elements beyond a reasonable doubt. First, that the dеfendant directly or indirectly [misled] another person. Second, that the other person was a police officer conducting a criminal investigation. And third, that the defendant did so with the specific intent to impede, obstruct, delay or otherwise interfere with that criminal investigation.
“To mislead means to knowingly make a false statement, to intentionally omit information from a statement causing a portion of that statement to be misleading, or to intentionally conceal a material fact and thereby create a false impression. However, objectively misleading conduct alone is not enough. The Commonwealth must also prove . . . the specific intent to impede, obstruct, or interfere with a criminal investigation. To prove this third element the Commonwealth, as I said, must prove beyond a reasonable doubt that the defendant specifically intended to impede, obstruct, delay, or otherwise interfere with a criminal investigation. That is, it must prove the purpose or objective of the defendant.
“Obviously, it is impossible to look directly into the defendant‘s mind, but in our everyday affairs, we often decide from the actions of others what their state of mind is. In this case you may examine the defendant‘s actions or/and words and аll of the surrounding circumstances to help you determine his intent at the time.
“Bear in mind that the Commonwealth need not prove that the defendant was successful in misleading the police, so long as you are satisfied beyond a reasonable doubt that the defendant made a false statement or willfully omitted material information in his statement to the police with the specific intent to impede, obstruct, delay, or interfere with the criminal investigation.”
nothing more than an attempt to exculpate himself and not an elaborate ruse to induce action by someone else.” The specific language that he requested, however, addressed only the impeding element of
