Commonwealth v. Neary-FrenchCommonwealth v. Neary-French
This court concluded that the 2003 amendment to
COMPLAINT received and sworn to in the Southern Berkshire Division of the District Court Department on November 29, 2012.
A pretrial motion to suppress evidence was heard by Charles W. Groce, III, J., and a question of law was reported by him.
The Supreme Judicial Court on its own initiative transferred the case from the Appeals Court.
Elizabeth J. Quigley for the defendant.
Joseph G.A. Coliflores, Assistant District Attorney (Joseph A. Pieropan, Assistant District Attorney, also present) for the Commonwealth.
SPINA, J. In Commonwealth v. Brazelton, 404 Mass. 783, 785 (1989), this court held that there is no right to counsel under the Sixth and Fourteenth Amendments to the United States Constitution or art. 12 of the Massachusetts Declaration of Rights before a defendant decides whether to take a breathalyzer test. In this case, we are asked to revisit our holding in Brazelton in light of the 2003 amendments made to
The defendant in this case was arrested for operating while under the influence of intoxicating liquor and was not given an opportunity to consult with counsel before having to decide whether to submit to a breathalyzer test. The defendant filed a motion to suppress the results of the breathalyzer test, arguing that she had a right to counsel under the Sixth and Fourteenth Amendments to the United States Constitution and art. 12 of the Massachusetts Declaration of Rights, before deciding whether to submit to a breathalyzer test.5 After an evidentiary hearing, a District Court judge reported a question of law pursuant to Mass. R. Crim. P. 34, as amended, 442 Mass. 1501 (2004), to the Appeals Court. We transferred the reported question to this court on our own motion. The reported question asks,
“Whether the 2003 amendment to
G. L. c. 90, § 24 , which created a new ‘.08 or greater’ theory by which to prove an [operating while under the influence of intoxicating liquor] offense, where a breath test reading of .08 or greater is anelement of the offense, now makes the decision by a defendant whether or not to take the breath test itself a critical stage of the criminal proceedings requiring that the defendant be advised of their right to counsel prior to making that decision, pursuant to art. 12 of the Massachusetts Declaration of Rights and the Sixth and Fourteenth Amendments of the United States Constitution.”
We answer the reported question in the negative.
1. Facts. The District Court judge made the following findings of fact. On November 28, 2012, at approximately 1:15 p.m., a woman signaled to Chief Stephen O‘Brien of the Lenox police department while he was on routine patrol in Lenox. The woman reported that the defendant‘s vehicle was “bumping into” another vehicle. O‘Brien approached the defendant, and based upon his observations, he suspected that she was operating while under the influence. He summoned Officer William Colvin for assistance. Colvin arrived at the scene to administer field sobriety tests to the defendant. Based on the defendant‘s performance on the field sobriety tests, as well as his observations, Colvin arrested the defendant for operating while under the influence.
The defendant arrived at the Lenox police station at approximately 1:31 p.m., and at approximately 1:38 p.m., was advised of the Miranda rights and began the booking process. At approximately 1:50 p.m., the defendant was presented with a “statutory rights and consent” form, which contained “[operating while under the influence] rights.” The form described her right to a physician under
2. Discussion. The defendant argues she has a right to counsel under the Sixth Amendment and art. 12 because, after the 2003 amendments to
In Brazelton, 404 Mass. at 785, prior to the 2003 amendments, this court concluded that the decision whether to submit to a breathalyzer test was not a critical stage in the criminal process. We explained that the statutory right of access to a telephone within one hour upon arrival at the police station and the statutory right to be examined by a physician of the defendant‘s own choosing adequately protect a defendant‘s rights. Id. We also recognized the potential practical problems that a right to counsel at the breathalyzer test stage could present, such as the possibility of “stale and inaccurate” results due to a delayed breathalyzer test because counsel is unavailable. Id. We now revisit our holding in Brazelton to determine whether the creation of a “per se” violation theory under
The Sixth Amendment and art. 12 provide criminal defendants the right to counsel at all “critical stages” of the prosecution. United States v. Wade, 388 U.S. 218, 224, 236-237 (1967);
Similarly, under art. 12, our precedents consistently have held that the right to counsel “attaches at the time judicial proceedings are commenced.” Commonwealth v. Anderson, 448 Mass. 548, 553-554 (2007). See Commonwealth v. Celester, 473 Mass. 553, 567 (2016); Commonwealth v. Caldwell, 459 Mass. 271, 287 (2011) (“formal adversary proceedings [had not] commenced against him, so his right to counsel under the Sixth Amendment or art. 12 had yet to attach“); Lavallee v. Justices in the Hampden Superior Court, 442 Mass. 228, 234-235 (2004) (“The right to trial counsel under art. 12 attaches at least by the time of arraignment“); Commonwealth v. Patterson, 432 Mass. 767, 776 n.10 (2000) (“The defendant‘s Sixth Amendment and art. 12 rights to the effective assistance of counsel did not attach until . . . arraignment“); Commonwealth v. Griffin, 404 Mass. 372, 374 (1989) (“a person‘s right to assistance of counsel under both the Sixth Amendment . . . and art. 12 . . . attaches only from the time that adversary judicial proceedings have been initiated“); Jiles v. Department of Correction, 55 Mass. App. Ct. 658, 665 (2002). Specifically, “[t]his court has held, ‘[t]here is no authority for the proposition that the right to counsel under the Sixth and Fourteenth Amendments . . . or under art. 12 . . . arises prior to arraignment, even though a criminal complaint and an arrest warrant have issued.‘” Commonwealth v. Beland, 436 Mass. 273, 285 (2002), quoting Commonwealth v. Ortiz, 422 Mass. 64, 67 n.1 (1996). See Commonwealth v. Jones, 403 Mass. 279, 286 (1988). The right to counsel under art. 12 attaches at a motion to suppress hearing, a probable cause hearing, and sentencing. Lavallee, supra at 235 n.13 (probable cause hearing and sentenc-
We acknowledge that the decision whether to submit to a breathalyzer test is an important tactical decision for the defendant. See Commonwealth v. McCoy, 601 Pa. 540, 543, 546 (2009). This decision, however, occurs at the evidence gathering stage, before the Sixth Amendment or art. 12 right to counsel attaches. The Supreme Court in Wade, 388 U.S. at 227-228, explained that “preparatory steps, such as systematized or scientific analyzing of the accused‘s fingerprints, blood sample, clothing, [and] hair . . . are not critical stages since there is minimal risk that his counsel‘s absence at such stages might derogate from his right to a fair trial.” We cannot say that the defendant is “immersed in the intricacies of substantive and procedural criminal law” when deciding whether to submit to a breathalyzer test. Kirby, supra at 689 (plurality opinion). The term “critical stage” is a term of art and only refers to actions and events postindictment or arraignment. The decision whether to submit to a breathalyzer is an important decision, but it is not a critical stage because the decision occurs before indictment and arraignment.
The defendant cites to a variety of cases from different jurisdictions to support her argument. We do not find these cases persuasive.10 Our decision is in line with the vast majority of
jurisdictions that have addressed this issue. The Supreme Court of the United States in Nyflot v. Minnesota Comm‘r of Pub. Safety, 474 U.S. 1027, 1029 (1985), addressed whether a defendant had a Sixth Amendment right to counsel before deciding whether to consent to a blood alcohol test. Id. at 1029. Below, the Minnesota Supreme Court had concluded that there was no right to counsel under the Sixth and Fourteenth Amendments. Id. at 1028-1029. See Nyflot v. Commissioner of Pub. Safety, 369 N.W.2d 512, 515-517 (Minn. 1985). The United States Supreme Court dismissed the appeal for want of a substantial Federal question.11 Nyflot, supra at 1027. The majority of State courts have held that a defendant‘s Sixth Amendment right to counsel does not attach prior to the defendant‘s decision whether to submit to a breathalyzer test.12,13 Only three State courts have held that a defendant
300 Md. 702, 717-718 (1984); Friedman v. Commissioner of Pub. Safety, 473 N.W.2d 828, 832 (Minn. 1991); State v. Spencer, 305 Or. 59, 74-75 (1988).
The majority of State courts that have concluded that a defendant has a right to counsel when deciding whether to submit to a breathalyzer test based their conclusion on a State statutory right. See, e.g., Copelin v. State, 659 P.2d 1206, 1208 (Alaska 1983); State v. Vietor, 261 N.W.2d 828, 831-832 (Iowa 1978) (limited statutory right to counsel); Commonwealth v. Bedway, 466 S.W.3d 468, 474 (Ky. 2015); State v. Foster, 959 S.W.2d 143, 146 (Mo. Ct. App. 1998); People v. Washington, 23 N.Y.3d 228, 232 (2014); State v. Howren, 312 N.C. 454, 455-456 (1984) (limited statutory right to counsel); Kuntz v. State Highway Comm‘r, 405 N.W.2d 285, 287 (N.D. 1987); Lakewood v. Waselenchuk, 94 Ohio App. 3d 684, 688 (1994); State v. Fitzsimmons, 94 Wash. 2d 858, 858 (1980). No such statutory right exists in the Commonwealth.
The defendant also argues that a critical stage occurs when a defendant‘s rights could be sacrificed or lost.15 There is no right at risk of being sacrificed while deciding whether to submit to a
breathalyzer test because the defendant already consented to the breathalyzer test by virtue of driving within the Commonwealth. See
We conclude, as we did in Brazelton, that there is no right to counsel under the Sixth Amendment or art. 12 at the time an individual is deciding whether to submit to a breathalyzer test. Therefore, the answer to the reported question is “no.” We remand the case to the District Court judge for further proceedings consistent with this opinion.
So ordered.