556 U.S. 778 | SCOTUS | 2009
Lead Opinion
delivered the opinion of the Court.
We consider in this case the scope and continued viability of the rule announced by this Court in Michigan v. Jackson, 475 U. S. 625 (1986), forbidding police to initiate interroga
I
Petitioner Jesse Montejo was arrested on September 6, 2002, in connection with the robbery and murder of Lewis Ferrari, who had been found dead in his own home one day earlier. Suspicion quickly focused on Jerry Moore, a disgruntled former employee of Ferrari’s dry cleaning business. Police sought to question Montejo, who was a known associate of Moore.
Montejo waived his rights under Miranda v. Arizona, 384 U. S. 436 (1966), and was interrogated at the sheriff’s office by police detectives through the late afternoon and evening of September 6 and the early morning of September 7. During the interrogation, Montejo repeatedly changed his account of the crime, at first claiming that he had only driven Moore to the victim’s home, and ultimately admitting that he had shot and killed Ferrari in the course of a botched burglary. These police interrogations were videotaped.
On September 10, Montejo was brought before a judge for what is known in Louisiana as a “72-hour hearing” — a preliminary hearing required under state law.
Later that same day, two police detectives visited Montejo back at the prison and requested that he accompany them on an excursion to locate the murder weapon (which Montejo
At trial, the letter of apology was admitted over defense objection. The jury convicted Montejo of first-degree murder, and he was sentenced to death.
The Louisiana Supreme Court affirmed the conviction and sentence. 06-1807 (1/16/08), 974 So. 2d 1238 (2008). As relevant here, the court rejected Monte jo’s argument that under the rule of Jackson, supra, the letter should have been suppressed. 974 So. 2d, at 1261. Jackson held that “if police initiate interrogation after a defendant’s assertion, at an arraignment or similar proceeding, of his right to counsel, any waiver of the defendant’s right to counsel for that police-initiated interrogation is invalid.” 475 U. S., at 636.
Citing a decision of the United States Court of Appeals for the Fifth Circuit, Montoya v. Collins, 955 F. 2d 279 (1992), the Louisiana Supreme Court reasoned that the prophylactic protection of Jackson is not triggered unless and until the defendant has actually requested a lawyer or has otherwise asserted his Sixth Amendment right to counsel. 974 So. 2d, at 1260-1261, and n. 68. Because Montejo simply stood mute at his 72-hour hearing while the judge ordered the appointment of counsel, he had made no such request or assertion. So the proper inquiry, the court ruled, was only whether he had knowingly, intelligently, and voluntarily waived his right to have counsel present during the interaction with the police. Id., at 1261. And because Montejo had been read his Miranda rights and agreed to waive them,
We granted certiorari. 554 U. S. 944 (2008).
II
Montejo and his amici raise a number of pragmatic objections to the Louisiana Supreme Court’s interpretation of Jackson. We agree that the approach taken below would lead either to an unworkable standard, or to arbitrary and anomalous distinctions between defendants in different States. Neither would be acceptable.
Under the rule adopted by the Louisiana Supreme Court, a criminal defendant must request counsel, or otherwise “assert” his Sixth Amendment right at the preliminary hearing, before the Jackson protections are triggered. If he does so, the police may not initiate further interrogation in the absence of counsel. But if the court on its own appoints counsel, with the defendant taking no affirmative action to invoke his right to counsel, then police are free to initiate further interrogations provided that they first obtain an otherwise valid waiver by the defendant of his right to have counsel present.
This rule would apply well enough in States that require the indigent defendant formally to request counsel before any appointment is made, which usually occurs after the court has informed him that he will receive counsel if he asks for it. That is how the system works in Michigan, for example, Mich. Ct. Rule 6.005(A) (2009), whose scheme produced the factual background for this Court’s decision in Michigan v. Jackson. Jackson, like all other represented indigent defendants in the State, had requested counsel in accordance with the applicable state law.
But many States follow other practices. In some two dozen, the appointment of counsel is automatic upon a finding of indigency, e. g., Kan. Stat. Ann. §22-4503(c) (2007); and in
The Louisiana Supreme Court’s answer to that unresolved question is troublesome. The central distinction it draws— between defendants who “assert” their right to counsel and those who do not — is exceedingly hazy when applied to States that appoint counsel absent request from the defendant. How to categorize a defendant who merely asks, prior to appointment, whether he will be appointed counsel? Or who inquires, after the fact, whether he has been? What treatment for one who thanks the court after the appointment is made? And if the court asks a defendant whether he would object to appointment, will a quick shake of his head count as an assertion of his right?
To the extent that the Louisiana Supreme Court’s rule also permits a defendant to trigger Jackson through the “acceptance” of counsel, that notion is even more mysterious: How does one affirmatively accept counsel appointed by court order? An indigent defendant has no right to choose his counsel, United States v. Gonzalez-Lopez, 548 U. S. 140, 151 (2006), so it is hard to imagine what his “acceptance” would look like, beyond the passive silence that Monte jo exhibited.
In practice, judicial application of the Louisiana rule in States that do not require a defendant to make a request for counsel could take either of two paths. Courts might ask on a case-by-case basis whether a defendant has somehow invoked his right to counsel, looking to his conduct at the preliminary hearing — his statements and gestures — and the to
Neither approach is desirable. The former would be particularly impractical in light of the fact that, as amici describe, preliminary hearings are often rushed, and are frequently not recorded or transcribed. Brief for National Legal Aid & Defender Assn, et al. 25-30. The sheer volume of indigent defendants, see id., at 29, would render the monitoring of each particular defendant’s reaction to the appointment of counsel almost impossible. And sometimes the defendant is not even present. E. g., La. Code Crim. Proc. Ann., Art. 230.1(A) (West Supp. 2009) (allowing court to appoint counsel if defendant is “unable to appear”). Police who did not attend the hearing would have no way to know whether they could approach a particular defendant; and for a court to adjudicate that question ex post would be a fact-intensive and burdensome task, even if monitoring were possible and transcription available. Because “clarity of. .. command” and “certainty of. . . application” are crucial in rules that govern law enforcement, Minnick v. Mississippi, 498 U. S. 146, 151 (1990), this would be an unfortunate way to proceed. See also Moran v. Burbine, 475 U. S. 412, 425-426 (1986).
The second possible course fares no better, for it would achieve clarity and certainty only at the expense of introducing arbitrary distinctions: Defendants in States that automatically appoint counsel would have no opportunity to invoke their rights and trigger Jackson, while those in other States, effectively instructed by the court to request counsel, would be lucky winners. That sort of hollow formalism is out of place in a doctrine that purports to serve as a practical safeguard for defendants’ rights.
But if the Louisiana Supreme Court’s application of Jackson is unsound as a practical matter, then Montejo’s solution is untenable as a theoretical and doctrinal matter. Under his approach, once a defendant is represented by counsel, police may not initiate any further interrogation. Such a rule would be entirely untethered from the original rationale of Jackson.
A
It is worth emphasizing first what is not in dispute or at stake here. Under our precedents, once the adversary judicial process has been initiated, the Sixth Amendment guarantees a defendant the right to have counsel present at all “critical” stages of the criminal proceedings. United States v. Wade, 388 U. S. 218, 227-228 (1967); Powell v. Alabama, 287 U. S. 45, 57 (1932). Interrogation by the State is such a stage. Massiah v. United States, 377 U. S. 201, 204-205 (1964); see also United States v. Henry, 447 U. S. 264, 274 (1980).
Our precedents also place beyond doubt that the Sixth Amendment right to counsel may be waived by a defendant, so long as relinquishment of the right is voluntary, knowing, and intelligent. Patterson v. Illinois, 487 U. S. 285,292, n. 4 (1988); Brewer v. Williams, 430 U. S. 387, 404 (1977); Johnson v. Zerbst, 304 U. S. 458, 464 (1938). The defendant may waive the right whether or not he is already represented by counsel; the decision to waive need not itself be counseled. Michigan v. Harvey, 494 U. S. 344, 352-353 (1990). And when a defendant is read his Miranda rights (which include the right to have counsel present during interrogation) and agrees to waive those rights, that typically does the trick, even though the Miranda rights purportedly have their source in the Fifth Amendment:
“As a general matter ... an accused who is admonished with the warnings prescribed by this Court in Miranda*787 . . . has been sufficiently apprised of the nature of his Sixth Amendment rights, and of the consequences of abandoning those rights, so that his waiver on this basis will be considered a knowing and intelligent one.” Patterson, supra, at 296.
The only question raised by this case, and the only one addressed by the Jackson rule, is whether courts must presume that such a waiver is invalid under certain circumstances. 475 U. S., at 630, 633. We created such a presumption in Jackson by analogy to a similar prophylactic rule established to protect the Fifth Amendment-based Miranda right to have counsel present at any custodial interrogation. Edwards v. Arizona, 451 U. S. 477 (1981), decided that once “an accused has invoked his right to have counsel present during custodial interrogation ... [he] is not subject to further interrogation by the authorities until counsel has been made available,” unless he initiates the contact. Id., at 484-485.
The Edwards rule is “designed to prevent police from badgering a defendant into waiving his previously asserted Miranda rights,” Harvey, supra, at 350. It does this by presuming his postassertion statements to be involuntary, “even where the suspect executes a waiver and his statements would be considered voluntary under traditional standards.” McNeil v. Wisconsin, 501 U. S. 171, 177 (1991). This prophylactic rule thus “protects] a suspect’s voluntary choice not to speak outside his lawyer’s presence.” Texas v. Cobb, 532 U. S. 162, 175 (2001) (Kennedy, J., concurring).
Jackson represented a “wholesale importation of the Edwards rule into the Sixth Amendment.” Cobb, supra, at 175. The Jackson Court decided that a request for counsel at an arraignment should be treated as an invocation of the Sixth Amendment right to counsel “at every critical stage of the prosecution,” 475 U. S., at 633, despite doubt that defendants “actually inten[d] their request for counsel to encompass representation during any further questioning,” id., at 632-
In his dissent, Justice Stevens presents us with a revisionist view of Jackson. The defendants' request for counsel, he contends, was important only because it proved that counsel had been appointed. Such a non sequitur (nowhere alluded to in the case) hardly needs rebuttal. Proceeding from this fanciful premise, he claims that the decision actually established “a rule designed to safeguard a defendant's right to rely on the assistance of counsel,” post, at 807 (hereinafter dissent), not one “designed to prevent police badgering,” ibid. To safeguard the right to assistance of counsel from what? From a knowing and voluntary waiver by the defendant himself? Unless the dissent seeks to prevent a defendant altogether from waiving his Sixth Amendment rights, i. e., to “imprison a man in his privileges and call it the Constitution,” Adams v. United States ex rel. McCann, 317 U. S. 269, 280 (1942) — a view with zero support in reason, history, or case law — the answer must be: from police pressure, i. e., badgering. The antibadgering rationale is the only way to make sense of Jackson’s repeated citations of Edwards, and the only way to reconcile the opinion with our waiver jurisprudence.
With this understanding of what Jackson stands for and whence it came, it should be clear that Montejo’s interpretation of that decision — that no represented defendant can ever be approached by the State and asked to consent to interrogation — is off the mark. When a court appoints counsel for an indigent defendant in the absence of any request on his part, there is no basis for a presumption that any subsequent waiver of the right to counsel will be involuntary. There is no “initial election” to exercise the right, Patterson, 487 U. S., at 291, that must be preserved through a prophylactic rule against later waivers. No reason exists to assume that a defendant like Montejo, who has done nothing at all to express his intentions with respect to his Sixth Amendment rights, would not be perfectly amenable to speaking with the police without having counsel present. And no reason exists to prohibit the police from inquiring. Edwards and Jackson are meant to prevent police from badgering defendants into changing their minds about their rights, but a defendant who never asked for counsel has not yet made up his mind in the first instance.
The dissent’s argument to the contrary rests on a flawed a fortiori: “If a defendant is entitled to protection from police-initiated interrogation under the Sixth Amendment when he merely requests a lawyer, he is even more obviously entitled to such protection when he has secured a lawyer.” Post, at 804. The question in Jackson, however, was not whether respondents were entitled to counsel (they unquestionably were), but “whether respondents validly waived their right to counsel,” 475 U. S., at 630; and even if it is reasonable to presume from a defendant's request for counsel that any subsequent waiver of the right was coerced, no such
In practice, Montejo’s rule would prevent police-initiated interrogation entirely once the Sixth Amendment right attaches, at least in those States that appoint counsel promptly without request from the defendant. As the dissent in Jackson pointed out, with no expressed disagreement from the majority, the opinion “most assuredly [did] not hold that the Edwards per se rule prohibiting all police-initiated interrogations applies from the moment the defendant’s Sixth Amendment right to counsel attaches, with or without a request for counsel by the defendant.” 475 U. S., at 640 (opinion of Rehnquist, J.). That would have constituted a “shockingly dramatic restructuring of the balance this Court has traditionally struck between the rights of the defendant and those of the larger society.” Ibid.
Montejo’s rule appears to have its theoretical roots in codes of legal ethics, not the Sixth Amendment. The American Bar Association’s Model Rules of Professional Conduct (which nearly all States have adopted into law in whole or in part) mandate that “a lawyer shall not communicate about the subject of [a] representation with a person the lawyer knows to be represented by another lawyer in the matter, unless the lawyer has the consent of the other lawyer or is authorized to do so by law or a court order.” Model Rule 4.2 (2008). But the Constitution does not codify the ABA’s Model Rules, and does not make investigating police officers lawyers. Montejo’s proposed rule is both broader and narrower than the Model Rule. Broader, because Montejo would apply it to all agents of the State, including the detectives who interrogated him, while the ethical rule governs only lawyers. And narrower, because he agrees that if a defendant initiates contact with the police, they may talk
Monte jo contends that our decisions support his interpretation of the Jackson rule. We think not. Many of the eases he cites concern the substantive scope of the Sixth Amendment — e. g., whether a particular interaction with the State constitutes a “critical” stage at which counsel is entitled to be present — not the validity of a Sixth Amendment waiver. See Maine v. Moulton, 474 U. S. 159 (1985); Henry, 447 U. S. 264; Massiah, 377 U. S. 201; see also Moran, 475 U. S. 412. Since everyone agrees that absent a valid waiver, Monte jo was entitled to a lawyer during the interrogation, those cases do not advance his argument.
Montejo also points to descriptions of the Jackson holding in two later cases. In one, we noted that “analysis of the waiver issue changes” once a defendant “obtains or even requests counsel.” Harvey, 494 U. S., at 352. But elsewhere in the same opinion, we explained that Jackson applies “after a defendant requests assistance of counsel,” 494 U. S., at 349; “when a suspect charged with a crime requests counsel outside the' context of interrogation,” id., at 350; and to “suspects who assert their right to counsel,” ibid. The accuracy of the “obtains” language is thus questionable. Anyway, since Harvey held that evidence obtained in violation of the Jackson rule could be admitted to impeach the defendant’s trial testimony, 494 U. S., at 346, the Court’s varying descriptions of when the rule was violated were dicta. The dictum from the other decision, Patterson, supra, at 290, n. 3, is no more probative.
IV
So on the one hand, requiring an initial “invocation” of the right to counsel in order to trigger the Jackson presumption is consistent with the theory of that decision, but (as Montejo and his amici argue, see Part II, swpra) would be unworkable in more than half the States of the Union. On the other hand, eliminating the invocation requirement would render the rule easy to apply but depart fundamentally from the Jackson rationale.
We do not think that stare decisis requires us to expand significantly the holding of a prior decision — fundamentally revising its theoretical basis in the process — in order to cure its practical deficiencies. To the contrary, the fact that a decision has proved “unworkable” is a traditional ground for overruling it. Payne v. Tennessee, 501 U. S. 808, 827 (1991). Accordingly, we called for supplemental briefing addressed to the question whether Michigan v. Jackson should be overruled.
Beyond workability, the relevant factors in deciding whether to adhere to the principle of stare decisis include the antiquity of the precedent, the reliance interests at stake,
Which brings us to the strength of Jackson’s reasoning. When this Court creates a prophylactic rule in order to protect a constitutional right, the relevant “reasoning” is the weighing of the rule’s benefits against its costs. “The value of any prophylactic rule ... must be assessed not only on the basis of what is gained, but also on the basis of what is lost.” Minnick, 498 U. S., at 161 (Scalia, J., dissenting). We think that the marginal benefits of Jackson (viz., the number of confessions obtained coercively that are suppressed by its bright-line rule and would otherwise have been admitted) are dwarfed by its substantial costs (viz., hindering “society’s compelling interest in finding, convicting, and punishing those who violate the law,” Moran, supra, at 426).
But without Jackson, how many would be? The answer is few if any. The principal reason is that the Court has already taken substantial other, overlapping measures toward the same end. Under Miranda's prophylactic protection of the right against compelled self-incrimination, any suspect subject to custodial interrogation has the right to have a lawyer present if he so requests, and to be advised of that right. 384 U. S., at 474. Under Edwards' prophylactic protection of the Miranda right, once such a defendant “has invoked his right to have counsel present,” interrogation must stop. 451 U. S., at 484. And under Minnick’s prophylactic protection of the Edwards right, no subsequent interrogation may take place until counsel is present, “whether or not the accused has consulted with his attorney.” 498 U. S., at 153.
These three layers of prophylaxis are sufficient. Under the Miranda-Edwards-Minnick line of eases (which is not in doubt), a defendant who does not want to speak to the police without counsel present need only say as much when he is first approached and given the Miranda warnings. At that point, not only must the immediate contact end, but
It is true, as Montejo points out in his supplemental brief, that the doctrine established by Miranda and Edwards is designed to protect Fifth Amendment, not Sixth Amendment, rights. But that is irrelevant. What matters is that these cases, like Jackson, protect the right to have counsel during custodial interrogation — which right happens to be guaranteed (once the adversary judicial process has begun) by two sources of law. Since the right under both sources is waived using the same procedure, Patterson, supra, at 296, doctrines ensuring voluntariness of the Fifth Amendment waiver simultaneously ensure the voluntariness of the Sixth Amendment waiver.
Montejo also correctly observes that the Miranda-Edwards regime is narrower than Jackson in one respect: The former applies only in the context of custodial interrogation. If the defendant is not in custody then those decisions do not apply; nor do they govern other, noninterrogative types of interactions between the defendant and the State (like pretrial lineups). However, those uncovered situations are the least likely to pose a risk of coerced waivers. When a defendant is not in custody, he is in control, and need only shut his door or walk away to avoid police badgering. And noninterrogative interactions with the State do not involve the “inherently compelling pressures,” Miranda, supra, at 467, that one might reasonably fear could lead to involuntary waivers.
Jackson was policy driven, and if that policy is being adequately served through other means, there is no reason to
On the other side of the equation are the costs of adding the bright-line Jackson rule on top of Edwards and other extant protections. The principal cost of applying any exclusionary rule “is, of course, letting guilty and possibly dangerous criminals go free . . . .” Herring v. United States, 555 U. S. 135, 141 (2009). Jackson not only “operates to invalidate a confession given by the free choice of suspects who have received proper advice of their Miranda rights but waived them nonetheless,” Cobb, supra, at 174-175 (Kennedy, J., concurring), but also deters law enforcement officers from even trying to obtain voluntary confessions. The “ready ability to obtain uncoerced confessions is not an evil but an unmitigated good.” McNeil, supra, at 181. Without these confessions, crimes go unsolved and criminals unpunished. These are not negligible costs, and in our view the Jackson Court gave them too short shrift.
Notwithstanding this calculus, Montejo and his amici urge the retention of Jackson. Their principal objection to its elimination is that the Edwards regime which remains will not provide an administrable rule. But this Court has praised Edwards precisely because it provides “‘clear and unequivocal’ guidelines to the law enforcement profession,” Arizona v. Roberson, 486 U. S. 675, 682 (1988). Our cases
In sum, when the marginal benefits of the Jackson rule are weighed against its substantial costs to the truth-seeking process and the criminal justice system, we readily conclude that the rule does not “pay its way,” United States v. Leon, 468 U. S. 897, 907-908, n. 6 (1984). Michigan v. Jackson should be and now is overruled.
Y
Although our holding means that the Louisiana Supreme Court correctly rejected Montejo’s claim under Jackson, we think that Monte jo should be given an opportunity to contend that his letter of apology should still have been suppressed under the rule of Edwards. If Monte jo made a clear assertion of the right to counsel when the officers approached him about accompanying them on the excursion for the murder weapon, then no interrogation should have taken place unless Monte jo initiated it. Davis, supra, at 459. Even if Montejo subsequently agreed to waive his rights, that waiver would have been invalid had it followed an “unequivocal election of the right,” Cobb, 532 U. S., at 176 (Kennedy, J., concurring).
We do not venture to resolve these issues ourselves, not only because we are a court of final review, “not of first view,” Cutter v. Wilkinson, 544 U. S. 709, 718, n. 7 (2005), but also because the relevant facts remain unclear. Montejo and the police gave inconsistent testimony about exactly what took place on the afternoon of September 10, 2002, and the Louisiana Supreme Court did not make an explicit credibility determination. Moreover, Monte jo’s testimony came not at the suppression hearing, but rather only at trial, and we are unsure whether under state law that testimony came too late to affect the propriety of the admission of the evidence. These matters are best left for resolution on remand.
We do reject, however, the dissent’s revisionist legal analysis of the “knowing and voluntary” issue. Post, at 810-814. In determining whether a Sixth Amendment waiver was knowing and voluntary, there is no reason categorically to distinguish an unrepresented defendant from a represented one. It is equally true for each that, as we held in Patterson, the Miranda warnings adequately inform him “of his right to have counsel present during the questioning,” and make him “aware of the consequences of a decision by him
* * *
This case is an exemplar of Justice Jackson’s oft quoted warning that this Court “is forever adding new stories to the temples of constitutional law, and the temples have a way of collapsing when one story too many is added.” Douglas v. City of Jeannette, 319 U. S. 157, 181 (1943) (opinion concurring in result). We today remove Michigan v. Jackson’s fourth story of prophylaxis.
The judgment of. the Louisiana Supreme Court is vacated, and the case is remanded for further proceedings not inconsistent with this opinion.
It is so ordered.
Earlier this Term, in Arizona v. Gant, ante, p. 332, the Court overruled New York v. Belton, 453 U. S. 454 (1981), even though that case had been on the books for 28 years, had not been undermined by subsequent decisions, had been recently reaffirmed and extended, had proved to be eminently workable (indeed, had been adopted for precisely that reason), and had engendered substantial law enforcement reliance. See Gant, ante, at 358 (Alito, J., dissenting). The Court took this step even though we were not asked to overrule Belton, and this new rule is almost certain to lead to a host of problems. See Gant, ante, at 363-365 (Alito, J., dissenting); Megginson v. United States, post, p. 1230; Grooms v. United States, post, p. 1231 (same).
who cast the deciding vote to overrule Belton, dismissed stare decisis concerns with the following observation: “[I]t seems to me ample reason that the precedent was badly reasoned and produces erroneous ... results.” Gant, ante, at 353 (concurring opinion). This narrow view of stare decisis provides the only principle on which the decision in Gant can be justified.
In light of Gant, the discussion of stare decisis in Justice Stevens’ dissent
The dissent faults the Court for “cast[ing] aside the reliance interests of law enforcement,” post, at 809, but in Gant, there were real and important law enforcement interests at stake, see ante, at 358-360 (Alito, J., dissenting). Even the Court conceded that the Belton rule had “been widely taught in police academies and that law enforcement officers ha[d] relied on the rule in conducting vehicle searches during the past 28 years.” Ante, at 349. And whatever else might be said about Belton, it surely provided a bright-line rule.
A month ago, none of this counted for much, but today the dissent writes:
“Jackson’s bright-line rule has provided law enforcement officers with clear guidance, allowed prosecutors to quickly and easily assess whether confessions will be admissible in court, and assisted judges in determining whether a defendant’s Sixth Amendment rights have been violated by police interrogation.” Post, at 808.
“[Belton’s] bright-line rule ha[d] provided law enforcement officers with clear guidance, allowed prosecutors to quickly and easily assess whether [evidence obtained in a vehicle search] w[ould] be admissible in court, and assisted judges in determining whether a defendant’s [Fourth] Amendment rights ha[d] been violated by police interrogation.” Post, at 808.
The dissent, finally, invokes Jackson’s antiquity, stating that “the 23-year existence of a simple bright-line rule” should weigh in favor of its retention. Post, at 810. But in Gant, the Court had no compunction about casting aside a 28-year-old bright-line rule. I can only assume that the dissent thinks that our constitutional precedents are like certain wines, which are most treasured when they are neither too young nor too old, and that Jackson, supra, at 23, is in its prime, whereas Belton, supra, at 28, had turned brownish and vinegary.
I agree with the dissent that stare decisis should promote “ ‘the evenhanded ... development of legal principles,’ ” post, at 807 (quoting Payne v. Tennessee, 501 U. S. 808, 827-828 (1991)). The treatment of stare decisis in Gant fully supports the decision in the present case.
Today the Court properly concludes that the Louisiana Supreme Court’s parsimonious reading of our decision in Michigan v. Jackson, 475 U. S. 625 (1986), is indefensible. Yet the Court does not reverse. Rather, on its own initiative and without any evidence that the longstanding Sixth Amendment protections established in Jackson have caused any harm to the workings of the criminal justice system, the
I
The Sixth Amendment provides that “[i]n all criminal prosecutions, the accused shall enjoy the right ... to have the Assistance of Counsel for his defence.” The right to counsel attaches during “the initiation of adversary judicial criminal proceedings,” Rothgery v. Gillespie County, 554 U. S. 191, 198 (2008) (internal quotation marks omitted), and it guarantees the assistance of counsel not only during in-court proceedings but during all critical stages, including postarraignment interviews with law enforcement officers, see Patterson v. Illinois, 487 U. S. 285, 290 (1988).
In Jackson, this Court considered whether the Sixth Amendment bars police from interrogating defendants who have requested the appointment of counsel at arraignment. Applying the presumption that such a request constitutes an invocation of the right to counsel “at every critical stage of the prosecution,” 475 U. S., at 633, we held that “a defendant who has been formally charged with a crime and who has requested appointment of counsel at his arraignment” cannot be subject to uncounseled interrogation unless he initiates “exchanges or conversations with the police,” id., at 626.
In this case, petitioner Jesse Montejo contends that police violated his Sixth Amendment right to counsel by interrogating him following his “72-hour hearing” outside the presence of, and without prior notice to, his lawyer. Brief for Petitioner 7. The Louisiana Supreme Court rejected Montejo’s claim. Relying on the fact that the defendants in Jackson had “requested” counsel at arraignment, the state court held that Jackson’s protections did not apply to Mon
I agree with the majority’s conclusion that the Louisiana Supreme Court’s decision, if allowed to stand, “would lead either to an unworkable standard, or to arbitrary and anomalous distinctions between defendants in different States,” ante, at 783. Neither option is tolerable, and neither is compelled by Jackson itself.
Our decision in Jackson involved two consolidated cases, both arising in the State of Michigan. Under Michigan law in effect at that time, when a defendant appeared for arraignment the court was required to inform him that counsel would be provided if he was financially needy and he requested representation. Mich. Gen. Ct. Rule 785.4(1) (1976). It was undisputed that the Jackson defendants made such a “request” at their arraignment: one by completing an affidavit of indigency, and the other by responding affirmatively to a question posed to him by the court. See App. in Michigan v. Jackson, O. T. 1984, No. 84-1531, p. 168; App. in Michigan v. Bladel, O. T. 1984, No. 84-1539, pp. 3a-4a. In neither case, however, was it clear that counsel had actually been appointed at the arraignment. Thus, the defendants’ requests for counsel were significant as a matter of state law because they served as evidence that the appointment of counsel had been effectuated even in the absence of proof that defense counsel had actual notice of the appointments.
Unlike Michigan, Louisiana does not require a defendant to make a request in order to receive court-appointed counsel. Consequently, there is no reason to place constitutional significance on the fact that Montejo neither voiced a request for counsel nor affirmatively embraced that appointment post hoc. Certainly our decision in Jackson did not mandate such an odd rule. See ante, at 784 (acknowledging that we
II
Today the Court correctly concludes that the Louisiana Supreme Court’s holding is “troublesome,” ante, at 784, “impractical,” ante, at 785, and “unsound,” ante, at 786. Instead of reversing the decision of the state court by simply answering the question on which we granted certiorari in a unanimous opinion, however, the majority has decided to change the law. Acting on its own initiative, the majority overrules Jackson to correct a “theoretical and doctrinal”
The majority’s decision to overrule Jackson rests on its assumption that Jackson’s protective rule was intended to “prevent police from badgering defendants into changing their minds about their rights,” ante, at 789; see also ante, at 794, just as the rule adopted in Edwards v. Arizona, 451 U. S. 477 (1981), was designed to prevent police from coercing unindicted suspects into revoking their requests for counsel at interrogation. Operating on that limited understanding of the purpose behind Jackson’s protective rule, the Court concludes that Jackson provides no safeguard not already secured by this Court’s Fifth Amendment jurisprudence. See Miranda v. Arizona, 384 U. S. 436 (1966) (requiring defendants to be admonished of their right to counsel prior to custodial interrogation); Edwards, 451 U. S. 477 (prohibiting police-initiated interrogation following defendant’s invocation of the right to counsel).
The majority’s analysis flagrantly misrepresents Jackson’s underlying rationale and the constitutional interests the decision sought to protect. While it is true that the rule adopted in Jackson was patterned after the rule in Edwards, 451 U. S., at 484-485, the Jackson opinion does not even mention the antibadgering considerations that provide the basis for the Court's decision today. Instead, Jackson relied primarily on cases discussing the broad protections guaranteed by the Sixth Amendment right to counsel — not its Fifth Amendment counterpart. Jackson emphasized that the purpose of the Sixth Amendment is to “ ‘protec[t] the unaided layman at critical confrontations with his adversary,’” 475 U. S., at 631 (quoting United States v. Gouveia, 467 U. S. 180, 189 (1984)), by giving him “ ‘the right to rely on counsel as a “medium” between him[self] and the State,’ ” 475 U. S., at 632
Once Jackson is placed in its proper Sixth Amendment context, the majority’s justifications for overruling the decision crumble. Ordinarily, this Court is hesitant to disturb past precedent and will do so only when a rule has proven “outdated, ill-founded, unworkable, or otherwise legitimately
Paying lipservice to the rule of stare decisis, the majority acknowledges that the Court must consider many factors before taking the dramatic step of overruling a past decision. See ante, at 792-793. Specifically, the majority focuses on four considerations: the reasoning of the decision, the workability of the rule, the reliance interests at stake, and the antiquity of the precedent. The Court exaggerates the considerations favoring reversal, however, and gives short shrift to the valid considerations favoring retention of the Jackson rule.
First, and most central to the Court’s decision to overrule Jackson, is its assertion that Jackson’s “‘reasoning’”— which the Court defines as “the weighing of the [protective] rule’s benefits against its costs,” ante, at 793 — does not justify continued application of the rule it created. The balancing test the Court performs, however, depends entirely on its misunderstanding of Jackson as a rule designed to prevent police badgering, rather than a rule designed to safeguard a defendant’s right to rely on the assistance of counsel.
In a supplemental brief submitted by lawyers and judges with extensive experience in law enforcement and prosecution, amici Larry D. Thompson et al. argue persuasively that Jackson’s bright-line rule has provided law enforcement officers with clear guidance, allowed prosecutors to quickly and easily assess whether confessions will be admissible in court, and assisted judges in determining whether a defendant’s Sixth Amendment rights have been violated by police interrogation. See generally Thompson Supplemental Brief 6. While amici acknowledge that “Jackson reduces opportunities to interrogate defendants” and “may require exclusion of evidence that could support a criminal conviction,” they maintain that “it is a rare case where this rule lets a guilty defendant go free.” Ibid. Notably, these representations are not contradicted by the State of Louisiana or other amici, including the United States. See United States Brief 12 (conceding that the Jackson rule has not “resulted in the suppression of significant numbers of statements in federal prosecutions in the past”).
Turning to the reliance interests at stake in the case, the Court rejects the interests of criminal defendants with the flippant observation that any who are knowledgeable enough to rely on Jackson are too savvy to need its protections, and casts aside the reliance interests of law enforcement on the ground that police and prosecutors remain free to employ the Jackson rule if it suits them. See ante, at 793. Again as a result of its mistaken understanding of the purpose behind Jackson’s protective rule, the Court fails to identify the real reliance interest at issue in this case: the public’s interest in knowing that counsel, once secured, may be reasonably relied upon as a medium between the accused and the power of the State. That interest lies at the heart of the Sixth Amendment’s guarantee, and is surely worthy of greater consideration than it is given by today’s decision.
Finally, although the Court acknowledges that “antiquity” is a factor that counsels in favor of retaining precedent, it
Despite the fact that the rule established in Jackson remains relevant, well grounded in constitutional precedent, and easily administrabie, the Court today rejects it sua sponte. Such a decision can only diminish the public’s confidence in the reliability and fairness of our system of justice.
Ill
Even if Jackson had never been decided, it would be clear that Monte jo’s Sixth Amendment rights were violated. Today’s decision eliminates the rule that “any waiver of Sixth Amendment rights given in a discussion initiated by police is presumed invalid” once a defendant has invoked his right to counsel. Harvey, 494 U. S., at 349 (citing Jackson, 475 U. S., at 636). Nevertheless, under the undisputed facts of this case, there is no sound basis for concluding that Monte jo made a knowing and valid waiver of his Sixth Amendment right to counsel before acquiescing in police interrogation fol
Our pre-Jackson case law makes clear that “the Sixth Amendment is violated when the State obtains incriminating statements by knowingly circumventing the accused’s right to have counsel present in a confrontation between the accused and a state agent.” Moulton, 474 U. S., at 176. The Sixth Amendment entitles indicted defendants to have counsel notified of and present during critical confrontations with the State throughout the pretrial process. Given the realities of modern criminal prosecution, the critical proceedings at which counsel’s assistance is required more and more often occur outside the courtroom in pretrial proceedings “where the results might well settle the accused’s fate and reduce the trial itself to a mere formality.” United States v. Wade, 388 U. S. 218, 224 (1967).
In Wade, for instance, we held that because a post-indictment lineup conducted for identification purposes is a critical stage of the criminal proceedings, a defendant and his counsel are constitutionally entitled to notice of the impending lineup. Accordingly, counsel’s presence is a “requisite to conduct of the lineup, absent an intelligent waiver.” Id., at 237 (internal quotation marks omitted). The same reasoning applies to police decisions to interrogate represented defendants. For if the Sixth Amendment entitles an accused to such robust protection during a lineup, surely it entitles him to such protection during a custodial interrogation, when the stakes are as high or higher. Cf. Spano v. New York, 360 U. S. 315, 326 (1959) (Douglas, J., concurring) (“[W]hat use is a defendant’s right to effective counsel at every stage of a criminal case if, while he is held awaiting trial, he can be questioned in the absence of counsel until he confesses?”).
The majority’s cursory treatment of the waiver question rests entirely on the dubious decision in Patterson, in which we addressed whether, by providing Miranda warnings, police had adequately advised an indicted but unrepresented defendant of his Sixth Amendment right to counsel. The majority held that “[a]s a general matter... an accused who is admonished with the warnings prescribed ... in Miranda, .. . has been sufficiently apprised of the nature of his Sixth Amendment rights, and of the consequences of abandoning those rights.” 487 U. S., at 296. The Court recognized, however, that “because the Sixth Amendment’s protection of the attorney-client relationship . . . extends beyond Mi
As I observed in Patterson, the conclusion that Miranda warnings ordinarily provide a sufficient basis for a knowing waiver of the right to counsel rests on the questionable assumption that those warnings make clear to defendants the assistance a lawyer can render during postindictment interrogation. See 487 U. S., at 307 (dissenting opinion). Because Miranda warnings do not hint at the ways in which a lawyer might assist her elient during conversations with the police, I remain convinced that the warnings prescribed in Miranda,
A defendant’s decision to forgo counsel’s assistance and speak openly with police is a momentous one. Given the high stakes of making such a choice and the potential value of counsel’s advice and mediation at that critical stage of the criminal proceedings, it is imperative that a defendant possess “a foil awareness of both the nature of the right being abandoned and the consequences of the decision to abandon it,” Moran v. Burbine, 475 U. S. 412, 421 (1986), before his waiver is deemed valid. See Iowa v. Tovar, 541 U. S. 77, 81 (2004); Johnson v. Zerbst, 304 U. S. 458, 464 (1938). Because the administration of Miranda warnings was insufficient to ensure Montejo understood the Sixth Amendment right he was being asked to surrender, the record in this case provides no basis for concluding that Montejo validly waived his right to counsel, even in the absence of Jackson’s enhanced protections.
IV
The Court’s decision to overrule Jackson is unwarranted. Not only does it rest on a flawed doctrinal premise, but the dubious benefits it hopes to achieve are far outweighed by the damage it does to the rule of law and the integrity of the Sixth Amendment right to counsel. Moreover, even apart
I respectfully dissent.
“The sheriff or law enforcement officer having custody of an arrested person shall bring him promptly, and in any case within seventy-two hours from the time of the arrest, before a judge for the purpose of appointment of counsel.” La. Code Crim. Proc. Ann., Art. 280.1(A) (West Supp. 2009).
The dissent responds that Jackson also ensures that the defendant’s counsel receives notice of any interrogation, post, at 806, n. 2. But notice to what end? Surely not in order to protect some constitutional right to receive counsel’s advice regarding waiver of the right to have counsel present. Contrary to the dissent’s intimations, neither the advice nor the presence of counsel is needed in order to effectuate a knowing waiver of
In the cited passage, the Court noted that “[o]nce an accused has a lawyer, a distinct set of constitutional safeguards aimed at preserving the sanctity of the attorney-client relationship takes effect.” Patterson, 487 U. S., at 290, n. 3. To support that proposition, the Court cited Maine v. Moulton, 474 U. S. 159 (1985), which was not a case about waiver. The
The dissent posits a different reliance interest: “the public’s interest in knowing that counsel, once secured, may be reasonably relied upon as a medium between the accused and the power of the State,” post, at 809. We suspect the public would be surprised to learn that a criminal can freely sign away his right to a lawyer, confess his crimes, and then ask the courts to assume that the confession was coerced — on the ground that he had, at some earlier point in time, made a proforma statement requesting that counsel be appointed on his behalf
The dissent claims that, in fact, few confessions have been suppressed by federal courts applying Jackson. Post, at 808-809. If so, that is because, as the dissent boasts, “generations of police officers have been trained to refrain from approaching represented defendants,” post, at 809, n.- 4. Anyway, if the rule truly does not hinder law enforcement or make much practical difference, see post, at 807-809, and nn. 3-4, then there is no reason to be particularly exercised about its demise.
One of the dissenters in the present ease, Justice Bkeyek, also dissented in Gant and would have followed Belton on stare decisis grounds. See ante, at 354-355. Thus, he would not overrule either Belton or Michigan v. Jackson, 475 U. S. 625 (1986).
In Patterson v. Illinois, we further explained, “[o]nce an accused has a lawyer,” “a distinct set of constitutional safeguards aimed at preserving the sanctity of the attorney-client relationship takes effect.” 487 U. S., at 290, n. 3 (citing Maine v. Moulton, 474 U. S. 159, 176 (1985)). “Indeed,” we emphasized, “the analysis changes markedly once an accused even requests the assistance of counsel.” 487 U. S., at 290, n. 3.
The majority insists that protection from police badgering is the only purpose the Jackson rule can plausibly serve. After all, it asks, from what other evil would the rule guard? See ante, at 788. There are two obvious answers. First, most narrowly, it protects the defendant from any police-initiated interrogation without notice to his counsel, not just from “badgering” which is not necessarily a part of police questioning. Second, and of prime importance, it assures that any waiver of counsel will be valid. The assistance offered by counsel protects a defendant from surrendering his rights with an insufficient appreciation of what those rights are and how the decision to respond to interrogation might advance or compromise his exercise of those rights throughout the course of criminal proceedings. A lawyer can provide her client with advice regarding the legal and practical options available to him; the potential consequences, both good and bad, of choosing to discuss his case with police; the likely effect of such a conversation on the resolution of the charges against him; and an informed assessment of the best course of action under the circumstances. Such assistance goes far beyond mere protection against police badgering.
Even accepting the majority’s improper framing of Jackson’s foundation, the Court fails to show that the costs of the rule are more than negligible or differ from any other protection afforded by the right to counsel. The majority assumes, without citing any empirical or even anecdotal support, that any marginal benefits of the Jackson rule are “dwarfed by its substantial costs,” which it describes as harm to “ ‘society’s compelling interest in finding, convicting, and punishing those who violate the law.’ ” Ante, at 793 (quoting Moran v. Burbine, 475 U. S. 412, 426 (1986)). That assumption is highly dubious, particularly in light of the fact that several amici with interest in law enforcement have conceded
Further supporting the workability of the Jackson rule is the fact that it aligns with the professional standards and norms that already govern
In his concurrence, Justice Auto assumes that my consideration of the rule of stare decisis in this case is at odds with the Court’s recent rejection of his reliance on that doctrine in his dissent in Arizona v. Gant, ante, p. 355. While I agree that the reasoning in his dissent supports my position in this case, I do not agree with his characterization of our opinion in Gant. Contrary to his representation, the Court did not overrule our precedent in New York v. Belton, 453 U. S. 454 (1981). Rather, we affirmed the narrow interpretation of Belton’s holding adopted by the Arizona Supreme Court, rejecting the broader interpretation adopted by other lower courts that had been roundly criticized by judges and scholars alike. By contrast, in this case the Court flatly overrules Jackson — a rule that has drawn virtually no criticism — on its own initiative. The two cases are hardly comparable. If they were, and if Justice Auto meant what he said in Gant, I would expect him to join this opinion.
The majority leaves open the possibility that, on remand, Montejo may argue that his waiver was invalid because police falsely told him he had not been appointed counsel. See ante, at 798. While such police deception would obviously invalidate any otherwise valid waiver of Montejo’s Sixth Amendment rights, Montejo has a strong argument that, given his status as a represented criminal defendant, the Miranda warnings given to him by police were insufficient to permit him to make a knowing waiver of his Sixth Amendment rights even absent police deception.
Under Miranda, a suspect must be “warned prior to any questioning that he has the right to remain silent, that anything he says can be used against him in a court of law, that he has the right to the presence of an attorney, and that if he cannot afford an attorney^] one will be appointed for him prior to any questioning if he so desires.” 384 U. S., at 479.
With respect to vulnerable defendants, such as juveniles and those with mental impairments of various kinds, amici National Association of Criminal Defense Lawyers et al. assert that “Overruling Jackson would be particularly detrimental... because of the confusing instructions regarding counsel that they would receive. At the initial hearing, they would likely learn that an attorney was being appointed for them. In a later
Dissenting Opinion
dissenting.
I join Justice Stevens’ dissent except for footnote 5. Although the principles of stare decisis are not inflexible, I believe they bind the Court here. I reached a similar conclusion in Arizona v. Gant, ante, at 354-355 (dissenting opinion), and in several other recent cases. See, e.g., Leegin Creative Leather Products, Inc. v. PSKS, Inc., 551 U. S. 877, 923-929 (2007) (same); Parents Involved in Community Schools v. Seattle School Dist. No. 1, 551 U. S. 701, 865-866 (2007) (same); Federal Election Comm’n v. Wisconsin Right to Life, Inc., 551 U. S. 449, 534-536 (2007) (Souter, J., dissenting); Bowles v. Russell, 551 U. S. 205, 219-220 (2007) (Souter, J., dissenting); Gonzales v. Carhart, 550 U. S. 124, 190-191 (2007) (Ginsburg, J., dissenting); District of Columbia v. Heller, 554 U. S. 570, 675-679 (2008) (Stevens, J., dissenting).