STATE OF OREGON, Respondent on Review, v. RONALD ERVAN SPENCER, Petitioner on Review.
TC 85-60405; CA A38156; SC S33521
Supreme Court of Oregon
Argued and submitted March 5, 1987, decisions of Court of Appeals and trial court reversed and remanded for trial February 17, 1988
305 Or. 59 | 750 P.2d 147
Jonathan H. Fussner, Assistant Attorney General, Salem, argued the cause on behalf of respondent on review.
Linde, J., concurred and filed an opinion in which Peterson, C. J., and Lent, J., joined.
This driving under the influence of intoxicants (DUII) case once again presents this court with the question of what consequences follow if evidence of an intoxilyzer result is obtained from an arrested DUII suspect after police have refused to allow that suspect to contact an attorney. The Court of Appeals, with one judge dissenting, held that evidence of the intoxilyzer result was admissible in spite of the fact that the suspect had been denied access to counsel. State v. Spencer, 82 Or App 358, 728 P2d 566 (1986). In so holding, the Court of Appeals majority relied on this court‘s plurality opinion in State v. Newton, 291 Or 788, 813, 636 P2d 393 (1981), which held that, although such a denial of access to counsel was an unauthorized restriction of the defendant‘s personal liberty in violation of the
On May 4, 1985, Deputy McMullen of the Lane County Sheriff‘s Office arrested petitioner (hereafter defendant) for DUII. Defendant was transported to the Lane County Jail, where he was asked for a sample of his breath for testing. In connection with the request, McMullen explained to defendant the potential consequences of refusal to submit to the breath test. Defendant asked whether he could call his attorney before deciding whether to submit to the test. Defendant was told that he could not do so. He then submitted to the test. Defendant testified at the hearing on the motion to suppress that he had the name of an attorney and knew how to contact that attorney, had he been permitted to do so. The trial court ruled that the denial of an opportunity to consult counsel was not a sufficient ground to justify suppressing the intoxilyzer result.
The case reached the Court of Appeals on a state‘s appeal concerning another issue not important to the resolution of the present appeal. Defendant cross-appealed with respect to the denial of counsel issue. The Court of Appeals
This case arises out of the implied consent law, which formerly was codified at
“(1) Any person who operates a motor vehicle upon premises open to the public or the highways of this state shall be deemed to have given consent, subject to the implied consent law, to a chemical test of the person‘s breath for the purpose of determining the alcoholic content of the person‘s blood if the person is arrested for driving a motor vehicle while under the influence of intoxicants in violation of
ORS 813.010 or of a municipal ordinance. A test shall be administered upon the request of a police officer having reasonable grounds to believe the person arrested to have been driving while under the influence of intoxicants in violation ofORS 813.010 or of a municipal ordinance. Before the test is administered the person requested to take the test shall be informed of consequences and rights as described underORS 813.130 .“(2) No chemical test of the person‘s breath shall be given, under subsection (1) of this section, to a person under arrest for driving a motor vehicle while under the influence of intoxicants in violation of
ORS 813.010 or of a municipal ordinance, if the person refuses the request of a police officer to submit to the chemical test after the person has been informed of consequences and rights as described underORS 813.130 .”1
I
In State v. Scharf, supra, as in this case, the defendant in a prosecution for DUII objected to the introduction of the results of a breathalyzer test administered after her request to consult an attorney was denied. This court held, by a 4-3 vote, that
From the above portions of the implied consent statutes, the Scharf majority discerned a legislative intent that an accused be afforded the opportunity to make a “voluntary and informed choice” whether to submit to the breath test and risk a DUII conviction, or to refuse to submit at the price of a 120-day suspension. The majority noted that:
“The legal consequences of the choice are neither obvious nor easy to evaluate in the individual case. Indeed these legal consequences change with the passage of new legislation * * * There may be collateral effects for the individual‘s overall driving record, insurance coverage, even employment. Commonly an arrested person will know little of these implications of the decision to take or to refuse the test. But she may recognize, as [the defendant] did, that it is a decisive moment for the subsequent legal consequences and want to call counsel for advice before making the decision.” Id. at 459 (footnote omitted).
The majority went on to conclude that the legislature could not have intended that an arrested driver would have to rely solely on the legal advice of the police in making the decision to take or to refuse the test. Exercise of the “voluntary and informed choice” contemplated by the legislature, in the majority‘s view, required that the arrested driver be given the opportunity to consult an attorney. Id. at 460. The majority then held that denial of access to counsel would result in suppression of the breath test results in a prosecution for DUII:
“Because the legislature decided to employ breath tests in DUII prosecutions only with the suspect‘s informed assent, it follows that the results of such a breath test are to be used
against a DUII defendant only when they have been obtained by legally proper procedures.” Id. at 460-61, citing State v. Fogle, 254 Or 268, 459 P2d 873 (1969).
Chief Justice Denecke dissented, joined by Justices Tongue and Howell. The dissent traced the history of the implied consent law, noting that, when breath tests first were authorized, they were strictly voluntary. In 1965, the Oregon legislature enacted a statute providing that a driver impliedly consented to a breath test by using the state‘s highways. At that time, a driver‘s refusal to submit resulted in license suspension, but the fact of refusal could not be admitted in the driver‘s criminal trial for DUII. In 1979, however, the legislature amended the statute to provide that a driver‘s refusal to take a breath test was admissible in a criminal prosecution. The dissent concluded:
“The legislature has repeatedly evidenced serious concern about the problem of driving while under the influence of liquor. It has strengthened the enforcement of laws relating to driving while under the influence by amendments which changing constitutional law seemed to permit. In light of this history of repeated changes in the law in favor of stronger enforcement, I cannot read an implied legislative intent to require the opportunity for legal advice which certainly would not strengthen enforcement.” State v. Scharf, supra, 288 Or at 463 (Denecke, C. J., dissenting).
The dissent went on to note that the statute in question expressly set out the information to be given a person who refuses the test, and concluded that:
“In view of this express provision for the officer informing the arrested person of his or her choices and the consequences of the choices, I do not believe it reasonable to infer that the legislature also intended to legislate that the arrested person is entitled to additional advice from a lawyer.” Id.
Finally, the dissent argued that the majority was wrong in holding that the statutory violation, assuming there was one, required the exclusion of the breath test results in the defendant‘s DUII trial. The statute under consideration required that the accused be informed of the consequences of refusal before the refusal could serve as a basis for administrative license suspension.
“[I]t does not appear reasonable to conclude that when the legislature expressly provides that the effect of an officer‘s failing to advise a person of his or her choices and their consequences is to prohibit the state from suspending his or her license, the legislature, nevertheless, intended that if one is prevented from obtaining a lawyer‘s advice the test results must be excluded from evidence.” State v. Scharf, supra, 288 Or at 465-66.
Less than two years later, the court overruled the specific holding in Scharf that the results of a breath test must be suppressed under circumstances such as those presented in this case. State v. Newton, supra. While four members of that court (the three dissenting members and the specially concurring member) agreed that the actions of the officer in that case again violated the implied consent law, a majority of the court (the three plurality members and the specially concurring member) held that the denial of access to counsel did not require the suppression of evidence.
The Newton plurality specifically rejected the Scharf conclusion that denial of access to counsel violated the implied consent law. State v. Newton, supra, 291 Or at 800. The plurality began by exploring, as had the dissent in Scharf, the history and background of the implied consent statutes. Those statutes initially were enacted in response to caselaw, beginning with Rochin v. California, 342 US 165, 72 S Ct 205, 96 L Ed 183 (1952). There, the United States Supreme Court held that police conduct in obtaining morphine capsules swallowed by a criminal suspect offended the Due Process Clause of the
“Illegally breaking into the privacy of the petitioner, the struggle to open his mouth and remove what was there, the forcible extraction of his stomach‘s contents—this course of proceeding by agents of government to obtain evidence is bound to offend even hardened sensibilities. They are methods too close to the rack and the screw to permit of constitutional differentiation.” 342 US at 172.
In response to Rochin, the New York legislature enacted the
The Newton plurality next traced the evolution of Oregon‘s implied consent law, noting, as had the dissent in Scharf, that the trend was toward increasing the statute‘s enforceability. This trend followed the action of the United States Supreme Court in sharply limiting the Rochin doctrine. See Breithaupt v. Abram, 352 US 432, 77 S Ct 408, 1 L Ed 2d 448 (1957) (blood sample taken from unconscious driver without consent did not violate the
From the foregoing analysis, the Newton plurality concluded that the implied consent law was designed to imply a driver‘s legal consent to submit to a breath test, thereby removing the driver‘s right lawfully to refuse. The statute‘s reference to a “refusal” does not reinstate a driver‘s right to choose whether to submit to the test; rather, it recognizes the “physical reality” of a driver‘s ability physically to resist the test. State v. Newton, supra, 291 Or at 792-93. Thus, the implied consent law “is designed to overcome the possibility of physical resistance, despite legal consent, without resort to physical compulsion” by imposing adverse legal consequences on a refusal to submit to the test. Id. at 793. The plurality also noted that, under
“Had the legislature been concerned ‘with assuring the arrested driver a voluntary and informed choice’ as we stated in Scharf, 288 Or at 459, it surely would have required the police to advise the driver before, not after, the driver first chooses to submit or refuse.” Id. at 799 (emphasis in original).
The plurality concluded that the legislature did not intend an arrested driver to have any choice whether to submit to the breath test, and that access to counsel before taking the test was not required by
Having found no statutory violation, the plurality
The plurality also found no violation of state or federal guarantees of the right to counsel. Because the defendant had not yet been charged with a crime, the plurality concluded that no right to counsel under the
Finally, the plurality ruled that an arrestee‘s right to call an attorney is a liberty interest protected by the
“The opportunity of an arrested person to promptly communicate beyond confinement is not necessarily of the same magnitude of liberty as marital and procreational privacy which the United States Supreme Court held could only be restricted for ‘compelling’ public interests * * *. Neither, however, is it a minimal thing beneath the notice of the law. The everyday freedom to communicate with others takes on greater importance when one is in the enforced isolation of police custody. Communication may be the means to security [sic] release, advice, reassurance of one‘s family or associates, or professional assistance. For at least these reasons, allowance of a telephone call following arrest has become traditional and incommunicado incarceration is regarded as inconsistent with American notions of ordered liberty. Freedom of an arrested person to communicate is a significant and substantial liberty which may only be officially restricted if there is legal authority to do so.” Id. at 807 (citation omitted).
The police officer‘s actions in Newton had interfered
In a specially concurring opinion, Justice Tongue wrote that, although he agreed that an arrested person had a right to call an attorney, he was “not prepared to hold at this time that such a right is a constitutional ‘liberty’ under the
Justice Linde, joined by Justices Peterson and Lent, dissented, arguing that the plurality should have adhered to the Scharf court‘s holding that the implied consent law gave an arrested driver the right to consult a lawyer before deciding whether to submit to a breath test. The plurality‘s resolution of the case, Justice Linde argued, “needlessly enmeshes the [implied consent] law in serious constitutional difficulties.” State v. Newton, supra, 291 Or at 818 (Linde, J., dissenting).
After reiterating the interpretation of the implied consent law set out in Scharf, the dissent turned to a criticism of the plurality‘s constitutional analysis. First, the dissent argued, the plurality should not have based its decision on the federal constitution; that it did suggested that the defendant would have no protection under Oregon law. Second, the plurality opinion was not “a serious attempt to discern and to follow the federal law,” because it was not based on an analysis of relevant federal caselaw. State v. Newton, supra, 291 Or at 823 (Linde, J., dissenting). Third, Justice Linde wrote, “after finding a violation of due process of law, the plurality opinion incongruously holds that a conviction resulting from
Justice Lent joined in Justice Linde‘s dissent, but also wrote separately to point out that, after Scharf was decided, the legislature considered and rejected an amendment to the implied consent law that would have changed the result reached in that case. In his view, the legislature‘s failure to overrule Scharf supported the validity of that case‘s interpretation of the statute. State v. Newton, supra, 291 Or at 815-18 (Lent, J., dissenting).
II
The present case presents a classic fact pattern very much in the tradition of Scharf and Newton. The proper approach in evaluating defendant‘s claim is to consider first whether the state‘s action violated Oregon statutory law, then to consider the claim under the Oregon Constitution and, finally, under the federal constitution. See, e.g., Brown v. Multnomah County Dist. Ct., 280 Or 95, 98 n 1, 570 P2d 52 (1977).
As Justice Lent pointed out in his dissenting opinion in Newton, this court‘s interpretation of a statute becomes a part of the statute and should be changed only by the legislature. State v. Newton, supra, 291 Or at 815; see also State v. Elliott, 204 Or 460, 465, 277 P2d 754 (1954), cert den, 349 US 929 (1955). Had Newton not been decided, we might not undertake to change the Scharf rule now. Less than two years after Scharf was decided, however, a majority of the Newton court concluded that the interpretation set out in Scharf was wrong—three members rejected the entire exercise in statutory construction; one could not find any legislative intent to suppress evidence. The decision in Newton cast sufficient doubt on the meaning of the implied consent law that we feel it is proper to reexamine the question.
The basic concept embodied in the implied consent law is that one who drives a motor vehicle on the state‘s highways impliedly consents to a breath test.
As the dissent in Scharf also pointed out, the legislature provided that, if an arrested driver is not adequately advised, a refusal to submit to a breath test cannot serve as a basis for license suspension.
We conclude that the implied consent law,
III
The Newton plurality rejected the argument that Oregon‘s right to counsel provision,
“In all criminal prosecutions, the accused shall have the right * * * to be heard by himself and counsel * * *.”
The Newton plurality noted that:
“It is arguable that we should adopt an earlier point, e.g.,
the arrest, by which to define the commencement of ‘all prosecutions’ as that term is used in Article I, section 11, of the Oregon Constitution , but we conclude that the formal charge is the legal event which commences the obligation of the state to provide counsel. Functionally, there are no legal procedures for the appointment of counsel for indigents prior to a formal charge being brought and, as we observed in Scharf, 288 Or at 456 n 4, the decision to commence criminal rather than administrative proceedings is commonly not made until after a breathalyzer test is refused or taken and the result known. * * * Hence, underArticle I, section 11 , we concur in the reasoning of Kirby that the right to counsel ‘in all criminal prosecutions’ includes critical stages of the prosecution subsequent to indictment or other formal charge.” State v. Newton, supra, 291 Or at 804-05 (citation omitted).
As the Newton plurality recognized, the key to the applicability of
Before Newton, our caselaw interpreting
“There can be no question that the right to an attorney during the investigative stage is at least as important as the right to counsel during the trial itself. Where once the primary confrontation between state and individual occurred at the
trial, now ‘the point at which the individual first confronts the amassed power of the state has moved back in the process from trial to the police stage.‘” Id., quoting Note, An Historical Argument for the Right to Counsel During Police Interrogation, 73 Yale LJ 1000, 1041 (1964).
We are not persuaded by the Newton plurality‘s reasons for concluding that the right to seek the advice or assistance of counsel under
A person taken into formal custody by the police on a potentially criminal charge is confronted with the full legal power of the state, regardless of whether a formal charge has been filed. Where such custody is complete, neither the lack of a selected charge nor the possibility that the police will think better of the entire matter changes the fact that the arrested person is, at that moment, ensnared in a “criminal prosecution.” The evanescent nature of the evidence the police seek to obtain may justify substantially limiting the time in which the person may exercise his or her
We hold that, under the right to counsel clause in
IV
We turn to the appropriate consequence to be imposed for violation of this right. As previously noted, the Newton plurality‘s conclusion that an exclusionary rule was unnecessary has proven entirely unworkable. We have no way of learning—whether through some sort of judicial notice or otherwise—how thoroughly to heart the authorities have taken the respite given them in Newton. A rule that implies a capacity for empirical review is useless, where the review is impracticable. We decline to extend this approach to our Oregon constitutional analysis.
The second ground for the plurality‘s refusal to suppress the breath test results was that the defendant failed to demonstrate a sufficient causal relationship between the denial of access to counsel and obtaining the breath sample. The Newton plurality would have required the defendant to demonstrate that, had he been permitted to use the telephone, he would have obtained and followed legal advice that he not take the test. State v. Newton, supra, 291 Or at 809-10. The plurality explained that requirement as follows:
“The request [to call an attorney] alone may be sufficient in a
Fifth Amendment orSixth Amendment context, * * * but here we are considering only a restriction of liberty, not a denial of rights.” Id. at 810 n 11.
In the present decision, however, we do not rely on
The decision of the Court of Appeals is reversed. The decision of the trial court is reversed, and the case is remanded for trial.
LINDE, J., concurring.
Justice Gillette‘s majority opinion sets out the reasons that led a majority of this court in State v. Scharf, 288 Or 451, 605 P2d 690 (1980), to hold that the state could not prosecute a defendant for driving under the influence of intoxicants with the use of evidence of breathalyzer results obtained after police officers denied the driver‘s request to consult a lawyer. The reasons were that the applicable statutes left the driver a choice whether to take the breathalyzer test or to refuse to take it at the cost of losing her driver‘s license, that nothing in the statute purported to authorize interference with the “long established and well-known right of any arrested person to call an attorney,” 288 Or at 460, and that constitutional holdings could wait until the legislature attempted to permit such interference. 288 Or at 462.
The sequels confirm rather than undermine the correctness of our original approach in Scharf. In State v. Newton, 291 Or 788, 636 P2d 393 (1981), the plurality opinion disregarded this court‘s usual rule of stare decisis for statutory interpretations, see id. at 815 (Lent, J., dissenting), and after
The majority opinion makes the court‘s task too difficult when it reports (305 Or at 72) that “the implied consent law,
Peterson, C. J., and Lent, J., join in this opinion.
Notes
“This section establishes the requirements for information about rights and consequences for purposes of
“(1) The information about rights and consequences shall be substantially in the form prepared by the Motor Vehicles Division. The division may establish any form it determines appropriate and convenient.
“(2) The information about rights and consequences shall be substantially as follows:
“(a) Driving under the influence of intoxicants is a crime in Oregon, and the person is subject to criminal penalties if the test shows that the person is under the influence of intoxicants. If the person refuses the test or fails, evidence of the refusal or failure may also be offered against the person.
“(b) The person will fail the test if the test shows that the person is under the influence of intoxicants under Oregon law.
“(c) If the person refuses or fails the test, the person‘s driving privileges will be suspended. The outcome of a criminal charge for driving under the influence of intoxicants will not affect the suspension. The suspension will be substantially longer if the person refuses the test.
“(d) If the person refuses or fails the test and has an Oregon driver license or permit, the license or permit will be taken immediately and, unless the person does not currently have full valid driving privileges, a temporary driving permit will be issued to the person.
“(e) If the person refuses the test, the person will not be eligible for a hardship permit for at least 90 days, and possibly for one year, depending on the person‘s driving record. The person may possibly qualify for an occupational permit in 30 days if the person fails the test, depending on the person‘s driving record.
“(f) After taking the test, the person will have a reasonable opportunity, upon request, for an additional chemical test for blood alcohol content to be performed at the person‘s own expense by a qualified individual of the person‘s choosing.
“(g) The person has a right to a hearing to challenge the validity of the suspension before the suspension becomes effective. The person must make a written request to the Motor Vehicles Division for such a hearing. If the person wins at the hearing, the person‘s driving privileges will not be suspended. If the person loses at the hearing, the suspension will remain in effect during any court review of the hearing.
“(h) The following times:
“(A) If the person is issued a temporary driving permit under
“(B) The number of days within which a person must request a hearing under
“(C) The number of days within which a hearing under
“(3) Nothing in this section prohibits the division from providing additional information concerning rights and consequences that the division considers convenient or appropriate.”
Cf. State v. Dimeo, 304 Or 469, 477-78, 747 P2d 353 (1987) (denial of prisoner‘s right to call lawyer invalidated use of his telephone conversation with defendant as evidence against defendant).“If a person refuses to submit to a chemical test under
“No chemical test of the person‘s breath shall be given, under subsection (1) of this section, to a person under arrest for driving a motor vehicle while under the influence of intoxicants in violation of
“(a) The consequences of a refusal under
“(b) The person‘s rights under
The statute is ambiguous as to whether advice of rights and consequences must be given before the driver‘s initial decision. In 1985, the legislature amended
