448 Mass. 548 | Mass. | 2007
On May 14, 1977, Ruth M. Masters was brutally murdered as she rode her bicycle in the Myles Standish State Forest located in Plymouth. A widening police search for her killer ensued in the weeks and months that followed. Eric Anderson was interviewed by police four and one-half months after the investigation commenced. His automobile and its roof rack were photographed. He claimed to have no involvement in the crime, and was apparently not viewed as a prime suspect. Shortly thereafter, Anderson was convicted and sentenced to State prison for an unrelated assault. No arrest was made in the murder of Ruth Masters, and months stretched into years.
In late 1994, State police Lieutenant Richard Nagle, attached to the Plymouth County district attorney’s office, was assigned to reexamine the investigative files in the still unsolved murder of Masters. Witnesses interviewed in 1977 and 1978 were recontacted. State of the art forensic testing was done on the evidence gathered at the time, and new leads were pursued. In 1998, Anderson was indicted for the murder of Ruth Masters. In 2003, he was convicted of murder in the first degree on theories of deliberate premeditation and extreme atrocity or cruelty.
In his appeal, Anderson does not contest the sufficiency of the evidence. Our review of the record confirms that such a ground would be futile: eyewitnesses observed Anderson (and his automobile) in the State forest on the day of the murder stalking another female bicycler; testimony from Anderson’s family members established his familiarity with the State forest and placed the type of weapons used in the deadly assault on Masters in his possession at the time; and admissions made years later to inmates who shared his cell block at the Massachusetts Correctional Institution at Norfolk (MCI-Norfolk) contained damning details of his savage assault on that day.
Rather, Anderson argues that the trial judge erred in admitting (1) statements he made to police in the absence of counsel after he was indicted by a grand jury; (2) testimony regarding his skill at using a sharp knife and suggesting his commission of other criminal acts; and (3) testimony regarding his
Discussion. The facts adduced at the hearing on Anderson’s motion to suppress and at trial, which are relevant to the consideration of Anderson’s claims, are set out in the discussion of those claims below.
1. Anderson’s postindictment statements. By the time of Anderson’s indictment in 1998, he had been released from MCI-Norfolk and was serving a twenty-five-year prison sentence at the State prison in Thomaston, Maine.
On Sunday, November 22, after reading a newspaper report about the indictment, attorney Bruce Ferg, a senior trial attorney with the Committee for Public Counsel Services (CPCS), contacted CPCS’s chief counsel, William Leahy, and asked if he could be assigned to represent Anderson,
In the interim, also on November 23, Ferg hand-delivered a letter to assistant district attorney Joseph P. Gaughan informing Gaughan that Leahy had assigned him to represent Anderson. The letter stated that “no attempt should be made to interrogate Mr. Anderson or to obtain any physical or documentary evidence from him without my knowledge and express approval.” The letter also informed Gaughan that Ferg would be away over the Thanksgiving holiday, returning on Monday, November 30. Ferg did not contact Anderson prior to leaving for the holiday, and Anderson was unaware that counsel had been assigned by CPCS to represent him in the case.
Nagle and Anderson met in an interview room at the prison.
Anderson subsequently filed a motion to suppress statements he made to Nagle during this meeting on the grounds that their admission would violate his privilege against self-incrimination and his right to the assistance of counsel under the Fifth, Sixth, and Fourteenth Amendments to the United States Constitution and art. 12 of the Massachusetts Declaration of Rights.
The Sixth Amendment and art. 12 confer the right to the assistance and advice of counsel in order to protect the unaided layman at critical confrontations with the government after being charged with a specific crime. See McNeil v. Wisconsin, 501 U.S. 171, 177-178 (1991); Commonwealth v. Rainwater, 425
“To be valid, [a] waiver must be voluntary, and there must be an informed and intentional relinquishment of a known right. . . . For these purposes, Miranda warnings, although devised to inform suspects of their Fifth Amendment rights, are also sufficient to convey the substance of Sixth Amendment rights.” Commonwealth v. Torres, supra at 571-572, citing Patterson v. Illinois, supra at 296. In evaluating the validity of a waiver, a court is to consider the “totality of the circumstances” under which it was made, Commonwealth v. Jackson, 432 Mass. 82, 85 (2000), and cases cited, indulging “in every reasonable presumption against” it. Commonwealth v. Torres, supra at 571, quoting Brewer v. Williams, 430 U.S. 387, 404 (1977). The Commonwealth bears the burden of proving a valid waiver beyond a reasonable doubt. See Commonwealth v. Vao Sok, 435 Mass. 743, 751 (2002), citing Commonwealth v. Magee, 423 Mass. 381, 386 (1996).
Whether we conclude that Anderson was represented by counsel in light of the CPCS assignment, or that he was “not actually represented by counsel,” Commonwealth v. Torres, supra at 573 n.15, because there had been no determination of indigency and the CPCS assignment had not then been approved by a judge of the Superior Court, the fact remains that the November 27 meeting was not a police-initiated interrogation. If Anderson had been represented by counsel, he could still choose, on his own, to initiate contact with the police and validly waive his Sixth Amendment right to counsel for purposes of a postindictment interview. Michigan v. Harvey, supra at 352-353. Commonwealth v. Torres, supra at 571-572. If he was unrepresented and had not requested counsel, he could execute a valid waiver of counsel for such an interview even if it was police initiated, so long as he was sufficiently advised of his constitutional right to counsel. Patterson v. Illinois, supra at 292-296.
Anderson asks the court to extend the protection art. 12 affords to the right to counsel beyond that which the Sixth Amendment provides in the circumstances presented here. Specifically, Anderson asks that we adopt a rule similar to that adopted by the New York Court of Appeals under the New York State Constitution, to the effect that “[o]nce a lawyer has entered a criminal proceeding representing a defendant in connection with criminal charges under investigation, the defendant in custody may not waive his right to counsel in the absence of the lawyer.” People v. Hobson, 39 N.Y.2d 479, 481 (1976). We
As noted above, in determining whether a waiver of the defendant’s Sixth Amendment or corollary art. 12 right to counsel was knowing, intelligent, and voluntary, the court is charged with examining the totality of the circumstances in which the waiver was obtained, indulging every reasonable presumption against it. Among the important circumstances to be considered, of course, are whether the waiver was obtained in a custodial setting and whether it was obtained either in the absence of counsel’s presence or in the absence of the defendant’s having had the opportunity to consult with counsel.
Although Anderson was in custody, he was not being held under arrest where decisions regarding the duration and conditions of his confinement might be directly influenced by the police and the prosecutor, making him particularly vulnerable to those whose interests were in obtaining incriminating statements to aid in the prosecution of the case. Rather, Anderson was serving a twenty-five-year State prison sentence, a circumstance
Even were we to conclude that Anderson’s art. 12 rights were violated, the statements made to Nagle and admitted in evidence at the trial were harmless beyond a reasonable doubt. At trial, Nagle testified that during his conversation with Anderson on November 27, 1998, Anderson told him he was with his first wife, Elizabeth, on the day that Ruth Masters was killed, in “October of 1977.” When Nagle corrected Anderson, reminding him that Ruth Masters was killed in May 1977, Anderson responded, “Yeah, I was with Elizabeth in May of 1977.” When asked where he and his first wife were that day, Anderson merely smiled. When Nagle asked Anderson how he knew where he was on the day of the murder, Anderson replied that he had read about it in the newspaper on Monday morning. Asked when Ruth Masters was killed, Anderson said, “Saturday. ... I know that because [my second wife] Annie was working.” Anderson then told Nagle that he and Elizabeth were “down the Cape collecting pine cones” that day. Nagle also testified that, on questioning, Anderson said that he drove a 1970 Chevrolet Nova automobile in 1977, and that he had roof racks which he used if he had his canoe or fishing pole with him.
Neither defense counsel nor the prosecutor made any reference to these statements in their closing arguments. This undoubtedly reflects their view that these statements were of little importance
2. Anderson’s skills with a knife. Anderson argues that testimony from three inmates about his skill with a knife served no legitimate purpose, because there was no evidence that the crime required any special knife skills, and was highly prejudicial. There was no objection to this testimony at trial. We review any error for a substantial likelihood of a miscarriage of justice.
All three inmates were incarcerated with Anderson at MCI-Norfolk in or about 1987.
The medical examiner testified to the type and extent of the
If evidence is relevant, it is admissible unless its prejudicial nature is determined to outweigh its relevance in some significant respect. Such a determination is left to the sound discretion of the trial judge. Commonwealth v. Dunn, 407 Mass. 798, 807 (1990). Here, the testimony that Anderson was skilled in using a knife to cut leather was not so highly prejudicial as to outweigh its relevance. The ability to cut leather easily and with precision for the purpose of making leather goods is not a trait a jury necessarily would view negatively. See Lemay v. State, supra at 265; State v. Hartman, 93 Ohio St. 3d 274, 281-282 (2001) (where victim killed by stabbing, defendant chef’s set of kitchen knives admissible to show access to and familiarity with using knives). Consequently, it would not have been error for the judge to have ruled this evidence admissible had it been objected to at the time. In any event, the admission of the evidence, and counsel’s failure to object to it, did not result in a substantial likelihood of a miscarriage of justice.
3. Anderson’s statements in prison.
St. Germain testified that he and Anderson got into an altercation in which St. Germain told Anderson to go ahead and attack him because St. Germain was “doing a first degree” and had nothing to lose. In response, Anderson told him “I can operate a knife pretty good. I cut some people up pretty bad on the street. . . . They almost died,” including a woman on the South Shore.
Anderson claims that Holtman’s testimony constituted evidence of prior bad acts offered to prove propensity, and that, in any event, the conversations were too remote in time from the murder to be relevant, and were more inflammatory than probative.
“Evidence of prior bad acts generally is not admissible to prove bad character or propensity to commit the crime charged, but may be admissible if relevant for some other purpose.” Commonwealth v. Jackson, 417 Mass. 830, 835-836 (1994), citing Commonwealth v. Brusgulis, 406 Mass. 501, 504-505 (1990), and cases cited. Anderson’s statements to Holtman and Holtman’s testimony about the altered poster, however, were not offered as prior bad acts; they were offered as admissions of a party. Commonwealth v. DiMonte, 427 Mass. 233, 243 (1998).
It was well within the purview of the jury to consider whether the poster, Anderson’s comments to Holtman about the poster, and his description of killing and cutting up a woman on the “Capé” were admissions by Anderson concerning his involvement in the murder of Ruth Masters. A statement need not be specific to constitute an admission so long as it is relevant and tends, in conjunction with other evidence, to establish the defendant’s guilt. See Commonwealth v. Wood, 384 Mass. 641, 643-644 (1981), and cases cited. That Anderson made these statements ten years after the killing of Ruth Masters did not make them inadmissible. Although evidence of prior bad acts may not be admissible if their occurrence is too remote in time from the act charged to be probative, Commonwealth v. Helfant, 398 Mass. 214, 228 n.13 (1986), we are unaware of any such rule applicable to admissions by a party. We find no error.
Anderson contends that the testimony of St. Germain — that Anderson told him he had cut up a woman on the South Shore with a knife who had almost died — should not have been admitted because it was not relevant to whether Anderson killed Ruth Masters and could not qualify as an admission, because Anderson stated that the victim “almost died” and the person who murdered Ruth Masters must have known that she was dead. However, within the context of the conversation to which St. Germain testified, a jury could conclude that Anderson was speaking of attacking Ruth Masters. The conversation between Anderson and St. Germain was heated, and St. Germain told Anderson that if he attacked him, Anderson would “pay the price.” The jury could infer that Anderson wanted to respond with a statement about his own prowess with a knife, but downplay the crime he committed instead of expressly admitting to murder, because he feared St. Germain would inform the author
Anderson also contends that the statement made to St. Ger-main did not bear the usual indicia of reliability associated with admissions because Anderson was merely attempting to strengthen his assertion that he was highly skilled with a knife while threatening St. Germain. There is no requirement that a statement made by a defendant satisfy certain criteria qualifying it as “rehable” to be admitted as an admission. As a statement made by a party, it is admissible; the reliability of the statement is a question for the jury. See Commonwealth v. Morgan, 422 Mass. 373, 379-380 (1996); Commonwealth v. Earltop, 372 Mass. 199, 201-202 (1977). We see no error in its admission.
Because there was no error in the admission of the testimony of either Holtman and St. Germain, there was no ineffective assistance of counsel.
4. G. L. c. 278, § 33E. Anderson contends that we should reduce his conviction under G. L. c. 278, § 33E, to murder in the second degree because of evidence that he was intoxicated. The evidence presented at trial about Anderson’s alcohol consumption on the day of the murder was his statement to Russell that he had been “feeling pretty good” that day, and that when he was cutting up the victim, “he was in like a blackout,” but “woke up” to realize what he was doing and then tried to cover up the body with “brush and stuff” and make his escape with Masters’s bicycle.
5. Conclusion. None of Anderson’s claims on appeal warrants the reversal of his conviction. After a complete review of the record pursuant to G. L. c. 278, § 33E, we conclude that the interests of justice do not require the entry of a verdict of a lesser degree of guilt or a new trial.
Judgment affirmed.
The defense at trial was misidentification, not impairment or lack of requisite intent. Anderson’s counsel declined the judge’s offer to give a specific instruction on intoxication because of his concern about its effect on the defense he was pressing at trial.
Anderson was released from Massachusetts Correctional Institution at Norfolk (MCI-Norfolk) in 1988. He began serving his Maine State prison sentence “sometime in the 1990s.”
Attorney Bruce Ferg was aware that Anderson had been represented at some previous time by the Committee for Public Counsel Services (CPCS) in connection with another matter.
General Laws c. 21 ID, § 5, provides that CPCS “shall establish, supervise and maintain a system for the appointment or assignment of counsel at any stage of a proceeding, either criminal or noncriminal in nature, provided, however, that the laws of the commonwealth or the rules of the supreme judicial court require that a person in such proceeding be represented by counsel; and, provided further, that such person is unable to obtain counsel by reason of his indigency. The committee may also establish a system for the provision of counsel in any pre-arraignment procedure. A justice or associate justice shall assign a case to the committee, as hereafter provided, after receiving .from the probation officer a written report containing the probation officer’s opinion as to the defendant’s ability to pay for counsel, based on the standards and procedures provided for in section two.”
General Laws c. 211D, § 8, provides: “Upon a determination by a court that a person accused of murder in the first or second degree is indigent, the chief counsel or his designee may assign the case to either the public defender division or the private counsel division, subject to the approval of the justice making the determination of indigency.”
The motion judge found that CPCS had reason to believe that Anderson could be indigent.
The detective was also present in the room. Representatives of the district attorney’s office remained outside.
While other subjects were discussed by Lieutenant Richard Nagle and
The original motion filed also sought suppression of any statements Anderson made to police officers or representatives of the prosecution on October 1, 1999, when Anderson was eventually transported from Maine to Massachusetts so that he could be arraigned. Although there was no ruling as to the admissibility of such statements, none was introduced at trial.
Anderson also claimed that the assistant district attorney violated Mass. R. Prof. C. 4.2, 426 Mass. 1402 (1998), when he authorized Nagle to interview Anderson after knowing that CPCS had assigned counsel. While this claim was made in Anderson’s motion to suppress and it was discussed briefly at the evidentiary hearing, Anderson made no further argument on the subject in the memorandum he filed after die hearing, and the judge makes no mention of the claim in his memorandum of decision. We decline to address the issue other than to state that the remedy of suppression would not be available in any event. Commonwealth v. Vao Sok, 435 Mass. 743, 754 (2002) (no resulting prejudice warranting reversal arising from alleged violation of rule 4.2 where defendant informed his attorneys advised against continued communication).
Fellers v. United States, 540 U.S. 519, 523-525 (2004), is not to the contrary. In that case, the Supreme Court concluded that a statement
Anderson also claims that, in not waiting for Ferg to return on November 30 before traveling to Maine to speak to Anderson, the police (and prosecutor) acted to circumvent his right to counsel under the Sixth Amendment to the United States Constitution and art. 12 of the Massachusetts Declaration of Rights. We disagree. The fact that the police responded promptly to a message from Anderson that he wanted to plead guilty to the murder is hardly surprising or manipulative of Anderson’s circumstances. In any event, it does not amount to the type of circumvention considered to be in derogation of the defendant’s right to counsel. See, e.g., Maine v. Moulton, 474 U.S. 159, 176-180 (1985) (Sixth Amendment right circumvented where State arranged to record conversations between defendant and undercover informant [and codefendant] during meeting to discuss pending charges and defense strategy); United States v. Henry, 447 U.S. 264 (1980) (Sixth Amendment right circumvented where State created situation likely to induce indicted defendant in State custody to make incriminating statements to undercover informant, a fellow inmate who received contingent fee and was under government instructions).
Other relevant circumstances to be considered include the defendant’s age, education, intelligence, physical and mental stability, and experience with and in the criminal justice system. Commonwealth v. Anderson, 445 Mass. 195, 203 (2005), citing Commonwealth v. Magee, 423 Mass. 381, 388 (1996).
Anderson also contends that his attorney was constitutionally ineffective in failing to object to this evidence. Under G. L. c. 278, § 33E, we review claims of ineffective assistance of counsel under the same standard. Commonwealth v. Vao Sok, 435 Mass. 743, 758 (2002), citing Commonwealth v. Wright, 411 Mass. 678, 682 (1992).
This court previously had affirmed the denial of the Commonwealth’s petition under G. L. c. 211, § 3, to review the denial of its motion in limine to admit evidence of the crime that resulted in Anderson’s incarceration at MCI-Norfolk, as well as evidence of the crime that resulted in his lengthy sentence of incarceration in Maine. Commonwealth v. Anderson, 439 Mass. 1007 (2003).
Inmate Horace Russell testified in detail about Anderson’s admission to
There was also testimony of a general nature from Anderson’s stepson that Anderson often consumed alcohol during their fishing trips to Myles Standish State Forest.
Before selecting jurors, the judge asked those who had read, heard, or seen anything about the case to identify themselves, and before empanelling any of these potential jurors, he conducted an individual voir dire to determine whether the person could be an impartial juror. One of the jurors informed the judge that she had seen a reference to the case in the news and that the thing she found most remarkable was the age of the case. When the judge asked the juror whether she would be able to “put that aside, anything that might come back to [her] mind via the media, put that aside and judge this case on the evidence presented,” the transcript records the juror as saying, “No.” The judge then proceeded to find her indifferent, to which there was no objection.
Although Anderson has not argued that the presence of this juror resulted in a substantial likelihood of a miscarriage of justice, we note that it did not. Where a judge determines a “serious question of possible prejudice” exists, the judge should conduct a voir dire of the jurors. Commonwealth v. John, 442 Mass. 329, 339 (2004), citing Commonwealth v. Tennison, 440 Mass. 553, 557 (2003). The judge did precisely that when he asked her whether she could remember any details from the news or any other occasion, and satisfied himself that the juror was impartial.