STEPHEN T. COCHRAN v. DEPARTMENT OF TRANSPORTATION
(SC 20940)
Supreme Court of Connecticut
December 24, 2024
350 Conn. 844
D‘Auria, Mullins, Ecker, Alexander and Dannehy, Js.
Thе “officially released” date that appears near the beginning of an opinion is the date the opinion will be published in the Connecticut Law Journal or the date it is released as a slip opinion. The operative date for the beginning of all time periods for the filing of postopinion motions and petitions for certification is the “officially released” date appearing in the opinion.
All opinions are subject to modification and technical correction prior to official publication in the Connecticut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports. In the event of discrepancies between the advance release version of an opinion and the version appearing in the Connecticut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports, the latest version is to be considered authoritative.
The syllabus and procedural history accompanying an opinion that appear in the Connecticut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be reproduced or distributed without the express written permission of the Commission on Official Legal Publications, Judicial Branch, State of Connecticut.
Syllabus
The plaintiff appealed, on the granting of certification, from the judgment of the Appellate Court, which had reversed the decision of the Compensation Review Board. The board had upheld an award of statutory (
This court concluded that, under the plain and unambiguous language of
Argued September 23—officially released December 24, 2024
Procedural History
Appeal from the decision of the workers’ compensation commissioner for the third district awarding the plaintiff certain disability benefits, brought to the Compensation Review Board, which affirmed the commissioner‘s decision; thereafter, the defendant appealed to the Appellate Court, Alvord, Moll and Cradle, Js., which reversed the board‘s decision and remanded the case with direction to reverse the commissioner‘s decision, and the plaintiff, on the granting of certification, appealed to this court. Reversed; further proceedings.
* The listing of justices reflects their seniority status on this court as of the date of oral argument.
James H. McColl, Jr., for the appellant (plaintiff).
Cynthia W. Sheppard, assistant attorney general, with whom, on the brief, were William Tong, attorney general, and Joshua Perry, solicitor general, for the appellee (defendant).
Francis X. Drapeau filed a brief for the Connecticut Trial Lawyers Association as amicus curiae.
Donna Civitello filed a brief for the Connecticut Education Association et al. as amici curiae.
Nathan J. Shafner filed a brief for the Connecticut Counsel for Occupational Safety and Health as amicus curiae.
Dana M. Hrelic and Meagan A. Cauda filed a brief for the Connecticut Business and Industry Association et al. as amici curiae.
Opinion
ECKER, J. The sole issue in this certified appeal is whether an employee who sustained a compensable injury under the Workers’ Compensation Act (act), General Statutes
855, 868, 299 A.3d 1247 (2023). We disagree and reverse the judgment of the Appellate Court.
The plaintiff, Stephen T. Cochran, began working for the defendant, the Department of Transportation, in 1967. In 1994, in the course of his employment for the defendant, the plaintiff sustained an injury to his lumbar spine while lifting a 300 to 400 pound traсtor-trailer tire over a barrier on Interstate 84. The plaintiff timely filed an accident report and sought medical treatment for his injury, which necessitated two surgeries and years of pain management. In 1995, the defendant issued a voluntary agreement form accepting the 1994 workplace injury as compensable under the act and acknowledging that the plaintiff was entitled to a permanent partial disability award of 29.5 percent to the lumbar spine. The plaintiff continued to work for the defendant until 2003, when he accepted an incentivized early retirement benefits package. He was fifty-four years old and had no intention of returning to the workforce at the time of his retirement.
Following his retirement, the plaintiff‘s back condition deteriorated. He continued to obtain medical treatment, including another surgery in 2013, this one in New York. It is undisputed that the plaintiff did not seek authorization or notify the defendant prior tо seeking treatment or undergoing the out-of-state surgery. In 2015, the plaintiff requested a workers’ compensation hearing to modify his award, seeking, among other things, total incapacity benefits pursuant to
Following these formal hearings, the commissioner found that, as of December 30, 2017, the plaintiff was totally incapacitated and unable to work as a result of his 1994 workplace injury and, therefore, that he was entitled to total incapacity benefits pursuant to
The defendant appealed to the Compensation Review Board (board), claiming, among other things, that the “commissioner [had] misapplied the law when she ordered the payment of total [incapacity] benefits following unauthorized medical treatment from an out-of-network, out-of-state provider” and “when she ordered the paymеnt of total [incapacity] benefits ad infinitum, despite the [plaintiff‘s] having taken a voluntary incentive retirement program in 2003 and not having suffered any loss of earning capacity.” The board affirmed the commissioner‘s decision. The board concluded that “it was well within the [commissioner‘s] discretion to award” total incapacity benefits for the three months following the plaintiff‘s unauthorized surgery in 2013 because it could be
benefits was legally proper because (1) the plain and unambiguous language of
The defendant next appealed to the Appellate Court, raising two claims. First, the defendant argued that the board erred in affirming the commissioner‘s decision awarding total incapacity benefits under
reaching the defendant‘s second claim. See id., 873-74; see also id., 857 n.2, 863–64 n.8 and 873 n.10.
We granted the plaintiff‘s petition for certification to appeal, limited to the issue of whether the Appellate Court correctly determined that the plaintiff was not eligible for total incapacity benefits pursuant to
Whether a voluntary retiree is eligible to receive total incapacity benefits under
Section
disagreement lies in their conflicting interpretations of the terms “results in” and “total incapacity to work . . . .”
We construe statutory terms in accordance with General Statutes
Our inquiry begins with the phrase “results in.” As used in the statute, this phrasе operates to require a causal nexus between a claimant‘s original compensable injury (“any injury for which compensation is provided under the [act]“) and the claimant‘s subsequent total incapacity to work. General Statutes
the original workplace injury and the subsequent total incapacity to work.
The term “result in” is a commonly used phrasal verb. Because it is not defined in
Our decision in Laliberte v. United Security, Inc., 261 Conn. 181, 801 A.2d 783 (2002), is instructive in
the present case because it addressed the causation requirement under
In arriving at our conclusion in Laliberte, we highlighted that the act was “an intricate and comprehensive statutory scheme” and that “it is not the court‘s role to acknowledge an exclusion when the legislature painstakingly has created such a complete statute.” Id., 187. Whether total incapacity benefits should be discontinued for incarcerated claimants is a matter of policy “for the legislature to decide, not the courts.” Id., 188. “If the legislature had intended to discontinue total disability benefits for those who are incarcerated, it easily could have done so.” Id., 187. There is no such exclusion in the statutory scheme, and we would not create one by judicial fiat.
The defendant maintains that Laliberte is distinguishable because the claimant‘s compensable injury in that case was “the initial cause of his separation from the workforce” and because “he continue[d] to want to work” while incarcerated. This argument fails because it finds no support in the ratio decidendi of Laliberte. We said nothing there about the claimant‘s desire or willingness to work. Nor did our holding hinge on whether the claimant‘s injury was the initial reason for his separation from the workforce. We made no mention of when the claimant left the workforce or for what reason. See id., 184. Our holding instead was based on the absence of any indication in the statutory text or legislative history that “the legislature intended to permit the discontinuance of total [incapacity] benefits for totally disabled recipients who are also unable to work as a result of incarceration.” Id., 186. This reasoning applies with equal force to the initiation of benefits following a claimant‘s voluntary retirement. The statute does not require a causal nexus between the injury and the claimant‘s actual employment status;
This understanding also disposes of the argument, contained in the decision of the Appellate Court, that Laliberte is distinguishable because it involved the discontinuance rather than the initiation of total incapacity benefits. See Cochran v. Dept. of Transportation, supra, 220 Conn. App. 872-73 (this court‘s “repeated use of
the phrase ‘discontinuance of benefits’ in Laliberte summarizes the distinction between the claimant in that case and the plaintiff in the present case“). We used the term “discontinuance of benefits” in Laliberte because it accurately described the procedural posture of the claimant‘s workers’ compensation case. Seе Laliberte v. United Security, Inc., supra, 261 Conn. 186. Nothing in that opinion suggests that the result would have been different had the claimant been incarcerated immediately after sustaining his compensable workplace injury and sought total incapacity benefits for the first time while incarcerated. As the amici curiae the Connecticut Education Association and the Connecticut Alliance for Retired Americans point out, the standard of proof for establishing initial entitlement to total incapacity benefits is the same as the standard for maintaining the entitlement when discontinuance is sought. See Dengler v. Special Attention Health Services, Inc., 62 Conn. App. 440, 454, 774 A.2d 992 (2001) (“total incapacity becomes a matter of continuing proof for the period claimed” (internal quotation marks omitted)); Cummings v. Twin Tool Mfg. Co., 40 Conn. App. 36, 42, 668 A.2d 1346 (1996) (same). Likewise, our analysis of what a claimant must show to demonstrate initial eligibility for benefits is identical to what a claimant must show to demonstrate continuing eligibility for benefits. In both cases, the causal nexus is not disrupted by intervening circumstаnces, so long as the total incapacity results from the original compensable injury.
The legislature‘s use of the phrase “total incapacity to work,” the other critical statutory language used to describe the condition triggering entitlement to benefits under
in considering
The defendant asserts that “the statutory ‘incapacity’ to work hinges on willingness to work” and asks us to construe
his willingness to work. See, e.g., Czeplicki v. Fafnir Bearing Co., supra, 137 Conn. 456. If the legislature had intended instead to require the injury to result in the claimant‘s actual departure from the workforce, it could and would easily have so stated by providing that the benefits are available if the injury results in the claimant‘s loss of employment or involuntary separation from the workforce, or words to that effect. See, e.g., Costanzo v. Plainfield, 344 Conn. 86, 108, 277 A.3d 772 (2022) (“[i]t is a well settled principle of statutory construction that the legislature knows how to convey its intent expressly . . . or to use broader or limiting terms when it chooses to do so” (internal quotation marks omitted)).
We need not speculate about whether the legislature, without saying so, nonetheless intended to require willingness to work as a precondition for total incapacity benefits under
ment in
Equally unavailing is the defendant‘s argument that our precedent has already incorporated a willingness to work requirement into
See, e.g., Osterlund v. State, supra, 135 Conn. 506–507 (“[i]f, though [the claimant] can do such work, his physical condition due to his injury is such that he cannot in the exercise of reasonable diligence find an employer who will employ him, he is just as much totally incapacitated as though he could not work at all” (emphasis added)). The claimants in those cases provided evidence of unemployability in the form of fruitless job searches. This court then determined whether the commissioner‘s findings of total incapacity were permissible based on the factual record. However, evidence of willingness to work has never been required to establish eligibility for total incapacity benefits. See, e.g. Ferrara v. Clifton Wright Hat Co., supra, 125 Conn. 143 (“[although an] inability to obtain work by the exercise of due diligence is evidential it is not so conclusive as to require a finding of incapacity“). Rather, “[t]he evidence must be such as to show that inability to obtain work and earn wages, or diminished earning capacity, exists not by reason of any change in market conditions, but because of a defect [that] is personal to [the worker] and [that] is the direct result of the injury that [the worker] has sustained.” (Internal quotation marks omitted.) Id. In other words, as we have established in the foregoing analysis, the evidence must show that the claimant is unable to work as a result of their work-related injury. When a claimant is not medically incapacitated but is nonetheless rendered unemployable by their injury, various forms of evidence will often suffice, such as “nonphysician vocational rehabilitation expert or medical testimony that [the claimant] is unemployable . . . .” (Internal quotation marks omitted.) Mikucka v. St. Lucian‘s Residence, Inc., 183 Conn. App. 147, 160, 191 A.3d 1083 (2018). In short, the
defendant mistakenly construes one way to provide evidence of total incapacity as а generalized statutory requirement for establishing total incapacity. We reaffirm that there is no requirement under
Our analysis is not complete without addressing the relationship between
either be earning a wage, or be “ready and willing to perform other work in the same locality” to establish eligibility for benefits. The defendant argues that this discrepancy is “an irrelevant distinction in the statutory language” but fails to provide any reason that would explain the difference between the statutes other than the most obvious one, which is that a claimant seeking total incapacity benefits need not show that he is ready and willing to work. “We presume that the legislature had a purpose for each sentence, clause or phrase in a legislative enactment, and that it did not intend to enact meaningless provisions.” (Internal quotation marks omitted.) Hall v. Gilbert & Bennett Mfg. Co., 241 Conn. 282, 303, 695 A.2d 1051 (1997).
General Statutes
would make no sense for the legislature to enact a wage calculation formula for benefits that do not exist. The enactment of a wage calculation formula that contemplates benefits being paid to workers whose incapacity occurs after retirement indirectly supports our conclusion that total incapacity benefits are available to that category of claimants under
The causation requirement in General Statutes
866-67. Although the legislative intent of
Notwithstanding this textual evidence, the Appellate Court held, and the defendant maintains, that awarding total incapacity benefits to workers when their total incapacity occurs after their voluntary retirement
The flaw in this argument is that it does not take into account that our precedent recognizes two purposes served by total incapacity benefits. As the Appellate Court points out, the benefits function to replace lost
wages that the claimant is unable to earn as the result of the incapacitating effects of the work-related injury. See id. However, our precedent has also characterized the purpose of total incapacity benefits as compensation for the loss of earning power or capacity. See Esposito v. Stamford, supra, 350 Conn. 218 (categorizing total and partial incapacity benefits as compensation for “the loss of earning capacity“); Churchville v. Bruce R. Daly Mechanical Contractor, 299 Conn. 185, 192, 8 A.3d 507 (2010) (“[c]ompensation for loss of earning power takes the form of partial or total incapacity benefits” (internal quotation marks omitted)); Marandino v. Prometheus Pharmacy, 294 Conn. 564, 577, 986 A.2d 1023 (2010) (total and partial incapacity benefits are “designed to compensate for loss of earning capacity“); Mulligan v. F. S. Electric, supra, 231 Conn. 541 (“[c]ompensation under [the] [a]ct is based [on] incapacity, total or partial, and hence is based [on] loss of earning power” (internal quotation marks omitted)); Rousu v. Collins Co., 114 Conn. 24, 31, 157 A. 264 (1931) (“[c]ompensation under [the] [a]ct is based [on] incapacity, total or partial, and hence is based [on] loss of earning power” (internal quotation marks omitted)); Reilley v. Carroll, supra, 110 Conn. 285 (“[t]he object of our statute was to give compensation for a totаl or partial loss of the capacity to earn wages” (internal quotation marks omitted)). Indeed, Rayhall itself uses this formulation in a different part of the opinion. See Rayhall v. Akim Co., supra, 263 Conn. 349 (“[c]ompensation for loss of earning power takes the form of partial or total incapacity benefits” (emphasis added)). Awarding total incapacity benefits to a claimant who becomes incapacitated after retirement, and who therefore cannot earn a living should they need or desire to return to the workforce, serves the purpose of compensating for loss of earning power.
Our precedent does not prioritize one of these purposes over the other but, rather, demonstrates that total
incapacity benefits under
In light of the foregoing, we conclude that, under the plain and unambiguous language of
A.3d 950 (2016). The defendant makes no argument that our construction of the statute, permitting eligibility for total incapacity benefits when the incapacity occurs after retirement, is absurd or unworkable. Thus, pursuant to
We acknowledge the concerns expressed by the defendant that employers and their insurers may incur increased and more unpredictable costs if they are required to pay total incapacity benefits to claimants whose eligibility arises after retirement, and that benefits for lost earning capacity paid to retirees may be considered a windfall from one perspective. To the extent that these concerns are compelling, however, they emanate from the statute as written, and their amelioration lies in the hands of the legislature. “The
complex nature of the [act] requires that policy determinations should be left to the legislature, not the judiciary.” (Internal quotation marks omitted.) McCullough v. Swan Engraving, Inc., 320 Conn. 299, 310, 130 A.3d 231 (2016). In this regаrd, we observe that the legislature, by existing legislation, appears to have considered and regulated the interplay between and among various
In summary, we agree with the board that
total incapacity benefits regardless of whether their total incapacity occurs before or after their voluntary retirement.
The only remaining issue is the defendant‘s alternative claim that the board erred in affirming the commissioner‘s award of
The judgment of the Appellate Court is reversed and the case is remanded to that court with direction to consider the defendant‘s remaining claim on appeal.
In this opinion the other justices concurred.
