Hall v. Gilbert & Bennett Manufacturing Co.Hall v. Gilbert & Bennett Manufacturing Co.
Opinion
This is an appeal by the defendant
The record reveals the following facts and procedural history. On June 23, 1980, the claimant, Garland Hall, sustained an injury to his cervical spine arising out of and in the course of his emрloyment with the defendant Gilbert and Bennett Manufacturing Company, Inc. (Gilbert and Bennett). On August 11, 1983, the defendant Travelers Insurance Company (Travelers), the workers’ compensation carrier for Gilbert and Bennett, notified the fund, on behalf of Gilbert and Bennett, of its intent to transfer liability for Hall’s claim to the fund pursuant to
On August 8, 1995, at Travelers’ request, the trial commissioner (commissioner) held a formal hearing addressing whether transfer of Hall’s claim to the fund was appropriate. At the hearing, the fund argued that the commissioner had no jurisdiction to entertain Travelers’ transfer request because P.A. 95-277, § 4 (a), mandated that all contested issues regarding the existence of a previous disability under
I
The first issue that this court must address is whether we have jurisdiction to consider the merits of the fund’s appeal. That inquiry initially requires us to answer two questions: First, we must determine whether the board had subject matter jurisdiction over Travelers’ appeal pursuant to
We first address the question of whether the board had subject matter jurisdiction. In its brief to the board, the fund declined to argue the merits of Travelers’ appeal. Rather, it claimed, inter alia, that the board
We begin our analysis by noting that “ [a] dministrative agencies are tribunals of limited jurisdiction and their
With these two definitions in mind, we turn to the commissioner’s ruling at the August 8, 1995 hearing. Travelers ostensibly requested the hearing so that the commissioner could hear evidence and make a determination of all of the factual issues necessary to transfer liability for Hall’s claim to the fund pursuant to
On Travelers’ appeal to the board, the board determined that P.A. 95-277, § 4 (a), affected substantive rather than procedural rights, and, therefore, that its provisions requiring a three physician panel to decide all controverted issues concerning the existence of a previous disability could be applied only prospectively from the effective date of the act, July 1, 1995. Because the claimant’s injury in the present case predated July 1, 1995, the board determined that P.A. 95-277, § 4 (a), did not apply. The bоard, therefore, reversed the commissioner’s ruling and remanded the case to the com
At oral argument before this court, the fund asked that we revisit our decisions interpreting a final judgment requirement into
The interpretation of
We acknowledge that the text of
The doctrine of stare decisis counsels that “a court should not overrule its earlier decisions unless the most cogent reasons and inescapable logic require it.” (Internal quotation marks omitted.) Jolly, Inc. v. Zoning Board of Appeals,
In evaluating the force of stare decisis, our case law dictates that we should be especially wary of overturning a decision that involves the construction of a statute. See Jolly, Inc. v. Zoning Board of Appeals, supra,
The first of our decisions construing
Our conclusion that the board’s decision did not constitute an appealable final judgment, however, does not foreclose consideration of the merits of the present appeal. In response to our raising of the final judgment issue, sua sponte, the fund requested, in a letter sent in accordance with
We first address whether an appeal from a board decision fits within the parameters of
We next address whether the fund’s failure to follow the procedures of
II
The fund’s substantive argument requires us to determine whether the provisions of P.A. 95-277, § 4 (a), requiring a panel of three physicians to decide all controverted issues concerning the existence of a previous disability, applies retroactively to cases in which the claimant’s second injury predated the effective date of
Our analysis of P.A. 95-277, § 4 (a), is governed by well settled principles of statutory construction. We are mindful of the accepted principle that “a statute affecting substantive rights is to be applied only prospectively unless the legislature clearly and unequivocally expresses its intent that the legislation shall apply retrospectively.” Turner v. Turner,
After reviewing the text of P.A. 95-277 in its entirety, we conclude that the legislature clearly and unequivocally intended § 4 (a) to apply retroactively to those transfer claims in which the claimant’s second injury occurred prior to July 1, 1995. If we were to conclude that the legislature intended § 4 (a) of P.A. 95-277 to apply only prospectively from the effective date of the act, we would render it a legal nullity, since § 3 (d) of the same act effectively terminated the transfer of cases in which the second injury occurred on or after July 1, 1995, the effective date of the act. Such an interpretation would be illogical and would run contrary to the principle that “[cjourts must presume that the [legislature] did not intend to enact useless legislation.” Union Trust Co. v. Heggelund,
Travelers argues that P.A. 95-277, § 4 (a), effected at least three substantive changes in the law governing transfer of claims to the fund, namely that the act: (1) gave to the chairman broad new powers that previously did not exist; (2) required the claimant to submit to any examination that the medical рanel might require; and (3) removed the right to appeal the medical panel’s determination of the previous disability issue. Relying on
We have interpreted
As additional support for its argument in favor of prospective application of P.A. 95-277, § 4 (a), Travelers cites the date of injury rule. We recently analyzed the date of injury rule in Gil v. Courthouse One, supra,
Ill
Finally, Travelers raises two constitutional challenges to
“In the absence of weighty countervailing circumstances, it is improvident for the court to invalidate a statute on its face.” Sassone v. Lepore,
With regal'd to a claim that our prejudgment remedy statutes violated procedural due process on their face, we stated: “A claim that a statute fails, on it face, to comport with the constitutional requirements of procedural due process reflects a fundamental misunderstanding of the law of due process. Due process is inherently fact-bound because ‘due process is flexible and calls for such procedural protections as the particular situation demands.’ ” Sassone v. Lepore, supra,
IV
To summarize, we conclude that P.A. 95-277, § 4 (a), now codified at
In this opinion the other justices concurred.
Notes
There were three defendants in this action: Gilbert and Bennett Manufacturing Company, the employer; Travelers Insurance Company, the employer’s insurer; and the second injury fund. This appeal presents a controversy between the second injury fund and the other two defendants. The claimant did not file briefs with either the compensation review board or this court.
Public Act 95-277, § 4, provides in relevant part: “(a) The custodian of the Secоnd Injury Fund and an insurer or self-insured employer seeking to transfer a claim to the fund shall submit all controverted issues regarding the existence of a previous disability under
General Slatutes
“(b) As a condition precedent to the liability of the Second Injury Fluid, the employer or its insurer shall: (1) Notify the custodian of the fund by certified mail no later than three calendar years after the date of injury or no later than ninety days after completion of payments for the first one hundred and lour weeks of disability, whichever is earlier, of its intent to transfer liability for the claim to the Second Injury Fund; (2) include with the notification (A) copies of all medical reports, (B) an accounting of all benefits paid, (C) copies of all findings, awards and approved voluntary agreements, (D) the employer’s or insurer’s estimate of the reserve amount to ultimate value for the claim, (E) a two-thousand-dollar notification fee payable to the custodian to cover the fund’s costs in evaluating the claim proposed to be transferred and (F) such other material as the custodian may require. The employer by whom the employee is employed at the time of the second injury, or its insurer, shall in the first instance pay all awards of compensation and all medical expenses provided by this chapter for the first one hundred four weeks of disability. Failure on the pari, of the employer or an insurer to comply does not relieve the employer or insurer of its obligation to continue furnishing compensation under the provisions of this chapter. The custodian of the fund shall, by certified mail, notify a self-insured employer or an insurer, as applicable, of the rejection of the claim within ninety days after receiving the completed notification. Any claim
We have, in the record before us, a transcript of the August 8, 1995 hearing. The relevant colloquy between the attorneys and the trial commissioner was as follows:
“Commissioner [John A.] Arcudi: Well, Attorney [Michelle] Truglia, I understand that there’s objection to this going forward at the present time in this venue, in this jurisdiction.
“Ms. Truglia [representing the fund]: Yes, Commissioner.
“Commissioner Arcudi: This venue.
“Ms. Truglia: Based upon the July 1,1995revision to Chapter568, Public Act 95-277, [§] 4, it now requires any contested bases for transfer to the Fund, to be heard by a, three person medical panel, and we feel that Your Honor has no jurisdiction to hear any argument on the matter of transferability to the Fund.
“Commissioner Arcudi: So you’re resisting any proceedings today?
“Ms. Truglia: Yes, Commissioner . . .
“Commissioner Arcudi: Well, I have very limited — no constitutional jurisdiction to declare an act, of the legislature uncоnstitutional. My duty is to follow the a,ct. The act now says a medical question on a, previous impairment needs to be submitted, to the Chairman so the Chairman can submit it to the medical panel. So obviously I must grant the Fund’s request within the parameters of Section [Four of the] Public Act. I will, proceed that way. I don’t think Pm going to do anything. I think it’s going to be up to the Fund to submit the question. . . .
“Ms. D’Angelo [representing Gilbert and Bennett and Travelers]: I think we do, Commissioner.
“Commissioner Arcudi: You want to submit some order for me to sign so that we can move it? I mean, I’m going to deny your objection to Attorney Truglia’s request to be permitted to submit this to the medical panel. Do you want to have — how do you want me to word the denial so that the issues that are left will still remain? I think maybe you ought to do that.
“Ms. D’Angelo: I think we do need an order in writing.
“Commissioner Arcudi: Will you draft it? Attorney Truglia, one of you agree on it, draft it, I’ll sign it.
“Ms. Truglia: Are you saying you’re going to appeal from his denial of your right to go forward? That’s why you want an order?
“Commissioner Arcudi: I think they need an order, unless you can take the transcript. I can deny Travelers’ objectiоn to your request to be permitted to submit it to the medical panel. I am denying it. If you want the transcript, I’ve given you a verbal order. In other words, you want to include something in the order that hasn’t been covered in the transcript because of any future bases for a legal argument, I’ll permit you to draft such a thing. Otherwise, you can take the transcript and I’ve denied your objection.
“Ms. D’Angelo: We might need something in writing. I’m not saying I’m going to be appealing this. I don’t know. This seems to be new territory we are venturing into. I want to have something in writing.
“Commissioner Arcudi: You can have it in the transcript. By ordering a transcript that may be sufficient. You may want something else. Let us know. In the meantime, order the transcript. I won’t close this part of the proceeding, not the case anyway. So you’re ordering a transcript?
“Ms. D’Angelo: Yes.
“Commissioner Arcudi: Attorney Truglia?
“Ms. Truglia: I’ll take one, too.” (Emphasis added.)
Commissioner Robin L. Wilson concurred in part with and dissented in part from the opinion of the board. Although Wilson agreed that the board had jurisdiction to consider Travelers’ appeal, she disagreed with the board’s
At oral argument before this court, the fund offered to withdraw its jurisdictional argument if we reached the merits of its appeal. Because “an absence of jurisdiction over the subject matter cannot be cured by waiver either in the trial court or [in this court]”; Circle Lanes of Fairfield, Inc. v. Fay,
“As used in these rules, the term ‘motion’ means any application to the court for an order, which application is to be acted upon by the court or any judge thereof; and the term ‘request’ means any application to the court
“(b) The Chief Justice shall, within one week of receipt of the appeal, rule whether the issue involves a substantial public interest and whether delay may work a substantial injustice.
“(c) Upon certification by the Chief Justice that a substantial public interest is involved and that delay may work a substantial injustice, the trial judge shall immediately transmit a certificate of his decision, together with a proper finding of fact, to the Chief Justice, who shall thereupon call a special session of the Supreme Court for the purpose of an immediate hearing upon the appeal.
“(d) The Chief Justice may make orders to expedite such appeals, including orders specifying the mannеr in which the record on appeal may be prepared.”
In 1983, the legislature replaced the reference to the appellate session of the Superior Court in
Public Acts 1996, No. 96-242, §§ 1 and 2 provide: "Section 1.
“(NEW) (f) No claim, where the custodian of the Second Injury Fund was served with a, valid 'notice of intent to transfer under this section, shall be eliy i ble for transfer to th e Second Injury Fund unless all requirements for transfer, including payment of the one hundred and four weeks of benefits by the employer or its insurer, have been completed prior to July 1, 1999. All claims, pursuant to this sectiоn, not eligible for transfer to the fund on or before July 1, 1999, will remain the responsibility of the employer or its insurer.
“Sec. 2. (NEW) All transfers of claims to the Second Injury Fund with, a dale of injury pnor to July 1, 1995, shall be effected, no la,ter than July 1, 1999. All claims not transferred to the Second Injury Fund, on or before July 1, 1999, shall remain the responsibility of the employer or its insurer." (Emphasis added.)
In State v. Ayala, supra,
In Sassone v. Lepore, supra,
In Sassone, the trial court had declared the prejudgment remedy statutes unconstitutional on their face. Sassone v. Lepore, supra,