COASTAL CONSERVATION ASSOCIATION; CHARLES A. CAPLINGER, IV; ADAM GUILLORY; GEORGE A. HUYE, Plaintiffs - Appellants v. UNITED STATES DEPARTMENT OF COMMERCE, Penny S. Pritzker, Secretary; NATIONAL OCEANIC AND ATMOSPHERIC ADMINISTRATION, Eileen Sobeck, Assistant Administrator; NATIONAL MARINE FISHERIES SERVICE, Eileen Sobeck, Assistant Administrator, Defendants - Appellees v. CHARTER FISHERMAN‘S ASSOCIATION, Intervenor - Appellee
No. 16-30137
United States Court of Appeals for the Fifth Circuit
REVISED January 26, 2017
FILED January 17, 2017 Lyle W. Cayce Clerk
Before STEWART, Chief Judge, SMITH and DENNIS, Circuit Judges.
DENNIS, Circuit Judge:
Several private anglers and the Coastal Conservation Association, a group representing private anglers (collectively, CCA), appeal the district
I
This dispute centers on the management of the red snapper fishery in the Gulf of Mexico. This fishery is regulated pursuant to the Magnuson-Stevens Act,
The Gulf Council is one such regional council, with authority to manage fisheries in the federal waters of the Gulf of Mexico off the coasts of Texas, Louisiana, Mississippi, Alabama, and Florida. The Act requires the Councils to form their fishery management plans through a process of notice-and-comment rulemaking. FMPs are proposed by the Regional Councils, with final regulations promulgated by the Secretary of Commerce through the National Marine Fishery Service (NMFS). Once the Secretary, through the NMFS,
Every FMP must be consistent with ten National Standards, codified at
(2) Conservation and management measures shall be based upon the best scientific information available.
(8) Conservation and management measures shall, consistent with the conservation requirements of this chapter (including the prevention of overfishing and rebuilding of overfished stocks), take into account the importance of fishery resources to fishing communities by utilizing economic and social data that meet the requirements of paragraph (2), in order to (A) provide for the sustained participation of such communities, and (B) to the extent practicable, minimize adverse economic impacts on such communities.
In addition to the National Standards, the management of Gulf of Mexico red snapper is addressed specifically in Section 407 of the Act. Section 407, which was added to the Act in 1996, requires that any FMP for the red snapper fishery adopted by the Gulf Council must “establish separate quotas for recreational fishing (which, for the purposes of this subsection shall include charter fishing [i.e., fishing from chartered vessels]) and commercial fishing that, when reached, result in a prohibition on the retention of fish caught during recreational fishing and commercial fishing, respectively, for the remainder of the fishing year.”
Red snapper stock is managed under the Reef Fish FMP, first implemented by the Secretary in 1984. In 1990, in response to observed declines in the adult population of red snapper, the Council implemented Amendment 1 to the Reef Fish FMP with the goal of rebuilding the adult red
NMFS is responsible for ensuring that the entire recreational Gulf harvest does not exceed the recreational quota, taking into account harvest in both federal and state waters. See
The Final Rule, issued in 2015, contains measures to establish two components within the recreational sector for Gulf of Mexico red snapper: a federal charter component and a private angling component. 80 Fed. Reg. 22,422 (April 22, 2015) (Final Rule Implementing Amendment 40). The Final Rule allocates the red snapper recreational quota between these two components and establishes separate red snapper season closure provisions for the two components. Id. Each component‘s season will begin on June 1 and the season length will be projected from each component‘s annual catch target. Id. at 22,423. The separate component quotas and associated management measures are only effective for the 2015, 2016, and 2017 fishing years, after which they sunset unless the Gulf Council takes further action. Id. The Final Rule reiterated NMFS‘s finding that Amendment 40 will provide a basis for increased flexibility in future management of the recreational sector, and reduce the likelihood of recreational quota overruns, which could negatively impact the rebuilding of the red snapper stock. Id. at 22,422.
II
We review a grant of summary judgment de novo, applying the same standard as the district court. Louisiana Crawfish Producers Ass‘n-W. v. Rowan, 463 F.3d 352, 355 (5th Cir. 2006). On appeal, the CCA argues that: (1) the MSA prohibits the Gulf Council from regulating charter fishing separately from other recreational fishermen; (2) the Gulf Council and the NMFS failed to adequately “assess, specify, and analyze” the likely economic and social effects of Amendment 40; and (3) the selection of data ranges used to calculate quota allocations was arbitrary and capricious. We address each argument in turn.
A. Subquotas within the Recreational Sector
In reviewing an agency‘s construction of a statute that it is tasked with administering, this court follows the two-step framework set out by the Supreme Court in Chevron, U.S.A., Inc. v. Natural Resources Defense Council, Inc., 467 U.S. 837 (1984). “First, always, is the question whether Congress has directly spoken to the precise question at issue. If the intent of Congress is clear, that is the end of the matter; for the court, as well as the agency, must give effect to the unambiguously expressed intent of Congress.” Id. at 842-43. However, “if the statute is silent or ambiguous with respect to the specific issue, the question for the court is whether the agency‘s answer is based on a permissible construction of the statute.” Id. at 843. The agency‘s view “governs
The CCA argues that Amendment 40‘s establishment of two components within the recreational sector for Gulf of Mexico red snapper—a federal charter component and private angling component—conflicts with the unambiguously expressed intent of Congress in adopting Section 407. Specifically, the CCA argues that “[t]he words of
As to the former, the CCA begins from a false premise: Amendment 40 does not in fact create a “separate” charter fishing quota. Rather, it creates a sub-quota for charter fishing within the recreational sector. See 80 Fed. Reg. 22,422, 22,422 (“This final rule contains measures to establish two components within the recreational sector for Gulf of Mexico . . . red snapper (a Federal charter vessel/headboat (for-hire) component and private angling component).” (emphasis added)). This is not a mere semantic distinction: Amendment 40 requires that all recreational landing—whether by private or charter anglers—cease when the total sector quota of 5.390 million pounds is reached. See 80 Fed. Reg. 22,422, 22,430. There is no language within Section 407 that prohibits the subdivision of the recreational or commercial fishing quotas. See
The CCA‘s argument that two canons of statutory interpretation demonstrate that Section 407 prohibits the establishment of sub-quotas is equally unconvincing. First, the CCA argues that the canon of expressio unius est exclusio alterius militates in favor of its position. This canon holds that
The CCA next argues that the canon that a specific statute prevails over an inconsistent general statute supports its position. “The general/specific canon is perhaps most frequently applied to statutes in which a general permission or prohibition is contradicted by a specific prohibition or permission. To eliminate the contradiction, the specific provision is construed as an exception to the general one.” RadLAX Gateway Hotel, LLC v. Amalgamated Bank, 132 S. Ct. 2065, 2071 (2012). The CCA argues that, because the specific language of Section 407 “conflicts” with the general
The CCA does not challenge the district court‘s finding that, viewing Section 407 as ambiguous on the issue of sub-quotas, the interpretation of Section 407(d) to allow sub-quotas is permissible under step two of Chevron. Nor does the CCA challenge the district court‘s finding that the Secretary had a “rational basis for [its] decision to subdivide the recreational quota.” Those challenges are therefore forfeited. See Cinel v. Connick, 15 F.3d 1338, 1345 (5th Cir. 1994) (“An appellant abandons all issues not raised and argued in its initial brief on appeal.“).
Amendment 40 does not create a separate quota for charter fishing; it subdivides the recreational sector into private and charter components. The directive to “establish separate quotas for recreational fishing (which, for the purposes of this subsection shall include charter fishing) and commercial fishing” does not unambiguously prohibit the Secretary from creating sub-quotas within the recreational sector. Even assuming, arguendo, that a prohibition on sub-quotas is a reasonable interpretation of the section, it could not be said that “Congress has directly spoken to the precise question at issue.” Chevron, 467 U.S. at 842. Because Section 407 does not clearly prohibit the creation of sub-quotas, we affirm the district court‘s grant of summary judgment to the Secretary on this issue.
B. Economic and Social Impact Analysis
In reviewing an FMP or an amendment to an FMP, this court‘s task “is not to review de novo whether the amendment complies with [the ten National Standards] but to determine whether the Secretary‘s conclusion that the standards have been satisfied is rational and supported by the record.” C & W Fish Co. v. Fox, 931 F.2d 1556, 1562 (D.C. Cir. 1991); see also Alaska Factory Trawler Ass‘n v. Baldridge, 831 F.2d 1456, 1460 (9th Cir. 1987); Maine v. Kreps, 563 F.2d 1043, 1050-51 (1st Cir. 1977). However, when a challenge to an FMP is based on the Secretary‘s interpretation of the MSA, we apply the Chevron analysis. 467 U.S. at 843. The CCA argues that the Secretary failed to perform her duties under National Standards 8 and 2 to use the best available economic and social data to minimize adverse economic impacts of Amendment 40 and under
No federal appellate court has yet interpreted the requirements of
National Standard 8 requires the NMFS to “take into account the importance of fishery resources to fishing communities by utilizing economic and social data.”
National Standard 2 states that “conservation and management measures shall be based upon the best scientific information available.”
The CCA first asserts that
The CCA cites no law that supports its interpretation of
The CCA next argues that the Secretary should have acquired or produced quantitative data. This argument is also unpersuasive. National Standard 2 states that “conservation and management measures shall be based upon the best scientific information available.”
[T]he economic impacts of Amendment 40 on private-vessel anglers depends on such difficult-to-predict factors as how the Gulf States will choose to regulate the red snapper harvest in their waters, as well as the decisions of private-vessel anglers regarding whether to fish in State waters for red snapper or in State or federal waters for other fish species once the red snapper quota for the private-vessel component is met.
The National Standards do not require analysis of unpredictable, and thus unavailable, data. See Little Bay Lobster, 352 F.3d at 470. Significantly, the CCA does not identify any available information that the Secretary ignored. As several of our sister circuits have held, “[i]f no one proposed anything better, then what is available is the best.” Massachusetts ex rel. Div. of Marine Fisheries v. Daley, 170 F.3d 23, 30 (1st Cir. 1999); see also Nw. Envt‘l Def. Ctr. v. Brennen, 958 F.2d 930, 936 (9th Cir. 1992) (rejecting a “best scientific information available” claim because the challenger “has not pointed to any scientific evidence inconsistent with the Secretary‘s decision“); Midwater Trawlers Coop. v. Dep‘t of Commerce, 393 F.3d 994, 1004 (9th Cir. 2004) (affirming regulation based on best scientific evidence available when “no new information” contradicted the agency‘s data).
Nor is the Secretary required to “acquire or produce” the CCA‘s preferred quantitative data. As previously discussed, the advisory guidelines specify that “[t]he fact that scientific information concerning a fishery is incomplete does not prevent the preparation and implementation of an FMP.”
Furthermore, the FIS prepared by the Gulf Council was based on significant background data, both quantitative and qualitative. The quantitative data includes, for example, a ranking of communities based upon the number of charter permits and charter permits divided by population; species-specific harvest data for headboats (boats renting individual seats to recreational anglers), linked to specific communities through the homeport identified for each vessel; a ranking of communities based on the number of federal for-hire permits; estimates of the number of red snapper target trips for shore, charter, and private/rental boat anglers; and estimates of the average red snapper target effort and the associated business activity.
After considering this data, the Council gave its analysis of the conservation, economic, and social impacts of the Amendment and its alternatives. Discussing the social effects of the establishment of private and charter components within the recreational section, the Council concluded:
Indirect social benefits for the private angling component would be expected to result from management measures accounting for their specific needs and characteristics, including regional preferences for access to fishing opportunities. For the federal for-hire component, indirect social benefits would primarily result from mitigating the trend of decreasing access to red snapper by the federal for-hire component. For-hire operators, their angler passengers, and the communities where these vessels are
homeported would then be expected to benefit as a result of increased stability of access to red snapper.
With respect to the economic effects of the subdivision, the Council noted that the change “could potentially result in a more predictable season length, better business planning, and improvements to the economic performance of for-hire businesses,” while admitting that “the establishment of separate components and allocations to each component would limit the private angling component to harvesting the proportion of the recreational red snapper quota allocated to them.”
Although the Council‘s analysis does not offer quantitative predictions of the effects that Amendment 40 might have on the fishing community, the Council used the best available data to reasonably “assess, specify, and analyze” the likely economic and social effects of Amendment 40.
C. Allocations
Finally, the CCA argues that the Secretary‘s decision to base allocations on the average of two sets of catch data, one covering 2006-2013 and one covering 1986-2013, was arbitrary and capricious. We may set aside an agency action only if it is “arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law.”
Amendment 40 established the allocation between the federal charter and private angling components. The Secretary determined that a fair and equitable allocation between the charter and private-vessel components would result from using both historic harvest information, spanning the period from 1986 to 2013, as well as more recent harvest information. 80 Fed. Reg. 22,422, 22,429. The CCA argues that “[t]here is simply no rational basis for relying on 1986 data to make a resource allocation decision for 2015-2017,” and that the use of catch history dating back to 1986 did not capture the “dramatic shift of recreational fishing away from charter boats and toward private angling,” which it deems the “most dominant” change in the fishery.
Before coming to its decision, the Council considered eight alternative sets of harvest data, covering different spans of time. These alternatives were discussed at length in the FIS, as well as in the preamble to the proposed rule. See 80 Fed. Reg. 3,541, 3,543. The Secretary explained:
The Council selected the alternative that combined the longest time period of available landings (1986-2013) with landings from a more recent range of years (2006-2013). Averages from each of the two time periods were then equally weighted to determine the allocation. The Council selected this allocation because it reflects both historical changes in the recreational sector as well as current conditions. It is also an approach used by the Council in setting allocations for other species (e.g., the jurisdictional apportionment of black grouper and yellowtail snapper resources between the Gulf and South Atlantic Councils).
Id. In the FIS, the Gulf Council explained these “historical changes,” which include the shortening of the fishing season in federal waters, restricting the ability of charter anglers to fish, and the loosening of restrictions in state waters, increasing the ability of private anglers to fish. The Council described
The record demonstrates that the Secretary considered the relevant factors and provided a rational justification for her decision to include older data in making its allocations. As a result, we find the CCA has failed to carry its burden to show that this decision was arbitrary and capricious. See Sierra Club, 245 F.3d at 444.
IV
For the foregoing reasons, we AFFIRM the judgment of the district court.
