CITY OF SPRINGFIELD vs. CIVIL SERVICE COMMISSION & another.
Hampden
Supreme Judicial Court of Massachusetts
April 8, 2014. - August 18, 2014.
469 Mass. 370 (2014)
Present: IRELAND, C.J., SPINA, CORDY, BOTSFORD, GANTS, DUFFLY, & LENK, JJ.
Civil Service, Provisional promotion, Termination of employment, Notice. Labor, Civil service. Employment, Termination. Jurisdiction, Civil Service Commission. Administrative Law, Evidence. Notice, Termination of employment, Administrative hearing. Waiver.
In a civil action challenging a determination of the Civil Service Commission (commission) regarding the termination of a city employee from his employment, the commission erred in concluding that
In a civil action challenging a determination of the Civil Service Commission (commission) regarding the termination of a city employee from his employment, the employee waived any claim of deprivation of due process rights due to the city‘s failure to comply with necessary procedural requirements when it sought to suspend and subsequently terminate the employee based on his conviction of filing false tax returns, where the employee failed to raise this issue before the commission or the trial judge. [381-383]
CIVIL ACTION commenced in the Superior Court Department on July 29, 2010.
The case was heard by Bertha D. Josephson, J. on motions for judgment on the pleadings.
Joseph McDowell.1
Chief Justice Ireland participated in the deliberation on this case prior to his retirement.2
The Supreme Judicial Court on its own initiative transferred the case from the Appeals Court.
Maurice M. Cahillane, Jr. (William E. Mahoney with him) for city of Springfield.
Andrew M. Batchelor, Assistant Attorney General, for Civil Service Commission.
Bart W. Heemskerk for Joseph McDowell.
BOTSFORD, J. Joseph McDowell was hired by the city of Springfield (city) in 1987 as a skilled laborer, and soon thereafter achieved the status of a permanent, tenured civil service employee of the city. In 1993, he received the first of two provisional promotions;3 he worked in the second of these provisional positions until 2005, when the city terminated his employment. One issue we consider in this appeal is whether, despite being terminated from his provisional position, McDowell was entitled to appeal from his termination pursuant to the relevant provisions of the civil service statute,
1. Background. McDowell began working as a skilled laborer for the city in 1987. In 1989, he was promoted to the position of carpenter within the city‘s civil service system. After completing his probationary period, McDowell became a tenured employee in this position on a permanent basis, and served as such until
On January 25, 2005, the city sent McDowell a notice of suspension, informing him that he was being suspended without pay from his duties as deputy director for five days, for inappropriate personal use of city property and for conducting private business during working hours.4 The city held a two-day disciplinary hearing and on April 15, 2005, issued a letter to McDowell notifying him that his employment with the city had been terminated. On April 22, McDowell filed an appeal with the commission. The commission referred the case to the division of administrative law appeals (DALA), and a DALA magistrate conducted a full evidentiary hearing on December 18, 2006. At the hearing, the city made an oral motion to dismiss McDowell‘s appeal, arguing that because McDowell was appointed provisionally to his position as deputy director, the commission did not have jurisdiction to hear the appeal. The magistrate ultimately agreed and on August 17, 2007, recommended to the commission that McDowell‘s appeal be dismissed for lack of jurisdiction. Almost two and one-half years later, on February 12, 2010, the commission issued an interim decision rejecting the magistrate‘s recommendation to dismiss the appeal and concluding that an employee who held a tenured civil service position and who, while in such tenured position, is provisionally promoted to a different position from which he is later terminated, has the right to appeal to the commission to challenge the just cause for his termination under
city was justified in disciplining McDowell on account of the use of city property in connection with his private business, there was not just cause to terminate his employment. The commission modified the termination, reducing it to a nineteen-month suspension to run from April 15, 2005, to November 15, 2006;6 thereafter, McDowell was to be deemed reinstated to his permanent civil service position of carpenter.
On April 13, 2007, while McDowell‘s appeal from his termination was pending before the commission but before it had been decided, McDowell was indicted for violation of
Both the city and McDowell sought judicial review of the commission‘s decision pursuant to
2. Discussion. The city‘s appeal raises a single issue, the correctness of the commission‘s, and the judge‘s, determination that although McDowell was terminated from his employment in a position to which he was appointed only provisionally and in which he was not tenured, nonetheless he was entitled to appeal from his termination to the commission. McDowell agrees with the commission on this issue and raises separate issues in his appeal: (1) the commission should not have considered his 2007 indictment and conviction at all in connection with his appeal from the city‘s 2005 termination decision because these events occurred long after the city terminated him; (2) in any event, the commission erred in concluding the city permissibly could suspend him pursuant to
a. Effect of a provisional promotion on a tenured civil service employee‘s right to appeal to the commission. The city contends
Pursuant to
The city reads this definition as indicating that McDowell, who had been promoted provisionally to the position of deputy director, held a “promotional appointment” but not on a permanent basis, and therefore was not a “tenured employee” at the time the city terminated him. Therefore, it argues, the protections that
Great weight is given to a “reasonable construction of a regulatory statute adopted by the agency charged with . . . [its] enforcement.” School Comm. of Springfield v. Board of Educ., 362 Mass. 417, 441 n.22 (1972), quoting Investment Co. Inst. v. Camp, 401 U.S. 617, 626-627 (1970). A reviewing court “must apply all rational presumptions in favor of validity of the administrative action and not declare it void unless its provisions cannot by any reasonable construction be interpreted in harmony with the legislative mandate.” Middleborough v. Housing Appeals Comm., 449 Mass. 514, 524 (2007), quoting Zoning Bd. of Appeals of Wellesley v. Housing Appeals Comm., 385 Mass. 651, 654 (1982). However, an administrative interpretation will not be followed if it is contrary to the “plain and unambiguous terms . . . [in] a statute.” School Comm. of Springfield, supra, quoting Bolster v. Commissioner of Corps. & Taxation, 319 Mass. 81, 86 (1946). The burden of proving the invalidity of an administrative action rests with the party challenging that action. Middleborough, supra.
As the commission argues, its interpretation is consistent with the language used by the Legislature in the statutory provisions at issue: an individual who holds a tenured, permanent civil service position and is then provisionally promoted is still “a civil service employee who is employed following (1) an original appointment to a position on a permanent basis.”
Because the commission‘s reading of the relevant statutory provisions is “reasonable, consistent with the statutory language and purposes, and appropriate,” Zoning Bd. of Appeals of Amesbury v. Housing Appeals Comm., 457 Mass. 748, 762 (2010), we accept it. Accordingly, McDowell, as a provisionally promoted civil service employee who previously held tenure in his original, appointed position of carpenter, was a “tenured employee” who retained the right to appeal from the termination of his employment with the city to the commission.13
We turn to McDowell‘s appeal.
b. Suspension for “misconduct in office“.14 The commission determined that the city, pursuant to
A public employer may suspend an employee without pay pursuant to
The commission argues that McDowell‘s indictment for filing false tax returns constitutes misconduct in office because the income from his privately owned business that he failed to report was, in part, earned while he was working for the city and using public resources.16 The commission asserts that because its determination that McDowell‘s charged tax fraud constituted misconduct in office was reasonable and supported by substantial evidence, that determination is entitled to deference.
The city takes a different tack, arguing that the position of deputy director, like that of a police officer or teacher, holds a higher expectation of trust than other public service jobs, and therefore McDowell‘s off-duty conduct cannot be separated from his on-duty conduct. McDowell counters that at the time of his indictment in April of 2007, he would no longer have been a deputy director. Rather, pursuant to the terms of the commission‘s original decision in this case, he would have returned to his original, tenured civil service position of carpenter following the suspension ordered by the commission. He argues that a carpenter is an ordinary employee “not subject to any special trust inherent in that position.” Accordingly, his filing of false tax returns, a crime arising from off-duty conduct (at least based on the record here), was not “misconduct in office” within the meaning of
Had the commission issued in a more timely manner its decision to modify McDowell‘s termination to a nineteen-month suspension, it is reasonable to assume, as McDowell does, that at the time he was indicted in April, 2007, he already would have completed his suspension and been employed as a carpenter for
The record is silent on the specific duties of a skilled carpenter in the employ of the city, but certainly the position is not on a par with that of a police officer or school teacher in terms of public trust. There is no suggestion that a carpenter, even one who is a public employee, is sworn to uphold the law as an integral part of his job, nor any contention that a carpenter has any particular opportunity to act as a role model for or impress his attitudes on young students. Rather, this appears to be a case to which the rule that “[a]n indictment for a crime arising from an employee‘s off-duty conduct is not generally considered misconduct in office under
c. Waiver of right to second termination hearing.18 Finally, McDowell argues that even if the commission permissibly could
consider his conviction as a separate ground for his termination, McDowell was deprived of his due process rights because the city did not comply with the necessary procedural requirements pursuant to
Failure to raise an issue before an appointing authority, an administrative agency, and a reviewing court precludes a party from raising it on appeal. See Albert v. Municipal Court of Boston, 388 Mass. 491, 493-494 (1983). While there may be exceptional circumstances requiring appellate review of an issue not raised before the agency or the court below so as to avoid injustice, the presumption of waiver “has particular force where the other party may be prejudiced by the failure to raise the point below.” Id. at 494, quoting Royal Indem. Co. v. Blakely, 372 Mass. 86, 88 (1977). McDowell did not raise the claim of defective notice before the commission, did not appeal from the commission‘s decision to the Superior Court, and did not raise the issue before the judge in that court when responding to the city‘s appeal — despite his knowledge that the city did in fact seek to suspend and terminate him as a result of his criminal conduct. Accordingly, the
3. Conclusion. The judgment of the Superior Court affirming the decision of the commission is affirmed in part and reversed in part. For reasons explained in this opinion, the city did not have the authority to suspend McDowell without pay upon his indictment for filing false tax returns, and therefore the decision of the commission ruling that McDowell would have been suspended as of April 13, 2007, must be reversed in that respect. McDowell does not challenge the city‘s substantive legal authority to terminate him upon his conviction of the charged crime on November 27, 2007, and the commission‘s decision affirming McDowell‘s termination as of that date should be affirmed. McDowell was not properly suspended during the period from October 15, 2005, the date on which the six-month suspension ordered by the commission would have been completed, to November 27, 2007, the date of McDowell‘s conviction. The case is remanded to the Superior Court for entry of an order remanding the case to the commission for further proceedings consistent with this opinion.
So ordered.
Notes
General Laws“Except for just cause and except in accordance with the provisions of this paragraph, a tenured employee shall not be discharged, removed, [or] suspended for a period of more than five days .... Before such action is taken, such employee shall be given a written notice by the appointing authority, which shall include the action contemplated, the specific reason or reasons for such action and a copy of [
G. L. c. 31, §§ 41-45 ], and shall be given a full hearing concerning such reason or reasons before the appointing authority or a hearing officer designated by the appointing authority. . . .“If it is the decision of the appointing authority, after hearing, that there was just cause for an action taken against a person pursuant to the first . . . paragraph [ ] of this section, such person may appeal to the commission as provided in [
G. L. c. 31, § 43 ].”
“If a person aggrieved by a decision of an appointing authority made pursuant to [§ 41] shall, within ten days after receiving written notice of such decision, appeal in writing to the commission, he shall be given a hearing before a member of the commission or some disinterested person designated by the chairman of the commission. . . .
“If the commission by a preponderance of the evidence determines that there was just cause for an action taken against such person it shall affirm the action of the appointing authority, otherwise it shall reverse such action and the person concerned shall be returned to his position without loss of compensation or other rights; provided, however, if the employee, by a preponderance of the evidence, establishes that said action was based upon harmful error in the application of the appointing authority‘s procedure, an error of law, or upon any factor or conduct on the part of the employee not reasonably related to the fitness of the employee to perform in his position, said action shall not be sustained and the person shall be returned to his position without loss of compensation or other rights. The commission may also modify any penalty imposed by the appointing authority.”
“An officer or employee of a county, city, town or district . . . may, during any period such officer or employee is under indictment for misconduct in such office or employment... be suspended by the appointing authority ....
“Any person so suspended shall not receive any compensation or salary during the period of suspension . . . .”
