CITY OF CUMMING et al. v. FLOWERS et al. S16A1885. KERLEY FAMILY HOMES, LLC et al. v. FLOWERS et al.
S16A1884, S16A1885
Supreme Court of Georgia
March 6, 2017
Reconsideration denied March 30, 2017
300 Ga. 820
NAHMIAS, Justice.
FINAL COPY
This case involves the procedure by which a local zoning board’s quasi-judicial decision on a variance request may be appealed to the superior court. Kerley Family Homes, LLC (“Kerley”) was granted a variance by the City of Cumming’s Board of Zoning Appeals (“BZA”). Neighboring homeowners aggrieved by the variance sought to appeal the BZA’s decision by filing a complaint seeking a writ of mandamus and an injunction in the superior court. The defendants argued that they were entitled to summary judgment against the homeowners because the zoning variance decision was a quasi-judicial decision that can be challenged in the superior court only by a petition for certiorari under
1.
Kerley Family Homes, LLC, was building townhouses on property it owned in Cumming. Acknowledging that its construction plans violated the requirement of the City’s Zoning Ordinance that buildings be set back at least 20 feet from the adjoining property linе, Kerley filed a variance application to change the required setback for buildings on some of its property. Kerley then amended that application, asking to change the required setback to five feet for the lots that were already built (lots 38-42) and fifteen feet for the lots that had not yet been built (lots 21-37). Kerley represented that it was constructing the buildings too close to the adjoining property because the surveyor had made a mistake.
On March 17, 2015, the City’s Planning Board held a public hearing and recommended denial of the original variance plan submitted by Kerley. Kerley
On May 21, 2015, neighboring homeowners Robert G. Flowers and Kathleen Donovаn along with Castleberry Homeowners Association Two, Inc. (collectively, “the Homeowners”) filed a complaint in Forsyth County Superior Court against the City, the individual members of the City Council, the Mayor, and the “City Council and/or Members of Board of Zoning Appeals”
The City and Kerley defendants both filed answers, and the City defendants then filed a motion to dismiss and a supporting brief, to which they attached portions of the City ordinances, including the Zoning Ordinance. The City defendants argued that the Homeowners’ complaint should be dismissed because a challenge to the variance decision was required to come to the superior court by a petition for certiorari under
The superior court held a hearing on the motion to dismiss, at which the parties agreed to treat it as a motion for summary judgment and thus allow the court to consider the City ordinances attached to the filings. On March 29,
2.
In ruling that the Homeowners could proceed on their petition for mandamus, the superior court relied on the procedural direction from this Court that “where the zoning ordinance does not provide a means of appeal from the denial of a request for a variance, the landowner travels to superior court by writ of mandamus.” Shockley v. Fayette County, 260 Ga. 489, 490-491 (396 SE2d 883) (1990).
3.
Before we grapple with the viability of the local-ordinance requirement, we must determine whether it applies in this case. Specifically, we
The writ of certiorari shall lie for the correction of errors committed by any inferior judicatory or any person exercising judicial powers, including the judge of the probate court, except in cases touching the probate of wills, granting letters testamentary, and of administration.
Thus, “[c]ertiorari is not an appropriate remedy to review or obtain relief from the judgment, decision or action of an inferior judicatory or body rendered in the exercise of legislative, executive, or ministerial functions, as opposed to judicial or quasi-judicial powers.” Presnell v. McCollum, 112 Ga. App. 579, 579 (145 SE2d 770) (1965).
No party here challenges Jackson’s main holding — that the variance decision at issue there was quasi-judicial. Seе 265 Ga. at 794-795. Applying Jackson’s reasoning on that point, it is clear that the BZA’s variance decision in this case was also quasi-judicial. Pursuant to the City’s Zoning Ordinance, in ruling on Kerley’s requested variance, the BZA (composed of the Mayor and the City Council) was required to consider “whether the facts applying to a
In sum, the BZA’s discretion was “‘tightly controlled by the ordinance,’” RCG Properties, LLC v. City of Atlanta Bd. of Zoning Adjustment, 260 Ga. App. 355, 361 (579 SE2d 782) (2003) (citation omitted), and the BZA’s decision was “immediate in application, specific in application, and . . . involve[d] an assessment of ‘facts about the parties and their activities, businesses, and properties.’” State of Ga. v. Intl. Keystone Knights of the Ku Klux Klan, 299 Ga. 392, 401 (788 SE2d 455) (2016) (citations omitted). See also Bentley v. Chastain, 242 Ga. 348, 350 (249 SE2d 38) (1978) (explaining that when administrative agencies “‘are called upon to make factual determinations and thus adjudicate, . . . they are . . . considered to be acting in a quasi-judicial capacity’” (citation omitted)). Accordingly, the variance
The Homeowners contend that Kerley’s requested variance did not satisfy a numbеr of the conditions required by the Zoning Ordinance. In particular, pointing to Kerley’s admission that its failure to meet the setback requirement was due to a surveyor’s mistake, the Homeowners assert that the requirement that the special circumstances necessitating the variance were “not the result of the actions of the applicant” was not fulfilled. The Homeowners argue that even though the Mayor and the City Council were purporting to act as the BZA, because they disregarded these required conditions, they actually exercised their legislative power by granting a variance that was not permitted under the current zoning regulations. The BZA may well have abused its discretion in concluding that all of the conditions were met and thus in granting the variance to Kerley, but that is a question of the correctness of the BZA’s decision, not its nature. A quasi-judicial decision does not become a legislative decision simply because it was wrong. See Keystone Knights, 299 Ga. at 401 (“Administrative
4.
Once we have determined that the BZA’s decision to grant Kerley a variance was quasi-judicial, the remaining analysis of this case should be straightforward. As Jackson held, an administrative zoning body’s quasi-judicial decision comes within the scope of
The local-ordinance requirement, however, directs a different analysis, saying that the BZA’s quasi-judicial decision may be appealed by certiorari only if the City’s Zoning Ordinance so provides. See Jackson, 265 Ga. at 793. It is this holding of Jackson that the City and Kerley defendants contend is unfounded and ask us to disapprove.
The hurdle the defendants must clear is the doctrine of stare decisis, but that is not an insurmountable hurdle.
Stare decisis is the preferred course because it promotes the evenhanded, predictable, and consistent development of legal principles, fosters reliance on judicial decisions, and contributes to the actual and perceived integrity of the judicial process . . . . Nevertheless, when governing decisions are unworkable or are badly reasoned, this Court has never felt constrained to follow precedent . . . . Stare decisis is not an inexorable command; rather, it is a principle of policy and not a mechanical formula of adherence to the latest decision . . . . In considering whether to reexamine a prior erroneous holding, we must balance the importance of having the question decided against the importance of having it decided right. In doing so, we consider factors such as the antiquity of the precedent, the reliance interests at stake, the workability of the decision, and, most importantly, the soundness of its reasoning.
Woodard v. State, 296 Ga. 803, 812 (771 SE2d 362) (2015) (citations and punctuation omitted; emphasis in original). See also State v. Hudson, 293 Ga. 656, 661 (748 SE2d 910) (2013); State v. Jackson, 287 Ga. 646, 647 (697 SE2d 757) (2010).
5.
We consider first the most important of these factors — the soundness of the precedent’s reasoning — and we conclude that it “cuts most strongly against retaining [the local-ordinance requirement].” Woodard, 296 Ga. at 813.
(a) The local-ordinance requirement conflicts with
(b) The local-ordinance requirement that the Jackson Court adopted
In three later cases, the Court recognized that some of the powers exercised by a local zoning authority are quasi-judicial. See Shockley, 260 Ga. at 491 (explaining in a variance case that “the powers delegated to а board of zoning appeals . . . are quasi-judicial and quasi-legislative”); Moon v. Cobb County, 256 Ga. 539, 539 (350 SE2d 461) (1986) (explaining that in ruling on a special use permit, the local zoning body “acts in a quasi-judicial capacity to determine the facts and apply the law”); Dougherty County v. Webb, 256 Ga. 474, 477 n. 3 (350 SE2d 457) (1986) (explaining that “where a special permit is sought under terms set out in the [zoning ordinance]” and “the landowner must present his case on its facts and the law to the local governing body,” then “[t]hat body acts in a quasi-judicial capacity to determine the facts and apply the law”). However, these opinions — all citing only Wansley — continued to say that in the absence of a local ordinance providing a different process, mandamus
In 1995, Jackson resolved the uncertainty about whether certiorari is available to appeal a variance decision. Citing Shockley and Bentley, this Court overruled Intl. Funeral and squarely held that a variance decision was a quasi-judicial decision and that it therefore could be appealed by a petition for certiorari under
(c) The most troubling consequence of the local-ordinance requirement is that it allows locаl ordinances to effectively preempt the general certiorari statute. According to Jackson, the local ordinance rather than
(d) Indeed, this Court has already gone part of the way toward correcting the misstatements of appellate procedure in Jackson and similar cases by applying this constitutional principle in the context of attempts to take direct appeals of quasi-judicial zoning decisions to the superior court. In a number of cases, this Court and the Court of Appeals read Wansley and Jackson not just to аllow the local ordinance to control whether certiorari is available but to say that a local ordinance can prescribe any method of appeal, including direct appeal, to the superior court. Thus, the Court in Webb said, citing Wansley, that
The Court of Appeals also picked up this broad expression of local government control over zоning appeals. See Targovnik v. City of Dunwoody Zoning Bd. of Appeals, 307 Ga. App. 140, 140 (704 SE2d 448) (2010) (“A city’s zoning ordinance may specify a particular method of appellate review, including by writ of certiorari.”); Hollberg v. Spalding County, 281 Ga. App. 768, 771 n. 13 (637 SE2d 163) (2006) (summarizing Jackson as holding that a “zoning ordinance may provide [the] method of review, whether by appeal or by writ of certiorari”); Beugnot v. Coweta County, 231 Ga. App. 715, 715 (500 SE2d 28) (1998) (“‘A disappointed landowner travels to superior court by direct
In 2012, however, this Court flatly rejected the proposition that a local government can, “without statutory authority, create a mechanism by which an appeal may be taken to the superior court.” Haralson County v. Taylor Junkyard of Bremen, Inc., 291 Ga. 321, 323 (729 SE2d 357) (2012). See also Walton County v. Scenic Hills Estates, Inc., 261 Ga. 94, 94 (401 SE2d 513) (1991) (“Absent express authorization by the General Assembly, a local zoning authority cannot create a direct appeal of a zoning decision.”). That is because under the Constitution, superior courts have appellate jurisdiction only “as may be provided by law.” Ga. Const. of 1983, Art. VI, Sec. IV, Par. I. And we have specifically held that “the General Assembly has not provided a statutory mechanism for the direct appeal to superior court of the zoning decisions of local governing authorities.” Stendahl v. Cobb County, 284 Ga. 525, 526 (668 SE2d 723) (2008). Although Haralson County did not discuss the contrary
To be sure, the local ordinance generally guides the reviewing court’s evaluation of whether the local entity’s decision was quasi-judicial, but this evaluation does not focus on the label the ordinance puts on the decision or what the ordinance says about subsequent judicial review. Instead, the court examines how the ordinance defines the parameters and requirements of the decision and the process the local entity uses to reach it — as we did in Division 3 above in determining that the BZA’s variance decision in this case was quasi-judicial. See Mack II v. City of Atlanta, 227 Ga. App. 305, 309 (1997) (“It is not the description of the office, body, or board
(e) Because the local-ordinance requirement’s “reasoning is unsound and contrary to the body of our law,” the most important stare decisis factor weighs strongly in favor of disapproving the requirement. State v. Jackson, 287 Ga. at 658.
6.
We turn next to the remaining stare decisis factors — the age of the precedent, the reliance it has induced, and its workability. See Woodard, 296 Ga. at 812.
(a) First, the local-ordinance requirement is “‘neither ancient nor entrenched.’” Southall v. State, 300 Ga. 462, 468 (1) (796 SE2d 261) (2017) (citation оmitted). As explained above, while the requirement has roots in the pre-Jackson confusion over which zoning decisions may be deemed quasi-judicial, the rule that a quasi-judicial variance decision may be appealed by
Moreover, since Jackson, the specific princiрle that a variance or a special or conditional use permit decision can be appealed by certiorari only if the local ordinance so provides appears to have been repeated only a handful of times. See Dickens, 293 Ga. at 542; Haralson County, 291 Ga. at 323; DeKalb County v. Wal-Mart Stores, Inc., 278 Ga. 501, 502 (604 SE2d 162) (2004); Fulton County v. Congregation of Anshei Chesed, 275 Ga. 856, 858 (572 SE2d 530) (2002). None of those opinions offered any additional reasoning supporting the local-ordinance requirement, and in only one of the cases, Haralson County, did
(b) Second, “‘(t)he issue is one of appellate procedure, not cоntract, property, or other substantive rights in which anyone has a significant reliance interest.’” Southall, 300 Ga. at 467 (1) (citation omitted). Compare Savage v. State of Ga., 297 Ga. 627, 642 (774 SE2d 624) (2015) (explaining that overruling the line of precedent at issue would undermine numerous intergovernmental contracts). We recognize that in this particular case, the Homeowners may have sought review of the BZA’s variance decision by mandamus rather than certiorari based on precedents like Jackson. But there is no indication that many (if any) other pending appeals will be dismissed as a result of our decision today.8 And going forward, appeals of these types of zoning decisions will remain available; they simply will need to proceed by certiorari rather than mandamus regardless of what the local ordinance says.
(c) Finally, although the local-ordinance requirement is not unworkable, it is not as workable as the correct rule. Under the requirement, if a local ordinance says that the losing party may appeal a quasi-judicial variance decision by certiorari, the party must file a petition for certiorari. If the ordinance does not so provide, the party must appeal by petition for mandamus. But determining whether an ordinance actually provides for certiorari is not always easy. It is easy if the local ordinance refers explicitly to “certiorari.” See, e.g., Dickens, 293 Ga. at 543; Jackson, 265 Ga. at 792. But in cases like this one, the ordinance may provide for some type of appeal, but whether thаt appeal is by certiorari is debatable. Section 113-120 of the City’s Zoning Ordinance says:
All decisions of the mayor and council or the board of zoning appeals are final and may be subject to appeal only by suit filed in the superior court of the county. In cases of legislative decisions (e.g., rezonings, conditional use permits, and text amendments), the review shall be de novo review. In cases of administrative or quasi-judicial decisions (e.g., variances), review shall be based upon
the existing record.
Whether this provision authorizes judicial review by certiorari has been a major source of contention between the parties and was the focus of much of the trial court’s order.9
Determining whether a decision is quasi-judicial may also be difficult in some cases. See Keystone Knights, 299 Ga. at 401 (“‘[T]he line betweеn legislation and adjudication is not always easy to draw[.]’” (citation omitted)). But that determination must be made under the local-ordinance requirement too, because a decision that is not quasi-judicial cannot be appealed by certiorari under
The inconsistency between the local-ordinance requirement and general principles of our appellate procedure (and constitutional) law creates a trap for unwary litigants, lawyers, and judges trying to determine if appeals of zoning decisions to the superior court properly proceed by certiorari or mandamus. See Christopher J. McFadden et al., Ga. Appellate Practice § 7:25 (Nov. 2016
(d) In sum, the stare decisis factors weigh heavily in favor of disapproving
7.
With the local-ordinance requirement set aside, and given our determination in Division 3, it is clear that
8.
We also reverse the trial court’s ruling denying summary judgment and allowing the Homeowners’ claim for an injunction to proceed. An injunction is
Judgments reversed. All the Justices concur.
Decided March 6, 2017 – Reconsideration denied March 30, 2017.
Zoning. Forsyth Superior Court. Before Judge Smith.
Miles, Patterson, Hansford, Tallant, Dana B. Miles, Lauren C. Giles, for City of Cumming et al.
Weissman, Nowack, Curry & Wilco, Frank O. Brown, Jr., for Kerley Family Homes et al.
Teague & Chambless, J. Stuart Teague, Jr., for Flowers et al.
