STATE OF GEORGIA et al. v. INTERNATIONAL KEYSTONE KNIGHTS OF THE KU KLUX KLAN, INC.
S16A0367
SUPREME COURT OF GEORGIA
JULY 5, 2016
299 Ga. 392 | 788 SE2d 455
BLACKWELL, Justice.
Clause affords a right to confront a co-defendant about a pretrial statement only when the statement was “testimonial,” meaning that a primary purpose for which the statement was given “was to establish evidence that could be used in a future prosecution.” Favors v. State, 296 Ga. 842, 845 (2) (770 SE2d 855) (2015) (citation and punctuation omitted). Here, Francis made the statement to a jailhouse informant during the concealment phase of the conspiracy, and it is clear that the statement was not testimonial in nature. As a result, this enumeration of error has no merit.
Judgment affirmed. All the Justices concur.
DECIDED JULY 5, 2016.
The Merchant Law Firm, Ashleigh B. Merchant, for appellant.
D. Victor Reynolds, District Attorney, Jesse D. Evans, Amelia G. Pray, Benjamin M. First, Assistant District Attorneys; Samuel S. Olens, Attorney General, Patricia B. Attaway Burton, Deputy Attorney General, Paula K. Smith, Senior Assistant Attorney General, Jason M. Rea, Assistant Attorney General, for appellee.
This case presents important questions about the doctrine of sovereign immunity and the constitutional guarantee of the freedom of speech. But before we can resolve those questions, we must consider our jurisdiction of this appeal. The case comes to us as an appeal of right. The appeal is taken, however, from a judgment of a superior court reviewing a decision of a state administrative agency, and under
In June 2012, the Commissioner of Transportation3 sent a letter to the International Keystone Knights, identifying two reasons for the denial of their application. First, the stretch of State Route 515 from which the International Keystone Knights proposed to remove litter is a controlled-access highway with a posted speed limit of 65 miles per hour. The Department had determined for safety reasons, the Commissioner explained, that this stretch of highway was not suitable for adoption by any applicant. Second, alluding to the violent and subversive history of the Ku Klux Klan,4 the Commissioner said:
The impact of erecting a sign naming an organization which has a long-rooted history of civil disturbance would cause a significant public concern. Impacts include safety of the traveling public, potential social unrest, driver distraction, or interference with the flow of traffic. These potential impacts are such that were the application granted, the goal of the program, to allow civic-minded organizations to participate in public service for the State of Georgia, would not be met.
Around the same time, the Department suspended the Adopt-A-Highway program, although it has represented that it intends to resume the program at some point.
Three months later, the International Keystone Knights sued the Department in the Superior Court of Fulton County,5 seeking a writ of mandamus, an injunction, and a declaratory judgment, all with the goal of compelling the Department to approve their application. In their complaint, the International Keystone Knights set forth a detailed account of their application and subsequent dealings with various Department personnel, which culminated in the denial of the application. About the first ground for the denial, they alleged that, if the stretch of State Route 515 that they proposed to adopt were unsuitable for safety reasons, they had offered and still were willing to adopt another nearby stretch of the state highway system. As to the second ground, they alleged that the denial of their application on that ground was an abridgement of the freedom of speech as guaranteed by the Georgia Constitution.6 Among other relief, the International
The Department answered the complaint, and it filed a motion to dismiss the lawsuit on several grounds. First, the Department asserted, the doctrine of sovereign immunity barred the claims for declaratory and injunctive relief. Second, the wrong alleged in the complaint, the Department argued, could not properly be remedied by a writ of mandamus, injunction, or declaratory judgment. Third, the International Keystone Knights could have sought judicial review of the denial of their application under the Administrative Procedure Act,7 the Department said, and for that reason, they had an adequate remedy at law that barred the relief that they sought in the lawsuit.
The trial court agreed that a writ of mandamus would be improper, and it dismissed the mandamus claim. The trial court, however, otherwise denied the motion to dismiss. In its order, the trial court concluded that sovereign immunity was no bar to claims for injunctive and declaratory relief concerning “an alleged illegal restriction on... constitutional speech rights.” The trial court found that an injunction and declaratory judgment would be appropriate remedies for the wrong alleged in the lawsuit. And about the question of an adequate remedy at law, the trial court concluded that the International Keystone Knights could not have obtained judicial review under the Administrative Procedure Act because the denial of the application did not amount to a “contested case,” as that term is used in the Act.8
After some discovery, the Department and the International Keystone Knights filed motions for summary judgment. The Department again asserted in its motion that the claims for injunctive and declaratory relief were barred by the doctrine of sovereign immunity. In addition, the Department urged that its denial of the application in this case did not amount to an unconstitutional abridgement of the freedom of speech.9 The International Keystone Knights, on the other hand, argued in their motion that the denial was an abridgement of the freedom of speech predicated on impermissible viewpoint discrimination.10
Following a hearing, the trial court denied the Department‘s motion for summary judgment, and it granted in part the International Keystone Knights’ motion. In its November 25, 2014 order, the trial court rejected the argument that the doctrine of sovereign immunity barred the claims for injunctive and declaratory relief, reasoning that the doctrine is no bar to claims premised on an alleged constitutional wrong.11 Turning to the
only government speech,12 and whether the program is a nonpublic forum or not, the trial court found that the evidence shows that the denial of the International Keystone Knights’ application amounted to impermissible viewpoint discrimination. In that respect, the trial court explained that their application was “singled-out for scrutiny not given to other applicants to the program.” Accordingly, the trial court concluded that the second ground for the denial was an abridgement of the freedom of speech in violation of the Georgia Constitution.13 The trial court entered a declaratory judgment that “a denial of an application to the [Adopt-A-Highway program] for public concern related to a group‘s history of civil disturbance represents an unconstitutional infringement on an applicant‘s right to free speech,” and it enjoined the Department from “denying applications to the [program] for public concern related to a group‘s history of civil disturbance.”14 Ten days later, the Department filed a notice of appeal.15
2. Although no party to this appeal disputes our jurisdiction, “it is the duty of this Court to inquire into its jurisdiction in any case in which there may be a doubt about the existence of such jurisdiction.” Sanders v. State, 280 Ga. 780, 782 (1) (631 SE2d 344) (2006) (citation omitted). See also Williford v. Brown, 299 Ga. 15 (2) (785 SE2d 864) (2016); Lay v. State, 289 Ga. 210, 211 (2) (710 SE2d 141) (2011). There are two reasons to doubt our jurisdiction in this case. First, there is a question about whether the judgment from which the Department appeals is appealable at all. If it is, there also is a question about the procedure by which an appeal may be taken. We will consider each of these questions in turn.16
3. In its notice of appeal, the Department said that it was appealing from the order denying its motion for summary judgment on the ground of sovereign immunity, and it cited Board of Regents of the Univ. System of Ga. v. Canas, 295 Ga. App. 505 (672 SE2d 471) (2009), for the proposition that an interlocutory refusal of sovereign immunity is an appealable judgment under the collateral order doctrine. This Court, however, recently overruled Canas, and in doing
The judgment from which the Department appeals, however, is not just a denial of its motion for summary judgment. In a single order, the trial court denied summary judgment to the Department, granted partial summary judgment to the International Keystone Knights and entered an injunction against the Department. A grant of summary judgment — even a partial grant — is an appealable judgment. See
4. To invoke the jurisdiction of an appellate court, an appellant must bring its appeal in a way that comports with the requirements of the Appellate Practice Act of 1965 as amended.17 See Wood v. Atkinson, 229 Ga. 179, 180 (190 SE2d 46) (1972) (“[T]he General Assembly enacted the Appellate Practice Act of 1965[,] which prescribes the conditions as to the right of a party litigant to have his case reviewed. We view these prescribed conditions as jurisdictional.” (Punctuation omitted)). See also Christopher J. McFadden et al., Georgia Appellate Practice § 12:6 (2015 ed.) (“An appellant who selects the wrong procedure has usually made a fatal error that deprives the appellate court of jurisdiction and requires dismissal.” (Citations omitted)); Rebich v. Miles, 264 Ga. 467, 468 (448 SE2d 192) (1994); C & S Nat. Bank v. Rayle, 246 Ga. 727, 730 (273 SE2d 139) (1980). If the appellant is entitled to take an appeal of right, the Appellate Practice Act permits the appellant to do so by filing a notice of appeal in the trial court. See
Of concern in this case, the Appellate Practice Act requires an application to appeal from:
decisions of the superior courts reviewing decisions of the State Board of Workers’ Compensation, the State Board of Education, auditors, state and local administrative agencies, and lower courts by certiorari or de novo proceedings; provided, however, that this provision shall not apply to decisions of the Public Service Commission and probate courts and to cases involving ad valorem taxes and condemnations[.]
(a) We first consider whether the denial of the International Keystone Knights’ application was a “decision” of a “state administrative agency.” No one disputes that the Department is a “state administrative agency” for the purposes of
foreclose the idea that a “decision” always must be characterized by formal adjudicative procedures. Ultimately, we conclude that the denial of the International Keystone Knights’ application was a determination of an adjudicative nature, and the denial was, therefore, a “decision” of the Department.
The Appellate Practice Act does not define “decision” explicitly, and although some of the judicial precedents hint at the meaning of the term, we have not previously attempted to supply a terse definition. Our analysis begins, therefore, with the usual and settled principles that inform our consideration of statutory meaning:
A statute draws its meaning, of course, from its text. When we read the statutory text, we must presume that the General Assembly meant what it said and said what it meant, and so, we must read the statutory text in its most natural and reasonable way, as an ordinary speaker of the English language would. The common and customary usages of the words are important, but so is their context. For context, we may look to the other provisions of the same statute, the structure and history of the whole statute, and the other law — constitutional,
statutory, and common law alike — that forms the legal background of the statutory provision in question.
Tibbles v. Teachers Retirement System of Ga., 297 Ga. 557, 558 (1) (775 SE2d 527) (2015) (citations and punctuation omitted).
In this case, it is useful at the outset to consider the legal distinctions that American courts commonly draw between administrative determinations of different sorts, which form an important part of the legal background of
enforcement proceedings. But pursuant to their mandates to implement and administer the statutory law, see note 20, supra, administrative agencies also frequently have occasion to make determinations that are not purely executive in nature. See generally Federal Trade Comm. v. Ruberoid Co., 343 U. S. 470, 487 (72 SCt 800, 96 LE 1081) (1952) (Jackson, J., dissenting in part) (“Administrative agencies have been called quasi-legislative, quasi-executive or quasi-judicial, as the occasion required...“). When addressing agency determinations that are not quintessentially executive, the courts routinely have drawn a distinction between determinations that are legislative in nature, on the one hand, and those that are adjudicative in nature, on the other.
Although “the line between legislation and adjudication is not always easy to draw,” LC&S, Inc. v. Warren County Area Plan Comm., 244 F.3d 601, 603 (7th Cir. 2001), there seems to be some agreement about the defining characteristics of these two sorts of administrative determinations. Administrative determinations of a legislative nature are prospective in application, see, e.g., Prentis v. Atlantic Coast Line Co., 211 U. S. 210, 226 (29 SCt 67, 53 LE 150) (1908), general in application, see, e.g., Dibble v. Quinn, 793 F.3d 803, 813 (II) (C) (3) (7th Cir. 2015), and often marked by a general factual inquiry that is not specific to the unique character, activities or circumstances of any particular person, see, e.g., Thomas v. City of New York, 143 F.3d 31, 36 (II) (A) (1), n. 7 (2nd Cir. 1998). Determinations of an adjudicative nature, on the other hand, are immediate in application, see, e.g., Prentis, 211 U. S. at 226, specific in application, Dibble, 793 F.3d at 813 (II) (C) (3), and commonly involve an assessment of “facts about the parties and their activities, businesses, and properties,” RR Village Assn. v. Denver Sewer Corp., 826 F.2d 1197, 1205 (III) (B) (2nd Cir. 1987) (Citation and punctuation omitted). Generally speaking, an administrative determination is “[adjudicative] in character if it is particular and immediate, rather than, as in the case of legislative or rule making action, general and future in effect.” Philadelphia Co. v. Securities and Exchange Comm., 175 F.2d 808, 816 (I) (D.C. Cir. 1948), vacated as moot, 337 U. S. 901 (69 SCt 1047, 93 LE 1715) (1949). See also Gallo v. United States District Court, 349 F.3d 1169, 1182 (2) (B) (9th Cir. 2003) (noting principal considerations in characterizing administrative action as legislative or adjudicative); Charles Alan Wright & Charles H. Koch, Jr., 32 Fed. Prac. & Proc. - Judicial Review § 8122 (1st ed. 2016) (“In general, adjudication is the decisionmaking process for applying preexisting standards to individual circumstances. The core facts are predominantly specific or adjudi- cative facts.” (Footnote omitted)). In distinguishing between legislative and adjudicative determinations, there seems to be broad agreement that substance matters far more than form, and the courts need not “capitulate to the label that a government body places on its
These principles reflect the usual way in which American courts distinguish among administrative determinations of different sorts, and this Court previously has taken note of that approach. Indeed, in a case decided only six months before the enactment of
Both the text and immediate context of
The context in which the term is used in
The judicial precedents likewise are consistent with this understanding. Only a year after
tently have
Considering the statutory text, its relevant context, the judicial precedents, and the usual understanding of American courts generally about administrative determinations of different sorts, we conclude that “decision” – as the term is used in
Although a determination of an adjudicative nature is essential to an administrative “decision” for the purposes of
Anglo-American legal institutions tend to make [adjudicative] decisions through an adversary process, usually a trial, and hence lawyers tend to think of adjudication as synonymous with trial processes. Adjudication, however, is any decision which focuses on the resolution of individual controversy and these decisions may be made through any number of different processes.
Wright & Koch, supra at § 8122. More important, our own precedents foreclose the idea that formal adjudicative procedures are
Soon after the enactment of
More recently, in Selke v. Carson, 295 Ga. 628 (759 SE2d 853) (2014), we considered an appeal from a decision of a superior court reviewing a decision of a county personnel services director, who refused to submit administrative appeals of layoffs to the county civil service board, reasoning that a layoff was not an appealable event. Although the applicable law made certain provision for formal adjudicative proceedings before the board, there appear to have been no adversarial or other formal adjudicative procedures that applied to the process by which the director decided whether to submit a matter to the board in the first instance. Notwithstanding the absence of any such formal procedures, we held that the director “made an administrative department decision [when he] refus[ed] to forward appellants’ [administrative] appeals to the [board],” and for that reason,
Tri-State and Selke are inconsistent with the notion that formal adjudicative procedures are essential to a “decision,” and the Department has given us no reason to believe that those cases were wrongly decided. The Department does point, of course, to a number of cases involving “decisions” of administrative agencies that implicated formal adjudicative procedures, but it is unsurprising that many of the published decisions addressing
That is not to say, however, that formal adjudicative procedures are altogether irrelevant. For
Here, however, we do not confront such a problem. The record shows that the Department denied the application at issue by way of a letter from the Commissioner himself. Whatever ambiguity might exist about who else at the Department is authorized to speak definitively for the agency on the question of an Adopt-A-Highway application, it cannot seriously be disputed that the Commissioner — the chief executive officer of the Department, see
(b) The Department contends that, even if its denial of the International Keystone Knights’ application was an administrative “decision,” the judgment of the superior court from which the Department appeals was not a “decision[] of the superior court[] reviewing” the denial of the application. To this end, the Department points out that the judgment from which it appeals was not entered in a proceeding under the Administrative Procedure Act25 or any other statute authorizing direct judicial review of its denial of the International Keystone Knights’ application. Instead, the Department notes, the judgment was entered in a proceeding for injunctive and declaratory relief. That is true enough, but when we consider the nature of the proceedings in the superior court for the purposes of
Pipe Line Co. v. Strickland, 249 Ga. 829, 829 (294 SE2d 471) (1982) (judicial review under Revenue Code). But we also have applied it in appeals from judgments entered upon petitions for writs of mandamus, see, e.g., Rebich, 264 Ga. at 468, petitions for injunctive relief, see, e.g., Prison Health Svcs., Inc. v. Ga. Dept. of Admin. Svcs., 265 Ga. 810, 811 (1) (462 SE2d 601) (1995), and complaints for declaratory relief. See, e.g., Dunlap v. City of Atlanta, 272 Ga. 523, 524 (531 SE2d 702) (2000). The form of the proceedings below is not dispositive.
Here, the subject matter of the proceedings and judgment from which the Department appeals is the denial of the Adopt-A-Highway application. In their complaint, the International Keystone Knights directed most of their allegations to the filing, consideration, and eventual denial of their application, and they sought relief specifically to compel the Department to grant their application. On the motions for summary judgment, both parties put forward evidence about the denial of that application. And in its order denying summary judgment to the Department, awarding partial summary
If a party to a judicial proceeding “attacks or defends the validity of an administrative ruling and seeks to prevent or promote the enforcement thereof, the trial court must necessarily ‘review’ the administrative decision [to resolve the merits of the case].” Ferguson, 275 Ga. at 257-258 (2) (citations and punctuation omitted). Notwithstanding that the proceedings and judgment below were only for injunctive and declaratory relief, the proceedings and judgment amounted to a review of a decision to deny a particular Adopt-A-Highway application. See Ladzinske, 280 Ga. at 265.
5. Because the Department appeals from a decision of a superior court reviewing a decision of a state administrative agency, it was required under
Appeal dismissed. All the Justices concur.
DECIDED JULY 5, 2016.
