CALPORTLAND COMPANY, INC., PETITIONER v. FEDERAL MINE SAFETY AND HEALTH REVIEW COMMISSION AND SECRETARY OF LABOR, ON BEHALF OF JEFFREY PAPPAS, RESPONDENTS
No. 16-1094
United States Court of Appeals FOR THE DISTRICT OF COLUMBIA CIRCUIT
Argued October 6, 2016 Decided October 20, 2016
On Petition for Review of an Order of the Federal Mine Safety and Health Review Commission
Edward Waldman, Attorney, U.S. Department of Labor, argued the cause for respondent. With him on the brief was W. Christian Schumann, Counsel. John T. Sullivan, Attorney, Mine Safety and Health Review Commission, entered an appearance.
Opinion for the Court filed by Senior Circuit Judge SENTELLE.
OPINION
SENTELLE, Senior Circuit Judge: CalPortland Company, Inc. (“CalPortland“) petitions for review of a decision by the Fedеral Mine Safety and Health Review Commission (“Commission“) ordering CalPortland to temporarily reinstate Jeffrey Pappas, pursuant to
I.
“Congress adopted the Mine Act ‘to protect the health and safety of the Nation‘s . . . miners,‘” Thunder Basin Coal Co. v. Reich, 510 U.S. 200, 202 (1994) (quoting
Relevant to this case, the Mine Act also includes a whistleblower provision,
At the center of this case is
II.
Beginning in or around 1999, Jeffrey Pappas worked as a miner at the Oro Grande cement plant in San Bernardino County, California. Martin Marietta Materials, Inc., which owned the plant through a subsidiary named Riverside Cement Company, was Pappas‘s еmployer. In 2014, while working for Martin Marietta at the Oro Grande plant, Pappas notified management about a supervisor‘s potentially unsafe directions. When management failed to fully address his concerns, Pappas notified a MSHA inspector, who investigated and issued several citations to Martin Marietta for safety violations. After MSHA issued these citations to Martin Marietta, Pappas‘s relationship with his managers and colleagues at the Oro Grande plant deteriorated, culminating in his discharge in March 2014. Pappas filed a
On or around June 30, 2015, CalPortland executed a limited asset purchase agreement with Martin Marietta to
To ensure that it could take control of the Oro Grande plant in October 2015 without shutting down the kiln, CalPortland began the staffing process early. In mid-August 2015, prior to CalPortland‘s effective acquisition of the Oro Grande plant, CalPortland contacted Jamie Ambrose, Martin Marietta‘s Human Resources manager, for advice on hiring decisions. Soon thereafter, Ambrose was offered and accepted the Human Resources manager position at CalPortland. Because of her prior employment with Martin Marietta, Ambrose knew about Pappas‘s previous
In mid-September 2015, CalPortland invited all of the employees from thе four facilities covered by the asset purchase agreement, including the employees at the Oro Grande plant, to apply for employment with CalPortland. CalPortland did not advertise these positions to the general public and nearly all of the existing Martin Marietta employees applied. CalPortland made its hiring decisions on September 26, 2015, and extended employment offers to approximately 115 out of 130 applicants, with approximately 100 to 105 of those offered employment accepting positions with CalPоrtland. Pappas was one of the applicants from the Oro Grande plant who was not offered employment by CalPortland. On September 28, 2015, two days before CalPortland‘s acquisition of the Oro Grande plant, Martin Marietta told those miners who were not offered employment
After CalPortland did not hire him, Pappas filed a
Focusing on Pappas‘s employment at the Oro Grande plant and Martin Marietta‘s active role in CalPortland‘s hiring decisions, the Administrative Law Judge concluded that Pappas was a “miner” for purposes of
In affirming the ALJ‘s decision, the Commission found that CalPortland‘s hiring process, which the Commission characterized as “miner retention decisions” or “rehiring” decisions, occurred while Pappas was “[u]nquestionably” a “miner” at the Oro Grande plant. See Pappas, 38 FMSHRC at 141-42. Based on the fact that Jamie Ambrose, who was aware of Pappas‘s prior
On February 22, 2016, the Commission denied CalPortland‘s petition for reconsideration. CalPortland filed its petition for review with this Court on March 8, 2016. On appeal, CalPortland does not challenge the Commission‘s determination that Pappas‘s complaint was not frivolously brought, see id. at 144-47, but argues that the Commission erred in holding that Pappas was a “miner” rather than an “applicant for employment” for purposes of
III.
While neither party disputes that we have jurisdiction over a
A.
First, the action must mark the consummation of the agency‘s decisionmaking process—it must not be of a merely tentative or interlocutory nature. And second, the action must be one by which rights or obligations have been determined, or from which legal consequences will flow.
U.S. Army Corps of Eng‘rs v. Hawkes Co., 136 S. Ct. 1807, 1813 (2016) (quoting Bennett v. Spear, 520 U.S. 154, 177-78 (1997)). In light of the fact that “[a] final order need not necessarily be the very last order,” NetCoalition v. SEC, 715 F.3d 342, 351 (D.C. Cir. 2013) (citation and internal quotation marks omitted), “there is a close issue of whether [a
B.
Courts of appeals “have jurisdiction of appeals from all final decisions of the district courts of the United States, . . . except where a direct review may be had in the Supreme Court.”
To come within the scope of the collateral order doctrine, an order must: “(i) conclusively determine[] a disputed question; (ii) resolve[] an important issue completely separate from the merits of the action; and (iii) [be] effectively unreviewable on appeal from a final judgment.” Meredith, 177 F.3d at 1048 (citing Coopers & Lybrand v. Livesay, 437 U.S. 463, 468 (1978)). Each of these conditions must be satisfied for an order “to qualify as an immediately-appealable collateral order.” Fokker Servs., 818 F.3d at 748; see also Mohawk Indus., 558 U.S. at 107-08.
Although we havе applied the collateral order doctrine to issues arising under
Second, the Commission‘s order satisfies the separability condition. A temporary reinstatement order has “no bearing” on the ultimate resolution of a complaint, as the complainant‘s discriminаtion case proceeds regardless of the Commission‘s holding on the temporary reinstatement application and the temporary reinstatement order does not affect the merits decision. Cobra, 742 F.3d at 98 (Agee, J., dissenting). This case also concerns a threshold issue—whether Pappas was a “miner” or an “applicant for employment” for purposes of his complaint—that is “completely independent from the merits
Third, temporary reinstatement orders involve important interests that will be effectively unreviewable on appeal from a final order on the complaint. The “crucial question” in analyzing this condition is “whether deferring review until final judgment so imperils the interest as to justify the cost of allowing immediate appeal of the entire class of relevant orders.” Mohawk Indus., 558 U.S. at 108. During the period between the issuance of the temporary reinstatement order and the final order on the complaint—in this case, the ALJ‘s decision issued on January 12, 2016, and the underlying merits hearing on Pappas‘s complaint is scheduled for December 6-9, 2016—an operator may be unnecessarily forced to pay wages and employ a worker who has no meritorious claim with no procedure available to recoup these expenses. See Cobra, 742 F.3d at 95, 99 (Agee, J. dissenting). Miners have even more significant interests at stake. A miner, who “may not be in the financial position to suffer even a short period of unemployment or reduced income pending resolution of the discrimination complaint,” id. at 96 (quoting S. Rep. No. 95-181, at 37 (1977)), may suffer irreparable financial harm if his right to appeal from an adverse decision is foreclosed. Denying immediate review of an order on temporary reinstatement may also have a chilling effect on a miner‘s willingness to report safety complaints. See id. at 99. And, because an appeal from the final order on the complaint need not reach issues concerning temporary reinstatement, the parties would “effectively lose any
Because the Commission‘s temporary reinstatement order satisfies the requirements of the collateral order doctrine, we have jurisdiction to hear this petition for review.
IV.
As noted, CalPortland timely petitioned for review, arguing that the Commission erred when it affirmed the ALJ‘s decision ordering CalPortland to “reinstate” Pappas even though Pappas had never been employed by CalPortland. We review the Commission‘s legal conclusions de novo and its findings of fact for substantial evidence. Am. Coal Co. v. FMSHRC, 796 F.3d 18, 23 (D.C. Cir. 2015).
A.
The Secretary‘s reasonable interpretation of the Mine Act is accorded deference by both the Commission and this Court under the familiar two-step Chevron standard. Am. Coal, 796 F.3d at 23-24 (citations omitted); see also Chevron, U.S.A., Inc. v. Nat. Res. Def. Council, Inc., 467 U.S. 837, 842-45 (1984). The Secretary‘s litigating position before the
“Under the first step of Chevron we consider whether Congress has unambiguously addressed the question.” Id. at 23-24. As the Supreme Court has made clear, “[a]gencies exercise discretion only in the interstices created by statutory silence or ambiguity; they must always give effect to the unambiguously expressed intent of Congress.” Util. Air Regulatory Grp. v. EPA, 134 S. Ct. 2427, 2445 (2014) (citation and internal quotation marks omitted). Thus, “[a]n agency has no power to ‘tailor’ legislation to bureaucratic policy goals by rewriting unambiguous statutory terms.” Id. If, however, the Mine Act is “silent or ambiguous with respect to the specific issue,” Sec‘y of Labor v. Excel Mining, LLC, 334 F.3d 1, 6 (D.C. Cir. 2003) (citation and internal quotation marks omitted), “we ask whether the Secretary‘s interpretation is reasonable,” Am. Coal, 796 F.3d at 24.
B.
In relevant part,
Any miner or applicant for emplоyment or representative of miners who believes that he has been discharged, interfered with, or otherwise discriminated against by any person in violation of this subsection may . . . file a complaint with the Secretary alleging such discrimination. . . . [I]f the Secretary finds that such complaint was not frivolously brought, the
Commission, on an expedited basis upon application of the Secretary, shall order the immediate reinstatement of the miner pending final order on the complaint.
The Secretary argues that the term “miner” in
“To determine whether the meaning of a statutory provision is plain, the court‘s analysis begins with the most traditionаl tool of statutory construction, reading the text itself.” Wolf Run Mining Co. v. FMSHRC, 659 F.3d 1197, 1200 (D.C. Cir. 2011) (citation, internal quotation marks, and
The Mine Act broadly defines a “miner” as “any individual working in a coal or other mine,”
To “reinstate” means to “restore []someone . . . to their [sic] former position,” THE NEW OXFORD AMERICAN DICTIONARY 1428 (2d ed. 2005) (emphasis added); see also WEBSTER‘S THIRD NEW INTERNATIONAL DICTIONARY 1915 (1993) (“[T]o instate again[;] place again[] as in . . . a former position[.]” (emphasis added)); Reinstate, BLACK‘S LAW
In this case, it is undisputed that Pappas has never been employed by or worked for CalPortland; during the relevant time period, he was a miner employed by Martin Marietta. See, e.g., Pappas, 38 FMSHRC at 141-42 (finding that Pappas was a “miner” eligible for temporary reinstatement because he was “a ‘miner’ employed by Martin Marietta” when CalPortland decided not to hire him and he “experienced the effect of CalPortland‘s decision not to hire him while he was still a miner working for Martin Marietta” (emphases added)). In a final decision, CalPortland, as the successor operator of the Oro Grande plant, could perhaps be ordered to instate Pappas if it was found to have violated the Mine Act when it failed to hire him, see
In an attempt to create an ambiguity in the statute, the Secretary relies on the fact that Pappas was a miner, not with CalPortland, but at the Oro Grande plant. The Secretary, however, fails to identify any language in the Mine Act suggesting that the temporary reinstatement provision applies to a physical location rather than to an employer. The Commission‘s own precedent illustrates that this remedy applies to a specific employer, not to a mine. See Piper, 35 FMSHRC at 1972-73 (concluding that complainant “was not a mere ‘applicant’ for a position with KenAmerican” because “[h]e had actively worked in KenAmerican‘s mine” and the “genesis” of the complaint was the miner‘s dismissal by KenAmerican (emphasis added)); Lone Mountain, 20 FMSHRC at 930 (holding that the complainant, who was a miner for Arch of Kentucky, “was not a complaining ‘miner’ for purposes of the Mine Act” and his complaint against Lone Mountain, which arose out of his application for employment with Lone Mountain). The mere fact that Pappas may have been both a miner and аn applicant for employment does not establish that he was a miner for purposes of his complaint against CalPortland. See, e.g., Sec‘y of Labor v. Mullins, 888 F.2d 1448, 1452 (D.C. Cir. 1989) (“The fact that [the operator] also violated § 105(c) at an earlier point in time by interfering with Keene‘s statutorily protected rights while he was still a miner within the meaning of the Act does not insulate [the operator‘s owner and president] from liability for subsequently interfering with Keene‘s statutorily protected rights in his capacity as an applicant for employment.” (emphasis added)).
* * *
For the reasons stated, “regular interpretive method leaves no serious question” as to congressional intent in this case. Gen. Dynamics, 540 U.S. at 600. The text and structure of
So ordered.
