BRYAN DAVID RANGE, Aрpellant v. ATTORNEY GENERAL UNITED STATES OF AMERICA; REGINA LOMBARDO, Acting Director, Bureau of Alcohol, Tobacco, Firearms and Explosives
No. 21-2835
UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT
November 16, 2022
PRECEDENTIAL. Argued on September 19, 2022. Before: SHWARTZ, KRAUSE and ROTH, Circuit Judges.
Kevin B. Soter (ARGUED), Mark B. Stern, United States Department of Justice, Civil Division, Room 7222, 950 Pennsylvania Avenue, NW, Washington, DC 20530, Counsel for Appellee
Joseph G.S. Greenlee (ARGUED), Firearms Policy Coalition Action, 5550 Painted Mirage Road, Suite 320, Las Vegas, NV 89149, Counsel for Amicus Appellant
OPINION
In District of Columbia v. Heller, 554 U.S. 570, 595 (2008), the Supreme Court held that “the right of the people to keep and bear Arms,” enshrined in the Second Amendment, is an individual right. Id. at 595. While the precise contours of that individual right are still being defined, the Court has repeatedly stated that it did not question the “longstanding prohibition[] on the possession of firearms by felons.” Id. at 626.
Appellant Bryan Range falls in that category, having pleaded guilty to the felony-equivalent charge of welfare fraud under
I. Factual and Procedural Background
In 1995, Range pleaded guilty to making false statements about his income to obtain $2,458 of food stamp assistance in violation of
Congress has deemed it “unlawful for any person . . . who has been convicted in any court, of a crime punishable by imprisonment for a term exceeding one year“—the definition of a felony under both federal law,
Three years after his conviction, Range attempted to purchase a firearm but was “rejected by the instant background check system.” App. 46, 68, 203. Range‘s wife subsequently bought him a deer-hunting rifle, and when that rifle was destroyed in a house fire, she bought him another.4 Sometime in 2010 or 2011, believing his first rejection was an error, Range again attempted to purchase a firearm. Again, he was rejected by the instant background check system. Several years after this rejection, Range “researched the matter” and learned that he was barred from purchasing and possessing firearms because of his welfare fraud conviction. App. 46, 205-06. Having “realize[d] that [he] was not allowed to
Range has hunted regularly for at least twenty years, most frequently using a bow or a muzzleloader. During the years that he possessed a deer hunting rifle, he routinely hunted with it on the first morning and the two Saturdays of each two-week season. He maintained a Pennsylvania hunting license at the time he filed his lawsuit and averred in deposition testimony that if not barred by
In 2020, Range filed suit in the Eastern District of Pennsylvania, seeking a declaratory judgment that
While Range‘s appeal was pending, the Supreme Court issued Bruen, rejecting the means-end component of the second step of Marzzarella and Binderup and holding the first step was “broadly consistent with Heller” to the extent it focused on “the Second Amendment‘s text, as informed by history.” 142 S. Ct. at 2127. The Government filed a letter pursuant to Federal Rule of Appellate Procedure 28(j), contending that Range‘s Second Amendment challenge still must fail under Bruen‘s framework. Range responded with his own Rule 28(j) letter, underscoring Bruen‘s emphasis on history and asserting “there is no history in 1791 that given the facts of Mr. Range‘s case that he would be disarmed and prevented from owning and possessing firearms.” Dkt. No. 41 at 2. The panel ordered supplemental briefing on (1) Bruen‘s impact, if any, on the multifactor analysis developed in Binderup and Holloway v. Attorney General, 948 F.3d 164 (3d Cir. 2020); (2) whether Bruen shifts the burden to the Government to prove that the challenger is outside the scope of those entitled to Second Amendment rights, and whether the Government has met that burden here; and (3) whether we should remand this matter to the District Court.5
II. Jurisdiction and Standard of Review
The District Court had jurisdiction under
III. Bruen‘s Doctrinal Impact
Applying Bruen‘s historical focus, we conclude
A. Post-Bruen Standard for Second Amendment Challenges
The Supreme Court‘s decision in Bruen modifies our prior test for analyzing Second Amendment challenges to
Before Bruen, we analyzed Second Amendment challenges under a two-part test that was eventually adopted by most of our sister Circuits. Marzzarella, 614 F.3d at 89; see also Binderup, 836 F.3d at 346 (“Nearly every court of appeals has cited Marzzarella favorably.“). At the first step, we considered whether the challenged law burdened conduct within the scope of the Second Amendment. Marzzarella, 614 F.3d at 89. In examining this subject, we observed that “the right to bear arms was tied to the concept of a virtuous citizenry and that accordingly, the government could disarm ‘unvirtuous citizens[,]” including “any person who has committed a serious
Bruen, however, abrogated Binderup‘s two-step inquiry and directed the federal courts, in a single step, to look to the Second Amendment‘s text and “the Nation‘s historical tradition of firearm regulation.” 142 S. Ct. at 2126, 2130; see also Frein v. Pa. State Police, 47 F.4th 247, 254, 256 (3d Cir. 2022) (recognizing Bruen abrogated our two-step
Under Bruen, the question is whether the regulation at issue is “relevantly similar” to regulations at the Founding. Id. at 2132 (quoting Cass R. Sunstein, On Analogical Reasoning, 106 Harv. L. Rev. 741, 773 (1993)). To make that determination, we must employ “analogical reasoning” and compare “how and why the regulations burden a law-abiding citizen‘s right to armed self-defense.” Id. at 2132–33. Specifically, the government must “identify a well-established and representative historical analogue, not a historical twin.” Id. at 2133. “So even if a modern-day regulation is not a dead ringer for historical precursors, it still may be analogоus enough to pass constitutional muster.” Id.
Bruen does not preclude our review of Range‘s appeal on the record before us. Bruen did not address the substantive issues that we must now determine. Unlike the open-carry licensing regime in Bruen that created a conduct-based constraint on public carry,
B. Scope of Second Amendment Rights in Historical Perspective
As instructed by Bruen, we begin our analysis with the text of the Second Amendment, which protects “the right of the people to keep and bear Arms,”
The language of Bruen provides three insights into pertinent limits on “the people” whom the Second Amendment protects. First, the majority characterized the holders of Second Amendment rights as “law-abiding” citizens no fewer than fourteen times. Bruen, 142 S. Ct. at 2122, 2125, 2131, 2133-34, 2135 n.8, 2138 & n.9, 2150, 2156; accord Heller, 554 U.S. at 625, 635. These included its holding that the New York statute “violates the Fourteenth Amendment in that it prevents law-abiding citizens with ordinary self-defense needs from exercising their right to keep and bear arms,” Bruen, 142 S. Ct. at 2156, its explanation that the Second Amendment “‘elevates above all other interests the right of law-abiding, responsible citizens to use arms’ for self-defense,” id. at 2131 (quoting Heller, 554 U.S. at 635), and its instruction to identify historical analogues to modern firearm regulations by assessing “how and why the regulations burden a law-abiding citizen‘s right to armed self-defense,” id. at 2133.11 The Court
Second, the Court clarified that, despite the infirmity of New York‘s discretionary may-issue permitting regime, “nothing in our analysis should be interpreted to suggest the
Third, neither Bruen nor either of the Court‘s earlier explanations of the individual right to keep and bear arms casts doubt on
Thus, although the Supreme Court has not provided an “exhaustive historical analysis . . . of the full scope of the Second Amendment,” Bruen, 142 S. Ct. at 2128; Heller, 554 U.S. at 626, Heller, McDonald, and Bruen provide a window
into the Court‘s view of the status-based disarmament of criminals: that this group falls outside “the people“—whether or not their crimes involved violence—and thatOur Court‘s own review of the historical record supports the Supreme Court‘s understanding: Those whose criminal records evince disrespect for the law are outside the community of law-abiding citizens entitled to keep and bear arms.14 Our previous decisions, endorsed by several sister courts of appeals, have expressed a related view in terms of the
The Bruen Court warned that “not all history is created equal” and catalogued the sources that are most probative of the right‘s original meaning. 142 S. Ct. at 2136. Emphasizing that the right codified in the
1. England‘s Restoration and Glorious Revolution
We begin with the late seventeenth century, when the English government repeatedly disarmed individuals whose conduct indicated a disrespect for the sovereign and its dictates. Also, the advent of the English Bill of Rights during this period confirmed Parliament‘s authority to delineate which members of the community could “have arms . . . by Law.” 1 W. & M., Sess. 2, ch. 2, § 7 (Eng. 1689).
In the contentious period following the English Civil War, the restored Stuart monarchs disarmed nonconformist (i.e., non-Anglican) Protestants. See Joyce Lee Malcolm, To Keep and Bear Arms: The Origins of an Anglo-American Right 45 (1994) (describing how Charles II “totally disarmed religious dissenters“); Amicus Br. 6 (“Leading up to the Glorious Revolution of 1688, . . . nonAnglican [sic] Protestants were often disarmed.“). The reason the Crown seized nonconformists’ weapons, according to Amici, is that non-Anglican Protestants were dangerous. But the notion that every disarmed nonconformist was dangerous defies common sense. Moreover, Amici‘s resort to dangerousness as the sole explanation for this measure ignores Anglicans’ well-documented concern that nonconformists would not obey the King and abide by the law.
By definition, nonconformists refused to participate in the Church of England, an institution headed by the King as a matter of English law. See Church of England, BBC (June 30, 2011), https://www.bbc.co.uk/religion/religions/christianity/cofe/cof
Even when Protestants’ right to keep arms was restored, it was expressly made subject to the discretion of Parliament. One year after the Glorious Revolution of 1688 replaced the Catholic King James II with William of Orange and Mary, James‘s Protestant daughter, see Alice Ristroph, The Second Amendment in a Carceral State, 116 Nw. U. L. Rev. 203, 228 (2021), Parliament enacted the English Bill of Rights, which declared: “Subjects which are Protestants, may have Arms for their Defence suitable to their Conditions, and as allowed by Law,” 1 W. & M., Sess. 2, ch. 2, § 7 (Eng. 1689) (emphasis added). Thus, this declaration, which the Supreme Court has described as the “predecessor to our Second Amendment,”
In 1689, Parliament enacted a status-based restriction forbidding Catholics who refused to take an oath renouncing their faith from owning firearms, except as necessary for self-defense. An Act for the Better Securing the Government by Disarming Papists and Reputed Papists, 1 W. & M., Sess. 1, ch. 15 (Eng. 1688); see Malcolm, supra, at 123. Proponents of the view that disarmament depended exclusively on dangerousness have argued that Catholics categorically posed a threat of violence at this time. See Kanter v. Barr, 919 F.3d 437, 457 (7th Cir. 2019) (Barrett, J., dissenting); C. Kevin Marshall, Why Can‘t Martha Stewart Have a Gun?, 32 Harv. J.L. & Pub. Pol‘y 695, 723 (2009). Again, however, this interpretation not only rests on the implausible premise that all Catholics were violent, but also ignores the more likely historical reason for disarming this entire group: their perceived disrespect for and disobedience to the Crown and English law. That is manifest in the statute‘s oath requirement. When individuals sworе that they rejected the tenets of Catholicism, their right to own weapons was restored. An Act for the Better Securing the Government by Disarming Papists and Reputed Papists, 1 W. & M., Sess. 1, ch. 15 (Eng. 1688).
Disavowal of religious tenets hardly demonstrated that the swearing individual no longer had the capacity to commit
2. Colonial America
The earliest firearm legislation in colonial America prohibited Native Americans, Black people, and indentured servants from owning firearms.18 See Michael A. Bellesiles, Gun Laws in Early America: The Regulation of Firearms Ownership, 1607–1794, 16 Law & Hist. Rev. 567, 578–79 (1998). Amici contend that these restrictions affected individuals outside the political community and so cannot serve as analogues to contemporary restraints on citizens like
Likewise, Catholics in the American colonies (as in Britain) were subject to disarmament without demonstrating a proclivity for violence. It is telling that, notwithstanding Maryland‘s genesis as a haven for persecuted English Catholics, see Michael W. McConnell, The Origins and Historical Understanding of Free Exercise of Religion, 103
3. Revolutionary War
Revolutionary-era history furnishes other examples of legislatures disarming non-violent individuals because their
John Locke—whose views profoundly influenced the American revolutionaries20—argued that the replacement of individual judgments of what behavior is transgressive with communal norms is an essential characteristic of the social contract. See John Locke, Two Treatises of Government § 163 (Thomas I. Cook, ed., Hafner Press 1947) (reasoning “there only is political society where every one of the members hath quitted his natural power [to judge transgressions and] resigned it up into the hands of the community“). Members of a social compact, he explained, have a civic obligation to comply with communal judgments regarding proper behavior.21
In the newly proclaimed states, compliance with that civic obligation translated to entitlement to keep and bear arms, with many of the newly independent states enacting statutes that required individuals, as a condition of keeping their arms, to commit to the incipient social compact by swearing fidelity to the revolutionary regime.22 See Robert H. Churchill, Gun Regulation, the Police Power, and the Right to Keep Arms in Early America: The Legal Context of the Second Amendment, 25 Law & Hist. Rev. 139, 158 (2007).
In Connecticut, for example, as hostilities with Britain worsened, colonists denounced loyalists’ dereliction of their duties to the civic community. The people of Coventry passed
Pennsylvania likewise disarmed non-violent individuals who were unwilling to abide by the newly sovereign state‘s legal norms. The legislature enacted a statute in 1777 requiring all white male inhabitants above the age of eighteen to swear to “be faithful and bear true allegiance to the commonwealth of Pennsylvania as a free and independent state,” Act of June 13, 1777, § 1 (1777), 9 The Statutes at Large of Pennsylvania from 1652-1801 110, 111 (William Stanley Ray ed., 1903), and providing that those who failed to take the oath—without regard to dangerousness or propensity for physical violence—“shall be disarmed” by the local authorities, id. at 112–13, § 3.
This statute is particularly instructive because Pennsylvania‘s 1776 state constitution protected the people‘s right to bear arms. See Cornell, Don‘t Know Much About History, supra, at 670–71; Marshall, supra, at 724. Yet Pennsylvania‘s loyalty oath law deprived sizable numbers of pacifists of that right because oath-taking violated the religious
Instead, the Pennsylvania legislature forbade Quakers and other religious minorities from keeping arms because their refusal to swear аllegiance demonstrated that they would not submit to communal judgments embodied in law when it conflicted with personal conviction. See Wedeking, supra, at 51-52 (describing how Quakers were “penal[ized] for allegiance to their religious scruples over the new government“). The act, in other words, was “an effort by Pennsylvania‘s Constitutionalist party to restrictively define citizenship“—i.e., what eventually became “the people“—“to those capable of displaying the requisite virtue.” Cornell, Don‘t Know Much About History, supra, at 671.
Exercising its broad authority to disarm individuals who disrespected the rule of law, Virginia‘s General Assembly also passed a loyalty oath statute in 1777. An Act to Oblige the
In sum, the “how and why,” Bruen, 142 S. Ct. at 2133, of these oath statutes’ burden on the right to bear arms teaches us two things about the historical understanding of status-based prohibitions. First, in keeping with Locke‘s view that compliance with communal judgment is an inextricable feature of political society, these laws “defined membership of the body politic” by disarming individuals whose refusal to take these oaths evinced not necessarily a propensity for violence, but rather a disrespect for the rule of law and the norms of the civic community. Churchill, supra, at 158. Second, legislatures were understood to have the authority and broad discretion to decide when disobedience with the law was sufficiently grave to exclude even a non-violent offender from the people entitled to keep and bear arms. Cf. Dru Stevenson,
4. Ratification Debates
The ensuing deliberations over whether to ratify the Constitution similarly illustrate the Founding generation‘s understanding of legislatures’ power and discretion over disarmament of those not considered law-abiding.
In Pennsylvania, debates between the Federalists and Anti-Federalists “were among the most influential and widely distributed of any essays published during ratification.” Saul Cornell, Commonplace or Anachronism: The Standard Model, the Second Amendment, and the Problem of History in Contemporary Constitutional Theory, 16 Const. Comment. 221, 227 (1999). Those essays included “The Dissent of the Minority,” which was published by the state‘s Anti-Federalist delegates, id. at 232–33, and which the Supreme Court has viewed as “highly influential” to the adoption of the Second Amendment, Heller, 554 U.S. at 604. The amendment proposed by the Dissent of the Minority stated:
[T]he people have a right to bear arms for the defence of themselves and their own State or the United States, or for the purpose of killing game; and no law shall be passed for disarming the people or any of them unless for crimes committed,
or real danger of public injury from individuals.
2 Bernard Schwartz, The Bill of Rights: A Documentary History 665 (1971) (emphasis added).
As the Dissent of the Minority‘s proposal makes clear, members of the Founding generation viewеd “[c]rimes committed—violent or not—[as] . . . an independent ground for exclusion from the right to keep and bear arms.” Binderup, 836 F.3d at 349 (quotation omitted); see also Folajtar, 980 F.3d at 908-09. Amici insist that the proposal‘s crime and danger clauses must be read together as authorizing the disarmament of dangerous criminals only. See Amicus Br. 16; see also Greenlee, supra at 267; Binderup, 836 F.3d at 367 (Hardiman, J., concurring in part). But the Dissent of the Minority‘s use of the disjunctive “or” refutes this counterargument: The dissenters distinguished between criminal convictions and dangerousness, and provided that either could support disarmament. See, e.g., United States v. Woods, 571 U.S. 31, 45–46 (2013) (explaining the “ordinary use” of “or” “is almost always disjunctive“—i.e., “the words that it connects are to ‘be given separate meanings‘“) (quoting Reiter v. Sonotone Corp., 442 U.S. 330, 339 (1979)).
The Dissent of the Minority therefore comports with the longstanding tradition in English and American law of disarming even non-violent individuals whose actions demonstrated a disrespect for the rule of law as embodied in the sovereign‘s binding norms.
5. Other Non-Violent Offenses
Punishments meted out for a variety of non-violent offenses between the seventeenth and nineteenth centuries provide additional support for legislatures’ authority to disarm even non-violent offenders.
Historically, several non-violent felonies were punishable by death and forfeiture of the perpetrator‘s entire estate. See Folajtar, 980 F.3d at 904–05. As the Government observes, those offenses included larceny, repeated forgery, and false pretenses—all of which involve deceit or the wrongful deprivation of another‘s property and closely resemble Range‘s welfare fraud offense. Appellees’ Supp. Br. 7-8.23 A fortiori, given the draconian punishments that traditionally could be imposed for these types of non-violent felonies, the comparatively lenient consequence of disarmament under
State legislatures continued to enact such laws after the Revolution. To protect the sheep of Naushon Island, Massachusetts passed a statute requiring armed trespassers on
As these centuries of hunting statutes show, legislatures repeatedly exercised their authority to decide when non-violent
offenses were sufficiently grave transgressions to justify limiting violators’ ability to keep and bear arms.27* * * * *
We draw three critical lessons from the historical record examined above. First, legislatures traditionally used status-based restrictions to disqualify categories of persons from possessing firearms. Second, they did so not merely based on an individual‘s demonstrated propensity for violence, but rather to address the threat purportedly posed by entire categories of people to an orderly society and compliance with its legal norms. Third, legislatures had, as a matter of separated powers, both authority and broad discretion to determine when
In addition to preserving federalism and the separation of powers, upholding legislative determinations of when crimes are sufficiently serious to warrant disarmament avoids forcing “judges to ‘make difficult empirical judgments’ about ‘the costs and benefits of firearms restrictions,’ especially given their ‘lack [of] experience’ in the field.” Bruen, 142 S. Ct. at 2130 (quoting McDonald, 561 U.S. at 790–91). And as explained above, judicial determinations of when a crime is sufficiently violent have proven infeasible to apply in other contexts. See Binderup, 836 F.3d at 410 (Fuentes, J., concurring in part).
IV. Range‘s Claims
Having identified the appropriate test and reviewed the historical evidence in this area, we now turn to Range‘s claims.
Range committed an offense that Pennsylvania has classified as a misdemeanor punishable by more than two years’ imprisonment,
Range asserts that “[t]he Government has failed to meet its burden of proving that the plaintiff‘s conviction places him outside the scope of those entitled to Second Amendment rights based on the historical analysis of those who can be disarmed.”30 Appellant‘s Supp. Br. 1. Notwithstanding the
Amici offer a few statutes that purportedly prove legislatures’ inability to disarm non-violent offenders, but these laws confirm our view. Specifically, Amici cite a 1785 Massachusetts law that forbid tax collectors and sheriffs from embezzling tax revenue. Amicus Br. 32 (citing 1785 Mass. Laws 516).31 Although the statute permitted estate sales to recover embezzled funds, “the necessities of life—including firearms—could not be sold.” Id. Likewise, Amici discuss a 1650 Connecticut law exempting weapons from execution in civil actions and four statutes providing similar protections for
We believe the Supreme Court‘s repeated characterization of Second Amendment rights as belonging to “law-abiding” citizens supports our conclusion that individuals convicted of felony-equivalent crimes, like Range, fall outside
But even if we were to adopt the contrary view, treating Range as covered by “the Second Amendment‘s plain text[,]” Bruen, 142 S. Ct. at 2126, would “yield the same result,” Kanter, 919 F.3d at 452 (Barrett, J., dissenting). Bruen requires the Government to (1) provide relevant historical analogues demonstrating a traditional basis for disarming those who commit felonies and felony-equivalent crimes, and (2) show that the challenger was convicted of a felony or felony-equivalent offense. Cf. Charles, No. 22-CR-154, 2022 WL 4913900, at *9 (“[R]eading Bruen robotically would require the Government in an as-applied challenge[] to find an analogy specific to the crime charged. . . . That‘s absurd.“).
The Government has also shown that Range was convicted of a felony or felony-equivalent offense. Range pleaded guilty to welfare fraud in violation of
V. Conclusion
We have conducted a historical review as required by Bruen and we conclude that Range, by illicitly taking welfare money through fraudulent misrepresentation of his income, has
For the above reasons, we will affirm the judgment of the District Court.
