Beach v. Ohio Bd. of NursingBeach v. Ohio Bd. of Nursing
D E C I S I O N
Rendered on July 12, 2011
Graff & McGovern, James M. McGovern and Levi J. Tkach, for appellant.
Michael DeWine, Attorney General, and Melissa L. Wilburn, for appellee.
APPEAL from the Franklin County Court of Common Pleas.
BRYANT, P.J.
{¶1} Appellant-appellant, Lori A. Beach, R.N., appeals from a judgment of the Franklin County Court of Common Pleas affirming an order of appellee-appellee, the Ohio Board of Nursing (“board“), that permanently revoked appellant‘s license to practice nursing as a registered nurse in Ohio. Because (1) the common pleas court did not err in denying appellant‘s motion to admit additional evidence, (2) the board was not required to
I. Facts and Procedural History
{¶2} Appellant became an Ohio registered nurse in 1996 and at some unspecified later time she began working as a nurse at the Mansfield Correctional Institution in Mansfield, Ohio. On January 15, 2008, appellant resigned from her position in lieu of termination after prison investigators confronted her with evidence she engaged in an inappropriate personal relationship with an inmate at the prison for whom appellant provided nursing care. Appellant admitted to a board investigator she engaged in “telephone sex” with the inmate and overstepped her bounds as a nurse when she established a relationship with the inmate. On May 16, 2008, the board issued appellant a notice of opportunity for a hearing regarding disciplinary action the board proposed to take against her license due to her actions at the prison.
{¶3} In lieu of a hearing, appellant entered into a consent agreement with the board in November 2008. Pursuant to the agreement, the board suspended appellant‘s nursing license retroactively from January 2008 to January 2009. Appellant agreed to submit to psychiatric treatment and a sexual health evaluation. According to the terms of the agreement, appellant could request after January 1, 2009 the reinstatement of her license, provided she had complied fully with the agreement. On January 7, 2009 appellant wrote to the board and asked the board to reinstate her license.
{¶4} Appellant‘s letter prompted a February 5, 2009 meeting where appellant met with Attorney Bowman, who served as a supervising attorney at the board, and with a board monitoring agent. At the meeting, appellant informed the board representatives she not only had been working as a nurse in Michigan for the past several months but she continued her relationship with the patient-inmate whom she planned to marry.
{¶5} Based on those admissions, the board sent appellant a notice of opportunity for a hearing on March 20, 2009, informing her it proposed to take disciplinary action against her license as a result of false, misleading and deceptive statements she made to the board in the consent agreement. The notice informed appellant of her right, within 30 days of the notice‘s being mailed, to request a hearing on the matter. Appellant timely requested a hearing on March 30, 2009. The board notified appellant it received her request for a hearing, set the hearing for April 13, 2009, and continued the hearing on its own motion.
{¶6} On April 6, 2009, the board received the evaluation of appellant that the Center for Marital and Sexual Health in Beachwood, Ohio performed. The evaluation indicated appellant suffered from mental illness to such an extent the center concluded it could not recommend appellant‘s nursing license be restored. Based on the recommendation from the center, the board, acting through Attorney Bowman, spoke with appellant over the telephone on May 5 or 6, 2009 in an attempt to have appellant surrender her nursing license; appellant refused.
{¶7} The board sent appellant another notice of opportunity for a hearing dated May 15, 2009. The notice informed appellant the board received the center‘s evaluation and proposed to take disciplinary action against her for violating a restriction placed on
{¶8} Contrary to her May 20 message, appellant left a voicemail message with the board on May 22, 2009 stating she no longer wished to have a hearing. Attorney Bowman spoke with appellant on June 2, 2009, confirmed appellant had withdrawn her hearing requests for both the March and May 2009 notices, and sent appellant a letter on June 5, 2009 memorializing their conversation of June 2. Bowman finished the letter by stating, “If I have misinterpreted our telephone conversation, please contact me by June 9, 2009. Thank you.” (C.R. 19.) Appellant phoned Attorney Bowman on or about June 5. When Bowman asked appellant “if she was rescinding her withdrawal of her request for a hearing, [appellant] hung up the telephone.” Appellant‘s June 5 call was the last contact Bowman had with appellant.
{¶9} The board sent appellant a letter on August 3, 2009 informing appellant it would consider her case at the board‘s regularly scheduled meeting on September 24-25, 2009. The letter further informed appellant the board would not permit her to present evidence or testimony on her behalf because she had withdrawn her hearing requests. After consolidating the charges against appellant contained in the March and May 2009 notices, the board, according to the minutes, found appellant committed the charges alleged in the notices and ordered her license to practice nursing as a registered nurse be permanently revoked. On October 1, 2009 the board mailed to appellant, by certified mail, a copy of the adjudication order revoking appellant‘s nursing license. Appellant timely
{¶10} Appellant‘s brief supporting her appeal to the common pleas court argued (1) the board‘s failure to serve her attorney with a copy of the March 2009 notice invalidated the board‘s subsequent order, (2) the board allowed Attorney Bowman to manipulate, intimidate, coerce, and otherwise discourage appellant from proceeding with the hearing, (3) the board violated appellant‘s right to due process, (4) the board gave Bowman unbridled discretion, (5) the board erred by failing to provide appellant with a copy of the “No Request Packet,” the materials concerning appellant‘s case submitted to the board members prior to the September 24-25, 2009 meeting, and (6) the evidence in the record did not support the board‘s order. On March 10, 2010, appellant moved to admit additional evidence consisting of her own affidavit and the approved minutes from the board‘s September 24-25, 2009 meeting; she contended fairness required the court to consider her affidavit since she was not able to present evidence to the board.
{¶11} Following submission of the board‘s brief and response to appellant‘s motion, the common pleas court issued its decision on September 13, 2010 denying appellant‘s motion to admit additional evidence and affirming the board‘s order permanently revoking appellant‘s license to practice nursing as a registered nurse in Ohio. From the common pleas court decision and entry, appellant appeals.
II. Assignments of Error
{¶12} Appellant assigns the following errors:
- The lower court Decision and Entry affirming the Ohio Board of Nursing Order was an abuse of discretion and not in accordance with law, because the lower, [sic] in denying
Ms. Berry‘s Motion to Admit Additional Evidence, utilized an overly strict construction of R.C. 119.12 and failed to account for the fact that no hearing took place. - The lower court Decision and Entry affirming the Ohio Board of Nursing Order was an abuse of discretion and not in accordance with law, because the Board failed to serve Ms. Berry‘s attorney with a copy of the March 2009 Notice of Opportunity, which should invalidate the Board‘s Order.
- The lower court Decision and Entry affirming the Ohio Board of Nursing Order was an abuse of discretion and not in accordance with law, because [sic] allowed its employee (Tara Bowman) to manipulate, intimidate, coerce and otherwise discourage Ms. Berry from proceeding with the hearing that she timely requested and then by allowed [sic] Ms. Bowman to pursue and process Ms. Berry‘s oral request to withdraw her hearing requests regarding the March and May 2009 Notices of Opportunity for Hearing.
- The lower court Decision and Entry affirming the Ohio Board of Nursing Order was an abuse of discretion and not in accordance with law, because the Board allowed its employee (Tara Bowman) unbridled discretion in deciding that Ms. Berry would not be permitted to exercise her
R.C. Chapter 119 hearing rights. - The lower court Decision and Entry affirming the Ohio Board of Nursing Order was an abuse of discretion and not in accordance with law, because the Board erred by imposing its Order, based upon charges set forth in the March 2009 and May 2009 Notices of Opportunity for Hearing, when the administrative hearing record did not contain anything to support; 1) the factual allegations set forth in numbered sections 3 and 4 of the March 2009 Notice; 2) the factual allegations set forth in numbered section 2 (paragraphs 2 of 3 and 3 of 3) of the May 2009 Notice; or 3) the applicability of
R.C. 4723.28(B)(17) (which authorizes the Board to discipline a licensee for “violation of any restrictions placed on a nursing license by the Board“) to what is alleged in numbered sections 1 and 2 of the May 2009 Notice.
III. Standard of Review
{¶13} Under
{¶14} An appellate court‘s review of an administrative decision is more limited than that of a common pleas court. Pons v. Ohio State Med. Bd. (1993), 66 Ohio St.3d 619, 621. The appellate court is to determine only whether the common pleas court abused its discretion. Id.; Blakemore v. Blakemore (1983), 5 Ohio St.3d 217, 219 (” ‘abuse of discretion’ connotes more than an error of law or judgment; it implies that the court‘s attitude is unreasonable, arbitrary or unconscionable“). Absent an abuse of discretion, a court of appeals may not substitute its judgment for that of an administrative
IV. First Assignment of Error – Additional Evidence
{¶15} Appellant‘s first assignment of error contends the trial court erred in denying her motion to admit as additional evidence her own affidavit and the minutes of the board meeting.
{¶16} “Newly discovered” evidence under
{¶17} Appellant signed her affidavit on January 25, 2010, four months after the September 2009 board meeting and even longer from the dates scheduled for the hearings on her notices. Although appellant contends all the facts set forth in her affidavit occurred before the September 2009 board meeting, appellant nevertheless created the affidavit well after that, and it thus fails to meet the definition of newly created evidence. Lluberes, Inc. v. Ohio Liquor Control Comm., 10th Dist. No. 02AP-1326, 2003-Ohio-5943, ¶7, 9 (determining a common pleas court did not abuse its discretion in failing to admit additional evidence in the form of two affidavits that “were not executed until after the administrative hearing,” although the facts contained in the affidavits pertained to facts in existence at the time of the hearing).
{¶18} Appellant also sought to admit the approved minutes from the board‘s September 24-25, 2009 meeting. The approved minutes are the same as the draft minutes of the board meeting in the certified record. See Jain v. Ohio State Med. Bd., 10th Dist. No. 09AP-1180, 2010-Ohio-2855, ¶19 (concluding that where a doctor in an administrative appeal moved to admit the minutes from the medical board‘s meeting as additional evidence, the common pleas court properly denied the motion because “the board‘s minutes from the July 8, 2009 meeting, [were] already included as part of the
{¶19} In the end, the board complied with procedural due process by affording appellant notice and an opportunity to be heard. Appellant‘s failure to take advantage of her opportunity for a hearing did not require the common pleas court to grant her motion to admit additional evidence. Jain at ¶20 (deciding that “[i]f appellant had wanted to ensure certain evidence would be included in the record both before the board and the trial court, she should have taken the proper steps to procure a hearing“).
{¶20} Appellant alternatively contends that if her affidavit and the approved minutes must be excluded pursuant to
{¶21} After a notice of appeal from an agency‘s order is filed with the trial court, the agency must, within 30 days after receipt of the notice, “prepare and certify to the court a complete record of the proceedings in the case.”
{¶22} Appellant also contends the Bowman affidavit must be excluded from the record because no transcribed record reflects the affidavit was admitted into evidence at a hearing.
{¶23} Appellant lastly asserts
{¶24} In the final analysis, the trial court properly denied appellant‘s motion to admit additional evidence. Appellant‘s first assignment of error is overruled.
V. Second Assignment of Error – Failure to Serve Attorney
{¶25} Appellant‘s second assignment of error asserts the board‘s failure to serve her attorney with a copy of the March 2009 notice of opportunity for a hearing invalidates the charges set forth in that notice.
{¶26} No adjudication order is valid unless the subject of the order has been given an opportunity for a hearing in accordance with
{¶27} Appellant had considerable interaction with the agency, but only in connection with the consent agreement was an attorney involved. In that instance, appellant, the president of the board, and appellant‘s attorney, each signed the November 2008 consent agreement. After that point, appellant acted without counsel in requesting by letter of January 7, 2009 that the board reinstate her license. According to Bowman‘s affidavit, Bowman and appellant‘s board monitoring agent became aware on or about January 8, 2009 that the attorney who participated in the consent agreement no longer represented appellant.
{¶28} Appellant neither suggesting nor pointing to anything in the record to the contrary, apparently appeared without counsel at the February 5, 2009 meeting with Bowman and her board monitoring agent. In response to the March 2009 notice, appellant personally requested a hearing, and the board confirmed, through email on May 8, 2009, that appellant‘s former attorney no longer represented her. Apart from his signature on the November 2008 consent agreement, the attorney did not sign, prepare, or receive any document contained in the certified record. Nor does the certified record evidence any other attorney of record for appellant. In the absence of an attorney or
{¶29} Moreover, appellant communicated with the board, both in writing and by telephone, after the board mailed the March 2009 notice, and she pro se requested a hearing on the March 2009 notice. Appellant thus necessarily received the notice. Cf. Kellough v. Ohio State Bd. of Edn., 10th Dist. No. 10AP-419, 2011-Ohio-431, ¶36 (noting that
{¶30} In none of her communications did appellant raise an issue about serving her attorney with the March 2009 notice. The lack of an attorney of record, coupled with appellant‘s plainly receiving the notices and her not objecting to service on only her reveals the agency did not commit reversible error by serving the notice on no one but appellant. Cf. Jefferson Cty. Child Support Enforcement Agency v. Harris, 7th Dist. No. 02 JE 22, 2003-Ohio-496 (concluding Harris waived any objection to the form of the notice, even though he never attended the hearing, because he telephoned the agency prior to the hearing and thus indicated he received actual notice of the hearing).
{¶31} Appellant‘s second assignment of error is overruled.
VI. Third & Fourth Assignments of Error – Bowman‘s Conduct
{¶32} Appellant‘s third and fourth assignments of error are interrelated and will be discussed together. Appellant‘s third assignment of error contends Bowman manipulated, intimidated, coerced and otherwise discouraged appellant from proceeding with her hearing requests. Appellant‘s fourth assignment of error contends the board gave Bowman unbridled discretion to determine whether appellant would be allowed to exercise her
{¶33} The evidence before the board and the court of common pleas indicated Bowman spoke with appellant on May 5 or 6 about surrendering her license, but appellant refused to do so. When appellant received the May 15, 2009 notice of opportunity for a hearing, she called the board on May 20 and left a voicemail message requesting a hearing; the board sent appellant a letter on May 21 confirming the board received appellant‘s voicemail. On May 22, appellant called the board and left a voicemail message stating she no longer wished to have a hearing; Bowman telephoned appellant on June 2 and confirmed by letter that appellant was rescinding her requests for a hearing on both the March and May 2009 notices. Although appellant responded to Bowman‘s June 2 letter by telephoning Bowman on June 5, appellant hung up the phone when Bowman asked her if she was rescinding her withdrawals. Contrary to appellant‘s contentions, the record indicates Bowman acted with restraint. Although appellant contends Bowman coerced her and exercised unbridled discretion, no evidence of record supports her contention.
{¶34} Appellant also contends Bowman acted outside the scope of her duties as a supervising attorney at the board when she spoke with appellant after the board mailed appellant the May 15, 2009 notice. Bowman‘s affidavit indicates her duties, as a supervising attorney, required her to be involved in investigations of licensees and in licensees’ compliance with license restrictions. Appellant contends that after the May notice, Bowman‘s duties ceased and the board should have communicated with her through the assistant attorney general assigned to represent the board or through the board member assigned to preside over the hearing. According to appellant, the board, in not so restraining Bowman, allowed Bowman to exercise both investigatory and adjudicatory authority when it permitted her to decide appellant would not be entitled to exercise her
{¶35} Appellant suggests that in any event the common pleas court should have remanded the case to the board to consider whether appellant validly withdrew her hearing requests, as the board was not fully aware of the scope of Bowman‘s coercive communications. Apart from the fact the record does not support appellant‘s contentions about Bowman‘s coercive interaction with appellant, the board was aware, through the documents contained in the “No Request Packet,” of appellant‘s requests for hearings, her rescission of those requests, and her communications with Bowman. Further, pursuant to appellant‘s admissions in the November 2008 consent agreement and the findings from the center, the board was aware of appellant‘s various mental health issues.
{¶36} Appellant lastly asserts her attempt to orally withdraw her request for a hearing is ineffective. Relying on Black v. Ohio Bd. of Psychology, 160 Ohio App.3d 91, 2005-Ohio-1449, appellant claims a party must rescind a hearing request in writing. Although Black states a written rescission of a request for a hearing waives the right as if it never were requested, it does not address the issue appellant raises. Appellant correctly notes “there are no statutes, rules or cases directly on point” regarding whether “the withdrawal of [a] hearing request [must] be in writing.” (Appellant‘s brief, 12.) Appellant, however, contends
{¶37} Appellant orally requested a hearing on the May 2009 notice when she called her board monitoring agent on May 20 and left a voicemail message. The board accepted appellant‘s oral request, sent appellant a letter confirming it received her voicemail, and scheduled the hearing. Neither
{¶38} Appellant‘s third and fourth assignments of error are overruled.
VII. Fifth Assignment of Error - Reliable, Probative, and Substantial Evidence Supports Order
{¶39} Appellant‘s fifth assignment of error contends the record lacks reliable, probative, and substantial evidence to support the factual allegations in paragraphs three and four of the March 2009 notice, as well as the factual allegations in paragraphs two and three of the May 2009 notice. She further asserts
{¶40} The board may revoke a nurse‘s license to practice nursing, by a quorum vote of its members, upon a finding of any violation of
{¶41} In the November 2008 consent agreement appellant represented, under “Basis for Action” paragraph (E), that she had not worked as a nurse since resigning from the Mansfield Correctional Institution on January 15, 2008. Under paragraph (F) of the same section appellant represented she understood “any continued relationship with [the inmate] is inappropriate.” (C.R. 13.) Paragraphs three and four of the March 20, 2009 notice state appellant informed board staff at the February 2009 meeting that she maintained contact with the patient-inmate and planned to marry him. Appellant also informed board staff she had worked as a nurse in Michigan from August 2008 until January 2009. (C.R. 13.) The information in the record supporting the allegations came from Bowman‘s affidavit in which Bowman stated she was present at the February 2009 meeting with appellant and heard appellant make the noted statements. Bowman‘s affidavit also indicated appellant called her monitoring agent in March 2009 and informed her she married the patient-inmate as planned.
{¶42} Appellant made a deceptive statement in representing to the board she understood a continued relationship with the patient-inmate was inappropriate when at the time she made that statement, she was still in a relationship with him, if not engaged to marry him. Appellant also made a false, or at least misleading, statement to the board in stating she had not worked as a nurse since resigning from the prison when, at the time she signed the agreement, she was working as a nurse in Michigan. Appellant‘s reply brief in the court of common pleas states she, at the time of the November 2008 consent
{¶43} Appellant next contends not only that the evidence in the record does not support the factual allegations in paragraphs two and three of numbered section two of the May 2009 notice but that
{¶44} Numbered section two noted that under the November 2008 consent agreement appellant agreed to submit to an examination at the center, following which the center would submit a written opinion to the board that might recommend additional restrictions to be placed on appellant‘s license. In addition, the center would assess whether appellant was capable of practicing nursing according to acceptable and prevailing standards of safe nursing care. The section further recites the portion of the consent agreement where appellant agreed the board could use the center‘s recommendations and conclusions as a basis for additional limitations on appellant‘s license. The second paragraph of section two recites the center‘s conclusion it could “not recommend restoration of her nursing license.” (C.R. 16.) The third paragraph of section
{¶45} Appellant contends the evidence in the record does not support the center‘s recommendation or the allegation she refused to surrender her nursing license. The center‘s conclusion, sealed in the common pleas court, recommends that the board not restore appellant‘s license based upon appellant‘s psychiatric issues, relationship issues, boundary violations, and rationalizations for her actions. Bowman‘s affidavit indicated she spoke to appellant on May 5 or 6 to discuss appellant‘s surrendering her license due to the center‘s recommendation, but appellant refused to do so. Accordingly, the center‘s report and Bowman‘s affidavit support the allegations in paragraphs two and three of section two in the May 2009 notice.
{¶46} Paragraph nine of the November 2008 consent agreement stated a restriction on appellant‘s license allowed the board to use the center‘s recommendation to place additional limitations on her license. The center recommended that the board not restore appellant‘s license. When appellant refused to surrender her license to a board employee, she violated the restriction placed on her license. Accordingly,
{¶47} Because the trial court did not abuse its discretion in determining reliable, probative, and substantial evidence supported the board‘s decision to revoke appellant‘s license, we overrule appellant‘s fifth assignment of error.
VIII. Disposition
{¶48} Having overruled appellant‘s five assignments of error, we affirm the judgment of the Franklin County Court of Common Pleas.
Judgment affirmed.
KLATT and SADLER, JJ., concur.