SIMONA CASARINI BARCELO v. DANIEL BARCELO
(AC 36276)
Appellate Court of Connecticut
Argued January 21—officially released June 30, 2015
Beach, Keller and Pellegrino, Js.
(Appeal from Superior Court, judicial district of Stamford-Norwalk, S. Richards, J.)
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Samuel V. Schoonmaker IV, with whom was Wendy Dunne DiChristina, for the appellee (defendant).
Opinion
KELLER, J. The plaintiff, Simona Casarini Barcelo, appeals from the trial court’s financial orders entered in the context of its judgment of dissolution. She claims that the court erred by (1) awarding her time limited alimony and precluding modification of her time limited alimony award, (2) failing to order Daniel Barcelo, the defendant, to pay for the parties’ minor children’s private school tuitions and failing to reserve jurisdiction to enter an order regarding their minor children’s postsecondary education, (3) ordering her to refinance the parties’ existing mortgage on their marital home, pay the defendant 50 percent of the net equity in the marital home, and immediately remove his name from the existing mortgage on the marital home, (4) awarding sole ownership of a Louis XVI armoire to the defendant, (5) ordering the defendant to pay her 15 percent of his future bonus income by way of a supplemental child support order, and (6) ordering the parties to submit to arbitration to resolve any future disputes over the distribution of their personal property. We reverse all of the court’s financial orders in the judgment of dissolution and remand the matter for the court to conduct further proceedings to reconsider all of its financial orders1 on the basis of our conclusion that the court erred by (1) ordering the
The following procedural history is relevant here. The plaintiff filed an action for dissolution in July, 2011, and the matter was tried before the court over the course of three days in May, 2013. The court rendered the judgment of dissolution on November 5, 2013. In rendering its decision, the court found and considered the following facts, which are relevant to this appeal.
‘‘The parties were married on September 17, 1994, in Pals, Spain. Two children are the issue of the parties’ marriage. . . .
‘‘[At the time of the dissolution, the] plaintiff [was] a forty-four year old woman in good health. She has a degree in marketing from Syracuse University. The plaintiff was employed at Giovanni Piranesi from 1993 until the birth of their son in 2000 and has been working as a part time residential realtor since 2008. From 2008 through [2013] the plaintiff has earned the following amounts after expenses: $164 in 2008, $54 in 2009, $3700 in 2010, $1517 in 2011, $18,000 in 2012 and $2000 year to date without expenses calculated and [she] anticipates an additional commission of $14,000 in 2013. [At the time of the dissolution, the] defendant [was] a forty-three year old man in good health. He has a bachelor’s degree from Syracuse University and is a chartered financial analyst. The defendant has held various jobs in finance with a specialization in the oil and gas industry. . . . The defendant is presently employed by Rus Petro with an annual salary of $70,000 plus a discretionary bonus in an undetermined amount. Their eldest child has attended . . . a private school, since fifth grade. The tuition [for the 2013 academic year] was $40,000. Their youngest child has attended . . . a private school for the last two years. The tuition for his school [for the 2013 academic year] was $10,000. . . .
‘‘The parties also received or had access to, either individually or as a couple, monetary gifts from the plaintiff’s parents . . . throughout the course of the parties’ marriage that enabled them to live beyond their means based on their collective earnings . . . . Ultimately, all things considered . . . the cause of the breakdown of the parties’ marriage was their irreconcilable differences stemming from their respective extramarital affair(s) and their difficulty in being intimate with each other.’’
The plaintiff filed the present appeal following the court’s judgment of dissolution. Specifically, she is appealing orders that the court entered in the judgment concerning alimony, real and personal
We begin by setting forth the general standard of review governing a court’s orders in a judgment of dissolution. ‘‘An appellate court will not disturb a trial court’s orders in domestic relations cases unless the court has abused its discretion or it is found that it could not reasonably conclude as it did, based on the facts presented. . . . In determining whether a trial court has abused its broad discretion in domestic relations matters, we allow every reasonable presumption in favor of the correctness of its action. . . . Appellate review of a trial court’s findings of fact is governed by the clearly erroneous standard of review. The trial court’s findings are binding upon this court unless they are clearly erroneous in light of the evidence and the pleadings in the record as a whole. . . . A finding of fact is clearly erroneous when there is no evidence in the record to support it . . . or when although there is evidence to support it, the reviewing court on the entire evidence is left with the definite and firm conviction that a mistake has been committed. . . . Therefore, to conclude that the trial court abused its discretion, we must find that the court either incorrectly applied the law or could not reasonably conclude as it did.’’ (Internal quotation marks omitted.) Cimino v. Cimino, 155 Conn. App. 298, 300–301, 111 A.3d 886, cert. denied, 316 Conn. 912, A.3d. (2015).
‘‘A reviewing court must indulge every reasonable presumption in favor of the correctness of the trial court’s action to determine ultimately whether the court could reasonably conclude as it did. . . . This standard of review reflects the sound policy that the trial court has the opportunity to view the parties first hand and is therefore in the best position to assess all of the circumstances surrounding a dissolution action, in which such personal factors such as the demeanor and the attitude of the parties are so significant.’’ (Internal quotation marks omitted.) Id., 303.
In addition, we must review whether the court properly considered the child support guidelines;
I
Among the plaintiff’s claims is her assertion that the court erred by entering a supplemental child support order that awarded her 15 percent of the defendant’s future bonus income without adequately considering the financial needs of the parties’ minor children or abiding by the child support guidelines. We agree that the court failed to properly consider the child support guidelines and failed to consider the financial needs of the children when entering the supplemental child support order.
The following additional facts are relevant here. At trial, the plaintiff requested that the court impute an earning capacity for the defendant, who claimed to be earning a salary of $70,000 per year with an expectation of a bonus that had yet to be determined. The court, after reviewing the defendant’s annual net earnings between 2005 and 2011, determined that the defendant consistently had
‘‘The defendant shall pay to the plaintiff fifteen (15%) percent of any bonus accruing to himself, regardless of the source, during the aforementioned child support period.’’4
The court also ordered the defendant to maintain medical insurance for the benefit of the minor children so long as it was available through and subsidized at substantially the same level by his employer, and ordered the parties to share equally all unreimbursed medical and dental expenses for the minor children until they graduated from high school or attained the age of nineteen, whichever first occurred.5 In addition, the court ordered the parties to be equally responsible for all costs related to the minor children’s extracurricular activities.
‘‘In appropriate cases, the [child support guidelines] . . . permit the entry of a supplemental order . . . to pay a percentage of a future lump sum payment, such as a bonus. Such supplemental orders may be entered only when . . . the percentage
Our Supreme Court previously has addressed the interplay between the child support guidelines and supplemental child support orders that award a percentage of a party’s bonus income. In Maturo v. Maturo, supra, 296 Conn. 89, a plurality of the court held that a dissolution court erred by ordering the defendant to pay 20 percent of his annual net bonus income to the plaintiff as a supplemental child support order. The court emphasized that ‘‘all child support awards must be made in accordance with the principles established [in the child support guidelines] to ensure that such awards promote equity, uniformity and consistency for children at all income levels. . . . [All child support awards] should follow the principle expressly acknowledged in the preamble [of the child support guidelines] and reflected in the schedule that the child support obligation as a percentage of combined net weekly income should decline as income level rises.’’ (Citations omitted; emphasis omitted; internal quotation marks omitted.) Id., 94–95.6 The court noted, ‘‘[t]he effect of unrestrained child support awards in high income cases is a potential windfall that transfers wealth from one spouse to another or from one spouse to the children
as part of the child support order, absent a proper deviation.8 Id., 97–99.
In addition, in Maturo, the court determined it was error for the trial court to fail to provide ‘‘any explicit justification for the award of bonus income that was related to the financial or nonfinancial needs or characteristics of the children under
In a similar case, our Supreme Court held that a dissolution court erred by ordering the defendant to pay 20 percent of his annual net bonus income to the plaintiff as a supplemental child support order. Misthopoulos v. Misthopoulos, 297 Conn. 358, 370, 999 A.2d 721 (2010). Relying on Maturo and reciting the principles detailed therein, the court concluded that the dissolution court’s order was improper. Id., 368–70. In Misthopoulos, the parties had a combined net weekly income of $2080 and had three minor children. Id., 368. Pursuant to the child support guidelines, absent a proper deviation, courts may not order parties with three minor children and a combined net weekly income of $4000 or more to pay beyond 17.16 percent of their combined net weekly income in child support. Id., 369;
Our review of the principles expressed in Maturo and Misthopoulos leads us to conclude that the court’s supplemental child support order in the present case, awarding the plaintiff 15 percent of the defendant’s undetermined future bonus income, was improper for several reasons.
First, the court’s order did not specify whether the court was referring to 15 percent of the defendant’s future gross or net bonus income. This was improper. ‘‘It is clear that a trial court must base . . . child support orders on the available net income of the parties.’’ (Internal quotation marks omitted.) Evans v. Taylor, 67 Conn. App. 108, 111, 786 A.2d 525 (2001).
The court then ordered the defendant to pay 15 percent of any of his bonus income, not 15 percent of any bonus income in excess of his $250,000 earning capacity. As a result of this apparent ambiguity, the court, without justifying a deviation, permitted the plaintiff to ‘‘double dip’’ and collect child support in excess of the child support guidelines with respect to whatever bonus income the defendant earned above his $70,000 salary but below his imputed earning capacity of $250,000. For example, the court determined the plaintiff’s imputed net weekly income to be $347. If the defendant only received his salary of $70,000 and a net weekly bonus income of $1000 in a given year, he would be obligated to pay not only the $512 weekly child support calculated on the basis of his net weekly earning capacity of $2985, but an additional 15 percent of his $1000 net weekly bonus income, thereby increasing his weekly child support obligation to $662, an amount which deviates well above the guidelines when his imputed net weekly income, with bonus, does not exceed his $2985 net weekly earning capacity.
Third, under the principles set forth in Maturo and Misthopoulos, pursuant to the child support guidelines, absent finding a proper deviation, courts may not order parties with a combined net weekly income of $4000 or more and two minor children to pay beyond 15.89 percent of their combined net weekly income in child support.
For the foregoing reasons, the court erred by misapplying the child support guidelines’ principles when it awarded the plaintiff 15 percent of the defendant’s future bonus income as a supplemental child support order. ‘‘Affirming the judgment with respect to the child support orders would amount to sanctioning the court’s bypassing of and noncompliance with the guidelines’ clear and firm requirements regarding the use of deviation criteria and presumptive support amounts. We decline to do so, especially in light of the growing line of cases in which our Supreme Court has stated unequivocally that the guidelines and their underlying principles limit the discretion accorded to trial courts tasked with fashioning child support award in high income, high asset familial situations.’’ Fox v. Fox, supra, 152 Conn. App. 640. Accordingly, as we discuss in part IV of this opinion, the proper remedy is to remand the matter for the court to reconsider all of its financial orders.
II
Next, we address the plaintiff’s claim concerning the court’s failure to reserve jurisdiction to enter a postsecondary educational support order for the parties’ minor children. We conclude that the court violated
The following additional facts are relevant here. First, although the parties presented no agreement to the court providing for a postsecondary educational support order, or even an agreement concerning the reservation of jurisdiction over a postsecondary educational support order, the record indicates that both parties, in their respective proposed orders to the
In the judgment of dissolution, the court, pursuant to
We conclude that the court violated
During the proceedings on remand, the court must revisit the issue of the postsecondary educational support orders with the parties. If one or both of the parties requests that the court reserve jurisdiction over any such order, and the court is disinclined to reserve jurisdiction over such an order to any subsequent date, it should so inform the parties and advise
fully understand the consequences of a waiver, the court may accept from the parties a waiver of their right to seek a postsecondary educational support order.
III
Last, we address the plaintiff’s claim that the court abused its discretion by ordering the parties to submit to arbitration to resolve potential disputes regarding the distribution of their personal property. We agree.
The following additional facts are relevant here. Paragraph thirteen of the judgment of dissolution contains the following order concerning the distribution of the parties’ personal property: ‘‘13. Personal Property. The personal property of the parties shall be divided by agreement between the parties within thirty (30) days from the date hereof. If the parties are not able to agree, then ownership of any disputed assets shall be decided by binding arbitration to be conducted by an independent arbiter appointed by the court, with the fees therefrom to be divided equally between the parties.’’ The record does not indicate that the parties entered into a voluntary arbitration agreement to resolve disputes arising from the distribution of their personal property.
The plaintiff asserts that the foregoing order constitutes an improper delegation of the court’s judicial functions; namely, its exclusive authority to divide the personal property of the parties in a dissolution action. The defendant counters by arguing that dissolution courts have the authority to order parties to agree to arbitration to resolve such disputes.
We recently addressed the question of whether, absent a voluntary arbitration agreement executed between the parties, a court may order parties in a dissolution action to submit to arbitration in Budrawich v. Budrawich, 156 Conn. App. 628, A.3d (2015). In Budrawich, the dissolution court ordered the parties to submit to arbitration to resolve a dispute concerning unreimbursed expenses each party incurred on behalf of their minor children. Id., 648. Prior to the court’s order, the parties had not executed a voluntary agreement wherein they agreed to seek arbitration to resolve the disputed expenses issue. Id., 649. This court concluded that dissolution courts are not vested with the authority to order parties to submit to arbitration absent a voluntary agreement.
is to be found in the written agreement between the parties. . . . Parties who have contracted to arbitrate certain matters have no duty to arbitrate other matters which they have not agreed to arbitrate. Nor can the courts, absent a statute, compel the parties to arbitrate those other matters.’’ (Citation omitted; internal quotation marks omitted.) Id., 648–49.
Here, as in Budrawich, the parties did not execute a voluntary agreement wherein they have agreed to submit to arbitration to resolve any dispute concerning the distribution of their personal property. Therefore, we conclude that the court abused its discretion by ordering the parties to submit to arbitration involuntarily. On remand, the court shall not order the parties to submit to arbitration involuntarily to resolve any disputes arising out of their dissolution.20
IV
We must now determine whether our conclusion that the court erred when it entered orders concerning supplemental child support and the distribution of the parties’ personal property, and when it violated
‘‘Every improper order, however, does not necessarily merit a reconsideration of all of the trial court’s financial orders. A financial order is severable when it is not in any way interdependent with other orders and is not improperly based on a factor that is linked to other factors.’’ Smith v. Smith, 249 Conn. 265, 277, 752 A.2d 1023 (1999). ‘‘In other words, an order is severable if its impropriety
As previously discussed, in fashioning its child support order, the court failed to apply properly the principles of the child support guidelines. Its order that the defendant pay the plaintiff 15 percent of his bonus income impermissibly allows the plaintiff to dip into the same income twice until his salary, coupled with his bonus income, exceeds his imputed earning capacity. The alimony order awarded to the plaintiff, $10,000 per month and 20 percent of the defendant’s bonus income for five years, is based on the same imputed earning capacity as the child support orders, and like them, is also problematically articulated so as to create the potential for an alimony award that permits the plaintiff to ‘‘double dip,’’ as discussed in part I of this opinion. In addition, in view of any educational support order the court may enter, it will have to reconsider all of its financial orders, including the property distribution orders. See Robinson v. Robinson, supra, 86 Conn. App. 728. We are unable to determine whether the court’s financial awards would remain intact after reconsidering its orders concerning supplemental child support and the distribution of the parties’ personal property, and its failure to reserve jurisdiction to enter a postsecondary educational support order at a later date. Therefore, the court must reconsider all of the financial orders, including the property distribution orders, on remand.
The judgment is reversed only as to all financial orders and the case is remanded for further proceedings consistent with this opinion; the judgment is affirmed in all other respects.
In this opinion BEACH, J., concurred.
KELLER, J.
BEACH, J.
PELLEGRINO, J.
