Astrue v. Capato Ex Rel. B. N. C.Astrue v. Capato Ex Rel. B. N. C.
Karen and Robert Capato married in 1999. Robert died of cancer less than three years later. With the help of in vitro fertilization, Karen gave birth to twins 18 months after her husband‘s death. Karen‘s application for Social Security survivors benefits for the twins, which the Social Security Administration (SSA) denied, prompted this litigation. The technology that made the twins’ conception and birth possible, it is safe to say, was not contemplated by Congress when the relevant provisions of the Social Security Act (Act) originated (1939) or were amended to read as they now do (1965).
Karen Capato, respondent here, relies on the Act‘s initial definition of “child” in
We conclude that the SSA‘s reading is better attuned to the statute‘s text and its design to benefit primarily those supported by the deceased wage earner in his or her lifetime. And even if the SSA‘s longstanding interpretation is not the only reasonable one, it is at least a permissible construction that garners the Court‘s respect under Chevron U. S. A. Inc. v. Natural Resources Defense Council, Inc., 467 U. S. 837 (1984).
I
Karen Capato married Robert Capato in May 1999. Shortly thereafter, Robert was diagnosed with esophageal cancer and was told that the chemotherapy he required might render him sterile. Because the couple wanted children, Robert, before undergoing chemotherapy, deposited his semen in a sperm bank, where it was frozen and stored. Despite Robert‘s aggressive treatment regime, Karen conceived naturally and gave birth to a son in August 2001. The Capatos, however, wanted their son to have a sibling.
Robert‘s health deteriorated in late 2001, and he died in Florida, where he and Karen then resided, in March 2002. His will, executed in Florida, named as beneficiaries the son born of his marriage to Karen and two children from a previous marriage. The will made no provision for children conceived after Robert‘s death, although the Capatos had told their lawyer they wanted future offspring to be placed on a par with existing children. Shortly after Robert‘s death, Karen began in vitro fertilization using her husband‘s frozen sperm. She conceived in January 2003 and gave birth to twins in September 2003, 18 months after Robert‘s death.
Karen Capato claimed survivors insurance benefits on behalf of the twins. The SSA denied her application, and the U. S. District Court for the District of New Jersey affirmed the agency‘s decision. See App. to Pet. for Cert. 33a (decision of the Administrative Law Judge); id., at 15a (District
The Court of Appeals for the Third Circuit reversed. Under
II
Congress amended the Social Security Act in 1939 to provide a monthly benefit for designated surviving family members of a deceased insured wage earner. “Child‘s insurance benefits” are among the Act‘s family-protective measures. 53 Stat. 1364, as amended,
To resolve this case, we must decide whether the Capato twins rank as “child[ren]” under the Act‘s definitional provisions. Section 402(d) provides that “[e]very child (as defined in section 416(e) of this title)” of a deceased insured individual “shall be entitled to a child‘s insurance benefit.” Section 416(e), in turn, states: “The term ‘child’ means (1) the child or legally adopted child of an individual, (2) a stepchild [under certain circumstances], and (3) . . . the grandchild or stepgrandchild of an individual or his spouse [who meets certain conditions].”
The word “child,” we note, appears twice in §416(e)‘s opening sentence: initially in the prefatory phrase, “[t]he term ‘child’ means . . . ,” and, immediately thereafter, in subsection (e)(1) (“child or legally adopted child“), delineating the first of three beneficiary categories. Unlike
A subsequent definitional provision further addresses the term “child.” Under the heading “Determination of family status,”
An applicant for child benefits who does not meet §416(h)(2)(A)‘s intestacy-law criterion may nonetheless qualify for benefits under one of several other criteria the Act prescribes. First, an applicant who “is a son or daughter” of an insured individual, but is not determined to be a “child” under the intestacy-law provision, nevertheless ranks as a “child” if the insured and the other parent went through a marriage ceremony that would have been valid but for certain legal impediments.
The SSA has interpreted these provisions in regulations adopted through notice-and-comment rulemaking. The regulations state that an applicant may be entitled to benefits “as a natural child, legally adopted child, stepchild, grandchild, stepgrandchild, or equitably adopted child.”
As the SSA reads the statute,
III
Karen Capato argues, and the Third Circuit held, that §416(h), far from supplying the governing law, is irrelevant in this case. Instead, the Court of Appeals determined, §416(e) alone is dispositive of the controversy. 631 F. 3d, at 630-631. Under §416(e), “child” means “child of an [insured] individual,” and the Capato twins, the Third Circuit observed, clearly fit that definition: They are undeniably the children of Robert Capato, the insured wage earner, and his widow, Karen Capato. Section 416(h) comes into play, the court reasoned, only when “a claimant‘s status as a deceased wage-earner‘s child is in doubt.” Id., at 631. That limitation, the court suggested, is evident from §416(h)‘s caption: “Determination of family status.” Here, “there is no family status to determine,” the court said, id., at 630, so §416(h) has no role to play.
In short, while the SSA regards §416(h) as completing §416(e)‘s sparse definition of “child,” the Third Circuit considered each subsection to control different situations: §416(h) governs when a child‘s family status needs to be determined; §416(e), when it does not. When is there no need to determine a child‘s family status? The answer that the Third Circuit found plain: whenever the claimant is “the biological child of a married couple.” Id., at 630.7
We point out, first, some conspicuous flaws in the Third Circuit‘s and respondent Karen Capato‘s reading of the Act‘s
A
Nothing in §416(e)‘s tautological definition (” ‘child’ means . . . the child . . . of an individual“) suggests that Congress understood the word “child” to refer only to the children of married parents. The dictionary definitions offered by respondent are not so confined. See Webster‘s New International Dictionary 465 (2d ed. 1934) (defining “child” as, inter alia, “[i]n Law, legitimate offspring; also, sometimes, esp. in wills, an adopted child, or an illegitimate offspring, or any direct descendant, as a grandchild, as the intention may appear“); Merriam-Webster‘s Collegiate Dictionary 214 (11th ed. 2003) (“child” means “son or daughter,” or “descendant“). See also Restatement (Third) of Property §2.5(1) (1998) (“[a]n individual is the child of his or her genetic parents,” and that may be so “whether or not [the parents] are married to each other“). Moreover, elsewhere in the Act, Congress expressly limited the category of children covered to offspring of a marital union. See
Nor does §416(e) indicate that Congress intended “biological” parentage to be prerequisite to “child” status under that provision. As the SSA points out, “[i]n 1939, there was no such thing as a scientifically proven biological relationship between a child and a father, which is . . . part of the reason that the word ‘biological’ appears nowhere in the Act.” Reply Brief 6. Notably, a biological parent is not necessarily a child‘s parent under law. Ordinarily, “a parent-child
We note, in addition, that marriage does not ever and always make the parentage of a child certain, nor does the absence of marriage necessarily mean that a child‘s parentage is uncertain. An unmarried couple can agree that a child is theirs, while the parentage of a child born during a marriage may be uncertain. See Reply Brief 11 (“Respondent errs in treating ‘marital’ and ‘undisputed’ as having the same meaning.“).
Finally, it is far from obvious that Karen Capato‘s proposed definition—“biological child of married parents,” see Brief for Respondent 9—would cover the posthumously conceived Capato twins. Under Florida law, a marriage ends upon the death of a spouse. See Price v. Price, 114 Fla. 233, 235, 153 So. 904, 905 (1934). If that law applies, rather than a court-declared preemptive federal law, the Capato twins, conceived after the death of their father, would not qualify as “marital” children.8
B
Resisting the importation of words not found in §416(e)—“child” means “the biological child of married parents,” Brief for Respondent 9—the SSA finds a key textual cue in §416(h)(2)(A)‘s opening instruction: “In determining whether an applicant is the child . . . of [an] insured individual for purposes of this subchapter,” the Commissioner shall apply state intestacy law. (Emphasis added.) Respondent notes the absence of any cross-reference in §416(e) to §416(h). Id., at 18. She overlooks, however, that §416(h) provides the crucial link. The “subchapter” to which §416(h) refers is Subchapter II of the Act, which spans §§401 through 434. Section 416(h)‘s reference to “this subchapter” thus includes both
The original version of today‘s §416(h) was similarly drafted. It provided that, “[i]n determining whether an applicant is the . . . child . . . of [an] insured individual for purposes of sections 401-409 of this title, the Board shall apply [state intestacy law].”
Reference to state law to determine an applicant‘s status as a “child” is anything but anomalous. Quite the opposite. The Act commonly refers to state law on matters of family
Indeed, as originally enacted, a single provision mandated the use of state intestacy law for “determining whether an applicant is the wife, widow, child, or parent of [an] insured individual.”
Just as the Act generally refers to state law to determine whether an applicant qualifies as a wife, widow, husband, widower,
The paths to receipt of benefits laid out in the Act and regulations, we must not forget, proceed from Congress’ perception of the core purpose of the legislation. The aim was not to create a program “generally benefiting needy persons“; it was, more particularly, to “provide . . . dependent members of [a wage earner‘s] family with protection against the hardship occasioned by [the] loss of [the insured‘s] earnings.” Califano v. Jobst, 434 U. S. 47, 52 (1977). We have recognized that “where state intestacy law provides that a child may take personal property from a father‘s estate, it may reasonably be thought that the child will more likely be dependent during the parent‘s life and at his death.” Mathews v. Lucas, 427 U. S. 495, 514 (1976). Reliance on state
Respondent argues that on the SSA‘s reading, natural children alone must pass through a §416(h) gateway. Adopted children, stepchildren, grandchildren, and stepgrandchildren, it is true, are defined in §416(e), and are not further defined in §416(h). Respondent overlooks, however, that although not touched by §416(h), beneficiaries described in
The SSA‘s construction of the Act, respondent charges, raises serious constitutional concerns under the equal protection component of the Due Process Clause. Brief for Re
Even the Courts of Appeals that have accepted the reading of the Act respondent advances have rejected this argument. See 631 F. 3d, at 628, n. 1 (citing Vernoff v. Astrue, 568 F. 3d 1102, 1112 (CA9 2009)). We have applied an intermediate level of scrutiny to laws “burden[ing] illegitimate children for the sake of punishing the illicit relations of their parents, because ‘visiting this condemnation on the head of an infant is illogical and unjust.’ ” Clark v. Jeter, 486 U. S. 456, 461 (1988) (quoting Weber v. Aetna Casualty & Surety Co., 406 U. S. 164, 175 (1972)). No showing has been made that posthumously conceived children share the characteristics that prompted our skepticism of classifications disadvantaging children of unwed parents. We therefore need not decide whether heightened scrutiny would be appropriate were that the case.10 Under rational-basis review, the regime Congress adopted easily passes inspection. As the Ninth Circuit held, that regime is “reasonably related to the government‘s twin interests in [reserving] benefits [for] those children who have lost a parent‘s support, and in using reasonable presumptions to minimize the administrative burden of proving dependency on a case-by-case basis.” Vernoff, 568 F. 3d, at 1112 (citing Mathews, 427 U. S., at 509).
IV
As we have explained, §416(e)(1)‘s statement, “[t]he term ‘child’ means . . . the child . . . of an individual,” is a definition of scant utility without aid from neighboring provisions. See Schafer, 641 F. 3d, at 54. That aid is supplied by §416(h)(2)(A), which completes the definition of “child” “for purposes of th[e] subchapter” that includes §416(e)(1). Under the completed definition, which the SSA employs, §416(h)(2)(A) refers to state law to determine the status of a posthumously conceived child. The SSA‘s interpretation of the relevant provisions, adhered to without deviation for many decades, is at least reasonable; the agency‘s reading is therefore entitled to this Court‘s deference under Chevron, 467 U. S. 837.
Chevron deference is appropriate “when it appears that Congress delegated authority to the agency generally to make rules carrying the force of law, and that the agency interpretation claiming deference was promulgated in the exercise of that authority.” United States v. Mead Corp., 533 U. S. 218, 226-227 (2001). Here, as already noted, the SSA‘s longstanding interpretation is set forth in regulations published after notice-and-comment rulemaking. See supra, at 549. Congress gave the Commissioner authority to promulgate rules “necessary or appropriate to carry out” the Commissioner‘s functions and the relevant statutory provisions. See
V
Tragic circumstances—Robert Capato‘s death before he and his wife could raise a family—gave rise to this case. But the law Congress enacted calls for resolution of Karen Capato‘s application for child‘s insurance benefits by reference to state intestacy law. We cannot replace that reference by creating a uniform federal rule the statute‘s text scarcely supports.
* * *
For the reasons stated, the judgment of the Court of Appeals for the Third Circuit is reversed, and the case is remanded for further proceedings consistent with this opinion.
It is so ordered.