ALLIANCE FOR CONSTITUTIONAL SEX OFFENSE LAWS еt al., Plaintiffs and Respondents, v. DEPARTMENT OF CORRECTIONS AND REHABILITATION et al., Defendants and Appellants.
C087294 (Super. Ct. No. 34-2017-80002581-CU-WM-GDS)
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA, THIRD APPELLATE DISTRICT (Sacramento)
Filed February 13, 2020
CERTIFIED FOR PUBLICATION
APPEAL from a judgment of the Superior Court of Sacramento County, Allen H. Sumner, Judge. Affirmed.
Kravis, Graham & Zucker and Randy Kravis, Ian Graham, and Bruce Zucker for Andrew Luster as Amicus Curiae on behаlf of Plaintiffs and Respondents.
The California
On appeal, the Department claims that its regulation is supported by Proposition 57‘s overarching goal of protecting public safety and the requirement that the Secretary of the Department certify that the Department‘s regulations enhance public safety. Because the regulation contravenes the plain language of the statute, we affirm.
BACKGROUND
Proposition 57 and Early Parole Consideration
In November 2016 California voters passed Proposition 57, The Public Safety and Rehabilitation Act of 2016. The initiative added
- Protect and enhance public safety.
- Save money by reducing wasteful spending on prisons.
- Prevent federal courts from indiscriminately releasing prisoners.
- Stop the revolving door of crime by emphasizing rehabilitаtion, especially for juveniles.
(Voter Information Guide, Gen. Elec. (Nov. 8, 2016) text of Prop. 57, § 2, p. 141.)
The Department adopted emergency regulations to implement the Amendment. (See
In an initial statement of reasons accompanying the regulations, the Department provided its justification for excluding sex offenders from the nonviolent parole consideration process: “[T]he crimes listed in [
Alliance‘s Petition
In April 2017 John Doe and the Alliance for Constitutional Sex Offense Laws (collectively Alliance) filed a petition for writ of mandate in the superior court challenging the Department‘s definitiоn of a “nonviolent offender” as categorically excluding sex offenders required to register under
The Trial Court‘s Order
The trial court granted Alliance‘s petition for writ of mandate and invalidated
The Department‘s Final Regulations
In May 2018 the Department issued final regulations purporting to implement Proposition 57.2 (
The final statement of reasons supporting the permanent regulations provided the Department‘s reasons for excluding sex offenders from the early parole process: “Public safety requires that sex offenders be excluded from nonviolent parole consideration.” (Cal. Dept. of Corrections, Credit Earning and Parole Consideration Final Statement of Reasons, Apr. 30, 2018, p. 20.) The Department then reiterated its reasoning from the initial statement of reasons. (Ibid.) It observed that offenses not considered serious or violent felonies but that require registration as a sex offender include “incest, pimping of a minor under sixteen, sexual battery, and lewd and lascivious acts with a fourteen or fifteen year old victim where the perpetrator is at least ten years older.” (Ibid.) Although the Department did not exclude these offenders as falling outside the definition of “nonviolent offender” in the final regulations, it concluded: “The department has determined that thesе sex offenses demonstrate a sufficient degree of violence and represent an unreasonable risk to public safety to require that sex offenders be excluded from nonviolent parole consideration.” (Ibid.) The Secretary of the Department certified that the final regulations “protect and enhance public safety.”
DISCUSSION
I
Validity of the Department‘s Regulation
The Department contends it did not exceed its rulemaking authority by excluding inmates required to register as sex offenders under
At the outset we observe the Department does not argue that all sex offenses requiring registration under
The Department raises two arguments in support of its position. First, the Department argues that “enhancing public safety” is the overarching goal of Proposition 57 and that the overriding purpose of the Amendment is to “expand parole eligibility consistent with public safety.” It points to the text of the Amendment: “The following provisions are hereby enacted to enhance public safety, improve rehabilitation, and avoid the release of prisoners by federal court order, notwithstanding anything in this article or any other provision of law.” (
Second, the Department argues
A. Standard of Review
“ ‘In order for a regulation to be valid, it must be (1) consistent with and not in conflict with the enabling statute and (2) reasonably necessary to effectuate the purpose of the statute. [Citation.]’ [Citations.]. Therefore, ‘the rulemaking authority of the agency is circumscribed by the substantive provisions of the law governing the agency.’ [Citation.] “The task of the reviewing court in such a case is to decide whether the [agency] reasonably interpreted [its] legislative mandate. . . . Such a limited scope of review constitutes no judicial interference with the administrative discrеtion in that aspect of the rulemaking function which requires a high degree of technical skill and expertise. . . . [T]here is no agency discretion to promulgate a regulation which is inconsistent with the governing statute. . . . Whatever the force of administrative construction . . . final responsibility for the interpretation of the law rests with the courts. . . . Administrative regulations that alter or amend the statute or enlarge or impair its scope are void . . . .” [Citation.]’ (Id. at pp. 757-758).” (Edwards, supra, 26 Cal.App.5th at p. 1189.)
“When construing constitutional provisions and statutes, including those enacted through vоter initiative, ‘[o]ur primary concern is giving effect to the intended purpose of the provisions at issue. [Citation.] In doing so, we first analyze provisions’ text in their relevant context, which is typically the best and most reliable indicator of purpose. [Citations.] We start by ascribing to words their ordinary meaning, while taking account of related provisions and the structure of the relevant statutory and constitutional scheme. [Citations.] If the provisions’ intended purpose nonetheless remains opaque, we may consider extrinsic sources, such as an initiative‘s ballot materials. [Citation.] Moreover, when construing initiatives, we generally presume electors are aware of existing law. [Citation.] Finally, we apply independent judgment when construing constitutional and statutory provisions. [Citation.]’ [Citation.]” (Edwards, supra, 26 Cal.App.5th at p. 1189.)
B. Analysis
We begin construing Proposition 57 by examining the language of the proposition. In interpreting this provision, we accord “ ‘significance, if possible, to every word, phrase and sentence in pursuance of ’ ” the voters’ intent. (People v. Valencia (2017) 3 Cal.5th 347, 357.) We
When read as a whole, the language of the proposition does not change our view that
Additionally, enhancing public safety is not the only goal of Proposition 57, and the Department‘s promulgated regulation would adversely affect the Amendment‘s other stated goals.
We also disagree with the Department that the certification requirement in
Requiring the Department to promulgate regulations consistent with the Amendment does not render the certification requirement surplusage of no legal effect, as the Department contends. “ ‘[S]urplusage’ in this context means surplusage as to other statutory language, not as to some possible judicial interpretation.” (Reno v. Baird (1998) 18 Cal.4th 640, 658.) Our interpretation of the Amendment still requires the Department to promulgate regulations in furtherance of the provision of the Amendment and still requires the Secretary of the Department to certify that the regulations enhance public safety. The Department is still required to define the term “nonviolent felony offense,” but it must do so consistently with the intent of the voters as unambiguously expressed by the plain language of the statute.
Furthermore, we are dubious of the Department‘s premise that allowing nonviolent sex offenders tо be considered for early parole endangers public safety. The Amendment does not require that all inmates convicted of nonviolent felonies are subject to immediate release from custody. Rather,
Courts have repeatedly rejected in other contexts the Departmеnt‘s argument that the reference to “public safety” in the Amendment permits it to promulgate regulations excluding categories of inmates otherwise eligible for early parole consideration. In Edwards, supra, 26 Cal.App.5th 1181, the Second Appellate District, Division Five struck down the Department‘s regulation that excluded nonviolent, indeterminately sentenced third strike offenders from the early parole process. In support of its regulation, the Department asserted in its final statement of reasons: “[L]ife term inmates remain ineligible for parole consideration because the plain text of Proposition 57 makes clear that parole eligibility only applies to determinately sentenced inmates, and furthermore, public safety requires their exclusion.” (Id. at p. 1188, citing Cal. Dept. of Corrections, Credit Earning and Parole Consideration Final Statement of Reasons, Apr. 30, 2018, p. 14, italics added.) The appellate court concluded the Department‘s argument did not reflect the voters’ intention in passing Proposition 57, which included “reducing wasteful spending on prisons, emphasizing rehabilitation, protecting public safety, and avoiding compelled, indiscriminate inmate releases by federal court decree.” (Id. at p. 1191, citing Ballot Pamp., Gen. Elec. (Nov. 8, 2016) text of Prop. 57, p. 141, § 2.)
The court in Edwards, supra, 26 Cal.App.5th at page 1191, observed there is strong evidence the voters who approved Proposition 57 sought to provide relief to nonviolent offenders, and excluding an inmate who the Department conceded was a nonviolent offender left the court “convinced that excluding him for relief is inconsistent with the voters’ intentions.” Notably, the court did not conclude the Department was entitled to exclude nonviolent offenders serving a life sentence with the possibility of parole on the basis that the Department was permitted to exclude a certain category of nonviolent offenders due to the proposition‘s goal of enhancing public safety or the public safety certification requirement in
In In re Gadlin (2019) 31 Cal.App.5th 784, at pages 789 to 790, review granted May 15, 2019 (S254599) (Gadlin)7 the Second Appellate District, Division Five concluded the Department could not exclude inmates who had previously been convicted of offenses requiring
Finally, in McGhee, supra, 34 Cal.App.5th 902, the First Appellate District, Division Four struck down the Department‘s process of first screening inmates to determine whether they satisfy eligibility criteria before referring them to the Board of Parole Hearings for parole consideration. The Department stated in its statement of reasons supporting the regulation, “Under these criteria, nonviolent offenders will automatically be screened out if their prison records establish they have recently committed serious misconduct indiсating they pose an unreasonable risk of violence.” (Id. at p. 907, citing Statement of Reasons, p. 17.) The Department contended that the regulations were consistent with the term “parole consideration” in
In McGhee the Department argued, as it does here, that the challenged regulations should be upheld as within the Department‘s discretion. The court observed, “there is ‘ “no agency discretion to promulgate a regulation which is inconsistent with the governing statute. ” ’ [Citation.] While Proposition 57 delegated rulemaking authority to the Department to ‘fill up the details,’ as the Attorney General argues, the exclusion of otherwise eligible inmates from board consideration is hardly a detail.” (McGhee, supra, 34 Cal.App.5th at p. 911.) The court also “unequivocally reject[ed] the assertion that compliance with Proposition 57 will undermine public safety.” (Id. at p. 913.) The court observed that the Board of Parole Hearings will continue to review the records of eligible inmates to determine whether the inmates present a risk to public safety. (Ibid.)
While Edwards, Gadlin, and McGhee do not squarely address the issue presented here, they nonetheless illustrate the Department‘s repeated attempts
Because we find the plain language of the statute unambiguous as to the voters’ intent in passing Proposition 57, we need not address the Department‘s argument that the ballot materials support its position regarding the voters’ intent.
DISPOSITION
The judgment is affirmed. Costs are awarded to Alliance. (
/s/
Duarte, J.
We concur:
/s/
Blease, Acting P. J.
/s/
Hoch, J.
