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941 F.3d 1048
11th Cir.
2019
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Background

  • Harris pled guilty to being a felon in possession of a firearm under 18 U.S.C. § 922(g)(1); the district court applied the ACCA based on three prior convictions (two drug convictions and a 2011 attempted first-degree assault under Ala. Code § 13A-6-20(a)).
  • The government introduced a transcript of the Alabama plea colloquy that described a shooting incident; Harris was not asked at the plea whether the factual proffer was accurate and did not expressly assent to it.
  • The conviction record did not identify which of § 13A-6-20(a)’s five subsections Harris pleaded to; some subsections criminalize reckless conduct, which may not qualify as an ACCA violent felony.
  • Harris argued on appeal that (1) the plea transcript was not a proper Shepard document and (2) the plea colloquy did not establish whether he pled to an intentional or reckless variant of first-degree assault.
  • The Eleventh Circuit held Harris waived objection to the factual proffer (and invited any error), and—critically—under Alabama law one cannot attempt a reckless offense, so only subsections (a)(1) or (a)(2) (which require intent) could underlie an attempted first-degree-assault conviction.
  • The court concluded that attempted first-degree assault under (a)(1) and (a)(2) qualify as ACCA violent felonies under the elements clause and affirmed the ACCA enhancement and sentence.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Admissibility / effect of plea colloquy transcript (Shepard issue) Transcript is not a proper Shepard document and Harris never assented to the factual proffer, so it cannot be used to identify the statutory subsection. The plea transcript (and PSI) is properly considered; Harris did not timely object and effectively admitted the facts; any error was invited. Harris waived and invited error; the district court could rely on the proffered facts for sentencing.
Whether the § 13A-6-20(a) conviction can be an ACCA predicate given divisible subsections including reckless variants Because § 13A-6-20(a) includes a reckless prong, the conviction might be based on recklessness and thus fail the ACCA elements clause. Alabama law forbids attempting reckless offenses; an attempt requires specific intent, so the conviction must rest on intentional-subsection(s) which qualify as violent felonies. Under Alabama law an attempt requires intent, so only (a)(1) or (a)(2) could apply; both are violent felonies under the ACCA elements clause; ACCA enhancement affirmed.

Key Cases Cited

  • Shepard v. United States, 544 U.S. 13 (Shepard limits the documents a sentencing court may consult under the categorical/modified categorical approach)
  • Johnson v. United States, 559 U.S. 133 (defines "physical force" as violent force capable of causing pain or injury)
  • Descamps v. United States, 570 U.S. 254 (explains the modified categorical approach for divisible statutes)
  • Hylor v. United States, 896 F.3d 1219 (11th Cir. 2018) (attempted use of force can satisfy ACCA elements clause; outlines "physical/violent/use" elements)
  • In re Welch, 884 F.3d 1319 (11th Cir. 2018) (completed first-degree assault under Ala. § 13A-6-20(a)(1) is a violent felony)
  • United States v. Vail-Bailon, 868 F.3d 1293 (11th Cir. en banc 2017) (statutes requiring permanent disfigurement/disablement satisfy the elements-clause test)
  • United States v. Palomino-Garcia, 606 F.3d 1317 (11th Cir. 2010) (a conviction predicated on recklessness may not satisfy a Guideline "use of physical force" definition)
  • Voisine v. United States, 136 S. Ct. 2272 (Supreme Court 2016) (addressed whether reckless application of force satisfies a federal "use of physical force" statutory requirement)
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Case Details

Case Name: United States v. Raymon Marquell Harris
Court Name: Court of Appeals for the Eleventh Circuit
Date Published: Oct 29, 2019
Citations: 941 F.3d 1048; 18-11513
Docket Number: 18-11513
Court Abbreviation: 11th Cir.
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    United States v. Raymon Marquell Harris, 941 F.3d 1048