32 F.4th 254
3rd Cir.2022Background
- Dawson was arrested with fentanyl packages stamped “Peace of Mind” after an earlier overdose death (L.B.) found with the same packaging; text messages tied Dawson to L.B.
- State authorities charged Dawson with drug offenses including delivery resulting in death; federal authorities later adopted the case and charged him with possession of fentanyl with intent to distribute under 21 U.S.C. § 841; Dawson pleaded guilty.
- Probation classified Dawson as a career offender based on four prior Pennsylvania convictions under 35 Pa. Cons. Stat. § 780-113(a)(30), producing a Guidelines range of 188–235 months; the district court varied downward and sentenced him to 142 months.
- Dawson appealed, arguing (1) his Pennsylvania § 780-113(a)(30) convictions are not “controlled substance offenses” under U.S.S.G. § 4B1.2(b) because they encompass “attempted transfer,” and (2) the district court violated Fed. R. Crim. P. 32(i)(3)(B) by failing to rule on the controverted factual question whether Dawson caused L.B.’s death.
- The Third Circuit evaluated (a) whether Nasir (which excluded inchoate offenses from § 4B1.2(b)) controlled here, and (b) whether Dawson preserved his Rule 32 argument or, if forfeited, could show plain error affecting substantial rights.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether § 780-113(a)(30) is a § 4B1.2(b) "controlled substance offense" | § 780-113(a)(30) can be satisfied by an “attempted transfer,” so it criminalizes inchoate conduct beyond the Guideline’s ordinary meaning of “distribution” | The Guideline’s use of “distribution” includes the CSA definition of “deliver,” which covers actual, constructive, or attempted transfer; Pennsylvania’s statute thus fits the Guideline | The convictions qualify as career-offender predicates: § 780-113(a)(30) is not an inchoate offense for categorical purposes and “distribution” in the Guidelines includes attempted transfer; career-offender designation affirmed |
| Whether the district court violated Rule 32(i)(3)(B) by not ruling on whether Dawson caused L.B.’s death | The court failed to resolve the controverted factual matter at sentencing as Rule 32(i)(3)(B) requires | The Government urged the PSR portions were proper; the district court said it would rule on causation only if the Government argued it at sentencing; defense did not object post-sentence | The claim was forfeited because defense counsel did not object when the alleged error became final; plain-error review fails because Dawson cannot show a reasonable probability the court relied on the death or that his substantial rights were affected; sentence affirmed |
Key Cases Cited
- United States v. Nasir, 17 F.4th 459 (3d Cir. 2021) (held inchoate crimes are not included in § 4B1.2(b))
- United States v. Hightower, 25 F.3d 182 (3d Cir. 1994) (prior precedent had read Commentary to include inchoate drug offenses)
- United States v. Glass, 904 F.3d 319 (3d Cir. 2018) (addressed overbreadth as to offers to sell under § 780-113(a)(30))
- United States v. Whyte, 892 F.2d 1170 (3d Cir. 1989) (career-offender guideline implements 28 U.S.C. § 994(h) and contemplates § 841 offenses)
- United States v. Flores-Mejia, 759 F.3d 253 (3d Cir. 2014) (en banc) (preservation rule: timely objection must be made when procedural error becomes evident at sentencing)
- United States v. Havis, 929 F.3d 317 (6th Cir. 2019) (distinguished attempted transfer as a completed delivery for categorical analysis)
- United States v. Thomas, 969 F.3d 583 (6th Cir. 2020) (applied Havis to hold state delivery statutes that criminalize attempted transfer count as distribution predicates)
- United States v. Winstead, 890 F.3d 1082 (D.C. Cir. 2018) (declined to expand Guideline categories but did not resolve meaning of “distribution” vis-à-vis CSA definitions)
- Greer v. United States, 141 S. Ct. 2090 (U.S. 2021) (plain-error burden and standards reaffirmed)
- Olano v. United States, 507 U.S. 725 (U.S. 1993) (sets plain-error framework)
