State v. Eddie N. C.
174 A.3d 803
Conn. App. Ct.2017Background
- Defendant Eddie N. C. convicted by jury of three counts of first‑degree sexual assault and four counts of risk of injury to a child for sexual abuse of his young cousin A; sentenced to an effective 25 years plus 25 years special parole. A reported abuse on April 9, 2014 and underwent examinations at Waterbury Hospital and Yale‑New Haven; forensic interview followed.
- State introduced (1) prior uncharged sexual‑misconduct testimony from the defendant’s cousin S, who alleged similar abuse beginning at age 4–5, and (2) out‑of‑court statements A made to her mother, treating physicians (Drs. Py and Walsh), and a social worker (Vidro) under the medical‑diagnosis/treatment hearsay exception, plus medical records and portions of the forensic interview.
- Defendant moved to exclude S’s testimony and the medical‑treatment statements; the trial court admitted both after in limine hearings. Defendant testified at trial and DNA testing did not link him to a biological sample. Jury found defendant guilty on all counts.
- On appeal defendant challenged: (1) admission of S’s prior misconduct testimony under Conn. Code Evid. §4‑5(b)/DeJesus, (2) admission of A’s statements under the medical diagnosis/treatment exception, and (3) as plain error, admission of medical providers’ diagnostic opinions and alleged vouching for A. The Appellate Court affirmed.
Issues
| Issue | Plaintiff's Argument (State) | Defendant's Argument | Held |
|---|---|---|---|
| 1) Admissibility of prior uncharged sexual‑misconduct testimony (S) under propensity exception (§4‑5(b)) | Evidence of S’s similar abuse shows defendant’s propensity for aberrant, compulsive sexual behavior; similarities in acts, location, ages, and family relation make it admissible and highly probative | Too remote (12 year gap), dissimilar in frequency/severity and in relationship dynamic (defendant was a minor with S), prejudicial outweighing probative value | Court did not abuse discretion: acts, victims, and context were sufficiently similar; 12‑year gap not dispositive given strength of similarity; probative value outweighed prejudice |
| 2) Admissibility of A’s statements to physicians/social worker under medical‑diagnosis/treatment hearsay exception (§8‑3(5)) | Statements were made to obtain diagnosis/treatment or were reasonably pertinent to such care (history, symptoms, identity of abuser); interviews aided medical evaluation | Statements were investigatory, not for medical diagnosis/treatment; not reasonably pertinent | Court found statements to Drs. Py and Walsh and Vidro were reasonably pertinent to diagnosis/treatment; admission not an abuse of discretion |
| 3) Admission of A’s statement to her mother (in car) under medical‑treatment exception | Mother was taking child to hospital to secure medical care; question was motivated by need for treatment | Mother’s questioning was investigatory; not a medical provider; statements not reasonably pertinent | Even assuming error in admitting the mother’s statement, any error was harmless (cumulative, strong corroborating evidence) |
| 4) Plain‑error claim: testimony/records diagnosing sexual assault and alleged expert vouching for A’s credibility | State emphasized medical findings consistent with assault; experts’ diagnostic testimony and any credibility statements were proper or harmless | Experts opined on ultimate issue and vouched for complainant—plain error requiring reversal | Even if improper, not plain error: defense elicited limiting testimony on cross‑examination; state did not rely on improper opinion as cornerstone; corroboration and physical findings meant no manifest injustice |
Key Cases Cited
- State v. DeJesus, 288 Conn. 418 (recognizing propensity exception for uncharged sexual misconduct in sex‑crime cases)
- State v. Acosta, 326 Conn. 405 (no bright‑line remoteness rule; 12‑year gap may be admissible given other similarities)
- State v. Jacobson, 283 Conn. 618 (prior misconduct remoteness not necessarily dispositive)
- State v. Romero, 269 Conn. 481 (uncharged misconduct admissibility factors)
- State v. Antonaras, 137 Conn. App. 703 (factors for similarity: frequency, severity, location, presence of others)
- State v. James G., 268 Conn. 382 (differences in duration of abuse do not necessarily preclude similarity)
- State v. Ellis, 270 Conn. 337 (improper admission where prior incidents materially differed in severity and relationship dynamics)
- State v. Gupta, 297 Conn. 211 (improper admission where prior misconduct was materially more egregious and relationships differed)
- State v. Cruz, 260 Conn. 1 (medical‑treatment hearsay exception extends to persons within chain of medical care)
- State v. Telford, 108 Conn. App. 435 (juvenile statements may be inferred to be for treatment; identity can be pertinent to diagnosis/treatment)
- State v. Griswold, 160 Conn. App. 528 (forensic interview statements admissible under medical exception if reasonably pertinent even when interview has investigative elements)
- State v. Favoccia, 306 Conn. 770 (limits on expert opinion on ultimate issue; expert vouching concerns)
- State v. George A., 308 Conn. 274 (improper expert vouching may be harmless when complainant’s testimony corroborated)
- State v. Miguel C., 305 Conn. 562 (standard of review for hearsay exception rulings)
- State v. Myers, 290 Conn. 278 (plain‑error doctrine; demanding standard)
- State v. Rodriguez, 311 Conn. 80 (harmless‑error framework for nonconstitutional evidentiary errors)
- State v. Carrion, 313 Conn. 823 (hearsay general principles)
