Opinion
A jury found the defendant, Scott Jacobson, guilty of nine counts of sexual misconduct involving two young male victims.
1
As to the first victim, M, the jury found the defendant guilty of two counts of sexual assault in the first degree in violation of General Statutes § 53a-70 (a) (2)
2
and two counts of risk of injury to a child in violation of General Statutes (Rev. to 2001)
The opinion of the Appellate Court sets forth the following facts that the jury reasonably could have found. “In 1995, as [the] coach of a youth ice hockey team, the defendant met seven year old B, whose older brother was a member of the team, and B’s mother. The defendant befriended B’s mother, who was having marital difficulties at the time, offering to drive her son to Greenwich for hockey practices and games. She welcomed the help and even let B, who was not a team member, tag along for the rides. During that time, the defendant expressed a special interest in B, encourag
“Sometime later, the defendant registered B to play on a youth football team. It was [through that team] that the defendant met nine year old M, one of B’s teammates, and M’s mother, a divorcee. M saw the defendant about twice a week during the football season and once a week after the football season ended, and occasionally he stayed the night at the defendant’s home, along with B. At the request of M’s mother, the defendant helped M with his schoolwork and became, according to M’s mother, part of her support system.
“In 1999, the defendant moved to Florida, but he maintained contact with both M and B. He purchased a [cellular telephone] for M and called him regularly for updates on his schoolwork. He checked on B a couple of times a week to find out how he was faring in school and with sports. He also returned periodically to Connecticut to visit them both.
“On one such visit, in 2001, the defendant stayed two nights at B’s house, along with M. The defendant slept in the same bedroom as M, B and two of B’s brothers. The beds were pushed together, and the defendant slept next to M. M testified that he awoke the first night and realized that the defendant was under the covers performing oral sex on him. Rather than confront the defendant, M pretended to be asleep. The next day, M accompanied the defendant and B to breakfast but decided not to mention what had occurred the night before. That night, M and the defendant again stayed at B’s house, the sleeping arrangements being the same. According to M, he awoke in the night to find the defendant performing oral sex on him. He ejaculated in the defendant’s mouth and cried himself to sleep.
“Back in Connecticut, M informed the Monroe police department that he had been sexually assaulted by the defendant at B’s house in March, 2001. The police contacted B’s mother, who was on vacation in Florida, and asked her to bring B to the police station when she returned to Connecticut. She flew back the next day, contacted the police department and was told that the defendant allegedly had sexually assaulted M. According to B’s mother, she refused to believe the allegation. On the drive to the police station, she expressed to B her frustration with M and his mother, telling B that it was a waste of time to go to the police department. B responded: T know this happened to [M] because it happened to me, too.’
“According to B, while he was in the third grade [in 1997, the defendant sexually assaulted him] on three occasions. The first incident occurred when he slept at the defendant’s home, in the same bed, and awoke to find the defendant touching his penis with his hands and mouth. B said nothing and eventually fell back
On appeal to the Appellate Court, the defendant raised several claims of evidentiary impropriety. Specifically, the defendant claimed that the trial court had abused its discretion in permitting the state to (1) present testimony about certain alleged prior misconduct by the defendant involving a third boy, (2) introduce into evidence fifty-nine photographs, almost all of which depicted young boys, that M’s mother had found in the defendant’s briefcase, and (3) adduce testimony about a ziplock bag of hair that M’s mother also had found in the defendant’s briefcase. With the exception of six of the photographs that depicted M and B, the Appellate Court agreed with the defendant that the trial court should not have permitted the state to present any of the challenged evidence. The Appellate Court also concluded, however, that the defendant was not entitled to a new trial because the improper admission of that evidence was harmless.
On appeal to this court upon our grant of certification, the defendant maintains that he is entitled to a new trial because, contrary to the determination of the Appellate Court, the trial court’s evidentiary rulings constituted harmful error.
9
The state contends, first, that the Appel
Before addressing the specific evidentiary issues presented by this appeal, we set forth certain general principles that govern our review of claims of evidentiary impropriety. “It is axiomatic that [t]he trial court’s ruling on the admissibility of evidence is entitled to great deference. ... In this regard, the trial court is vested with wide discretion in determining the admissibility of evidence .... Accordingly, [t]he trial court’s ruling on evidentiary matters will be overturned only upon a showing of a clear abuse of the court’s discretion. . . . Furthermore, [i]n determining whether there has
I
The defendant first claims that, although the Appellate Court correctly concluded that the trial court had abused its discretion in allowing the state to adduce testimony about the defendant’s alleged prior misconduct with a third young boy, the Appellate Court incorrectly concluded that the admission of that testimony was harmless. The state maintains that the testimony was admissible to prove the existence of a common plan or scheme to abuse young boys sexually. We agree with the state.
The following additional facts and procedural history are necessary to our resolution of this issue. “[T]he
The state also adduced testimony from Lisa Radigan, a licensed clinical social worker and former child abuse services coordinator for the Center for Women and Families in Bridgeport. Radigan testified, without objection, about the “grooming process” that frequently is used by sex offenders in connection with their seduction of children. According to Radigan, the grooming process generally consists of several stages: (1) seeking
On appeal to the Appellate Court, the defendant claimed that the trial court had abused its discretion in permitting the state to adduce K’s testimony. The state maintained that K’s testimony was admissible under § 4-5 (b) of the Connecticut Code of Evidence
12
as evidence of a common plan or scheme.
13
See
State
v.
Jacobson,
supra,
We begin our review of the issue presented by noting that, “[a]s a general rule, evidence of prior misconduct is inadmissible to prove that a defendant is guilty of the crime of which he is accused. . . . Nor can such evidence be used to suggest that the defendant has a bad character or a propensity for criminal behavior.” (Citation omitted; internal quotation marks omitted.)
State
v.
Nunes,
“In order to determine whether such evidence is admissible, we use a two part test. First, the evidence must be relevant and material to at least one of the circumstances encompassed by the exceptions. Second, the probative value of [the prior misconduct] evidence must outweigh [its] prejudicial effect . . . .” (Internal quotation marks omitted.)
State
v.
Merriam,
“The first prong of the test requires the trial court to determine if an exception applies to the evidence sought
“To guide this analysis, we have held that [e]vidence of prior sex offenses committed with persons other than the prosecuting witness is admissible to show a common design or plan [when] the prior offenses (1) are not too remote in time; (2) are similar to the offense charged; and (3) are committed upon persons similar to the prosecuting witness.” (Internal quotation marks omitted.) Id., 792. Our inquiry should focus on each of the three factors because no single factor is likely to be determinative. E.g.,
State
v.
Romero,
In applying these principles to the present case, the Appellate Court concluded that the trial court had abused its discretion in allowing the state to adduce K’s testimony.
State
v.
Jacobson,
supra,
In evaluating the conclusion of the Appellate Court, we first consider whether the uncharged misconduct was too remote in time to the charged misconduct. M testified that the defendant sexually assaulted him on two separate occasions in March, 2001, and B testified that the defendant sexually assaulted him in 1997, when he was in the third grade. According to K, she first met the defendant in either 1990 or 1991. K’s testimony, therefore, related to events that occurred nearly ten years before the defendant’s abuse of M and approximately six years prior to the defendant’s abuse of B. In
State
v.
Romero,
supra,
We turn, therefore, to the second factor, namely, whether the prior uncharged misconduct involved a person similar to the prosecuting witnesses. The defendant began spending time with M, B and K’s son when each boy was approximately seven years old. Each child’s mother was either divorced or experiencing significant marital difficulties, and the defendant befriended each of them. In addition, the defendant was linked to all three boys through sports; he provided both financial and emotional support to them, serving as their friend and mentor; he invited each of the boys to spend the night at his home; and he slept in the same bed with them. We agree with the Appellate Court, therefore, that the defendant’s relationship with K’s son bore many important similarities to his relationships with M and B.
Finally, we must consider the degree of similarity between the charged and uncharged misconduct. The state claims that, even though the defendant never sexually assaulted K’s son, his conduct toward K’s son bore sufficient similarities to the charged conduct to be admissible as evidence of a common plan or scheme. Specifically, the state contends that the jury reasonably could have inferred from the totality of the evidence that the defendant was grooming K’s son for sexual abuse just as he had groomed M and B for such abuse. According to the state, although there was no indication that the defendant ever had sexually assaulted K’s son,
With respect to M and B, the state adduced testimony that was sufficient to permit a jury reasonably to conclude that the defendant’s treatment of those two boys comprised part of a common plan or scheme to commit child sexual abuse. The evidence indicated that the defendant had manifested an uncommon interest in both children and had spent a significant amount of time with them. The evidence further demonstrated that the defendant had established a close relationship with each child, had purchased gifts for them and was actively involved in their lives, thereby gaining their trust. The defendant also slept in the same bed with M and B, conduct that the jury reasonably could have found was both highly unusual and highly suspect. Finally, the jury reasonably could have concluded that the defendant had engaged in that conduct as part of a grooming process that culminated in his sexual abuse of both boys.
K’s description of the defendant’s conduct toward her son also was sufficient to permit the conclusion that that conduct fit the same pattern, that is, that the defendant was grooming K’s son for sexual abuse. As with M and B, the defendant demonstrated a keen interest in K’s son when he was only seven years old. The defendant also established a close relationship with K, who was in the middle of a contentious divorce. In addition, the defendant purchased gifts for K’s son and spent considerable time with him, frequently in connection with K’s son’s athletic activities. Eventually, the defendant invited K’s son to stay overnight with him at his home, at which time the defendant and K’s son slept in the same bed. In light of Radigan’s testimony about
We therefore disagree with the Appellate Court that the trial court improperly allowed the state to adduce K’s testimony merely because the defendant did not sexually assault K’s son. This court previously has upheld the state’s use of evidence implicating the accused in a common plan or scheme to commit sexual abuse even though the uncharged misconduct did not rise to the level of a sexual assault. For example, in
State
v.
George B.,
supra,
Similarly, in
State
v.
McKenzie-Adams,
We reach the same conclusion with respect to the admission of K’s testimony about the defendant’s interaction with her son. As we have explained, although the defendant never sexually assaulted K’s son, K’s description of the defendant’s relationship with and actions toward her son — in particular, sleeping in the same bed with him at the defendant’s home — was sufficient to permit an inference that the defendant was grooming K’s son for the same kind of sexual abuse that the defendant later inflicted on M and B. In view of the liberal standard of admissibility that governs the use of prior misconduct evidence in sexual assault cases, and with due regard for the broad leeway that
We next must decide whether the probative value of K’s testimony outweighed its prejudicial effect. The defendant claims that K’s testimony had little probative value and that its prejudicial impact was substantial because it depicted him as a “man of twisted sexual desires . . . .” We do not agree.
We have stated that “relevant . . . evidence may be excluded by the trial court if the court determines that
We reject the defendant’s contention that the trial court improperly allowed the state to elicit the challenged testimony because its marginal relevance did not outweigh its substantial prejudicial effect. As we have explained, K’s testimony was relevant to establish that the defendant had engaged in a common plan or scheme to abuse young boys sexually. Nevertheless, there was no evidence to indicate that the defendant ever sexually abused K’s son, and K testified that the defendant and her son slept in the same bed together on only one occasion. Although we do not doubt that K’s testimony was damaging to the defendant, we cannot say that that evidence was inflammatory or otherwise so prejudicial that the trial court lacked discretion to admit it.
15
Indeed, K’s testimony was probably less likely to arouse unduly the jurors’ emotions, hostility or sympathy when similar testimony, such as that of M and B regarding the defendant’s conduct leading up to his sexual misconduct, already had been presented to the jurors. See, e.g.,
State
v.
James G.,
supra, 268 Conn.
II
The defendant also contends that the admission of the photographs and the testimony about the ziplock bag of hair constituted harmful error. We also disagree with these claims.
The opinion of the Appellate Court sets forth the following additional facts that are necessary to our resolution of these issues. “[At trial, M’s mother testified that] after M informed her that he had been sexually assaulted by the defendant, she began packing her things in order to return to Connecticut. In doing so, she came across the defendant’s briefcase in a closet next to his bedroom, in which she discovered, among other things, fifty-nine photographs, primarily of young boys, including two of M and four of B. Although the boys in the photographs were not nude, a few were shirtless. The defendant [testified] that the photographs were, in large part, hockey memorabilia, pictures given to him by parents of hockey players whom he had coached throughout the years.
“Outside of the jury’s presence, the state offered into evidence all fifty-nine photographs, arguing that ‘[i]t goes to the interest — the intent, the interest this defendant has in young boys.’ The court ruled, over the defendant’s objection, that all fifty-nine photographs were admissible. Its rationale was that ‘all of the pictures involved, with the exception ... of one [in which] there is a young girl ... all of them are young boys. And it’s going to show, keeping those pictures, his pro
“[T]he state [also] offered into evidence a ziplock bag of hair that M’s mother . . . discovered, along with the photographs, in the defendant’s briefcase. The court precluded the state from introducing the bag of hair into evidence on the ground that it could lead to speculation by the jury. Later, however, the state notified the court that it intended to question the defendant about the bag of hair on cross-examination. The court ruled, over the defendant’s objection, that the state would be allowed to do so. When questioned about the hair, the defendant explained: ‘[T]he captain of my . . . team shaved his head before a tournament. His mother put the hair in a . . . manila envelope with a little certificate they made on a computer, and a letter from his mother explaining [that] this is official [team] hair.’ ” Id., 450.
As we have explained, the state does not challenge the determination of the Appellate Court that the admission of the fifty-three photographs depicting children other than M or B and the testimony about the bag of hair was improper. Rather, the state maintains that, as the Appellate Court concluded, the admission of the challenged evidence was harmless.
“When an improper evidentiary ruling is not constitutional in nature, the defendant bears the burden of demonstrating that the error was harmful. ... As we have recently noted, a nonconstitutional error is harmless when an appellate court has a fair assurance that the error did not substantially affect the verdict. . . . [O]ur determination that the defendant was harmed by the trial court’s [evidentiary rulings] is guided by the various
We agree with the state that the defendant has failed to satisfy his burden of demonstrating that the evidentiary improprieties were harmful. First, neither the photographs nor the defendant’s testimony regarding the bag of hair was central to the state’s case. For example, the state’s questioning of the defendant about the bag of hair was relatively brief, comprising less than one full transcript page, and the bag of hair itself never was admitted into evidence. The defendant, moreover, proffered a reasonable, innocent explanation as to how he had come to possess the hair. Additionally, the testimony at trial established that the defendant had slept in the same bed with young boys, evidence that is far more probative of an inappropriate interest in children than the bag of hair which, according to the defendant, he had retained as a keepsake or memento.
With respect to the photographs, there was nothing salacious or provocative about any of them, and, consequently, there was no reasonable likelihood that they inflamed the passions of the jurors or otherwise swayed the jurors in favor of conviction. To the extent that the photographs tended to demonstrate that the defendant had an interest in young boys, other admissible — and uncontroverted — evidence amply established that
Furthermore, and importantly, the state’s case against the defendant was quite strong. Although there was no physical evidence of the defendant’s alleged sexual misconduct, the state adduced testimony from two separate victims, M and B, that the defendant had sexually assaulted them. Both M and B testified about the similar manner in which the defendant had befriended them, gained their trust and then probed the limits of their tolerance for his inappropriate behavior — a technique that, according to the state’s expert, Radigan, is common to those who prey sexually upon children. Moreover, the record is devoid of evidence of any conspiracy or agreement between M and B to fabricate or to implicate the defendant falsely. Finally, the state’s case was buttressed by the testimony of six constancy of accusation witnesses, who corroborated the complaints of M and B that the defendant had sexually assaulted them. See, e.g.,
State
v.
Gonzalez,
We conclude, therefore, that the admission of the photographs and the testimony concerning the bag of
The judgment of the Appellate Court is affirmed.
In this opinion the other justices concurred.
Notes
In accordance with General Statutes § 54-86e and this court’s policy of protecting the privacy interests of victims of sexual abuse, we do not identify the victims or others through whom the victims’ identities may be ascertained.
General Statutes § 53a-70 (a) provides in relevant part: “A person is guilty of sexual assault in the first degree when such person ... (2) engages in sexual intercourse with another person and such other person is under thirteen years of age and the actor is more than two years older than such person . . . .”
General Statutes (Rev. to 2001) § 53-21 (a) provides in relevant part: “Any person who ... (2) has contact with the intimate parts ... of a child under the age of sixteen years or subjects a child under sixteen years of age to contact with the intimate parts of such person, in a sexual and indecent manner likely to impair the health or morals of such child . . . shall be guilty of a class C felony.”
General Statutes § 53a-49 (a) provides in relevant part: “A person is guilty of an attempt to commit a crime if, acting with the kind of mental state required for commission of the crime, he . . . (2) intentionally does or omits to do anything which, under the circumstances as he believes them to be, is an act or omission constituting a substantial step in a course of conduct planned to culminate in his commission of the crime.”
General Statutes § 53a-72a (a) provides in relevant part: “A person is guilty of sexual assault in the third degree when such person (1) compels another person to submit to sexual contact (A) by the use of force against such other person or a third person . . . .”
We note that the language of General Statutes (Rev. to 1997) § 53-21 (2) is identical in all material respects to the language of General Statutes (Rev. to 2001) § 53-21 (a) (2), which is quoted in footnote 3 of this opinion.
The trial court sentenced the defendant to a total effective term of imprisonment of twenty years, execution suspended after fifteen years, and twenty years probation.
The defendant also claimed that the state had engaged in prosecutorial impropriety during closing arguments and that his right to due process was violated by virtue of the trial court’s failure to instruct the jury properly. See
State v.
Jacobson, supra,
With respect to the photographs, the defendant does not challenge the conclusion of the Appellate Court that the six photographs of M and B were admissible. Rather, the defendant’s claim is limited to the fifty-three remaining photographs.
On appeal to this court, the state does not challenge the conclusion of the Appellate Court that the trial court abused its discretion in admitting the photographic evidence and testimony concerning the bag of hair. The state claims only that the Appellate Court correctly concluded that the admission of that evidence was harmless.
We note that the defendant did not request a jury instruction limiting the purpose for which evidence of the defendant’s alleged prior misconduct could be considered, and the trial court did not give such an instruction.
Section 4-5 of the Connecticut Code of Evidence provides in relevant part: “(a) Evidence of other crimes, wrongs or acts inadmissible to prove character. Evidence of other crimes, wrongs or acts of a person is inadmissible to prove the bad character or criminal tendencies of that person.
“(b) When evidence of other crimes, wrongs or acts is admissible. Evidence of other crimes, wrongs or acts of a person is admissible for purposes other than those specified in subsection (a), such as to prove intent, identity, malice, motive, common plan or scheme, absence of mistake or accident, knowledge, a system of criminal activity, or an element of the crime, or to corroborate crucial prosecution testimony. . . .”
At trial, the state maintained that K’s testimony was admissible “to rebut [the defendant’s] allegation that he was forced into a surrogate lather role with the two victims . . . .”
State
v.
Jacobson,
supra,
Our analysis and holding in
State
v.
Ellis,
supra,
The jury also had heard testimony indicating that, on at least one occasion, the defendant had slept in the same bed with B’s younger brother.
Although the defendant denied that he harbored any improper or unusual interest in young boys, he never disputed the fact that he had taken a special interest in a number of such boys, including M, B and K’s son, among others.
Indeed, because the defendant does not challenge the admissibility of the six photographs oí M and B that were found along with the fifty-three other photographs, it may be that the admission of the additional photographs actually served the defendant’s interests. As the Appellate Court explained: “Without those [fifty-three] photographs, the jury would have been left with the impression that the defendant possessed photographs only of [M and B]. The additional photographs allowed the jury to infer that the six photographs of [M and B] held no special significance to the defendant.”
State
v.
Jacobson,
supra,
