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16 F.4th 1078
2d Cir.
2021
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Background

  • Schlosser, released on probation after state imprisonment, ran out of psychiatric medication and used illegal substances; his probation officers referred him to Connecticut Counseling Centers (CCC) for substance-abuse treatment.
  • Probation officers Elzia and Callahan signed an affidavit that disclosed Schlosser’s treatment at CCC, prompting state probation-violation proceedings; Schlosser admitted a probation violation in April 2017.
  • Schlosser later accepted a 3-year plea offer for a subsequent violation, but the sentencing judge imposed five years’ imprisonment instead.
  • Schlosser sued pro se under 42 U.S.C. § 1983, alleging among other claims that the public disclosure of his substance-abuse treatment violated 42 U.S.C. § 290dd-2(a) (confidentiality of substance-abuse treatment records).
  • The District Court screened and dismissed the complaint under 28 U.S.C. § 1915A(b), concluding § 290dd-2(a) does not create personal rights enforceable via § 1983; the State did not participate below but filed an amicus brief on appeal.
  • The Second Circuit affirmed, holding § 290dd-2(a) is programmatic/public-interest legislation without rights-creating language and thus does not confer an individual right enforceable under § 1983.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether 42 U.S.C. § 290dd-2(a) creates a personal, enforceable right to confidentiality under § 1983 Schlosser: § 290dd-2(a) grants patients a confidentiality right that was violated by disclosure State: § 290dd-2(a) regulates programs and public interest, lacks rights-creating language and private enforcement; enforcement is criminal/administrative, not via § 1983 The statute does not create an individual right enforceable under § 1983; dismissal affirmed

Key Cases Cited

  • Blessing v. Freestone, 520 U.S. 329 (1997) (three-factor test for determining whether a statute creates enforceable § 1983 rights)
  • Gonzaga Univ. v. Doe, 536 U.S. 273 (2002) (requirement of rights-creating language for private enforcement)
  • Doe v. Broderick, 225 F.3d 440 (4th Cir. 2000) (holding § 290dd-2 does not create individual § 1983 rights)
  • Ellison v. Cocke Cnty., 63 F.3d 467 (6th Cir. 1995) (similar conclusion re: § 290dd-2)
  • Chapa v. Adams, 168 F.3d 1036 (7th Cir. 1999) (no implied private right under § 290dd-2)
  • N.Y. State Citizens’ Coal. for Children v. Poole, 922 F.3d 69 (2d Cir. 2019) (analysis of rights-creating language)
  • Harnage v. Lightner, 916 F.3d 138 (2d Cir. 2019) (standard of review for § 1915A dismissals)
  • Grullon v. City of New Haven, 720 F.3d 133 (2d Cir. 2013) (pleading standard applied on appeal)
  • Bell Atl. Corp. v. Twombly, 550 U.S. 544 (2007) (plausibility pleading standard)
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Case Details

Case Name: Schlosser v. Kwak
Court Name: Court of Appeals for the Second Circuit
Date Published: Nov 2, 2021
Citations: 16 F.4th 1078; 20-2337-pr
Docket Number: 20-2337-pr
Court Abbreviation: 2d Cir.
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    Schlosser v. Kwak, 16 F.4th 1078