GONZAGA UNIVERSITY ET AL. v. DOE
No. 01-679
Supreme Court of the United States
Argued April 24, 2002-Decided June 20, 2002
536 U.S. 273
John G. Roberts, Jr., argued the cause for petitioners. With him on the briefs were Martin Michaelson, Charles K. Wiggins, and Kenneth W. Masters.
Beth S. Brinkmann argued the cause for respondent. With her on the brief were Drew S. Days III and Lois K. Perrin.*
CHIEF JUSTICE REHNQUIST delivered the opinion of the Court.
The question presented is whether a student may sue a private university for damages under
*Briefs of amici curiae urging reversal were filed for the State of Illinois et al. by James E. Ryan, Attorney General of Illinois, Joel D. Bertocchi, Solicitor General, Michael P. Doyle, Assistant Attorney General, and Dan Schweitzer, and by the Attorneys General for their respective States as follows: Bill Pryor of Alabama, M. Jane Brady of Delaware, Robert A. Butterworth of Florida, Earl I. Anzai of Hawaii, J. Joseph Curran, Jr., of Maryland, Mike Moore of Mississippi, Don Stenberg of Nebraska, Frankie Sue Del Papa of Nevada, David Samson of New Jersey, Betty D. Montgomery of Ohio, Hardy Myers of Oregon, Mark L. Shurtleff of Utah, Christine O. Gregoire of Washington, and Hoke MacMillan of Wyoming; for the American Association of Community Colleges et al. by Philip Burling, John M. Stevens, and Sheldon E. Steinbach; and for the Reporters Committee for Freedоm of the Press et al. by Gregg P. Leslie, Lucy A. Dalglish, Bruce W. Sanford, and S. Mark Goodman.
Aaron H. Caplan, Jordan Gross, and Steven R. Shapiro filed a brief for the American Civil Liberties Union et al. as amici curiae urging affirmance.
Respondent then sued Gonzaga and League (petitioners) in state court. He alleged violations of Washington tort and contract law, as well as a pendent violation of
Like the Washington Supreme Court and the State Court of Appeals below, other state and federal courts have divided on the question of FERPA‘s enforceability under
Congress enacted FERPA under its spending power to condition the receipt of federal funds on certain requirements relating to the access and disclosure of student educational records. The Act directs the Secretary of Education to withhold federal funds from any public or private “еducational agency or institution” that fails to comply with these conditions. As relevant here, the Act provides:
“No funds shall be made available under any applicable program to any educational agency or institution which has a policy or practice of permitting the release of education records (or personally identifiable information contained therein...) of students without the written consent of their parents to any individual, agency, or organization.”
20 U. S. C. § 1232g(b)(1) .
The Act directs the Secretary of Education to enforce this and other of the Act‘s spending conditions.
Respondent contends that this statutory regime confers upon any student enrolled at a covered school or institution a federal right, enforceable in suits for damages under
In Maine v. Thiboutot, 448 U. S. 1 (1980), six years after Congress enacted FERPA, we recognized for the first time that
“In legislation enacted pursuant to the spending power, the typical remedy for state noncompliance with federally imposed conditions is not a private cause of action for noncompliance but rather action by the Federal Government to terminate funds to the State.” Id., at 28.
We made clear that unless Congress “speak[s] with a clear voice,” and manifests an “unambiguous” intent to confer individual rights, federal funding provisions provide no basis for private enforcement by
Since Pennhurst, only twice have we found spending legislation to give rise to enforceable rights. In Wright v. Roanoke Redevelopment and Housing Authority, 479 U. S. 418 (1987), we allowed a
Three years later, in Wilder v. Virginia Hospital Assn., 496 U. S. 498 (1990), we allowed a
Our more recent decisions, however, have rejected attempts to infer enforceable rights from Spending Clause statutes. In Suter v. Artist M., 503 U. S. 347 (1992), the Adoption Assistance and Child Welfare Act of 1980 required States receiving funds for adoption assistance to have a “plan” to make “reasonable efforts” to keep children out of foster homes. A class of parents and children sought to enforce this requirement against state officials under
“Careful examination of the language... does not unambiguously confer an enforceable right upon the Act‘s beneficiaries. The term ‘reasonable efforts’ in this context is at least as plausibly read to impose only a rather generalized duty on the State, to be enforced not by private individuals, but by the Secretary in the manner [of reducing or eliminating payments].” Id., at 363.
Since the Act conferred no specific, individually enforceable rights, there was no basis for private enforcement, even by а class of the statute‘s principal beneficiaries. Id., at 357.
Similarly, in Blessing v. Freestone, 520 U. S. 329 (1997), Title IV-D of the Social Security Act required States receiving federal child-welfare funds to “substantially comply” with requirements designed to ensure timely payment of child support. Five Arizona mothers invoked
“Far from creating an individual entitlement to services, the standard is simply a yardstick for the Secretary to measure the systemwide performance of a State‘s Title IV-D program. Thus, the Secretary must look to
the aggregate services provided by the State, not to whether the needs of any particular person have been satisfied.” Id., at 343 (emphases in original).
Because the provision focused on “the aggregate services provided by the State,” rather than “the needs of any particular person,” it conferred no individual rights and thus could not be enforced by
Respondent reads this line of cases to establish a relatively loose standard for finding rights enforceable by
Some language in our opinions might be read to suggest that something less than an unambiguously conferred right is enforceable by
We now reject the notion that our cases permit anything short of an unambiguously conferred right to support a cause of action brought under
We have recognized that whether a statutory violation may be enforced through
Plaintiffs suing under
A court‘s role in discerning whether personal rights exist in the
JUSTICE STEVENS disagrees with this conclusion principally because separation-of-powers concerns are, in his view, more pronounced in the implied right of action context as opposed to the
“There would be far less reason to infer a private remedy in favor of individual persons if Congress, instead of drafting Title IX with an unmistakable focus on the benefited class, had written it simply as a ban on discriminatory conduct by recipients of federal funds or as a prohibition against the disbursement of public funds to educational institutions engaged in discriminatory practices.” 441 U. S., at 690-693.
See also Alexander v. Sandoval, supra, at 289 (“Statutes that focus on the person regulated rather than the individuals protected create ‘no implication of an intent to confer rights on a particular class of persons‘” (quoting California v. Sierra Club, supra, at 294)).
Our conclusion that FERPA‘s nondisclosure provisions fail to confer enforceable rights is buttressed by the mechanism that Congress chosе to provide for enforcing those provisions. Congress expressly authorized the Secretary of Education to ”deal with violations” of the Act,
Congress finally provided that “[e]xcept for the conduct of hearings, none of the functions of the Secretary under this section shall be carried out in any of the regional offices” of the Department of Education.
In sum, if Congress wishes tо create new rights enforceable under
It is so ordered.
JUSTICE BREYER, with whom JUSTICE SOUTER joins, concurring in the judgment.
The ultimate question, in respect to whether private individuals may bring a lawsuit to enforce a federal statute, through
At the same time, I do not believe that Congress intended private judicial enforcement of this statute‘s “school record privacy” provisions. The Court mentions most of the considerations I find persuasive: The phrasing of the relevant prohibition (stating that “[n]o funds shall be made available” to institutions with a “policy or practice” of permitting the release of “education records“), see ante, at 288, n. 6, 288-289; the total absence (in the relevant statutory provision) of any reference to individual “rights” or the like, see ante, at 287; the related provisions that make clear, by creating administrative enforcement processes, that the Spending Clausе was not simply a device to obtain federal jurisdiction,
I would add one further reason. Much of the statute‘s key language is broad and nonspecific. The statute, for example, defines its key term, “education records,” as (with certain enumerated exceptions) “those records, files, documents, and other materials which (i) contain information directly related to a student; and (ii) are maintained by an educational... institution.”
Under these circumstances, Congress may well have wanted to make the agency remedy that it provided exclusive-both to achieve the expertise, uniformity, widespread consultation, and resulting administrative guidance that can accompany agency decisionmaking and to avoid the comparative risk of inconsistent interpretations and misincentives that can arise out of an occasional inappropriate application of the statute in a private action for damages. This factor, together with the others to which the majority refers, convinces me that Congress did not intend private judiciаl enforcement actions here.
The Court‘s ratio decidendi in this case has a “now you see it, now you don‘t” character. At times, the Court seems to hold that the
I
Of course, as we have stated previously, a “blanket approach” to determining whether a statute creates rights enforceable under
The Court claims that
Although
Although a “presumptively enforceable” right, ante, at 284, has been created by
II
Since FERPA was enacted in 1974, all of the Federal Courts of Appeals expressly deciding the question have concluded that FERPA creates federal rights enforceable under
In my analysis of whether
A requirement that Congress intend a “right to support a cause of action,” ante, at 283, as opposed to simply the creation of an individual federal right, makes sense in the implied right of action context. As we have explained, our implied right of action cases “reflec[t] a concern, grounded in separation of powers, that Congress rather than the courts controls the availability of remedies for violations of statutes.” Wilder, 496 U. S., at 509, n. 9. However, imposing the implied right of action framework upon the
It has been long recognized that the pertinent question in determining whether a statute provides a basis for a
If it were true, as the Court claims, that the implied right of action and
The Court, however, asserts that it has not imported the entire implied right of action inquiry into the
The Court‘s opinion in other places, however, appears to require more of plaintiffs. By defining the
Accordingly, I respectfully dissent.
Notes
“No funds shall be made available under any applicable program to any educational agency or institution which has a policy or practice of releasing, or providing access to, any personally identifiable information in education records other than directory information... unless-
“(A) there is written consent from the student‘s parents specifying records to be released, the reasons for such release, and to whom, and with a copy of the records to be released to the student‘s parents and the student if desired by the parents.”
