Rosemond v. Markham
135 F. Supp. 3d 574
E.D. Ky.2015Background
- John Rosemond, a long‑time syndicated parenting columnist (appearing in Kentucky), holds a master’s in psychology and is licensed as a “psychological associate” in North Carolina but is not a Kentucky‑licensed psychologist.
- His column uses a Q&A format answering reader questions; he does not form ongoing client relationships, does not know most questioners’ identities, and receives no payment from questioners.
- A complaint to the Kentucky Board of Examiners of Psychology alleged Rosemond practiced psychology and misrepresented himself by using the tagline “Family psychologist John Rosemond…”; the Board issued a cease‑and‑desist and sought to stop his Kentucky publication.
- Rosemond filed suit claiming the Board’s actions violated his First Amendment rights; parties filed cross‑motions for summary judgment on as‑applied challenges.
- The Board relied on Kentucky’s Psychology Practice Act (prohibiting unlicensed practice and use of titles incorporating “psychologist”), arguing regulation targeted professional or commercial conduct/speech to protect public health.
- The Court concluded facts are undisputed, treated the motions as cross‑motions for summary judgment, and found the Board’s enforcement as applied to Rosemond unconstitutional.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the Board’s attempt to stop Rosemond’s column is a content‑based speech restriction | Rosemond: enforcement targeted his answering of specific questions (content) and use of “family psychologist,” so strict scrutiny applies | Board: regulation targets professional or commercial conduct (unauthorized practice), not speech; intermediate scrutiny should apply | Court: content‑based (applied because of message/topic); strict scrutiny applies; Board failed to meet burden |
| Whether Rosemond’s column is commercial speech | Rosemond: column is not proposing a commercial transaction or primarily economic speech | Board: tagline links to revenue‑generating website, so speech is commercial | Court: not commercial; indirect revenue does not transform general advice column into commercial speech |
| Whether the “professional speech” doctrine permits regulation | Rosemond: no professional‑client nexus here (no individualized client relationship), so doctrine doesn’t apply | Board: as a regulated profession, speech by professionals can be limited when part of practice | Court: professional‑speech exception requires a personal nexus to a client; absent that nexus, regulation is regulation of speech and not exempted |
| Whether restricting the tagline (use of "psychologist") is permissible | Rosemond: label is protected speech; even false/misleading statements receive First Amendment protection; restriction is content‑based | Board: unqualified use of “psychologist” is potentially misleading and protects public from deception | Court: restriction is content‑based and under strict or intermediate review (as applicable) fails—Board produced no evidence of actual harm and enforcement was underinclusive and not narrowly tailored |
Key Cases Cited
- Reed v. Town of Gilbert, 135 S. Ct. 2218 (2015) (content‑based speech restrictions trigger strict scrutiny)
- Holder v. Humanitarian Law Project, 561 U.S. 1 (2010) (statute aimed at conduct may be subject to strict scrutiny where coverage depends on the message conveyed)
- United States v. Alvarez, 132 S. Ct. 2537 (2012) (false statements can nonetheless receive First Amendment protection; content‑based bans subject to strict scrutiny)
- Virginia State Bd. of Pharmacy v. Virginia Citizens Consumer Council, 425 U.S. 748 (1976) (definition of commercial speech: proposing commercial transactions)
- Central Hudson Gas & Elec. Corp. v. Public Serv. Comm’n, 447 U.S. 557 (1980) (intermediate scrutiny test for commercial speech and state burden to show regulation directly advances interest)
- Edenfield v. Fane, 507 U.S. 761 (1993) (government must show harms are real and regulation will materially alleviate them)
- McIntyre v. Ohio Elections Comm’n, 514 U.S. 334 (1995) (regulation of speaker identity is content regulation implicating strict scrutiny)
- Lowe v. SEC, 472 U.S. 181 (1985) (tension between professional regulation and free speech; regulation of professional practice may be permissible but has limits)
- Ibanez v. Florida Dep’t of Business & Professional Regulation, Bd. of Accountancy, 512 U.S. 136 (1994) (state cannot suppress potentially misleading speech absent adequate justification)
- Planned Parenthood v. Casey, 505 U.S. 833 (1992) (recognized permissible regulation of certain professional speech within medical context)
- Ohralik v. Ohio State Bar Ass’n, 436 U.S. 447 (1978) (upheld regulation of in‑person solicitation by attorneys as professional regulation)
